Quad-Cities Investment Group

Quad-Cities Investment Group as of Sept. 30, 2021

Portfolio Holdings for Quad-Cities Investment Group

Quad-Cities Investment Group holds 173 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 8.8 $13M 90k 141.50
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 5.1 $7.2M 353k 20.54
Amazon (AMZN) 2.5 $3.6M 1.1k 3284.80
Microsoft Corporation (MSFT) 2.5 $3.5M 13k 281.89
Spdr Ser Tr Portfli Tips Etf (SPIP) 2.0 $2.9M 94k 31.10
First Tr Exchange-traded Senior Ln Fd (FTSL) 2.0 $2.9M 61k 47.86
First Tr Exchange-traded First Tr Enh New (FTSM) 2.0 $2.8M 47k 59.94
Ishares Tr Core Div Grwth (DGRO) 1.9 $2.8M 55k 50.23
Deere & Company (DE) 1.7 $2.5M 7.4k 335.05
First Tr Exchange-traded Dj Internt Idx (FDN) 1.7 $2.4M 10k 235.90
Ishares Tr Core S&p Ttl Stk (ITOT) 1.7 $2.4M 25k 98.37
Ishares Tr Core S&p500 Etf (IVV) 1.6 $2.3M 5.4k 430.74
Managed Portfolio Series Tortoise Nram Pi (TPYP) 1.6 $2.2M 103k 21.80
First Tr Exchange-traded Cap Strength Etf (FTCS) 1.6 $2.2M 30k 74.83
Putnam Premier Income Tr Sh Ben Int (PPT) 1.5 $2.2M 473k 4.57
Ishares Tr Core Msci Eafe (IEFA) 1.4 $2.0M 27k 74.27
Cohen & Steers Quality Income Realty (RQI) 1.3 $1.9M 128k 14.90
First Tr Morningstar Divid L SHS (FDL) 1.3 $1.8M 56k 32.77
Ishares Tr Core S&p Mcp Etf (IJH) 1.2 $1.8M 6.7k 263.05
Calamos (CCD) 1.1 $1.6M 54k 30.41
Ishares Tr Tips Bd Etf (TIP) 1.1 $1.6M 13k 127.72
First Tr Exchange-traded First Tr Ta Hiyl (HYLS) 1.1 $1.6M 33k 48.18
Wal-Mart Stores (WMT) 1.1 $1.6M 11k 139.34
Ishares Tr Core S&p Scp Etf (IJR) 1.1 $1.6M 14k 109.21
First Tr Exchange-traded Ny Arca Biotech (FBT) 1.0 $1.4M 8.7k 166.05
Us Bancorp Del Com New (USB) 0.9 $1.3M 21k 59.45
Janus Detroit Str Tr Hendrsn Shrt Etf (VNLA) 0.9 $1.2M 25k 50.18
Morgan Stanley Emerging Markets Debt (MSD) 0.9 $1.2M 134k 9.11
Ishares Tr Core Us Aggbd Et (AGG) 0.9 $1.2M 11k 114.84
AllianceBernstein Global Hgh Incm (AWF) 0.8 $1.2M 99k 12.27
Ishares Core Msci Emkt (IEMG) 0.8 $1.2M 19k 61.75
First Tr Exchange Trad Fd Vi FST TR GLB FD (FTGC) 0.8 $1.1M 47k 24.12
Wells Fargo & Company (WFC) 0.8 $1.1M 24k 46.43
Kansas City Southern Com New 0.8 $1.1M 4.1k 270.66
Facebook Cl A (META) 0.8 $1.1M 3.3k 339.44
Pepsi (PEP) 0.8 $1.1M 7.2k 150.34
Pfizer (PFE) 0.7 $1.1M 25k 43.02
First Tr Exchange Traded Materials Alph (FXZ) 0.7 $1.0M 19k 56.00
First Tr Exchange-traded Dorsey Wrt 5 Etf (FV) 0.7 $1.0M 22k 45.78
Ishares Tr Jpmorgan Usd Emg (EMB) 0.7 $1.0M 9.2k 110.01
First Tr Exchng Traded Fd Vi Tcw Opportunis (FIXD) 0.7 $992k 19k 53.53
