Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2018

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 209 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Western Asset Emerging Mrkts Dbt Fnd (EMD) 4.5 $57M 4.3M 13.27
Nuveen Insured Tax-Free Adv Munici (NEA) 3.6 $46M 3.5M 13.01
Eaton Vance Limited Duration Income Fund (EVV) 3.5 $44M 3.5M 12.58
Western Asst High Incm Opprtnty Fnd (HIO) 3.5 $44M 9.1M 4.82
BlackRock Corporate High Yield Fund VI (HYT) 2.9 $37M 3.5M 10.46
BlackRock Credit All Inc Trust IV (BTZ) 2.8 $36M 3.0M 12.08
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.7 $34M 4.3M 7.95
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 2.6 $33M 3.8M 8.75
Templeton Global Income Fund (SABA) 2.4 $30M 4.9M 6.14
Nuveen Div. Advantage Muni. Fund (NAD) 2.2 $29M 2.1M 13.30
Invesco Van Kampen Senior Income Trust (VVR) 2.2 $28M 6.5M 4.28
Prudential Gl Sh Dur Hi Yld 2.2 $28M 2.0M 13.66
Legg Mason Bw Global Income (BWG) 2.0 $26M 2.3M 11.41
Voya Prime Rate Trust sh ben int 1.9 $24M 4.8M 5.03
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.9 $24M 2.2M 10.98
Templeton Emerging Markets Income Fund (TEI) 1.9 $24M 2.3M 10.27
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 1.9 $24M 1.5M 15.62
Nexpoint Credit Strategies Fund (NXDT) 1.8 $22M 1.0M 21.95
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.7 $22M 1.9M 11.15
Kayne Anderson MLP Investment (KYN) 1.7 $21M 1.1M 18.84
Western Asset Global High Income Fnd (EHI) 1.6 $20M 2.2M 9.12
Invesco Van Kampen Dyn Cr Opp Fund 1.6 $20M 1.7M 11.62
Spdr S&p 500 Etf (SPY) 1.5 $19M 70k 271.34
Delaware Enhanced Glbl. Div. & Inc. Fund 1.4 $18M 1.6M 11.33
Liberty All-Star Equity Fund (USA) 1.3 $16M 2.5M 6.40
Triangle Capital Corporation 1.2 $16M 1.4M 11.50
Blackrock Multi-sector Incom other (BIT) 1.2 $15M 885k 17.09
Managed Duration Invtmt Grd Mun Fund 1.2 $15M 1.0M 14.34
Allianzgi Nfj Divid Int Prem S cefs 1.1 $15M 1.2M 12.62
Prudential Sht Duration Hg Y 1.1 $14M 1.0M 14.00
Brookfield Real Assets Incom shs ben int (RA) 1.1 $14M 597k 22.70
Western Asset Hgh Yld Dfnd (HYI) 1.1 $13M 910k 14.59
Vanguard Emerging Markets ETF (VWO) 1.0 $13M 307k 42.20
Morgan Stanley Emerging Markets Domestic (EDD) 1.0 $13M 1.9M 6.70
Allianzgi Con Incm 2024 Targ 0.9 $12M 1.2M 9.25
Invesco Van Kampen High Inc Trust II (VLT) 0.9 $12M 849k 13.49
PowerShares FTSE RAFI US 1000 0.9 $11M 101k 112.60
Morgan Stanley Emerging Markets Debt (MSD) 0.8 $10M 1.2M 8.75
Nuveen Mtg opportunity term (JLS) 0.8 $10M 440k 23.51
Garrison Capital 0.8 $10M 1.3M 8.13
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.8 $9.8M 855k 11.43
Sprott Focus Tr (FUND) 0.7 $9.2M 1.2M 7.82
Nuveen Mortgage opportunity trm fd2 0.7 $9.0M 396k 22.71
Nuveen Global High (JGH) 0.7 $8.9M 573k 15.44
Eagle Grwth & Income Oppty F 0.7 $8.2M 535k 15.38
Reaves Utility Income Fund (UTG) 0.6 $8.0M 277k 28.91
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.6 $8.0M 597k 13.36
Wells Fargo Adv Inc Opport Fund (EAD) 0.6 $7.5M 938k 7.99
