Regal Investment Advisors

Regal Investment Advisors as of March 31, 2017

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 262 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 3.7 $14M 59k 237.27
Spdr S&p 500 Etf (SPY) 2.4 $9.0M 38k 235.74
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.0 $7.8M 66k 117.91
iShares S&P US Pref Stock Idx Fnd (PFF) 1.9 $7.4M 192k 38.70
Vanguard Europe Pacific ETF (VEA) 1.7 $6.6M 168k 39.30
Vanguard Total Stock Market ETF (VTI) 1.6 $5.9M 49k 121.32
iShares S&P SmallCap 600 Index (IJR) 1.5 $5.7M 82k 69.16
At&t (T) 1.5 $5.6M 134k 41.55
Apple (AAPL) 1.4 $5.3M 37k 143.67
Abbvie (ABBV) 1.3 $5.1M 79k 65.16
iShares MSCI Emerging Markets Indx (EEM) 1.3 $5.1M 129k 39.39
Walt Disney Company (DIS) 1.3 $4.8M 43k 113.39
Dow Chemical Company 1.2 $4.8M 76k 63.54
Vanguard Growth ETF (VUG) 1.2 $4.8M 40k 121.65
Consolidated Edison (ED) 1.2 $4.7M 61k 77.66
Schwab Strategic Tr us dividend eq (SCHD) 1.2 $4.7M 105k 44.58
McDonald's Corporation (MCD) 1.2 $4.6M 35k 129.61
Altria (MO) 1.2 $4.5M 63k 71.42
Microsoft Corporation (MSFT) 1.2 $4.5M 68k 65.86
Vanguard Short-Term Bond ETF (BSV) 1.1 $4.4M 55k 79.71
Vanguard Emerging Markets ETF (VWO) 1.1 $4.3M 109k 39.72
First Trust Large Cap Value Opp Fnd (FTA) 1.1 $4.2M 86k 49.30
Procter & Gamble Company (PG) 1.0 $3.9M 44k 89.85
Vanguard Dividend Appreciation ETF (VIG) 1.0 $3.8M 43k 89.95
iShares S&P MidCap 400 Index (IJH) 1.0 $3.8M 22k 171.21
Emerson Electric (EMR) 0.9 $3.6M 60k 59.86
Ishares Tr fltg rate nt (FLOT) 0.9 $3.5M 69k 50.87
Berkshire Hathaway (BRK.B) 0.9 $3.4M 21k 166.67
Lowe's Companies (LOW) 0.9 $3.4M 42k 82.21
La-Z-Boy Incorporated (LZB) 0.8 $3.2M 119k 27.00
Vanguard REIT ETF (VNQ) 0.8 $3.2M 39k 82.60
Johnson & Johnson (JNJ) 0.8 $3.1M 25k 124.56
Vanguard Value ETF (VTV) 0.8 $3.1M 33k 95.38
iShares S&P Growth Allocation Fund (AOR) 0.8 $3.1M 73k 42.39
State Street Corporation (STT) 0.8 $3.0M 38k 79.60
BorgWarner (BWA) 0.8 $3.0M 71k 41.79
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.8 $3.0M 27k 108.94
Capital One Financial (COF) 0.8 $3.0M 34k 86.67
General Electric Company 0.8 $2.9M 97k 29.80
PowerShares QQQ Trust, Series 1 0.8 $2.9M 22k 132.39
iShares Lehman Aggregate Bond (AGG) 0.8 $2.9M 27k 108.50
Greenbrier Companies (GBX) 0.7 $2.8M 65k 43.10
Twenty-first Century Fox 0.7 $2.8M 87k 32.39
Visa (V) 0.7 $2.7M 31k 88.86
WESCO International (WCC) 0.7 $2.8M 40k 69.55
Ishares High Dividend Equity F (HDV) 0.7 $2.7M 32k 83.87
Monsanto Company 0.7 $2.6M 23k 113.19
NuStar Energy 0.7 $2.6M 51k 51.97
Amgen (AMGN) 0.7 $2.6M 16k 164.08
First Trust DJ Internet Index Fund (FDN) 0.7 $2.5M 29k 88.04
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.7 $2.6M 49k 52.15
Duke Energy (DUK) 0.7 $2.5M 31k 82.01
ConocoPhillips (COP) 0.7 $2.5M 50k 49.87
Ubiquiti Networks 0.6 $2.5M 49k 50.26
