Regal Investment Advisors

Regal Investment Advisors as of Dec. 31, 2015

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 264 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman 1-3 Year Treas.Bond (SHY) 3.9 $15M 180k 84.36
Spdr S&p 500 Etf (SPY) 2.1 $8.2M 40k 203.86
Ishares Tr usa min vo (USMV) 1.9 $7.4M 177k 41.82
La-Z-Boy Incorporated (LZB) 1.8 $6.8M 281k 24.42
Vanguard Total Stock Market ETF (VTI) 1.7 $6.7M 64k 104.29
iShares Lehman Aggregate Bond (AGG) 1.6 $6.2M 58k 107.99
PowerShares QQQ Trust, Series 1 1.6 $6.0M 53k 111.85
Vanguard Europe Pacific ETF (VEA) 1.5 $5.9M 160k 36.71
iShares S&P US Pref Stock Idx Fnd (PFF) 1.5 $5.8M 149k 38.84
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.5 $5.7M 50k 114.01
iShares MSCI EAFE Index Fund (EFA) 1.4 $5.5M 94k 58.72
iShares MSCI Emerging Markets Indx (EEM) 1.3 $4.9M 151k 32.19
Lowe's Companies (LOW) 1.2 $4.7M 61k 76.04
At&t (T) 1.1 $4.4M 128k 34.41
Surgical Care Affiliates 1.1 $4.4M 109k 39.81
iShares Russell 3000 Index (IWV) 1.0 $4.0M 33k 120.30
iShares Russell 2000 Index (IWM) 1.0 $3.9M 35k 112.60
Gilead Sciences (GILD) 1.0 $3.9M 38k 101.17
Alaska Air (ALK) 1.0 $3.8M 48k 80.50
Abbvie (ABBV) 1.0 $3.8M 65k 59.23
McDonald's Corporation (MCD) 1.0 $3.8M 32k 118.11
Apple (AAPL) 1.0 $3.8M 36k 105.26
Express Scripts Holding 1.0 $3.8M 44k 87.40
Berkshire Hathaway (BRK.B) 1.0 $3.8M 29k 132.03
Kforce (KFRC) 1.0 $3.7M 148k 25.27
Vanguard Growth ETF (VUG) 1.0 $3.7M 35k 106.38
Laboratory Corp. of America Holdings (LH) 0.9 $3.6M 29k 123.63
United Rentals (URI) 0.9 $3.6M 50k 72.52
Altria (MO) 0.9 $3.6M 62k 58.20
iShares S&P 500 Index (IVV) 0.9 $3.6M 18k 204.85
iShares Lehman MBS Bond Fund (MBB) 0.9 $3.6M 34k 107.69
Dow Chemical Company 0.9 $3.5M 69k 51.48
SPDR S&P MidCap 400 ETF (MDY) 0.9 $3.5M 14k 254.03
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.9 $3.5M 29k 120.56
Fastenal Company (FAST) 0.9 $3.5M 86k 40.81
Consolidated Edison (ED) 0.9 $3.4M 53k 64.25
Baxalta Incorporated 0.9 $3.4M 88k 39.03
Western Union Company (WU) 0.9 $3.3M 187k 17.91
Twenty-first Century Fox 0.9 $3.3M 123k 27.15
Schwab Strategic Tr us dividend eq (SCHD) 0.9 $3.3M 86k 38.55
Microsoft Corporation (MSFT) 0.8 $3.3M 59k 55.47
Monsanto Company 0.8 $3.3M 33k 98.49
Varian Medical Systems 0.8 $3.2M 39k 80.79
Scripps Networks Interactive 0.8 $3.2M 58k 55.21
priceline.com Incorporated 0.8 $3.1M 2.5k 1274.57
Ishares Tr fltg rate nt (FLOT) 0.8 $3.1M 62k 50.43
Affiliated Managers (AMG) 0.8 $3.0M 19k 159.74
ConocoPhillips (COP) 0.8 $3.0M 64k 46.68
Vanguard REIT ETF (VNQ) 0.8 $3.0M 38k 79.72
Vanguard Short-Term Bond ETF (BSV) 0.8 $3.0M 37k 79.56
Neustar 0.8 $2.9M 122k 23.96
General Electric Company 0.8 $2.9M 93k 31.14
Las Vegas Sands (LVS) 0.8 $2.9M 66k 43.84
iShares S&P SmallCap 600 Index (IJR) 0.8 $2.9M 26k 110.11