Ares Dynamic Cr Allocation (ARDC) 0.6 $7.1M 443k 16.09
Eaton Vance Senior Income Trust (EVF) 0.5 $6.9M 1.1M 6.38
Virtus Total Return Fund cf 0.5 $6.8M 622k 10.97
Morgan Stanley Emerging Markets Fund 0.5 $6.6M 406k 16.24
Nuveen Int Dur Qual Mun Trm 0.5 $6.6M 522k 12.57
Western Asset High Incm Fd I (HIX) 0.5 $6.4M 1.0M 6.43
PowerShares FTSE RAFI Emerging MarketETF 0.5 $6.4M 308k 20.67
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.5 $6.4M 482k 13.21
Lehman Brothers First Trust IOF (NHS) 0.5 $6.1M 560k 10.82
Tri-Continental Corporation (TY) 0.5 $6.0M 225k 26.51
BlackRock Ltd. Duration Income Trust (BLW) 0.5 $5.8M 392k 14.87
Deutsche Multi-mkt Income Tr Shs cef 0.5 $5.7M 645k 8.81
Central Fd Cda Ltd cl a 0.4 $5.5M 437k 12.53
Vanguard Europe Pacific ETF (VEA) 0.4 $5.4M 126k 42.90
MFS Charter Income Trust (MCR) 0.4 $5.0M 631k 7.93
Special Opp 3.5% Pfd Conv 0.4 $4.9M 191k 25.50
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.4 $4.5M 810k 5.59
American Cap Sr Floating 0.4 $4.6M 376k 12.30
AllianceBernstein Global Hgh Incm (AWF) 0.3 $4.4M 382k 11.54
First Tr Sr Floating Rate 20 0.3 $4.4M 472k 9.28
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.3 $4.4M 346k 12.62
Advent Claymore Convertible Sec & Inc (AVK) 0.3 $4.2M 273k 15.29
Madison Covered Call Eq Strat (MCN) 0.3 $4.1M 554k 7.45
Nuveen Intermediate 0.3 $4.2M 341k 12.44
Advent/Claymore Enhanced Growth & Income 0.3 $4.0M 511k 7.74
Nuveen Emerging Mkts Debt 20 0.3 $3.9M 447k 8.74
Pensare Acquisition Corp 0.3 $3.9M 390k 9.89
Alliance California Municipal Income Fun 0.3 $3.7M 281k 13.14
One Madison Corp 0.3 $3.5M 359k 9.70
Oha Investment 0.3 $3.2M 2.1M 1.52
Tortoise Energy Infrastructure 0.2 $3.2M 119k 26.69
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.2 $3.2M 150k 21.56
Hennessy Cap Acquston Corp I 0.2 $3.2M 311k 10.14
General American Investors (GAM) 0.2 $3.1M 89k 34.32
Delaware Investments Dividend And Income 0.2 $2.9M 252k 11.52
Cm Seven Star Acquisition 0.2 $3.0M 300k 9.89
Gabelli Utility Trust (GUT) 0.2 $2.7M 464k 5.89
Nuveen Conn Prem Income Mun sh ben int 0.2 $2.8M 239k 11.88
India Fund (IFN) 0.2 $2.6M 108k 24.26
Cushing Renaissance 0.2 $2.5M 141k 18.10
Aberdeen Asia-Pacific Income Fund (FAX) 0.2 $2.4M 558k 4.32
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $2.4M 106k 22.31
Opes Acquisition Corp 0.2 $2.4M 245k 9.70
Clough Global Equity Fund closed-end fund (GLQ) 0.2 $2.3M 158k 14.31
Modern Media Acquisition 0.2 $2.3M 228k 9.98
Twelve Seas Investment Compa unit 06/21/2023 0.2 $2.3M 225k 10.06
Kbl Merger Corp Iv 0.2 $2.2M 220k 9.94
Haymaker Acquisition Corp 0.2 $2.1M 220k 9.76
Leisure Acquisition Corp 0.2 $2.2M 225k 9.66
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.2 $2.1M 106k 19.51
Stellar Acquisition Iii 0.2 $2.1M 200k 10.38
Mexico Equity and Income Fund (MXE) 0.1 $1.9M 187k 10.33
Western Asset Global Cp Defi (GDO) 0.1 $1.9M 116k 16.75
Lazard World Dividend & Income Fund 0.1 $1.9M 182k 10.36
Black Ridge Acquisition Corp 0.1 $1.9M 191k 9.80
Mudrick Cap Acquisition Corp 0.1 $1.8M 191k 9.64
