Riggs Asset Managment as of Dec. 31, 2019
Portfolio Holdings for Riggs Asset Managment
Riggs Asset Managment holds 296 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| SPDR Gold Trust (GLD) | 12.5 | $31M | 217k | 142.90 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 4.7 | $12M | 401k | 29.28 | |
| JPMorgan Chase & Co. (JPM) | 4.1 | $10M | 73k | 139.41 | |
| CVS Caremark Corporation (CVS) | 3.3 | $8.1M | 109k | 74.29 | |
| Apple (AAPL) | 3.2 | $7.9M | 27k | 293.64 | |
| Humana (HUM) | 3.1 | $7.8M | 21k | 366.53 | |
| Bank of America Corporation (BAC) | 3.1 | $7.7M | 218k | 35.22 | |
| iShares S&P MidCap 400 Index (IJH) | 3.0 | $7.4M | 36k | 205.81 | |
| Walt Disney Company (DIS) | 2.8 | $6.9M | 47k | 144.62 | |
| Visa (V) | 2.8 | $6.9M | 37k | 187.90 | |
| Bristol Myers Squibb (BMY) | 2.8 | $6.8M | 106k | 64.19 | |
| First Trust DJ Internet Index Fund (FDN) | 2.8 | $6.8M | 49k | 139.13 | |
| D Spdr Series Trust (XHE) | 2.7 | $6.7M | 79k | 85.65 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 2.7 | $6.7M | 102k | 65.24 | |
| Invesco S&p Smallcap Health Etf (PSCH) | 2.7 | $6.7M | 52k | 129.21 | |
| Amazon (AMZN) | 2.7 | $6.6M | 3.6k | 1847.86 | |
| iShares S&P NA Tec.-SW. Idx. Fund (IGV) | 2.6 | $6.6M | 28k | 233.03 | |
| Boeing Company (BA) | 2.5 | $6.3M | 19k | 325.76 | |
| Amgen (AMGN) | 2.5 | $6.1M | 25k | 241.08 | |
| Southwest Airlines (LUV) | 2.4 | $5.9M | 110k | 53.98 | |
| Health Care SPDR (XLV) | 2.3 | $5.7M | 56k | 101.85 | |
| At&t (T) | 2.2 | $5.4M | 139k | 39.08 | |
| Enterprise Products Partners (EPD) | 1.9 | $4.8M | 172k | 28.16 | |
| BP (BP) | 1.7 | $4.3M | 113k | 37.74 | |
| Magellan Midstream Partners | 1.7 | $4.1M | 66k | 62.87 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 1.6 | $4.0M | 48k | 84.63 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 1.1 | $2.8M | 26k | 110.20 | |
| Etf Managers Tr purefunds ise cy | 1.1 | $2.7M | 64k | 41.52 | |
| FedEx Corporation (FDX) | 1.1 | $2.7M | 18k | 151.19 | |
| SPDR S&P Biotech (XBI) | 1.0 | $2.5M | 26k | 95.13 | |
| Caterpillar (CAT) | 1.0 | $2.5M | 17k | 147.68 | |
| Invesco Exchange W&p 500 Qualit equities (SPHQ) | 1.0 | $2.4M | 66k | 36.57 | |
| Activision Blizzard | 0.9 | $2.2M | 38k | 59.42 | |
| Iridium Communications (IRDM) | 0.9 | $2.1M | 87k | 24.64 | |
| Arista Networks (ANET) | 0.8 | $2.1M | 10k | 203.42 | |
| Facebook Inc cl a (META) | 0.8 | $2.0M | 9.9k | 205.26 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.7 | $1.8M | 16k | 116.56 | |
| First Trust Energy Income & Gr | 0.7 | $1.8M | 81k | 22.61 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.7 | $1.7M | 16k | 101.57 | |
| iShares Gold Trust | 0.5 | $1.3M | 92k | 14.50 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.5 | $1.3M | 11k | 124.64 | |
