Risk Paradigm

Risk Paradigm as of Sept. 30, 2016

Portfolio Holdings for Risk Paradigm

Risk Paradigm holds 259 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 1000 Growth Index (IWF) 7.8 $11M 101k 104.17
Vanguard Short Term Corporate Bond ETF (VCSH) 5.9 $7.8M 97k 80.55
iShares Lehman 7-10 Yr Treas. Bond (IEF) 4.9 $6.5M 58k 111.88
Db-x Msci Eafe Currency-hedged (DBEF) 4.3 $5.8M 219k 26.38
ISHARES TR MSCI Small Cap msci small cap (SCZ) 3.8 $5.1M 98k 52.41
iShares IBoxx $ Invest Grade Corp Bd (LQD) 3.6 $4.8M 39k 123.18
Ssga Active Etf Tr blkstn gsosrln (SRLN) 3.5 $4.7M 99k 47.28
Ishares Tr cmn (STIP) 3.0 $4.0M 40k 101.10
iShares S&P 500 Index (IVV) 2.5 $3.3M 15k 217.56
Spdr Short-term High Yield mf (SJNK) 1.9 $2.6M 92k 27.69
Doubleline Total Etf etf (TOTL) 1.9 $2.5M 50k 50.19
iShares S&P US Pref Stock Idx Fnd (PFF) 1.8 $2.3M 59k 39.50
SPDR Dow Jones Global Real Estate (RWO) 1.7 $2.2M 45k 49.82
iShares iBoxx $ High Yid Corp Bond (HYG) 1.6 $2.1M 24k 87.26
Berkshire Hathaway (BRK.B) 1.3 $1.7M 12k 144.47
iShares MSCI Japan Index 1.3 $1.7M 137k 12.54
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.1 $1.5M 28k 55.14
iShares Lehman Aggregate Bond (AGG) 1.1 $1.5M 14k 112.42
iShares Russell 1000 Value Index (IWD) 1.1 $1.5M 14k 105.62
Jp Morgan Alerian Mlp Index 1.0 $1.4M 44k 31.50
General Electric Company 1.0 $1.3M 45k 29.62
Consumer Staples Select Sect. SPDR (XLP) 1.0 $1.3M 24k 53.21
SPDR Gold Trust (GLD) 1.0 $1.3M 10k 125.64
iShares S&P 100 Index (OEF) 0.9 $1.3M 13k 95.93
iShares Dow Jones US Real Estate (IYR) 0.9 $1.2M 15k 80.64
Fidelity Comwlth Tr ndq cp idx trk (ONEQ) 0.8 $1.1M 5.4k 208.91
Apple (AAPL) 0.8 $1.1M 9.8k 113.05
Fidelity Con Discret Etf (FDIS) 0.8 $1.1M 34k 31.47
iShares S&P Europe 350 Index (IEV) 0.7 $992k 25k 39.38
Alphabet Inc Class C cs (GOOG) 0.7 $947k 1.2k 777.29
iShares S&P 500 Value Index (IVE) 0.7 $873k 9.2k 94.96
iShares Lehman MBS Bond Fund (MBB) 0.7 $863k 7.8k 110.09
iShares MSCI Canada Index (EWC) 0.6 $842k 33k 25.69
iShares S&P 500 Growth Index (IVW) 0.6 $818k 6.7k 121.66
iShares Dow Jones US Technology (IYW) 0.6 $817k 6.9k 119.00
iShares Dow Jones US Industrial (IYJ) 0.6 $782k 6.8k 114.35
Consumer Discretionary SPDR (XLY) 0.6 $772k 9.6k 80.04
Materials SPDR (XLB) 0.6 $756k 16k 47.75
iShares S&P SmallCap 600 Growth (IJT) 0.6 $767k 5.6k 137.12
First Tr Exch Trd Alpha Fd I (FJP) 0.6 $731k 15k 49.29
iShares MSCI ACWI Index Fund (ACWI) 0.5 $727k 12k 59.10
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.5 $711k 14k 49.25
First Tr Exch Trd Alpha Fd I (FPA) 0.5 $702k 23k 30.27
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.5 $708k 24k 29.52
Energy Select Sector SPDR (XLE) 0.5 $697k 9.9k 70.61