Vanguard Value ETF (VTV) 0.7 $2.7M 34k 81.52
Procter & Gamble Company (PG) 0.7 $2.7M 34k 79.39
Bed Bath & Beyond 0.7 $2.6M 55k 48.23
Dick's Sporting Goods (DKS) 0.7 $2.6M 73k 35.35
Walt Disney Company (DIS) 0.6 $2.5M 24k 105.06
First Trust Cnsumer Stapl Alpha (FXG) 0.6 $2.5M 56k 44.44
Duke Energy (DUK) 0.6 $2.5M 34k 71.38
Gap (GPS) 0.6 $2.4M 96k 24.70
iShares Barclays TIPS Bond Fund (TIP) 0.6 $2.4M 22k 109.65
Johnson & Johnson (JNJ) 0.6 $2.3M 23k 102.69
Waddell & Reed Financial 0.6 $2.3M 81k 28.65
Vanguard Emerging Markets ETF (VWO) 0.6 $2.3M 71k 32.70
Polaris Industries (PII) 0.6 $2.2M 26k 85.94
iShares Russell 1000 Growth Index (IWF) 0.6 $2.2M 23k 99.46
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.6 $2.2M 88k 25.26
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.6 $2.2M 49k 44.67
iShares S&P Growth Allocation Fund (AOR) 0.6 $2.2M 56k 38.88
Emerson Electric (EMR) 0.5 $2.1M 43k 47.82
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.5 $2.1M 19k 110.66
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.5 $2.0M 58k 34.08
First Trust DJ Internet Index Fund (FDN) 0.5 $1.9M 26k 74.58
Spdr Short-term High Yield mf (SJNK) 0.5 $1.8M 72k 25.68
NuStar Energy (NS) 0.5 $1.8M 45k 40.08
Exxon Mobil Corporation (XOM) 0.4 $1.6M 21k 77.93
Coca-Cola Company (KO) 0.4 $1.5M 36k 42.94
First Tr Exchange Traded Fd dorsey wright (IFV) 0.4 $1.5M 86k 17.88
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.4 $1.5M 63k 23.47
Financial Select Sector SPDR (XLF) 0.4 $1.4M 58k 23.82
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.4 $1.4M 48k 28.70
iShares Dow Jones US Healthcare (IYH) 0.3 $1.3M 8.9k 150.00
3M Company (MMM) 0.3 $1.3M 8.7k 150.63
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $1.3M 13k 104.56
Vanguard Mid-Cap Value ETF (VOE) 0.3 $1.3M 15k 85.93
Ishares Tr s^p aggr all (AOA) 0.3 $1.3M 28k 44.83
HCP 0.3 $1.2M 33k 38.23
Vanguard Mid-Cap Growth ETF (VOT) 0.3 $1.2M 12k 99.64
Ford Motor Company (F) 0.3 $1.2M 84k 14.09
Clorox Company (CLX) 0.3 $1.2M 9.5k 126.76
Vanguard Mid-Cap ETF (VO) 0.3 $1.2M 9.8k 120.09
Vanguard Dividend Appreciation ETF (VIG) 0.3 $1.2M 15k 77.73
Pepsi (PEP) 0.3 $1.1M 11k 99.85
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $1.2M 24k 48.35
Chevron Corporation (CVX) 0.3 $1.1M 13k 89.91
PowerShares Fin. Preferred Port. 0.3 $1.1M 60k 18.81
SPDR Barclays Capital High Yield B 0.3 $1.1M 33k 33.90
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.3 $1.1M 15k 73.94
Jp Morgan Alerian Mlp Index (AMJ) 0.3 $1.1M 37k 28.95
First Trust Energy AlphaDEX (FXN) 0.3 $1.1M 79k 13.84
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.3 $1.1M 49k 22.24
Pfizer (PFE) 0.3 $1.0M 32k 32.25
Vanguard Small-Cap ETF (VB) 0.3 $1.0M 9.4k 110.61