| Community Bank System (CBU) | 0.4 | $1.1M | 15k | 70.97 | |
| Microsoft Corporation (MSFT) | 0.2 | $573k | 3.6k | 157.81 | |
| Middlefield Banc (MBCN) | 0.2 | $506k | 19k | 26.08 | |
| Verizon Communications (VZ) | 0.2 | $455k | 7.4k | 61.43 | |
| Johnson & Johnson (JNJ) | 0.2 | $432k | 3.0k | 145.90 | |
| Peoples Financial Services Corp (PFIS) | 0.2 | $405k | 8.0k | 50.40 | |
| Washington Trust Ban (WASH) | 0.1 | $378k | 7.0k | 53.77 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $372k | 2.9k | 127.84 | |
| Invesco Exchange Traded Fd T russel 200 gwt (SPGP) | 0.1 | $364k | 5.8k | 63.19 | |
| Honeywell International (HON) | 0.1 | $355k | 2.0k | 177.15 | |
| Procter & Gamble Company (PG) | 0.1 | $343k | 2.7k | 124.82 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $323k | 1.4k | 226.67 | |
| Norfolk Southern (NSC) | 0.1 | $252k | 1.3k | 193.85 | |
| iShares S&P 500 Index (IVV) | 0.1 | $252k | 781.00 | 322.66 | |
| Tesla Motors (TSLA) | 0.1 | $251k | 600.00 | 418.33 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $257k | 192.00 | 1338.54 | |
| International Business Machines (IBM) | 0.1 | $213k | 1.6k | 134.13 | |
| Nike (NKE) | 0.1 | $234k | 2.3k | 101.21 | |
| PPL Corporation (PPL) | 0.1 | $225k | 6.3k | 35.93 | |
| Cisco Systems (CSCO) | 0.1 | $199k | 4.2k | 47.94 | |
| Nextera Energy (NEE) | 0.1 | $203k | 837.00 | 242.53 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $196k | 1.4k | 135.73 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $189k | 141.00 | 1340.43 | |
| Abbott Laboratories (ABT) | 0.1 | $177k | 2.0k | 86.68 | |
| United Technologies Corporation | 0.1 | $176k | 1.2k | 149.91 | |
| AutoZone (AZO) | 0.1 | $167k | 140.00 | 1192.86 | |
| Oracle Corporation (ORCL) | 0.1 | $184k | 3.5k | 52.96 | |
| UGI Corporation (UGI) | 0.1 | $166k | 3.7k | 45.11 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 0.1 | $182k | 3.3k | 55.44 | |
| Invesco Qqq Trust Series 1 (QQQ) | 0.1 | $181k | 853.00 | 212.19 | |
| Evergy (EVRG) | 0.1 | $182k | 2.8k | 65.00 | |
| Chevron Corporation (CVX) | 0.1 | $157k | 1.3k | 120.58 | |
| Dominion Resources (D) | 0.1 | $142k | 1.7k | 82.65 | |
| Merck & Co (MRK) | 0.1 | $138k | 1.5k | 90.73 | |
| Pepsi (PEP) | 0.1 | $157k | 1.2k | 136.52 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $138k | 1.1k | 127.90 | |
| Marriott International (MAR) | 0.1 | $139k | 915.00 | 151.91 | |
| Energy Transfer Equity (ET) | 0.1 | $139k | 11k | 12.87 | |
| iShares Dow Jones US Aerospace & Def.ETF (ITA) | 0.1 | $145k | 651.00 | 222.73 | |
| Kemper Corp Del (KMPR) | 0.1 | $150k | 1.9k | 77.44 | |
| Citizens Financial (CFG) | 0.1 | $142k | 3.5k | 40.57 | |
| Comcast Corporation (CMCSA) | 0.1 | $134k | 3.0k | 45.04 | |
