Regal Investment Advisors

Regal Investment Advisors as of Dec. 31, 2016

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 244 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 3.5 $13M 57k 224.98
Spdr S&p 500 Etf (SPY) 2.5 $8.9M 40k 223.54
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.0 $7.3M 62k 117.18
iShares S&P US Pref Stock Idx Fnd (PFF) 1.8 $6.5M 173k 37.21
Vanguard Europe Pacific ETF (VEA) 1.8 $6.3M 174k 36.54
Vanguard Total Stock Market ETF (VTI) 1.6 $5.7M 49k 115.33
iShares S&P SmallCap 600 Index (IJR) 1.5 $5.5M 40k 137.53
At&t (T) 1.5 $5.3M 126k 42.53
Walt Disney Company (DIS) 1.3 $4.8M 47k 104.22
Abbvie (ABBV) 1.3 $4.7M 75k 62.62
Schwab Strategic Tr us dividend eq (SCHD) 1.2 $4.4M 102k 43.57
Vanguard Growth ETF (VUG) 1.2 $4.4M 39k 111.48
Altria (MO) 1.2 $4.3M 64k 67.62
Dow Chemical Company 1.2 $4.2M 74k 57.22
Apple (AAPL) 1.2 $4.2M 37k 115.81
McDonald's Corporation (MCD) 1.1 $4.2M 34k 121.71
Microsoft Corporation (MSFT) 1.1 $4.1M 66k 62.13
Consolidated Edison (ED) 1.1 $4.0M 55k 73.68
WESCO International (WCC) 1.1 $3.8M 57k 66.54
Anixter International 1.1 $3.8M 47k 81.05
iShares MSCI Emerging Markets Indx (EEM) 1.0 $3.8M 108k 35.01
La-Z-Boy Incorporated (LZB) 1.0 $3.7M 119k 31.05
iShares S&P MidCap 400 Index (IJH) 1.0 $3.7M 22k 165.32
Vanguard REIT ETF (VNQ) 1.0 $3.6M 44k 82.52
Berkshire Hathaway (BRK.B) 1.0 $3.6M 22k 162.97
First Trust Large Cap Value Opp Fnd (FTA) 1.0 $3.6M 77k 46.87
Capital One Financial (COF) 1.0 $3.5M 40k 87.23
State Street Corporation (STT) 0.9 $3.4M 44k 77.72
Vanguard Short-Term Bond ETF (BSV) 0.9 $3.4M 43k 79.45
Lowe's Companies (LOW) 0.9 $3.4M 47k 71.11
BorgWarner (BWA) 0.9 $3.3M 83k 39.44
Procter & Gamble Company (PG) 0.9 $3.2M 38k 84.07
General Electric Company 0.9 $3.2M 100k 31.60
Greenbrier Companies (GBX) 0.9 $3.1M 75k 41.54
Vanguard Emerging Markets ETF (VWO) 0.9 $3.1M 87k 35.78
Vanguard Dividend Appreciation ETF (VIG) 0.8 $3.1M 36k 85.17
iShares Lehman Aggregate Bond (AGG) 0.8 $3.0M 28k 108.07
Ishares Tr usa min vo (USMV) 0.8 $3.0M 67k 45.22
Laboratory Corp. of America Holdings (LH) 0.8 $2.9M 23k 128.40
Emerson Electric (EMR) 0.8 $2.9M 53k 55.75
ConocoPhillips (COP) 0.8 $2.9M 59k 50.13
priceline.com Incorporated 0.8 $2.9M 2.0k 1465.87
SPDR Barclays Capital High Yield B 0.8 $2.9M 79k 36.45
Monsanto Company 0.8 $2.8M 27k 105.20
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.8 $2.8M 26k 108.19
Biogen Idec (BIIB) 0.8 $2.8M 10k 283.59
Twenty-first Century Fox 0.8 $2.8M 101k 28.04
Ishares Tr fltg rate nt (FLOT) 0.8 $2.8M 54k 50.74
Visa (V) 0.8 $2.7M 35k 78.01
iShares S&P Growth Allocation Fund (AOR) 0.8 $2.7M 67k 40.58
Alexion Pharmaceuticals 0.7 $2.6M 22k 122.37
Amgen (AMGN) 0.7 $2.6M 18k 146.23
Express Scripts Holding 0.7 $2.6M 38k 68.80
Williams-Sonoma (WSM) 0.7 $2.5M 52k 48.40
Johnson & Johnson (JNJ) 0.7 $2.4M 21k 115.20
McKesson Corporation (MCK) 0.7 $2.4M 17k 140.46
Vanguard Value ETF (VTV) 0.7 $2.4M 26k 93.02
Gilead Sciences (GILD) 0.6 $2.3M 32k 71.62
Ralph Lauren Corp (RL) 0.6 $2.3M 26k 90.34
First Trust DJ Internet Index Fund (FDN) 0.6 $2.3M 28k 79.81
Hanesbrands (HBI) 0.6 $2.2M 103k 21.57
Duke Energy (DUK) 0.6 $2.2M 28k 77.62
NuStar Energy (NS) 0.6 $2.1M 43k 49.80
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.6 $2.1M 44k 47.18
Insys Therapeutics 0.6 $2.1M 229k 9.20