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.5 $690k 33k 20.75
FIRST TR EXCH TRD ALPHA FD I canada alpha 0.5 $693k 29k 23.85
Ishares Inc core msci emkt (IEMG) 0.5 $688k 15k 45.61
Alphabet Inc Class A cs (GOOGL) 0.5 $692k 860.00 804.06
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.5 $685k 11k 60.52
Exxon Mobil Corporation (XOM) 0.5 $670k 7.7k 87.28
iShares Dow Jones US Financial (IYF) 0.5 $664k 7.4k 90.00
iShares S&P MidCap 400 Value Index (IJJ) 0.5 $649k 4.9k 133.00
Bank of America Corporation (BAC) 0.5 $635k 41k 15.65
Health Care SPDR (XLV) 0.5 $639k 8.9k 72.11
Utilities SPDR (XLU) 0.5 $643k 13k 48.99
iShares S&P MidCap 400 Growth (IJK) 0.5 $622k 3.6k 174.73
iShares S&P Moderate Allocation Fund ETF (AOM) 0.5 $617k 17k 36.09
At&t (T) 0.5 $603k 15k 40.61
Johnson & Johnson (JNJ) 0.4 $590k 5.0k 118.13
First Trust Tech AlphaDEX Fnd (FXL) 0.4 $585k 16k 36.75
First Trust Energy AlphaDEX (FXN) 0.4 $584k 38k 15.42
iShares S&P SmallCap 600 Value Idx (IJS) 0.4 $579k 4.6k 124.81
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.4 $576k 10k 56.94
First Trust Ind/Prod AlphaDEX (FXR) 0.4 $575k 20k 29.46
Verizon Communications (VZ) 0.4 $558k 11k 51.98
iShares S&P SmallCap 600 Index (IJR) 0.4 $560k 4.5k 124.15
First Trust Financials AlphaDEX (FXO) 0.4 $566k 23k 24.30
First Trust Materials AlphaDEX Fnd (FXZ) 0.4 $566k 17k 34.20
iShares Barclays TIPS Bond Fund (TIP) 0.4 $567k 4.9k 116.49
First Trust Health Care AlphaDEX (FXH) 0.4 $558k 9.2k 60.85
iShares Russell 2000 Growth Index (IWO) 0.4 $547k 3.7k 148.90
SPDR DJ International Real Estate ETF (RWX) 0.4 $549k 13k 41.71
First Trust Utilities AlphaDEX Fnd (FXU) 0.4 $549k 21k 25.93
First Trust S&P REIT Index Fund (FRI) 0.4 $551k 23k 24.21
First Trust Cnsumer Stapl Alpha (FXG) 0.4 $537k 12k 46.43
Enterprise Products Partners (EPD) 0.4 $503k 18k 27.63
PowerShares Emerging Markets Sovere 0.4 $493k 16k 30.63
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.4 $475k 14k 35.25
Vaneck Vectors Etf Tr High Yld Mun Etf 0.3 $467k 15k 32.25
Starbucks Corporation (SBUX) 0.3 $436k 8.1k 54.14
General Motors Company (GM) 0.3 $419k 13k 31.77
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $418k 9.0k 46.36
Performance Sports 0.3 $415k 102k 4.06
Vanguard Long Term Corporate Bond ETF (VCLT) 0.3 $390k 4.1k 95.70
Fidelity msci finls idx (FNCL) 0.3 $383k 13k 28.73
Fidelity msci hlth care i (FHLC) 0.3 $376k 11k 34.45
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $363k 7.3k 49.65
Consolidated Edison (ED) 0.2 $332k 4.4k 75.30
iShares S&P MidCap 400 Index (IJH) 0.2 $340k 2.2k 154.71
Ishares Trust Msci China msci china idx (MCHI) 0.2 $326k 6.7k 48.50
Chevron Corporation (CVX) 0.2 $291k 2.8k 102.92
Goldman Sachs (GS) 0.2 $268k 1.7k 161.27