| Home Depot (HD) | 0.1 | $134k | 612.00 | 218.95 | |
| Raytheon Company | 0.1 | $123k | 562.00 | 218.86 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.1 | $116k | 1.0k | 114.97 | |
| CSX Corporation (CSX) | 0.0 | $105k | 1.4k | 72.66 | |
| Consolidated Edison (ED) | 0.0 | $104k | 1.2k | 90.36 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $103k | 319.00 | 322.88 | |
| FirstEnergy (FE) | 0.0 | $87k | 1.8k | 48.63 | |
| Cullen/Frost Bankers (CFR) | 0.0 | $98k | 1.0k | 98.00 | |
| Hologic (HOLX) | 0.0 | $109k | 2.1k | 52.40 | |
| Intel Corporation (INTC) | 0.0 | $111k | 1.8k | 60.03 | |
| First Tr Exchange-traded Fd no amer energy (EMLP) | 0.0 | $94k | 3.7k | 25.59 | |
| Bausch Health Companies (BHC) | 0.0 | $108k | 3.6k | 30.06 | |
| Marker Therapeutics Ord | 0.0 | $108k | 38k | 2.87 | |
| PNC Financial Services (PNC) | 0.0 | $74k | 462.00 | 160.17 | |
| Eli Lilly & Co. (LLY) | 0.0 | $71k | 540.00 | 131.48 | |
| Pfizer (PFE) | 0.0 | $71k | 1.8k | 39.27 | |
| Curtiss-Wright (CW) | 0.0 | $86k | 609.00 | 141.22 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $62k | 180.00 | 344.44 | |
| Sherwin-Williams Company (SHW) | 0.0 | $78k | 133.00 | 586.47 | |
| Emerson Electric (EMR) | 0.0 | $65k | 851.00 | 76.38 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $78k | 200.00 | 390.00 | |
| Halliburton Company (HAL) | 0.0 | $73k | 3.0k | 24.44 | |
| American Electric Power Company (AEP) | 0.0 | $68k | 715.00 | 95.10 | |
| Accenture (ACN) | 0.0 | $63k | 299.00 | 210.70 | |
| Xcel Energy (XEL) | 0.0 | $70k | 1.1k | 63.64 | |
| Amedisys (AMED) | 0.0 | $75k | 450.00 | 166.67 | |
| SPDR S&P Dividend (SDY) | 0.0 | $77k | 712.00 | 108.15 | |
| Abbvie (ABBV) | 0.0 | $75k | 846.00 | 88.65 | |
| Vanguard Charlotte Fds intl bd idx etf (BNDX) | 0.0 | $76k | 1.3k | 56.38 | |
| Alibaba Group Holding (BABA) | 0.0 | $85k | 400.00 | 212.50 | |
| Nexpoint Credit Strategies Fund (NXDT) | 0.0 | $84k | 4.8k | 17.66 | |
| Tc Energy Corp (TRP) | 0.0 | $80k | 1.5k | 53.33 | |
| L3harris Technologies (LHX) | 0.0 | $69k | 350.00 | 197.14 | |
| Principal Financial (PFG) | 0.0 | $38k | 693.00 | 54.83 | |
| Coca-Cola Company (KO) | 0.0 | $39k | 700.00 | 55.71 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $60k | 864.00 | 69.44 | |
| Wal-Mart Stores (WMT) | 0.0 | $42k | 352.00 | 119.32 | |
| Regeneron Pharmaceuticals (REGN) | 0.0 | $38k | 100.00 | 380.00 | |
| Becton, Dickinson and (BDX) | 0.0 | $54k | 200.00 | 270.00 | |
| UnitedHealth (UNH) | 0.0 | $59k | 200.00 | 295.00 | |
| Public Service Enterprise (PEG) | 0.0 | $43k | 720.00 | 59.72 | |
| Teledyne Technologies Incorporated (TDY) | 0.0 | $52k | 149.00 | 348.99 | |
| ARGO GROUP INTERNATIONAL Holdi Com Stk | 0.0 | $39k | 589.00 | 66.21 | |