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.6 $2.1M 91k 23.14
iShares Russell 1000 Growth Index (IWF) 0.6 $2.1M 20k 104.91
Vanguard Mid-Cap Value ETF (VOE) 0.6 $2.0M 21k 97.17
Vanguard Mid-Cap Growth ETF (VOT) 0.6 $2.0M 19k 105.66
Polaris Industries (PII) 0.5 $1.9M 23k 82.40
American Electric Power Company (AEP) 0.5 $1.8M 29k 62.96
iShares MSCI EAFE Index Fund (EFA) 0.5 $1.8M 32k 57.72
Ishares High Dividend Equity F (HDV) 0.5 $1.7M 20k 82.26
3M Company (MMM) 0.5 $1.6M 9.1k 178.54
First Trust Cnsumer Stapl Alpha (FXG) 0.5 $1.6M 36k 45.75
Spdr Short-term High Yield mf (SJNK) 0.5 $1.6M 58k 27.69
Ishares Msci Japan (EWJ) 0.4 $1.6M 32k 48.85
Coca-Cola Company (KO) 0.4 $1.5M 37k 41.46
Ishares Tr s^p aggr all (AOA) 0.4 $1.6M 33k 47.23
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.4 $1.5M 43k 35.51
iShares Russell 3000 Value Index (IUSV) 0.4 $1.5M 31k 49.14
First Trust Small Cap Cr AlphaDEX (FYX) 0.4 $1.5M 27k 53.85
Exxon Mobil Corporation (XOM) 0.4 $1.5M 16k 90.28
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.4 $1.4M 35k 41.94
Clorox Company (CLX) 0.4 $1.4M 12k 120.01
Cincinnati Financial Corporation (CINF) 0.4 $1.3M 17k 75.75
Vanguard Extended Market ETF (VXF) 0.4 $1.3M 14k 95.90
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.4 $1.3M 17k 77.55
Vaneck Vectors Russia Index Et 0.4 $1.3M 61k 21.22
PNC Financial Services (PNC) 0.3 $1.3M 11k 116.98
Verizon Communications (VZ) 0.3 $1.3M 24k 53.38
iShares Russell 2000 Index (IWM) 0.3 $1.3M 9.4k 134.84
Steel Dynamics (STLD) 0.3 $1.3M 36k 35.57
Bank of America Corporation (BAC) 0.3 $1.2M 56k 22.09
Jp Morgan Alerian Mlp Index (AMJ) 0.3 $1.2M 39k 31.61
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.3 $1.2M 23k 53.63
Pfizer (PFE) 0.3 $1.2M 36k 32.49
SPDR Gold Trust (GLD) 0.3 $1.1M 10k 109.60
Vanguard Mid-Cap ETF (VO) 0.3 $1.2M 8.8k 131.64
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.3 $1.1M 46k 24.40
PowerShares DB Com Indx Trckng Fund 0.3 $1.1M 67k 15.84
iShares Russell Microcap Index (IWC) 0.3 $1.1M 13k 85.80
First Trust Energy AlphaDEX (FXN) 0.3 $1.1M 65k 16.50
Wal-Mart Stores (WMT) 0.3 $1.0M 15k 69.14
Automatic Data Processing (ADP) 0.3 $1.0M 9.8k 102.78
Financial Select Sector SPDR (XLF) 0.3 $1.0M 44k 23.26
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $1.0M 21k 49.17
AFLAC Incorporated (AFL) 0.3 $990k 14k 69.63
Pepsi (PEP) 0.3 $970k 9.3k 104.64
Vanguard Small-Cap ETF (VB) 0.3 $991k 7.7k 128.90
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $963k 38k 25.23
Ford Motor Company (F) 0.3 $954k 79k 12.12
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $950k 10k 94.06
Nucor Corporation (NUE) 0.2 $887k 15k 59.51
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.2 $894k 12k 76.27
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $892k 22k 41.07
PowerShares QQQ Trust, Series 1 0.2 $865k 7.3k 118.43
iShares Lehman MBS Bond Fund (MBB) 0.2 $864k 8.1k 106.33
Chevron Corporation (CVX) 0.2 $816k 6.9k 117.77
iShares Dow Jones Select Dividend (DVY) 0.2 $845k 9.5k 88.58
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $850k 42k 20.31
iShares Barclays TIPS Bond Fund (TIP) 0.2 $786k 6.9k 113.19
Claymore/Zacks Multi-Asset Inc Idx 0.2 $802k 40k 20.15
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $804k 27k 29.59