Union Acquisition Corp 0.1 $1.9M 195k 9.69
Pure Acquisition Corp cl a 0.1 $1.9M 201k 9.64
Nuveen California Municipal Value Fund (NCA) 0.1 $1.7M 182k 9.49
Corporate Capital Trust 0.1 $1.8M 114k 15.62
Blackrock Debt Strat (DSU) 0.1 $1.8M 158k 11.18
Big Rock Partners Acquisi 0.1 $1.8M 180k 9.91
Nuveen Build Amer Bd (NBB) 0.1 $1.7M 81k 20.61
First Tr Inter Duration Pfd & Income (FPF) 0.1 $1.7M 79k 21.59
Putnam High Income Securities Fund 0.1 $1.6M 169k 9.32
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $1.6M 153k 10.33
Blackrock 2022 Gbl Incm Opp 0.1 $1.6M 176k 8.95
Matlin & Partners Acquisitio cl a 0.1 $1.5M 150k 9.88
Atlantic Acquisition Corp 0.1 $1.5M 150k 10.15
Industrea Acquisition Corp cl a 0.1 $1.5M 150k 9.86
Gordon Pointe Acquisition 0.1 $1.6M 160k 9.72
Trident Acquisitions Corp 0.1 $1.5M 150k 9.75
Thunder Bridge Acquisition L unit 01/01/2025 0.1 $1.5M 150k 10.03
MFS Multimarket Income Trust (MMT) 0.1 $1.4M 253k 5.65
Blackrock California Mun. Income Trust (BFZ) 0.1 $1.4M 109k 13.03
Legacy Acquisition Corp 0.1 $1.4M 150k 9.62
Mtech Acquisition Corp 0.1 $1.4M 139k 9.76
Fintech Acquisition Corp Ii 0.1 $1.3M 125k 10.00
Bison Cap Acquisition Corp ord 0.1 $1.3M 125k 10.02
Vectoiq Acquisition Corp 0.1 $1.3M 137k 9.58
Hl Acquisitions Corp unit 06/21/2023 0.1 $1.3M 125k 10.06
Constellation Alpha Cap Corp 0.1 $1.1M 113k 9.96
Draper Oakwood Technology 0.1 $1.2M 120k 9.98
Invesco High Income 2024 Tar cmn (IHTA) 0.1 $1.2M 129k 9.16
Tiberius Acquisition Corp 0.1 $1.2M 125k 9.61
Royce Micro Capital Trust (RMT) 0.1 $1.1M 105k 9.99
Pioneer Municipal High Income Trust (MHI) 0.1 $991k 87k 11.42
Blackrock Muniyield California Ins Fund 0.1 $1.1M 80k 13.35
Special Opportunities Fund (SPE) 0.1 $1.0M 70k 15.02
Osprey Energy Acquisition Co Cl A 0.1 $1.0M 100k 10.15
Lf Cap Acquisition Corp unit 06/19/2025 0.1 $1.0M 100k 10.07
LMP Capital and Income Fund (SCD) 0.1 $834k 65k 12.85
Trinity Merger Corp 0.1 $938k 96k 9.77
China Fund (CHN) 0.1 $812k 39k 20.91
Nuveen Build Amer Bd Opptny 0.1 $759k 35k 21.97
Gty Technology Holdings Inc cl a 0.1 $808k 80k 10.10
Haymaker Acquisition unit 10/19/2022 0.1 $762k 75k 10.11
Leisure Acquisition Corp unit 99/99/9999 0.1 $819k 81k 10.06
Eaton Vance Short Duration Diversified I (EVG) 0.1 $685k 53k 13.02
Big Rock Partners Acquisi Co unit 11/20/2022 0.1 $628k 60k 10.48
Adams Express Company (ADX) 0.0 $561k 36k 15.42
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $499k 42k 11.80
Eaton Vance Mich Mun Bd 0.0 $540k 41k 13.22
Legacy Acquisition Corp unit 05/31/2024 0.0 $498k 50k 10.02
EATON VANCE MI Municipal 0.0 $410k 32k 12.89
Aberdeen Chile Fund (AEF) 0.0 $429k 61k 7.00
One Madison Unt 0.0 $411k 41k 10.12
Far Pt Acquisition Corp unit 06/01/2025 0.0 $353k 35k 10.19
Swiss Helvetia Fund (SWZ) 0.0 $270k 22k 12.35
Dws Strategic Income Trust 0.0 $214k 18k 12.26
National Energy Services Reu *w exp 05/05/202 0.0 $259k 216k 1.20
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $243k 169k 1.44
Pure Acquisition Corp unit 04/13/2023 0.0 $248k 24k 10.24