First Trust Amex Biotech Index Fnd (FBT) 0.3 $1.0M 9.2k 112.98
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $1.1M 52k 20.17
iShares S&P MidCap 400 Index (IJH) 0.3 $1.0M 7.3k 139.22
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.3 $996k 13k 77.92
First Trust Health Care AlphaDEX (FXH) 0.3 $1.0M 17k 60.42
PNC Financial Services (PNC) 0.2 $948k 10k 95.22
American Electric Power Company (AEP) 0.2 $947k 16k 58.26
Verizon Communications (VZ) 0.2 $913k 20k 46.19
Target Corporation (TGT) 0.2 $914k 13k 72.61
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $912k 11k 80.54
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $929k 45k 20.50
Cincinnati Financial Corporation (CINF) 0.2 $886k 15k 59.13
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $871k 8.1k 107.20
Nucor Corporation (NUE) 0.2 $867k 22k 40.29
Claymore/Zacks Multi-Asset Inc Idx 0.2 $856k 47k 18.17
iShares Russell Microcap Index (IWC) 0.2 $810k 11k 72.03
Phillips 66 (PSX) 0.2 $818k 10k 81.72
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $770k 8.3k 92.85
AFLAC Incorporated (AFL) 0.2 $748k 13k 59.86
PowerShares DB US Dollar Index Bullish 0.2 $724k 28k 25.64
iShares Dow Jones US Technology (IYW) 0.2 $729k 6.8k 106.95
Wal-Mart Stores (WMT) 0.2 $709k 12k 61.27
Abbott Laboratories (ABT) 0.2 $683k 15k 44.87
iShares S&P 500 Growth Index (IVW) 0.2 $691k 6.0k 115.67
Health Care SPDR (XLV) 0.2 $659k 9.2k 71.94
SYSCO Corporation (SYY) 0.2 $652k 16k 40.97
Steel Dynamics (STLD) 0.2 $654k 37k 17.86
iShares Dow Jones Select Dividend (DVY) 0.2 $653k 8.7k 75.07
Kimberly-Clark Corporation (KMB) 0.2 $617k 4.9k 127.22
Automatic Data Processing (ADP) 0.2 $632k 7.5k 84.61
Colgate-Palmolive Company (CL) 0.2 $617k 9.3k 66.62
Gs Fin Corp Etn Claymore37 (GCEC) 0.2 $603k 40k 14.95
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $604k 12k 52.69
Ishares High Dividend Equity F (HDV) 0.2 $604k 8.2k 73.31
Ishares Inc msci frntr 100 (FM) 0.2 $609k 25k 24.87
Leggett & Platt (LEG) 0.1 $588k 14k 42.00
SPDR Gold Trust (GLD) 0.1 $573k 5.7k 101.42
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.1 $562k 23k 24.32
First Trust Morningstar Divid Ledr (FDL) 0.1 $560k 24k 23.68
Southern Company (SO) 0.1 $541k 12k 46.79
Alerian Mlp Etf 0.1 $552k 46k 12.04
PowerShares Emerging Markets Sovere 0.1 $558k 21k 27.27
Technology SPDR (XLK) 0.1 $492k 12k 42.76
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $486k 10k 47.26
iShares S&P Global Utilities Sector (JXI) 0.1 $516k 12k 44.02
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.1 $497k 8.9k 55.62
Spdr Index Shs Fds s^p global nat res (GNR) 0.1 $516k 16k 32.07
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $489k 23k 21.75
Ishares Tr cmn (GOVT) 0.1 $507k 20k 25.02
Bank of America Corporation (BAC) 0.1 $467k 28k 16.82