First Tr Exch Traded Fd Iii rivr frnt dyn (RFEM) 0.2 $785k 15k 52.79
JPMorgan Chase & Co. (JPM) 0.2 $754k 8.7k 86.35
PowerShares Fin. Preferred Port. 0.2 $773k 43k 17.97
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $740k 6.7k 110.27
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $739k 15k 49.83
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $737k 35k 21.28
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $723k 15k 48.24
Mortgage Reit Index real (REM) 0.2 $709k 17k 42.08
Leggett & Platt (LEG) 0.2 $670k 14k 48.91
Intel Corporation (INTC) 0.2 $679k 19k 36.29
Vanguard High Dividend Yield ETF (VYM) 0.2 $701k 9.3k 75.78
Powershares Senior Loan Portfo mf 0.2 $699k 30k 23.36
Ishares Inc em mkt min vol (EEMV) 0.2 $674k 14k 48.92
Ishares Inc msci frntr 100 (FM) 0.2 $700k 28k 24.86
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $677k 14k 47.97
Health Care SPDR (XLV) 0.2 $637k 9.2k 68.95
SYSCO Corporation (SYY) 0.2 $660k 12k 55.33
HCP 0.2 $669k 23k 29.70
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $647k 24k 26.74
Exelon Corporation (EXC) 0.2 $615k 17k 35.49
First Trust Morningstar Divid Ledr (FDL) 0.2 $604k 22k 27.77
Ishares Tr cmn (GOVT) 0.2 $627k 25k 24.94
Kimberly-Clark Corporation (KMB) 0.2 $584k 5.1k 114.06
iShares S&P 500 Value Index (IVE) 0.2 $581k 5.7k 101.34
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $583k 5.4k 108.20
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $571k 19k 29.55
First Trust Health Care AlphaDEX (FXH) 0.2 $593k 10k 57.33
United States Steel Corporation (X) 0.1 $543k 17k 33.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $534k 6.2k 86.60
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $544k 17k 32.86
Phillips 66 (PSX) 0.1 $536k 6.2k 86.38
Facebook Inc cl a (META) 0.1 $545k 4.7k 115.08
Waste Management (WM) 0.1 $493k 7.0k 70.94
NVIDIA Corporation (NVDA) 0.1 $502k 4.7k 106.72
Entergy Corporation (ETR) 0.1 $457k 6.2k 73.44
Technology SPDR (XLK) 0.1 $459k 9.5k 48.34
Vanguard Small-Cap Value ETF (VBR) 0.1 $476k 3.9k 121.12
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $458k 9.4k 48.74
Schwab Strategic Tr cmn (SCHV) 0.1 $472k 9.8k 48.09
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $456k 8.4k 54.32
Welltower Inc Com reit (WELL) 0.1 $455k 6.8k 66.94
Target Corporation (TGT) 0.1 $426k 5.9k 72.17
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $419k 4.0k 104.78
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.1 $452k 8.6k 52.61
Gs Fin Corp Etn Claymore37 (GCEC) 0.1 $449k 29k 15.64
Kinder Morgan (KMI) 0.1 $425k 21k 20.73
Southern Company (SO) 0.1 $392k 8.0k 49.24
United States Oil Fund 0.1 $394k 34k 11.73
Energy Select Sector SPDR (XLE) 0.1 $387k 5.1k 75.41
iShares S&P Global Utilities Sector (JXI) 0.1 $389k 8.7k 44.65
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $413k 7.9k 52.33
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $396k 17k 23.29
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $390k 7.9k 49.51
Spdr Series Trust cmn (HYMB) 0.1 $394k 7.0k 56.00
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $381k 7.4k 51.20
First Tr Exchange Traded Fd dorsey wright (IFV) 0.1 $392k 23k 17.05
iShares Dow Jones US Real Estate (IYR) 0.1 $348k 4.5k 77.03
iShares S&P SmallCap 600 Growth (IJT) 0.1 $364k 2.4k 150.17
SPDR S&P Dividend (SDY) 0.1 $348k 4.1k 85.67