Williams-Sonoma (WSM) 0.6 $2.4M 45k 53.63
Tesoro Corporation 0.6 $2.4M 30k 81.06
Biogen Idec (BIIB) 0.6 $2.4M 8.7k 273.48
McKesson Corporation (MCK) 0.6 $2.3M 15k 148.29
Ishares Tr usa min vo (USMV) 0.6 $2.3M 48k 47.71
Alexion Pharmaceuticals 0.6 $2.3M 19k 121.24
First Trust Small Cap Cr AlphaDEX (FYX) 0.6 $2.3M 41k 54.43
Calpine Corporation 0.6 $2.2M 198k 11.05
Express Scripts Holding 0.6 $2.2M 33k 65.92
iShares Russell 1000 Growth Index (IWF) 0.6 $2.2M 19k 113.78
Vanguard Mid-Cap Growth ETF (VOT) 0.6 $2.2M 19k 112.95
Insys Therapeutics 0.6 $2.1M 204k 10.51
Vanguard Mid-Cap Value ETF (VOE) 0.6 $2.1M 21k 101.92
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.6 $2.1M 88k 24.03
3M Company (MMM) 0.5 $2.0M 10k 191.32
Hanesbrands (HBI) 0.5 $1.9M 91k 20.76
Gilead Sciences (GILD) 0.5 $1.9M 28k 67.92
Clorox Company (CLX) 0.5 $1.9M 14k 134.84
Ralph Lauren Corp (RL) 0.5 $1.8M 22k 81.64
SPDR Barclays Capital High Yield B 0.5 $1.8M 47k 36.93
Coca-Cola Company (KO) 0.5 $1.7M 41k 42.43
Ishares Tr s^p aggr all (AOA) 0.5 $1.7M 35k 49.95
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $1.7M 30k 57.97
Polaris Industries (PII) 0.4 $1.7M 20k 83.79
American Electric Power Company (AEP) 0.4 $1.7M 25k 67.13
iShares Dow Jones Select Dividend (DVY) 0.4 $1.7M 19k 91.09
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $1.7M 14k 120.70
Mortgage Reit Index real (REM) 0.4 $1.7M 37k 45.28
iShares Russell 3000 Value Index (IUSV) 0.4 $1.6M 32k 50.48
Bank of America Corporation (BAC) 0.4 $1.6M 66k 23.59
Exxon Mobil Corporation (XOM) 0.4 $1.6M 19k 81.99
First Trust Cnsumer Stapl Alpha (FXG) 0.4 $1.6M 34k 46.13
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.5M 24k 62.31
Cincinnati Financial Corporation (CINF) 0.4 $1.4M 20k 72.27
Vanguard Extended Market ETF (VXF) 0.4 $1.4M 14k 99.86
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.4 $1.4M 18k 79.63
PNC Financial Services (PNC) 0.3 $1.3M 11k 120.23
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.3 $1.3M 36k 36.82
Pfizer (PFE) 0.3 $1.3M 37k 34.22
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.3 $1.2M 51k 24.54
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $1.2M 14k 87.78
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.3 $1.2M 52k 22.88
Automatic Data Processing (ADP) 0.3 $1.2M 11k 102.38
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $1.2M 10k 113.67
Powershares Senior Loan Portfo mf 0.3 $1.2M 50k 23.25
Ishares Msci Japan (EWJ) 0.3 $1.1M 22k 51.50
Wal-Mart Stores (WMT) 0.3 $1.1M 15k 72.06
Vanguard Mid-Cap ETF (VO) 0.3 $1.1M 7.9k 139.18
Vanguard Small-Cap ETF (VB) 0.3 $1.1M 8.4k 133.30
iShares Russell Microcap Index (IWC) 0.3 $1.1M 13k 85.64
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $1.1M 11k 102.70
Steel Dynamics (STLD) 0.3 $1.0M 30k 34.75
Financial Select Sector SPDR (XLF) 0.3 $1.0M 44k 23.72