Ishares Tr Core Intl Aggr (IAGG) 0.7 $962k 18k 55.03
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.6 $906k 2.5k 358.10
Ishares Tr 0-5 Yr Tips Etf (STIP) 0.6 $893k 8.5k 105.58
First Tr Exchange Traded Indls Prod Dur (FXR) 0.6 $886k 15k 57.35
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $862k 48k 17.99
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.5 $784k 5.2k 149.88
Ishares Tr Core Msci Total (IXUS) 0.5 $783k 11k 70.99
Alphabet Cap Stk Cl C (GOOG) 0.5 $762k 286.00 2664.34
First Tr Exch Traded Fd Iii Managd Mun Etf (FMB) 0.5 $727k 13k 56.76
Verizon Communications (VZ) 0.5 $716k 13k 54.02
Aberdeen Global Premier Ppty Com Sh Ben Int (AWP) 0.5 $714k 118k 6.06
Triton Intl Cl A 0.5 $707k 14k 52.00
First Tr Exchange-traded No Amer Energy (EMLP) 0.5 $700k 30k 23.66
First Tr Nasdaq 100 Tech Ind SHS (QTEC) 0.5 $698k 4.4k 157.85
Uber Technologies (UBER) 0.5 $688k 15k 44.81
Liberty All-Star Growth Fund (ASG) 0.5 $676k 78k 8.63
Blackstone Group Inc Com Cl A (BX) 0.5 $673k 5.8k 116.32
Caterpillar (CAT) 0.5 $671k 3.5k 192.10
Invesco Van Kampen Muni Opp Trust (VMO) 0.5 $670k 49k 13.70
Realty Income (O) 0.5 $660k 10k 64.88
First Tr Exchange-traded Risng Divd Achiv (RDVY) 0.5 $659k 14k 47.45
First Tr Exch Traded Fd Iii Rivrfrnt Dyn Dev (RFDI) 0.5 $651k 9.4k 69.26
Sunoco Lp/sunoco Fin Corp Com Ut Rep Lp (SUN) 0.4 $640k 17k 37.34
Cohen & Steers infrastucture Fund (UTF) 0.4 $624k 23k 27.09
Zoetis Cl A (ZTS) 0.4 $621k 3.2k 194.12
Ishares Tr Conv Bd Etf (ICVT) 0.4 $615k 6.2k 99.66
Home Depot (HD) 0.4 $612k 1.9k 328.50
Enterprise Products Partners (EPD) 0.4 $603k 28k 21.64
Calamos Strategic Total Retu Com Sh Ben Int (CSQ) 0.4 $594k 34k 17.73
Cintas Corporation (CTAS) 0.4 $587k 1.5k 380.92
Central Securities (CET) 0.4 $585k 14k 42.22
Ares Capital Corporation (ARCC) 0.4 $556k 27k 20.33
Kinder Morgan (KMI) 0.4 $550k 33k 16.72
First Tr Exchange Traded Tech Alphadex (FXL) 0.4 $544k 4.4k 122.83
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.4 $518k 10k 50.60
Procter & Gamble Company (PG) 0.4 $508k 3.6k 139.71
Johnson & Johnson (JNJ) 0.3 $486k 3.0k 161.46
Ishares Tr Mortge Rel Etf (REM) 0.3 $484k 13k 36.14
Western Asset Mrtg Defined Oppn Fund (DMO) 0.3 $476k 31k 15.45
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $462k 35k 13.17
Ishares Tr Cre U S Reit Etf (USRT) 0.3 $449k 7.7k 58.62
3M Company (MMM) 0.3 $442k 2.5k 175.54
American Tower Reit (AMT) 0.3 $439k 1.7k 265.10
Visa Com Cl A (V) 0.3 $438k 2.0k 222.67