| Rockwell Automation (ROK) | 0.0 | $41k | 200.00 | 205.00 | |
| Simon Property (SPG) | 0.0 | $60k | 400.00 | 150.00 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.0 | $54k | 470.00 | 114.89 | |
| Liberty All-Star Equity Fund (USA) | 0.0 | $56k | 8.3k | 6.77 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.0 | $42k | 2.9k | 14.45 | |
| Kinder Morgan (KMI) | 0.0 | $53k | 2.5k | 21.20 | |
| First Tr Mlp & Energy Income | 0.0 | $49k | 4.1k | 11.96 | |
| Ionis Pharmaceuticals (IONS) | 0.0 | $60k | 1.0k | 60.00 | |
| Avangrid (AGR) | 0.0 | $60k | 1.2k | 51.46 | |
| Mkt Vectors Biotech Etf etf (BBH) | 0.0 | $45k | 321.00 | 140.19 | |
| Village Farms International (VFF) | 0.0 | $49k | 7.8k | 6.26 | |
| U.S. Bancorp (USB) | 0.0 | $13k | 219.00 | 59.36 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $14k | 283.00 | 49.47 | |
| McDonald's Corporation (MCD) | 0.0 | $27k | 135.00 | 200.00 | |
| Baxter International (BAX) | 0.0 | $25k | 298.00 | 83.89 | |
| General Electric Company | 0.0 | $20k | 1.8k | 10.97 | |
| 3M Company (MMM) | 0.0 | $14k | 80.00 | 175.00 | |
| Cummins (CMI) | 0.0 | $36k | 200.00 | 180.00 | |
| Royal Caribbean Cruises (RCL) | 0.0 | $13k | 100.00 | 130.00 | |
| Travelers Companies (TRV) | 0.0 | $16k | 115.00 | 139.13 | |
| Wells Fargo & Company (WFC) | 0.0 | $18k | 343.00 | 52.48 | |
| Automatic Data Processing (ADP) | 0.0 | $34k | 200.00 | 170.00 | |
| Philip Morris International (PM) | 0.0 | $34k | 400.00 | 85.00 | |
| Stryker Corporation (SYK) | 0.0 | $17k | 80.00 | 212.50 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $32k | 466.00 | 68.67 | |
| Southern Company (SO) | 0.0 | $22k | 350.00 | 62.86 | |
| General Dynamics Corporation (GD) | 0.0 | $26k | 145.00 | 179.31 | |
| Prudential Financial (PRU) | 0.0 | $15k | 163.00 | 92.02 | |
| Hershey Company (HSY) | 0.0 | $29k | 200.00 | 145.00 | |
| Penn National Gaming (PENN) | 0.0 | $20k | 800.00 | 25.00 | |
| Enbridge (ENB) | 0.0 | $16k | 400.00 | 40.00 | |
| Key (KEY) | 0.0 | $29k | 1.4k | 20.10 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $27k | 200.00 | 135.00 | |
| MetLife (MET) | 0.0 | $33k | 642.00 | 51.40 | |
| NBT Ban (NBTB) | 0.0 | $20k | 500.00 | 40.00 | |
| VMware | 0.0 | $30k | 200.00 | 150.00 | |
| Tor Dom Bk Cad (TD) | 0.0 | $14k | 245.00 | 57.14 | |
| Manulife Finl Corp (MFC) | 0.0 | $30k | 1.5k | 20.27 | |
| Utilities SPDR (XLU) | 0.0 | $36k | 550.00 | 65.45 | |
| Amarin Corporation (AMRN) | 0.0 | $13k | 600.00 | 21.67 | |
| Flaherty & Crumrine/Claymore Preferred S (FFC) | 0.0 | $37k | 1.7k | 21.65 | |
| CoreSite Realty | 0.0 | $14k | 129.00 | 108.53 | |
| Vanguard REIT ETF (VNQ) | 0.0 | $19k | 200.00 | 95.00 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.0 | $14k | 150.00 | 93.33 | |