Vanguard European ETF (VGK) 0.3 $1.0M 20k 51.57
AFLAC Incorporated (AFL) 0.3 $1.0M 14k 72.45
Verizon Communications (VZ) 0.3 $1.0M 21k 48.75
Pepsi (PEP) 0.3 $1.0M 8.9k 111.82
First Trust Energy AlphaDEX (FXN) 0.3 $1.0M 67k 15.07
Spdr Short-term High Yield mf (SJNK) 0.3 $1.0M 36k 27.95
Jp Morgan Alerian Mlp Index 0.2 $961k 30k 32.29
Ford Motor Company (F) 0.2 $925k 80k 11.64
Chevron Corporation (CVX) 0.2 $879k 8.2k 107.35
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $900k 21k 42.54
First Tr Exch Traded Fd Iii rivr frnt dyn (RFEM) 0.2 $893k 15k 60.05
JPMorgan Chase & Co. (JPM) 0.2 $832k 9.5k 87.86
SPDR Gold Trust (GLD) 0.2 $862k 7.3k 118.68
iShares Russell 2000 Index (IWM) 0.2 $843k 6.1k 137.54
Vanguard Malvern Fds strm infproidx (VTIP) 0.2 $848k 17k 49.46
Leggett & Platt (LEG) 0.2 $795k 16k 50.32
iShares Lehman MBS Bond Fund (MBB) 0.2 $792k 7.4k 106.51
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $799k 15k 54.14
iShares Dow Jones US Industrial (IYJ) 0.2 $798k 6.3k 125.93
Facebook Inc cl a (META) 0.2 $821k 5.8k 141.99
First Tr Exchange-traded Fd no amer energy (EMLP) 0.2 $816k 32k 25.30
Kimberly-Clark Corporation (KMB) 0.2 $763k 5.8k 131.55
Nucor Corporation (NUE) 0.2 $774k 13k 59.69
Intel Corporation (INTC) 0.2 $757k 21k 36.08
Ishares Inc msci frntr 100 (FM) 0.2 $785k 28k 27.75
Direxion Daily Large Cp Bull 3X (SPXL) 0.2 $736k 5.8k 126.31
Vanguard High Dividend Yield ETF (VYM) 0.2 $738k 9.5k 77.59
Health Care SPDR (XLV) 0.2 $675k 9.1k 74.31
SYSCO Corporation (SYY) 0.2 $672k 13k 51.94
Exelon Corporation (EXC) 0.2 $706k 20k 35.98
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $691k 25k 27.40
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $697k 14k 48.87
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $694k 14k 48.47
Helmerich & Payne (HP) 0.2 $647k 9.7k 66.61
Under Armour (UAA) 0.2 $657k 33k 19.79
United States Steel Corporation 0.2 $633k 19k 33.84
HCP 0.2 $647k 21k 31.26
iShares Barclays TIPS Bond Fund (TIP) 0.2 $647k 5.6k 114.74
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $661k 30k 22.05
Global X Etf equity 0.2 $646k 30k 21.44
Ishares Tr cmn (GOVT) 0.2 $659k 26k 25.05
iShares S&P 500 Value Index (IVE) 0.2 $616k 5.9k 104.09
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.2 $626k 10k 60.14
First Trust Morningstar Divid Ledr (FDL) 0.2 $602k 21k 28.81
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.2 $606k 7.7k 78.49
iShares S&P Global Utilities Sector (JXI) 0.2 $606k 13k 48.22
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.2 $626k 14k 43.97
Powershares Kbw Etf equity 0.2 $624k 17k 37.68
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $623k 20k 31.69
Waste Management (WM) 0.1 $594k 8.2k 72.88
NVIDIA Corporation (NVDA) 0.1 $583k 5.4k 108.85
First Trust Financials AlphaDEX (FXO) 0.1 $578k 21k 27.70