Adams Express Company (ADX) 0.3 $430k 22k 19.80
Vanguard Malvern Fds Strm Infproidx (VTIP) 0.3 $428k 8.1k 52.57
Ark Etf Tr Autnmus Technlgy (ARKQ) 0.3 $422k 5.4k 78.13
First Tr Exch Trd Alphdx Em Sml Cp Alph (FEMS) 0.3 $421k 10k 42.29
Walt Disney Company (DIS) 0.3 $421k 2.5k 169.14
Alphabet Cap Stk Cl A (GOOGL) 0.3 $417k 156.00 2673.08
Abbvie (ABBV) 0.3 $401k 3.7k 107.97
Boeing Company (BA) 0.3 $400k 1.8k 220.14
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $399k 29k 13.62
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 0.3 $399k 27k 15.04
Duke Energy Corp Com New (DUK) 0.3 $398k 4.1k 97.72
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.3 $397k 4.7k 85.36
salesforce (CRM) 0.3 $394k 1.5k 271.35
United Parcel Service CL B (UPS) 0.3 $392k 2.2k 182.24
Ark Etf Tr Next Gnrtn Inter (ARKW) 0.3 $383k 2.8k 138.87
Hartford Fds Exchange Traded Shrt Durtn Etf (HSRT) 0.3 $381k 9.3k 40.93
Alliant Energy Corporation (LNT) 0.3 $377k 6.7k 55.92
Schwab Strategic Tr Us Tips Etf (SCHP) 0.3 $371k 5.9k 62.62
CVS Caremark Corporation (CVS) 0.3 $365k 4.3k 84.88
Ishares Tr Core 1 5 Yr Usd (ISTB) 0.3 $364k 7.1k 51.11
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 0.2 $354k 7.0k 50.53
Gabelli Dividend & Income Trust (GDV) 0.2 $353k 14k 25.81
Diageo Spon Adr New (DEO) 0.2 $350k 1.8k 192.73
Putnam Managed Municipal Income Trust (PMM) 0.2 $345k 41k 8.33
Nuveen Div. Advantage Muni. Fund (NAD) 0.2 $343k 22k 15.61
Valero Energy Corporation (VLO) 0.2 $342k 4.9k 70.47
Accenture Plc Ireland Shs Class A (ACN) 0.2 $342k 1.1k 319.93
Exxon Mobil Corporation (XOM) 0.2 $333k 5.7k 58.74
Proshares Tr S&p Mdcp 400 Div (REGL) 0.2 $332k 4.9k 67.74
Twitter 0.2 $332k 5.5k 60.36
Ford Motor Company (F) 0.2 $326k 23k 14.16
Cummins (CMI) 0.2 $309k 1.4k 224.24
Ark Etf Tr Innovation Etf (ARKK) 0.2 $304k 2.8k 110.47
Guggenheim Strategic Opportu Com Sbi (GOF) 0.2 $301k 16k 19.14
Diamondback Energy (FANG) 0.2 $300k 3.2k 94.64
Blackrock Science & Technolo SHS (BST) 0.2 $297k 5.7k 52.09
Vanguard Index Fds Growth Etf (VUG) 0.2 $297k 1.0k 289.76
Liberty All Star Equity Sh Ben Int (USA) 0.2 $293k 34k 8.59
Tri-Continental Corporation (TY) 0.2 $293k 8.8k 33.36
Tesla Motors (TSLA) 0.2 $289k 373.00 774.80
Goldman Sachs Etf Tr Access Inflati (GTIP) 0.2 $287k 5.0k 57.83
First Tr Exchange Traded Finls Alphadex (FXO) 0.2 $282k 6.4k 44.19
Invesco Exch Trd Slf Idx Bulshs 2023 Hy 0.2 $280k 11k 25.34
First Tr Specialty Fin & Fin Com Ben Intr (FGB) 0.2 $278k 70k 3.97
Dow (DOW) 0.2 $270k 4.7k 57.52