| Vanguard Information Technology ETF (VGT) | 0.0 | $36k | 148.00 | 243.24 | |
| iShares Barclays Credit Bond Fund (USIG) | 0.0 | $34k | 584.00 | 58.22 | |
| ACADIA Pharmaceuticals (ACAD) | 0.0 | $28k | 650.00 | 43.08 | |
| Blackrock Muniyield Quality Fund II (MQT) | 0.0 | $14k | 1.1k | 12.56 | |
| BlackRock MuniYield Pennsylvania Insured (MPA) | 0.0 | $34k | 2.4k | 14.24 | |
| Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) | 0.0 | $31k | 1.2k | 25.20 | |
| Nuveen PA Investnt Quality Municipal (NQP) | 0.0 | $23k | 1.6k | 14.38 | |
| Vanguard Sht Term Govt Bond ETF (VGSH) | 0.0 | $22k | 357.00 | 61.62 | |
| Radcom (RDCM) | 0.0 | $32k | 3.8k | 8.53 | |
| Ishares Tr rus200 grw idx (IWY) | 0.0 | $37k | 379.00 | 97.63 | |
| Ishares Tr rus200 val idx (IWX) | 0.0 | $28k | 472.00 | 59.32 | |
| J Global (ZD) | 0.0 | $25k | 264.00 | 94.70 | |
| Gaming & Leisure Pptys (GLPI) | 0.0 | $21k | 478.00 | 43.93 | |
| Fidelity D + D Bncrp (FDBC) | 0.0 | $26k | 412.00 | 63.11 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $31k | 1.6k | 19.48 | |
| Crown Castle Intl (CCI) | 0.0 | $14k | 102.00 | 137.25 | |
| Eversource Energy (ES) | 0.0 | $22k | 262.00 | 83.97 | |
| Allergan | 0.0 | $17k | 91.00 | 186.81 | |
| First Tr Exchange Traded Fd Vi dorsey wright (FVC) | 0.0 | $19k | 678.00 | 28.02 | |
| World Gold Tr spdr gld minis | 0.0 | $36k | 2.4k | 15.29 | |
| Dow (DOW) | 0.0 | $36k | 654.00 | 55.05 | |
| Corteva (CTVA) | 0.0 | $13k | 451.00 | 28.82 | |
| Dupont De Nemours (DD) | 0.0 | $29k | 451.00 | 64.30 | |
| Truist Financial Corp equities (TFC) | 0.0 | $26k | 461.00 | 56.40 | |
| Boyd Gaming Corporation (BYD) | 0.0 | $9.0k | 300.00 | 30.00 | |
| MasterCard Incorporated (MA) | 0.0 | $4.0k | 14.00 | 285.71 | |
| Apache Corporation | 0.0 | $4.0k | 160.00 | 25.00 | |
| Teradata Corporation (TDC) | 0.0 | $2.0k | 68.00 | 29.41 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Morgan Stanley (MS) | 0.0 | $10k | 203.00 | 49.26 | |
| Western Digital (WDC) | 0.0 | $3.0k | 47.00 | 63.83 | |
| Eastman Chemical Company (EMN) | 0.0 | $12k | 148.00 | 81.08 | |
| ConocoPhillips (COP) | 0.0 | $6.0k | 91.00 | 65.93 | |
| NCR Corporation (VYX) | 0.0 | $2.0k | 68.00 | 29.41 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $1.0k | 14.00 | 71.43 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $6.0k | 123.00 | 48.78 | |
| Qualcomm (QCOM) | 0.0 | $5.0k | 53.00 | 94.34 | |
| Sap (SAP) | 0.0 | $11k | 80.00 | 137.50 | |
| Ii-vi | 0.0 | $10k | 300.00 | 33.33 | |
| New York Community Ban | 0.0 | $2.0k | 200.00 | 10.00 | |
| J.M. Smucker Company (SJM) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Zimmer Holdings (ZBH) | 0.0 | $0 | 1.00 | 0.00 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.0 | $8.0k | 69.00 | 115.94 | |