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $584k 5.4k 108.96
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $575k 12k 48.94
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $584k 17k 34.33
Vanguard Small-Cap Value ETF (VBR) 0.1 $551k 4.5k 122.83
First Trust Health Care AlphaDEX (FXH) 0.1 $547k 8.8k 62.38
Welltower Inc Com reit (WELL) 0.1 $518k 7.3k 70.87
Entergy Corporation (ETR) 0.1 $516k 6.8k 75.92
Technology SPDR (XLK) 0.1 $507k 9.5k 53.34
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $486k 9.4k 51.62
PowerShares Fin. Preferred Port. 0.1 $482k 26k 18.66
Target Corporation (TGT) 0.1 $474k 8.6k 55.23
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $445k 12k 36.36
Schwab Strategic Tr cmn (SCHV) 0.1 $461k 9.3k 49.68
Powershares S&p 500 0.1 $464k 12k 40.49
Energy Select Sector SPDR (XLE) 0.1 $439k 6.3k 69.95
Magellan Midstream Partners 0.1 $439k 5.7k 76.96
iShares S&P SmallCap 600 Growth (IJT) 0.1 $431k 2.8k 153.16
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $437k 8.3k 52.49
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $432k 8.1k 53.31
Kinder Morgan (KMI) 0.1 $435k 20k 21.76
Spdr Series Trust cmn (HYMB) 0.1 $411k 7.3k 56.66
Ishares Inc em mkt min vol (EEMV) 0.1 $430k 8.0k 53.46
Mainstay Definedterm Mn Opp (MMD) 0.1 $408k 21k 19.27
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $405k 7.8k 51.78
Home Depot (HD) 0.1 $376k 2.6k 146.65
Wells Fargo & Company (WFC) 0.1 $369k 6.6k 55.71
Philip Morris International (PM) 0.1 $400k 3.5k 112.99
Southern Company (SO) 0.1 $398k 8.0k 49.81
PowerShares Preferred Portfolio 0.1 $366k 25k 14.83
Gs Fin Corp Etn Claymore37 (GCEC) 0.1 $397k 24k 16.24
Cvr Refng 0.1 $386k 41k 9.45
FedEx Corporation (FDX) 0.1 $350k 1.8k 194.88
Cisco Systems (CSCO) 0.1 $352k 10k 33.79
Merck & Co (MRK) 0.1 $326k 5.1k 63.51
iShares S&P 500 Growth Index (IVW) 0.1 $328k 2.5k 131.46
iShares Dow Jones US Real Estate (IYR) 0.1 $355k 4.5k 78.57
SPDR S&P Dividend (SDY) 0.1 $349k 4.0k 88.24
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $362k 2.6k 138.49
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $340k 11k 31.50
iShares Dow Jones US Technology (IYW) 0.1 $362k 2.7k 135.02
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $341k 7.5k 45.35
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $348k 6.4k 54.10
Alphabet Inc Class C cs (GOOG) 0.1 $335k 404.00 829.21
Vaneck Vectors Etf Tr mtg reit income (MORT) 0.1 $327k 14k 24.02
Huntington Bancshares Incorporated (HBAN) 0.1 $310k 23k 13.39
United Technologies Corporation 0.1 $313k 2.8k 112.23
Amazon (AMZN) 0.1 $295k 333.00 885.89
SPDR KBW Regional Banking (KRE) 0.1 $303k 5.6k 54.57
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $318k 7.3k 43.70
iShares Dow Jones US Healthcare (IYH) 0.1 $306k 2.0k 155.65