First Tr Exchange Traded Cloud Computing (SKYY) 0.2 $268k 2.5k 105.51
Stryker Corporation (SYK) 0.2 $264k 1.0k 264.00
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.2 $261k 1.9k 139.80
Nuveen Mun High Income Opp F (NMZ) 0.2 $259k 18k 14.75
Ark Etf Tr Fintech Innova (ARKF) 0.2 $253k 5.1k 49.27
Invesco Exch Trd Slf Idx Bulshs 2024 Hy (BSJO) 0.2 $253k 10k 25.07
Ishares Tr S&p 500 Grwt Etf (IVW) 0.2 $252k 3.4k 73.94
Vaneck Etf Trust High Yld Munietf (HYD) 0.2 $251k 4.0k 62.44
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.2 $248k 23k 10.81
Invesco Advantage Mun Income Sh Ben Int (VKI) 0.2 $243k 20k 12.46
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $243k 5.3k 45.54
Bristol Myers Squibb (BMY) 0.2 $240k 4.1k 59.14
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.2 $237k 552.00 429.35
Honeywell International (HON) 0.2 $236k 1.1k 212.42
Invesco Exch Trd Slf Idx Bulshs 2025 Hy (BSJP) 0.2 $226k 9.2k 24.62
Oneok (OKE) 0.2 $225k 3.9k 57.96
Merck & Co (MRK) 0.2 $224k 3.0k 75.09
Square Cl A (SQ) 0.2 $221k 920.00 240.22
Invesco Exch Trd Slf Idx Bulshs 2022 Hy 0.2 $220k 9.5k 23.26
Ishares Tr Sp Smcp600vl Etf (IJS) 0.2 $218k 2.2k 100.55
Goldman Sachs (GS) 0.2 $218k 576.00 378.47
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.1 $214k 10k 20.77
Vanguard Charlotte Fds Total Int Bd Etf (BNDX) 0.1 $214k 3.8k 57.05
Ferrari Nv Ord (RACE) 0.1 $213k 1.0k 209.85
Mainstay Definedterm Mn Opp (MMD) 0.1 $213k 9.7k 21.90
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.1 $211k 2.6k 82.04
Intercontinental Exchange (ICE) 0.1 $210k 1.8k 115.07
Iron Mountain (IRM) 0.1 $210k 4.8k 43.39
Nuveen Cr Strategies Income Com Shs (JQC) 0.1 $208k 32k 6.56
Nfj Dividend Interest (NFJ) 0.1 $206k 14k 14.85
First Tr Exch Trd Alphdx Emerg Mkt Alph (FEM) 0.1 $202k 7.5k 26.97
Walgreen Boots Alliance (WBA) 0.1 $201k 4.3k 47.16
Invesco Exchange Traded Fd T Rymnd Jms Sb 1 (UPGD) 0.1 $200k 3.3k 59.95
Etf Managers Tr Prime Mobile Pay 0.1 $200k 3.0k 67.54
Invesco Quality Municipal Inc Trust (IQI) 0.1 $188k 14k 13.17
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $187k 19k 9.98
First Tr Dynamic Europe Equi Com Shs 0.1 $182k 14k 12.92
Omeros Corporation (OMER) 0.1 $181k 13k 13.76
Nuveen Insd Dividend Advantage (NVG) 0.1 $178k 10k 17.11
Owl Rock Capital Corporation (OBDC) 0.1 $173k 12k 14.13
Gabelli Equity Trust (GAB) 0.1 $170k 26k 6.65
Cbre Clarion Global Real Estat re (IGR) 0.1 $167k 20k 8.35
Newpark Res Com Par $.01new (NR) 0.1 $92k 28k 3.29