| Under Armour (UAA) | 0.0 | $0 | 17.00 | 0.00 | |
| Clean Energy Fuels (CLNE) | 0.0 | $2.0k | 1.0k | 2.00 | |
| Cheesecake Factory Incorporated (CAKE) | 0.0 | $9.0k | 225.00 | 40.00 | |
| Helix Energy Solutions (HLX) | 0.0 | $6.0k | 600.00 | 10.00 | |
| NuStar Energy | 0.0 | $5.0k | 200.00 | 25.00 | |
| ESSA Ban (ESSA) | 0.0 | $5.0k | 300.00 | 16.67 | |
| Mastech Holdings (MHH) | 0.0 | $2.0k | 214.00 | 9.35 | |
| Hanover Insurance (THG) | 0.0 | $4.0k | 29.00 | 137.93 | |
| Wabtec Corporation (WAB) | 0.0 | $999.990000 | 9.00 | 111.11 | |
| Rambus (RMBS) | 0.0 | $6.0k | 400.00 | 15.00 | |
| Precision Drilling Corporation | 0.0 | $2.0k | 1.1k | 1.84 | |
| Virtus Investment Partners (VRTS) | 0.0 | $3.0k | 25.00 | 120.00 | |
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $6.0k | 55.00 | 109.09 | |
| iShares Russell Midcap Value Index (IWS) | 0.0 | $1.0k | 14.00 | 71.43 | |
| iShares Russell 3000 Index (IWV) | 0.0 | $3.0k | 16.00 | 187.50 | |
| Financial Select Sector SPDR (XLF) | 0.0 | $5.0k | 151.00 | 33.11 | |
| SPDR KBW Bank (KBE) | 0.0 | $5.0k | 107.00 | 46.73 | |
| Consumer Discretionary SPDR (XLY) | 0.0 | $6.0k | 50.00 | 120.00 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.0 | $5.0k | 227.00 | 22.03 | |
| iShares Dow Jones US Health Care (IHF) | 0.0 | $5.0k | 26.00 | 192.31 | |
| Vanguard Emerging Markets ETF (VWO) | 0.0 | $5.0k | 114.00 | 43.86 | |
| Sabra Health Care REIT (SBRA) | 0.0 | $2.0k | 115.00 | 17.39 | |
| iShares Russell 3000 Value Index (IUSV) | 0.0 | $7.0k | 112.00 | 62.50 | |
| Kayne Anderson MLP Investment (KYN) | 0.0 | $4.0k | 318.00 | 12.58 | |
| Takeda Pharmaceutical (TAK) | 0.0 | $4.0k | 221.00 | 18.10 | |
| Vanguard Intmdte Tm Govt Bd ETF (VGIT) | 0.0 | $2.0k | 26.00 | 76.92 | |
| Vanguard Lg Term Govt Bd ETF (VGLT) | 0.0 | $1.0k | 8.00 | 125.00 | |
| iShares MSCI EAFE Growth Index (EFG) | 0.0 | $12k | 135.00 | 88.89 | |
| John Hancock Preferred Income Fund III (HPS) | 0.0 | $9.0k | 472.00 | 19.07 | |
| iShares Russell 3000 Growth Index (IUSG) | 0.0 | $5.0k | 73.00 | 68.49 | |
| iShares Dow Jones US Financial Svc. (IYG) | 0.0 | $11k | 70.00 | 157.14 | |
| Blackrock Muniassets Fund (MUA) | 0.0 | $5.0k | 328.00 | 15.24 | |
| JinkoSolar Holding (JKS) | 0.0 | $2.0k | 105.00 | 19.05 | |
| Blackrock Muniyield Fund (MYD) | 0.0 | $2.0k | 161.00 | 12.42 | |
| Community West Bancshares | 0.0 | $12k | 1.1k | 10.91 | |
| Vanguard Mortgage Bkd Sects ETF (VMBS) | 0.0 | $3.0k | 53.00 | 56.60 | |
| Schwab Strategic Tr 0 (SCHP) | 0.0 | $0 | 6.00 | 0.00 | |
| Pretium Res Inc Com Isin# Ca74 | 0.0 | $3.0k | 231.00 | 12.99 | |
| Clovis Oncology | 0.0 | $5.0k | 500.00 | 10.00 | |