Biogen Idec (BIIB) 0.2 $271k 867.00 313.03
iShares MSCI EAFE Growth Index (EFG) 0.2 $264k 3.9k 68.50
Reynolds American 0.2 $250k 5.3k 47.15
Fidelity msci energy idx (FENY) 0.2 $258k 13k 19.83
Altria (MO) 0.2 $238k 3.8k 63.23
Procter & Gamble Company (PG) 0.2 $235k 2.6k 89.75
Duke Energy (DUK) 0.2 $246k 3.1k 80.04
Microsoft Corporation (MSFT) 0.2 $227k 3.9k 57.60
Philip Morris International (PM) 0.2 $220k 2.3k 97.22
Pepsi (PEP) 0.1 $200k 1.8k 108.77
Southern Company (SO) 0.1 $200k 3.9k 51.30
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $203k 7.0k 28.84
McDonald's Corporation (MCD) 0.1 $189k 1.6k 115.36
National Grid 0.1 $172k 2.4k 71.11
Dow Chemical Company 0.1 $155k 3.0k 51.83
Ventas (VTR) 0.1 $163k 2.3k 70.63
Kinder Morgan (KMI) 0.1 $163k 7.1k 23.13
Zoetis Inc Cl A (ZTS) 0.1 $165k 3.2k 52.01
Coca-Cola Company (KO) 0.1 $149k 3.5k 42.32
Pfizer (PFE) 0.1 $153k 4.5k 33.87
Intel Corporation (INTC) 0.1 $137k 3.6k 37.75
Honeywell International (HON) 0.1 $139k 1.2k 116.59
Royal Dutch Shell 0.1 $139k 2.6k 52.83
3M Company (MMM) 0.1 $116k 656.00 176.23
American Electric Power Company (AEP) 0.1 $119k 1.8k 64.21
Northwest Natural Gas 0.1 $125k 2.1k 60.11
Proshares Tr (UYG) 0.1 $114k 1.6k 72.67
Proshares Tr pshs ultra indl (UXI) 0.1 $116k 2.6k 43.94
United Development Funding closely held st 0.1 $117k 36k 3.20
Caterpillar (CAT) 0.1 $104k 1.2k 88.77
Home Depot (HD) 0.1 $113k 881.00 128.68
International Paper Company (IP) 0.1 $109k 2.3k 47.98
Public Service Enterprise (PEG) 0.1 $111k 2.7k 41.87
Rydex S&P Equal Weight ETF 0.1 $106k 1.3k 83.59
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $113k 964.00 117.21
ProShares Ultra Utilities (UPW) 0.1 $108k 2.7k 39.73
Proshares Tr pshs consmr svcs (UCC) 0.1 $112k 1.0k 109.10
Chuys Hldgs (CHUY) 0.1 $110k 3.9k 27.94
Cisco Systems (CSCO) 0.1 $96k 3.0k 31.72
Kimberly-Clark Corporation (KMB) 0.1 $90k 711.00 126.14
ConocoPhillips (COP) 0.1 $96k 2.2k 43.47
GlaxoSmithKline 0.1 $95k 2.2k 43.13
Amgen 0.1 $89k 532.00 166.81
Rydex Russell Top 50 ETF 0.1 $91k 597.00 152.77
iShares Dow Jones US Utilities (IDU) 0.1 $98k 801.00 122.57
ProShares Ultra Technology (ROM) 0.1 $89k 937.00 95.45
JPMorgan Chase & Co. (JPM) 0.1 $74k 1.1k 66.59
Emerson Electric (EMR) 0.1 $85k 1.6k 54.51
AstraZeneca (AZN) 0.1 $78k 2.4k 32.86
Merck & Co (MRK) 0.1 $78k 1.3k 62.41
United Technologies Corporation 0.1 $81k 796.00 101.60
Ford Motor Company (F) 0.1 $77k 6.4k 12.07
Visa (V) 0.1 $84k 1.0k 82.70
Financial Select Sector SPDR (XLF) 0.1 $83k 4.3k 19.30
ProShares Ultra Basic Materials (UYM) 0.1 $77k 1.7k 44.53
United Fire & Casualty (UFCS) 0.1 $79k 1.9k 42.32
Time Warner 0.1 $68k 853.00 79.61
Valero Energy Corporation (VLO) 0.1 $70k 1.3k 53.00