Bristol Myers Squibb (BMY) 0.1 $480k 7.0k 68.76
Illinois Tool Works (ITW) 0.1 $480k 5.2k 92.63
iShares S&P 500 Value Index (IVE) 0.1 $453k 5.1k 88.48
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $446k 13k 33.17
Piedmont Office Realty Trust (PDM) 0.1 $444k 24k 18.88
Vanguard High Dividend Yield ETF (VYM) 0.1 $479k 7.2k 66.71
Archer Daniels Midland Company (ADM) 0.1 $433k 12k 36.62
United Technologies Corporation 0.1 $422k 4.4k 95.89
Entergy Corporation (ETR) 0.1 $416k 6.1k 68.25
Consumer Discretionary SPDR (XLY) 0.1 $411k 5.3k 77.97
SPDR S&P Biotech (XBI) 0.1 $439k 6.3k 70.07
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $424k 9.8k 43.21
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $413k 15k 28.06
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $426k 8.5k 49.90
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $433k 4.3k 100.60
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $406k 16k 26.05
Huntington Bancshares Incorporated (HBAN) 0.1 $386k 35k 11.03
Waste Management (WM) 0.1 $395k 7.4k 53.28
V.F. Corporation (VFC) 0.1 $400k 6.4k 62.18
Exelon Corporation (EXC) 0.1 $383k 14k 27.73
First Trust Financials AlphaDEX (FXO) 0.1 $396k 17k 23.13
Main Street Capital Corporation (MAIN) 0.1 $401k 14k 29.06
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $392k 7.4k 52.77
JPMorgan Chase & Co. (JPM) 0.1 $343k 5.2k 65.97
Costco Wholesale Corporation (COST) 0.1 $354k 2.2k 161.50
Home Depot (HD) 0.1 $360k 2.7k 131.92
Genuine Parts Company (GPC) 0.1 $349k 4.1k 85.85
Wells Fargo & Company (WFC) 0.1 $345k 6.4k 54.25
Becton, Dickinson and (BDX) 0.1 $362k 2.4k 153.91
International Business Machines (IBM) 0.1 $357k 2.6k 137.47
Fiserv (FI) 0.1 $350k 3.8k 91.26
SPDR S&P Dividend (SDY) 0.1 $361k 4.9k 73.49
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $347k 6.8k 50.98
Spdr Series Trust cmn (HYMB) 0.1 $360k 6.3k 57.02
Franklin Resources (BEN) 0.1 $317k 8.6k 36.79
T. Rowe Price (TROW) 0.1 $314k 4.4k 71.38
W.W. Grainger (GWW) 0.1 $302k 1.5k 202.41
Tyson Foods (TSN) 0.1 $308k 5.8k 53.18
Merck & Co (MRK) 0.1 $293k 5.6k 52.64
Philip Morris International (PM) 0.1 $303k 3.4k 87.85
iShares Russell 1000 Value Index (IWD) 0.1 $306k 3.1k 97.70
Qualcomm (QCOM) 0.1 $319k 6.4k 49.90
Dover Corporation (DOV) 0.1 $321k 5.2k 61.17
Consumer Staples Select Sect. SPDR (XLP) 0.1 $324k 6.4k 50.48
Vanguard Health Care ETF (VHT) 0.1 $317k 2.4k 132.58
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $307k 1.8k 172.47
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $318k 7.4k 43.18
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $296k 3.2k 92.82
Kinder Morgan (KMI) 0.1 $290k 20k 14.88
Pimco Total Return Etf totl (BOND) 0.1 $296k 2.8k 103.93
FedEx Corporation (FDX) 0.1 $269k 1.8k 148.54
Intel Corporation (INTC) 0.1 $274k 8.0k 34.33