| Phillips 66 (PSX) | 0.0 | $7.0k | 60.00 | 116.67 | |
| Ishares Tr cmn (GOVT) | 0.0 | $4.0k | 137.00 | 29.20 | |
| Sarepta Therapeutics (SRPT) | 0.0 | $5.0k | 35.00 | 142.86 | |
| Ishares Inc core msci emkt (IEMG) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.0 | $6.0k | 100.00 | 60.00 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $1.0k | 100.00 | 10.00 | |
| Allegion Plc equity (ALLE) | 0.0 | $8.0k | 66.00 | 121.21 | |
| American Airls (AAL) | 0.0 | $999.900000 | 22.00 | 45.45 | |
| Antero Res (AR) | 0.0 | $999.940000 | 289.00 | 3.46 | |
| Navigator Holdings Ltd Com Stk (NVGS) | 0.0 | $999.900000 | 110.00 | 9.09 | |
| Inovio Pharmaceuticals | 0.0 | $0 | 125.00 | 0.00 | |
| Ark Etf Tr innovation etf (ARKK) | 0.0 | $5.0k | 102.00 | 49.02 | |
| Fortress Biotech | 0.0 | $2.0k | 900.00 | 2.22 | |
| Hp (HPQ) | 0.0 | $3.0k | 127.00 | 23.62 | |
| Oncocyte | 0.0 | $2.0k | 1.0k | 2.00 | |
| Editas Medicine (EDIT) | 0.0 | $12k | 400.00 | 30.00 | |
| Under Armour Inc Cl C (UA) | 0.0 | $0 | 17.00 | 0.00 | |
| Market Vectors Etf Tr Pfd Sec (PFXF) | 0.0 | $10k | 500.00 | 20.00 | |
| Etf Managers Tr purefunds ise mo | 0.0 | $999.900000 | 30.00 | 33.33 | |
| Etf Managers Tr tierra xp latin | 0.0 | $5.0k | 292.00 | 17.12 | |
| Canopy Gro | 0.0 | $0 | 23.00 | 0.00 | |
| Snap Inc cl a (SNAP) | 0.0 | $8.0k | 500.00 | 16.00 | |
| Anaptysbio Inc Common (ANAB) | 0.0 | $0 | 30.00 | 0.00 | |
| Etfis Ser Tr I infracp reit p (PFFR) | 0.0 | $6.0k | 250.00 | 24.00 | |
| Celsion Corporation | 0.0 | $0 | 2.00 | 0.00 | |
| Brighthouse Finl (BHF) | 0.0 | $0 | 5.00 | 0.00 | |
| Turtle Beach Corp (HEAR) | 0.0 | $4.0k | 412.00 | 9.71 | |
| Kkr & Co (KKR) | 0.0 | $12k | 418.00 | 28.71 | |
| Invesco Financial Preferred Et other (PGF) | 0.0 | $10k | 544.00 | 18.38 | |
| Titan Medical (TMDIF) | 0.0 | $0 | 33.00 | 0.00 | |
| Pgx etf (PGX) | 0.0 | $9.0k | 577.00 | 15.60 | |
| Invesco Aerospace & Defense Etf (PPA) | 0.0 | $10k | 145.00 | 68.97 | |
| Invesco Solar Etf etf (TAN) | 0.0 | $6.0k | 192.00 | 31.25 | |
| Invesco Dynamic Large etf - e (PWB) | 0.0 | $10k | 200.00 | 50.00 | |
| Invesco Dwa Healthcare Momentum Etf dwa healthcare (PTH) | 0.0 | $11k | 114.00 | 96.49 | |
| Garrett Motion (GTX) | 0.0 | $0 | 42.00 | 0.00 | |
| Resideo Technologies (REZI) | 0.0 | $1.0k | 53.00 | 18.87 | |
| Dell Technologies (DELL) | 0.0 | $2.0k | 42.00 | 47.62 | |
| Agex Therapeutics | 0.0 | $2.0k | 1.2k | 1.72 | |
| Obsidian Energy (OBE) | 0.0 | $0 | 160.00 | 0.00 | |
| Pluristem Therapeutics | 0.0 | $999.750000 | 155.00 | 6.45 | |
| Lineage Cell Therapeutics In (LCTX) | 0.0 | $10k | 12k | 0.86 | |
| Rts/bristol-myers Squibb Compa | 0.0 | $6.0k | 1.8k | 3.25 | |
| Spdr High Yield bloomberg brclys | 0.0 | $11k | 100.00 | 110.00 |