International Business Machines (IBM) 0.1 $68k 429.00 158.85
British American Tobac (BTI) 0.1 $68k 534.00 127.65
Rockwell Automation (ROK) 0.1 $60k 492.00 122.34
American International (AIG) 0.1 $65k 1.1k 59.34
iShares Silver Trust (SLV) 0.1 $65k 3.6k 18.20
ProShares Ultra Oil & Gas 0.1 $72k 1.9k 38.45
iShares Dow Jones US Energy Sector (IYE) 0.1 $68k 1.7k 39.00
ProShares Ultra Health Care (RXL) 0.1 $73k 1.1k 65.81
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $63k 4.0k 15.74
Proshares Tr pshs consmrgoods (UGE) 0.1 $71k 1.8k 38.91
Phillips 66 (PSX) 0.1 $64k 800.00 80.55
BP (BP) 0.0 $49k 1.4k 35.16
Barrick Gold Corp (GOLD) 0.0 $50k 2.8k 17.72
Walt Disney Company (DIS) 0.0 $53k 567.00 92.86
United Parcel Service (UPS) 0.0 $57k 518.00 109.36
Newmont Mining Corporation (NEM) 0.0 $52k 1.3k 39.29
Wells Fargo & Company (WFC) 0.0 $48k 1.1k 44.28
Boeing Company (BA) 0.0 $49k 372.00 131.74
Deere & Company (DE) 0.0 $53k 615.00 85.35
General Mills (GIS) 0.0 $60k 932.00 63.88
Clorox Company (CLX) 0.0 $56k 445.00 125.18
Pan American Silver Corp Can (PAAS) 0.0 $55k 3.1k 17.62
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $52k 377.00 137.51
Western Asset Mrtg Defined Oppn Fund (DMO) 0.0 $48k 2.0k 23.89
Corporate Property 0.0 $51k 5.0k 10.24
Eversource Energy (ES) 0.0 $54k 1.0k 54.18
Automatic Data Processing (ADP) 0.0 $39k 440.00 88.20
International Flavors & Fragrances (IFF) 0.0 $43k 300.00 142.97
Air Products & Chemicals (APD) 0.0 $38k 250.00 150.34
Nextera Energy (NEE) 0.0 $44k 363.00 122.32
Community Health Systems (CYH) 0.0 $46k 4.0k 11.54
Energy Transfer Equity (ET) 0.0 $37k 2.2k 16.79
Dreyfus Strategic Muni. 0.0 $37k 4.0k 9.35
Kbs Reit Ii 0.0 $36k 6.3k 5.62
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $39k 747.00 51.62
Facebook Inc cl a (META) 0.0 $40k 314.00 128.27
Proshares Tr Ii Proshares Ultra Silver etf (AGQ) 0.0 $46k 953.00 48.11
Vodafone Group New Adr F (VOD) 0.0 $36k 1.3k 29.15
Ishares Tr cur hdg ms emu (HEZU) 0.0 $42k 1.7k 24.79
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $39k 1.5k 26.43
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $35k 131.00 269.97
State Street Corporation (STT) 0.0 $22k 316.00 69.63
Colgate-Palmolive Company (CL) 0.0 $22k 300.00 74.14
Nike (NKE) 0.0 $21k 400.00 52.65
Target Corporation (TGT) 0.0 $28k 400.00 68.68
iShares MSCI EAFE Index Fund (EFA) 0.0 $24k 403.00 59.13
Freeport-McMoRan Copper & Gold (FCX) 0.0 $21k 1.9k 10.86
Entergy Corporation (ETR) 0.0 $31k 400.00 76.73
Under Armour (UAA) 0.0 $32k 820.00 38.68
Transcanada Corp 0.0 $21k 440.00 47.56
BHP Billiton (BHP) 0.0 $24k 691.00 34.65
Celgene Corporation 0.0 $31k 300.00 104.53
Halozyme Therapeutics (HALO) 0.0 $24k 2.0k 12.08
HCP 0.0 $23k 610.00 37.95