PowerShares Emerging Markets Sovere 0.1 $367k 13k 28.26
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $370k 7.6k 48.77
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $344k 9.8k 35.24
FedEx Corporation (FDX) 0.1 $334k 1.8k 185.97
Wells Fargo & Company (WFC) 0.1 $317k 5.7k 55.20
Helmerich & Payne (HP) 0.1 $336k 4.3k 77.49
United Technologies Corporation 0.1 $313k 2.9k 109.56
Freeport-McMoRan Copper & Gold (FCX) 0.1 $322k 24k 13.19
Magellan Midstream Partners 0.1 $333k 4.4k 75.63
iShares S&P 500 Growth Index (IVW) 0.1 $317k 2.6k 121.97
SPDR S&P MidCap 400 ETF (MDY) 0.1 $313k 1.0k 301.54
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $339k 2.4k 139.91
iShares Dow Jones US Healthcare (IYH) 0.1 $320k 2.2k 144.01
iShares Dow Jones US Technology (IYW) 0.1 $310k 2.6k 120.44
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $311k 1.5k 208.17
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $325k 2.7k 119.13
Mainstay Definedterm Mn Opp (MMD) 0.1 $327k 18k 18.27
Huntington Bancshares Incorporated (HBAN) 0.1 $298k 23k 13.23
Nike (NKE) 0.1 $276k 5.4k 50.76
Philip Morris International (PM) 0.1 $281k 3.1k 91.32
Alerian Mlp Etf 0.1 $278k 22k 12.60
First Trust Financials AlphaDEX (FXO) 0.1 $279k 10k 27.07
Main Street Capital Corporation (MAIN) 0.1 $287k 7.8k 36.74
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $297k 7.3k 40.84
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $282k 6.2k 45.66
WisdomTree Emerging Markets Eq (DEM) 0.1 $291k 7.8k 37.32
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $301k 7.6k 39.78
Alphabet Inc Class C cs (GOOG) 0.1 $287k 372.00 771.51
BP (BP) 0.1 $249k 6.7k 37.36
Home Depot (HD) 0.1 $250k 1.9k 133.98
Abbott Laboratories (ABT) 0.1 $247k 6.4k 38.44
Cisco Systems (CSCO) 0.1 $258k 8.6k 30.18
iShares Russell 1000 Value Index (IWD) 0.1 $248k 2.2k 112.01
SPDR KBW Regional Banking (KRE) 0.1 $236k 4.2k 55.54
iShares Russell Midcap Value Index (IWS) 0.1 $248k 3.1k 80.57
iShares Dow Jones US Industrial (IYJ) 0.1 $241k 2.0k 120.44
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.1 $241k 4.1k 58.69
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $248k 4.4k 55.91
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $266k 5.8k 45.93
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $266k 9.5k 28.04
Powershares S&p 500 0.1 $247k 6.3k 39.13
E.I. du Pont de Nemours & Company 0.1 $201k 2.7k 73.55
General Mills (GIS) 0.1 $208k 3.4k 61.78
Merck & Co (MRK) 0.1 $222k 3.8k 58.76
Qualcomm (QCOM) 0.1 $233k 3.6k 65.19
Goldcorp 0.1 $203k 15k 13.57
DTE Energy Company (DTE) 0.1 $217k 2.2k 98.41
iShares S&P 100 Index (OEF) 0.1 $228k 2.3k 99.26
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $230k 1.9k 119.05
General Motors Company (GM) 0.1 $209k 6.0k 34.90
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.1 $213k 6.5k 32.58
Citigroup (C) 0.1 $221k 3.7k 59.31
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $174k 17k 10.09
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $173k 14k 12.29
Fs Investment Corporation 0.1 $173k 17k 10.32
Dws Municipal Income Trust 0.0 $134k 10k 13.13
ArcelorMittal 0.0 $102k 14k 7.33
Prospect Capital Corporation (PSEC) 0.0 $94k 11k 8.34
Sirius Xm Holdings (SIRI) 0.0 $107k 24k 4.44
Monogram Residential Trust 0.0 $120k 11k 10.80
Verastem 0.0 $33k 29k 1.13