Helmerich & Payne (HP) 0.1 $262k 4.9k 53.51
Novartis (NVS) 0.1 $254k 3.0k 86.01
GlaxoSmithKline 0.1 $265k 6.6k 40.28
Danaher Corporation (DHR) 0.1 $289k 3.1k 92.60
Ventas (VTR) 0.1 $253k 4.5k 56.40
Energy Select Sector SPDR (XLE) 0.1 $258k 4.3k 60.31
Under Armour (UAA) 0.1 $255k 3.2k 80.44
DTE Energy Company (DTE) 0.1 $258k 3.2k 80.07
Magellan Midstream Partners 0.1 $277k 4.1k 67.81
Materials SPDR (XLB) 0.1 $251k 5.8k 43.37
WisdomTree Emerging Markets Eq (DEM) 0.1 $251k 7.9k 31.63
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $259k 6.9k 37.63
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $257k 5.7k 44.99
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $279k 10k 27.08
Ishares Tr eafe min volat (EFAV) 0.1 $258k 4.0k 64.78
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $269k 5.0k 54.33
United Development Funding closely held st 0.1 $282k 26k 10.99
Corning Incorporated (GLW) 0.1 $232k 13k 18.25
Teva Pharmaceutical Industries (TEVA) 0.1 $231k 3.5k 65.55
General Mills (GIS) 0.1 $215k 3.7k 57.41
Nike (NKE) 0.1 $219k 3.5k 62.43
Delta Air Lines (DAL) 0.1 $217k 4.3k 50.69
Goldcorp 0.1 $227k 20k 11.53
SPDR KBW Insurance (KIE) 0.1 $229k 3.3k 69.41
iShares S&P SmallCap 600 Growth (IJT) 0.1 $218k 1.8k 124.29
Rydex S&P 500 Pure Growth ETF 0.1 $244k 3.0k 80.45
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $241k 7.1k 34.01
Rydex Etf Trust s^p500 pur val 0.1 $231k 4.7k 49.08
Icon (ICLR) 0.1 $218k 2.8k 77.41
Global Net Lease 0.1 $228k 29k 7.92
Cameco Corporation (CCJ) 0.1 $196k 16k 12.32
Everest Re Group (EG) 0.1 $201k 1.1k 182.23
Amgen (AMGN) 0.1 $207k 1.3k 161.85
Diageo (DEO) 0.1 $206k 1.9k 109.05
Macy's (M) 0.1 $200k 5.7k 34.85
Novo Nordisk A/S (NVO) 0.1 $211k 3.6k 58.03
Old Republic International Corporation (ORI) 0.1 $203k 11k 18.57
Applied Materials (AMAT) 0.1 $208k 11k 18.61
Banco Santander-Chile (BSAC) 0.1 $199k 11k 17.60
iShares MSCI Japan Index 0.1 $187k 15k 12.10
Prospect Capital Corporation (PSEC) 0.1 $186k 27k 6.96
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $206k 2.0k 105.21
Schwab Strategic Tr cmn (SCHV) 0.1 $206k 4.9k 42.28
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $212k 4.0k 52.82
Facebook Inc cl a (META) 0.1 $203k 1.9k 104.59
Freeport-McMoRan Copper & Gold (FCX) 0.0 $147k 22k 6.74
United States Steel Corporation (X) 0.0 $171k 22k 7.95
Retail Properties Of America 0.0 $164k 11k 14.71
Fs Investment Corporation 0.0 $171k 19k 8.96
Annaly Capital Management 0.0 $117k 13k 9.34
Companhia Paranaense de Energia 0.0 $128k 22k 5.84
Sirius Xm Holdings (SIRI) 0.0 $99k 24k 4.05
Monogram Residential Trust 0.0 $108k 11k 9.72
Vareit, Inc reits 0.0 $110k 14k 7.86
Usd Partners (USDP) 0.0 $72k 10k 7.20
ArcelorMittal 0.0 $56k 13k 4.19
Rediff.com India (REDFY) 0.0 $13k 20k 0.65