Silver Wheaton Corp 0.0 $27k 989.00 27.03
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $21k 2.4k 8.48
Alerian Mlp Etf 0.0 $32k 2.5k 12.69
Global X InterBolsa FTSE Colombia20 0.0 $29k 3.0k 9.49
POWERSHARES ETF TRUST II KBW HG Yld Fin 0.0 $23k 1.0k 22.01
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $29k 2.5k 11.50
iShares S&P Growth Allocation Fund (AOR) 0.0 $32k 766.00 41.15
Ishares Tr hdg msci japan (HEWJ) 0.0 $20k 812.00 24.78
Care Cap Properties 0.0 $21k 742.00 28.50
Annaly Capital Management 0.0 $15k 1.4k 10.50
MasterCard Incorporated (MA) 0.0 $10k 100.00 101.77
Bristol Myers Squibb (BMY) 0.0 $10k 190.00 53.92
Lincoln Electric Holdings (LECO) 0.0 $11k 170.00 62.62
Spectra Energy 0.0 $13k 300.00 42.75
Travelers Companies (TRV) 0.0 $15k 128.00 114.55
Morgan Stanley (MS) 0.0 $13k 400.00 32.06
Campbell Soup Company (CPB) 0.0 $20k 358.00 54.70
Novartis (NVS) 0.0 $12k 156.00 78.96
Schlumberger (SLB) 0.0 $16k 200.00 78.64
Unilever 0.0 $14k 300.00 46.10
Exelon Corporation (EXC) 0.0 $17k 500.00 33.29
Kellogg Company (K) 0.0 $16k 200.00 77.47
MetLife (MET) 0.0 $17k 376.00 44.43
Royal Gold (RGLD) 0.0 $13k 170.00 77.43
Energy Transfer Partners 0.0 $13k 340.00 37.00
Randgold Resources 0.0 $15k 150.00 100.07
Teekay Lng Partners 0.0 $12k 800.00 15.13
PowerShares QQQ Trust, Series 1 0.0 $13k 112.00 118.71
Oil-Dri Corporation of America (ODC) 0.0 $19k 500.00 37.64
Aberdeen Asia-Pacific Income Fund 0.0 $15k 3.0k 5.12
Clearbridge Energy M 0.0 $13k 779.00 16.28
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $12k 140.00 85.04
iShares MSCI All Peru Capped Index Fund (EPU) 0.0 $12k 356.00 33.20
iShares Dow Jones US Medical Dev. (IHI) 0.0 $12k 85.00 145.39
BlackRock Debt Strategies Fund 0.0 $17k 4.7k 3.65
MSCI Indonesia Investable Market Ind (EIDO) 0.0 $13k 507.00 26.44
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $11k 2.6k 4.33
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $11k 922.00 11.45
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $11k 1.1k 9.67
Linkedin Corp 0.0 $20k 103.00 191.12
Duff & Phelps Global (DPG) 0.0 $14k 792.00 17.08
Fireeye 0.0 $10k 700.00 14.73
Wmte Japan Hd Sml (DXJS) 0.0 $12k 397.00 31.13
Twitter 0.0 $20k 850.00 23.05
Voya Prime Rate Trust sh ben int 0.0 $18k 3.3k 5.28
Alibaba Group Holding (BABA) 0.0 $11k 100.00 105.79
Green Ban 0.0 $13k 1.2k 10.93
Wisdomtree Tr eur hdg smlcap (EUSC) 0.0 $12k 506.00 24.42
Tier Reit 0.0 $11k 701.00 15.44
Global X Fds global x silver (SIL) 0.0 $16k 350.00 44.48
Real Estate Select Sect Spdr (XLRE) 0.0 $19k 589.00 32.77
Coca Cola European Partners (CCEP) 0.0 $18k 442.00 39.90
Etf Managers Tr purefunds ise cy 0.0 $11k 400.00 27.90
Vaneck Vectors Etf Tr fallen angel hg (ANGL) 0.0 $10k 351.00 28.93