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $166k 12k 13.95
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $100k 63k 1.60
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $102k 150k 0.68
Modern Media Acquisition right 99/99/9999 0.0 $120k 230k 0.52
Modern Media Acquisition w exp 05/17/202 0.0 $75k 115k 0.65
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $67k 230k 0.29
Kbl Merger Corp Iv right 03/22/2019 0.0 $83k 230k 0.36
Atlantic Acquisition Corp right 02/08/2019 0.0 $86k 150k 0.57
Constellation Alpha Cap Corp right 99/99/9999 0.0 $78k 120k 0.65
Industrea Acquisition Corp *w exp 08/01/202 0.0 $90k 150k 0.60
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $140k 88k 1.60
Pensare Acquisition Corp *w exp 07/27/202 0.0 $112k 175k 0.64
Pensare Acquisition Corp right 0.0 $172k 350k 0.49
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $129k 300k 0.43
Draper Oakwood Technology right 09/19/2018 0.0 $71k 120k 0.59
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $96k 300k 0.32
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $91k 110k 0.83
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $81k 180k 0.45
Legacy Acquisition Corp wt 0.0 $65k 150k 0.43
Leisure Acquisition Corp *w exp 12/05/201 0.0 $80k 113k 0.71
Gordon Pointe Acquisition Co unit 01/18/2023 0.0 $156k 15k 10.26
Mtech Acquisition Corp unit 01/19/2023 0.0 $164k 16k 10.40
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $88k 160k 0.55
One Madison Corp w exp 99/99/999 0.0 $183k 180k 1.02
Opes Acquisition Corp w exp 01/15/202 0.0 $88k 245k 0.36
Union Acquisition Corp w exp 07/01/202 0.0 $68k 195k 0.35
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $122k 191k 0.64
Mtech Acquisition Corp warrants 0.0 $91k 139k 0.65
Vectoiq Acquisition Corp unit 05/11/2023 0.0 $134k 13k 10.07
Pure Acquisition Corp *w exp 04/17/202 0.0 $129k 100k 1.28
Far Pt Acquisition Corp cl a founders sh 0.0 $150k 15k 9.77
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $70k 137k 0.51
Tiberius Acquisition Corp w exp 02/28/202 0.0 $70k 125k 0.56
Gty Technology Holdings Inc w exp 99/99/999 0.0 $33k 27k 1.24
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $52k 200k 0.26
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $32k 75k 0.43
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $43k 120k 0.36
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $23k 63k 0.37
Bison Cap Acquisition Corp right 03/20/2019 0.0 $41k 125k 0.33
Black Ridge Acquisition Corp right 07/10/2019 0.0 $35k 100k 0.35
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $63k 150k 0.42
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $59k 150k 0.39
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $34k 90k 0.38
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $44k 60k 0.73
Union Acquisition Corp right 12/02/2019 0.0 $62k 195k 0.32
Ntg- right 0.0 $52k 139k 0.37
Trinity Merger Corp *w exp 05/11/202 0.0 $38k 96k 0.40
Trident Acquisitions Corp *w exp 05/09/202 0.0 $48k 150k 0.32