POWERSHARES ETF TRUST II KBW HG Yld Fin 0.1 $318k 13k 24.15
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $289k 5.8k 49.74
Alphabet Inc Class A cs (GOOGL) 0.1 $311k 367.00 847.41
Barrick Gold Corp (GOLD) 0.1 $269k 14k 19.00
Raytheon Company 0.1 $258k 1.7k 152.66
Nike (NKE) 0.1 $284k 5.1k 55.83
Gra (GGG) 0.1 $271k 2.9k 94.16
iShares S&P 100 Index (OEF) 0.1 $253k 2.4k 104.85
iShares Russell Midcap Value Index (IWS) 0.1 $271k 3.3k 83.00
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $258k 2.4k 105.52
Alerian Mlp Etf 0.1 $279k 22k 12.73
Main Street Capital Corporation (MAIN) 0.1 $286k 7.5k 38.26
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $282k 1.3k 212.83
WisdomTree Emerging Markets Eq (DEM) 0.1 $250k 6.1k 40.86
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $286k 2.4k 117.89
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $281k 9.5k 29.62
BP (BP) 0.1 $242k 7.0k 34.57
Abbott Laboratories (ABT) 0.1 $245k 5.5k 44.46
Boeing Company (BA) 0.1 $237k 1.3k 177.13
E.I. du Pont de Nemours & Company 0.1 $236k 2.9k 80.46
General Mills (GIS) 0.1 $235k 4.0k 59.09
International Business Machines (IBM) 0.1 $234k 1.3k 174.37
iShares Russell 1000 Value Index (IWD) 0.1 $243k 2.1k 114.79
Goldcorp 0.1 $224k 15k 14.57
DTE Energy Company (DTE) 0.1 $226k 2.2k 102.17
SPDR S&P MidCap 400 ETF (MDY) 0.1 $234k 749.00 312.42
iShares Dow Jones US Financial (IYF) 0.1 $228k 2.2k 104.25
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $237k 19k 12.52
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $216k 2.7k 79.59
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.1 $219k 6.6k 33.37
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.1 $234k 3.9k 59.35
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $219k 3.6k 60.58
Citigroup (C) 0.1 $227k 3.8k 59.74
Ishares Tr core div grwth (DGRO) 0.1 $221k 7.3k 30.39
Rfdi etf (RFDI) 0.1 $235k 4.2k 56.50
Costco Wholesale Corporation (COST) 0.1 $201k 1.2k 167.36
Enterprise Products Partners (EPD) 0.1 $200k 7.2k 27.65
Consumer Discretionary SPDR (XLY) 0.1 $210k 2.4k 87.94
General Motors Company (GM) 0.1 $205k 5.8k 35.41
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $188k 17k 10.90
PowerShares FTSE RAFI Emerging MarketETF 0.1 $203k 10k 19.80
Nuveen Insd Dividend Advantage (NVG) 0.1 $202k 14k 14.61
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $201k 2.0k 100.40
Goldmansachsbdc (GSBD) 0.1 $202k 8.2k 24.63
Dws Municipal Income Trust 0.0 $137k 10k 13.26
ArcelorMittal 0.0 $116k 14k 8.33
Prospect Capital Corporation (PSEC) 0.0 $127k 14k 9.01
Sirius Xm Holdings 0.0 $124k 24k 5.14
Frontier Communications 0.0 $59k 28k 2.13
Just Energy Group 0.0 $80k 13k 6.25
Sandridge Mississippian Tr I 0.0 $21k 15k 1.42
Barclays Bank Plc Ipathdow Jones Aig etf 0.0 $15k 34k 0.44
Pacific Coast Oil Tr unit ben int (ROYTL) 0.0 $19k 10k 1.90