Rivernorth Capital Management

Rivernorth Capital Management as of Dec. 31, 2019

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 263 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Insured Tax-Free Adv Munici (NEA) 4.8 $81M 5.6M 14.38
Nuveen Div. Advantage Muni. Fund (NAD) 4.6 $76M 5.2M 14.60
Eaton Vance Limited Duration Income Fund (EVV) 3.9 $65M 4.9M 13.25
Western Asst High Incm Opprtnty Fnd (HIO) 3.0 $49M 9.7M 5.07
BlackRock Credit All Inc Trust IV (BTZ) 2.7 $45M 3.2M 13.98
Legg Mason Bw Global Income (BWG) 2.4 $41M 3.2M 12.63
Pgim Global Short Duration H (GHY) 2.4 $40M 2.7M 15.02
Western Asset Emerging Mrkts Dbt Fnd (EMD) 2.4 $40M 2.8M 14.27
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.3 $38M 5.0M 7.67
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 2.2 $36M 3.2M 11.54
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 2.0 $34M 2.7M 12.43
Templeton Global Income Fund (SABA) 2.0 $33M 5.4M 6.13
Blackrock Debt Strat (DSU) 2.0 $33M 2.9M 11.20
Western Asset Global High Income Fnd (EHI) 1.9 $33M 3.2M 10.02
Pimco Energy & Tactical (PDX) 1.9 $32M 1.9M 16.50
Voya Prime Rate Trust sh ben int 1.9 $31M 6.3M 5.01
Barings Bdc (BBDC) 1.7 $29M 2.8M 10.28
Blackrock Muniyield Insured Fund (MYI) 1.6 $27M 2.0M 13.50
Nuveen Insd Dividend Advantage (NVG) 1.6 $26M 1.6M 16.67
Kayne Anderson MLP Investment (KYN) 1.4 $24M 1.7M 13.93
Invesco Van Kampen Dyn Cr Opp Fund 1.4 $23M 2.0M 11.35
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 1.2 $20M 2.2M 8.95
Pgim Short Duration High Yie (ISD) 1.1 $18M 1.2M 15.40
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.1 $18M 1.3M 13.57
Allianzgi Nfj Divid Int Prem S cefs 1.1 $18M 1.3M 13.00
Putnam Municipal Opportunities Trust (PMO) 1.0 $17M 1.3M 13.15
Blackrock MuniHoldings CA Insrd Fnd (MUC) 1.0 $17M 1.2M 13.99
Nexpoint Credit Strategies Fund (NXDT) 1.0 $17M 946k 17.71
Eaton Vance Municipal Bond Fund (EIM) 1.0 $16M 1.3M 12.88
Invesco Van Kampen Senior Income Trust (VVR) 1.0 $16M 3.7M 4.29
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.9 $15M 1.2M 12.85
Nuveen PA Investnt Quality Municipal (NQP) 0.8 $13M 946k 14.15
First Tr High Income L/s (FSD) 0.8 $13M 791k 15.75
Eaton Vance Senior Income Trust (EVF) 0.7 $12M 1.9M 6.41
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.7 $12M 1.2M 9.44
BlackRock MuniHoldings New York Insured (MHN) 0.7 $11M 800k 13.63
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.6 $10M 738k 13.98
Eaton Vance Floating-Rate Income Trust (EFT) 0.6 $10M 754k 13.72
Pioneer Floating Rate Trust (PHD) 0.6 $10M 907k 10.97
Delaware Enhanced Glbl. Div. & Inc. Fund 0.6 $10M 968k 10.40
Cohen & Steers infrastucture Fund (UTF) 0.6 $9.8M 375k 26.20
Invesco Van Kampen Muni Opp Trust (VMO) 0.6 $9.7M 787k 12.36
BlackRock Insured Municipal Income Trust (BYM) 0.6 $9.7M 692k 14.05
Nuveen Global High (JGH) 0.6 $9.6M 589k 16.38
Eaton Vance Fltg Rate In 0.6 $9.5M 592k 16.00
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.6 $9.3M 626k 14.89
Invesco Van Kampen Municipal Trust (VKQ) 0.5 $8.9M 718k 12.36
Ares Dynamic Cr Allocation (ARDC) 0.5 $8.9M 579k 15.35
Eaton Vance Senior Floating Rate Fund (EFR) 0.5 $8.7M 641k 13.55
Blackrock California Mun. Income Trust (BFZ) 0.5 $8.6M 638k 13.56
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $8.3M 664k 12.55
AllianceBernstein Global Hgh Incm (AWF) 0.5 $8.2M 678k 12.13
Nuveen Ga Div Adv Mun Fd 2 0.5 $8.1M 644k 12.61
Source Capital (SOR) 0.5 $7.9M 205k 38.69
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.5 $8.0M 709k 11.25
BlackRock New York Insured Municipal 0.5 $7.8M 565k 13.75
Highland Global mf closed and mf open (HGLB) 0.5 $7.7M 821k 9.34
Advent Claymore Convertible Sec & Inc (AVK) 0.5 $7.5M 483k 15.55
Nuveen Ohio Quality Income M 0.5 $7.5M 489k 15.43
Blackrock Muniyield California Ins Fund 0.5 $7.4M 524k 14.21
Swiss Helvetia Fund (SWZ) 0.4 $7.4M 881k 8.41
Aberdeen Chile Fund (AEF) 0.4 $7.0M 924k 7.62
Nuveen Michigan Qlity Incom Municipal 0.4 $6.9M 487k 14.14
Nuveen Maryland Premium Income Municipal 0.4 $6.6M 493k 13.45
Invesco Van Kampen High Inc Trust II (VLT) 0.4 $6.1M 427k 14.28
Neuberger Berman NY Int Mun Common 0.4 $6.2M 498k 12.46
Pioneer Municipal High Income Advantage (MAV) 0.4 $6.2M 578k 10.81
New America High Income Fund I (HYB) 0.3 $5.6M 617k 9.13
Royce Micro Capital Trust (RMT) 0.3 $5.6M 662k 8.54
BlackRock MuniYield New York Insured Fnd (MYN) 0.3 $5.6M 427k 13.09
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.3 $5.3M 42k 126.71
New Mtn Fin Corp note 5.750% 8/1 0.3 $5.3M 5.0M 1.05
Spdr S&p 500 Etf (SPY) 0.3 $5.2M 16k 321.88
Clough Global Equity Fund closed-end fund (GLQ) 0.3 $5.2M 432k 12.07
Nuveen Texas Quality Income Municipal 0.3 $5.2M 362k 14.33
Blackrock Multi-sector Incom other (BIT) 0.3 $5.2M 320k 16.16
Special Opp 3.5% Pfd Conv 0.3 $4.9M 191k 25.56
Tortoise Energy Infrastructure 0.3 $4.5M 253k 17.93
Special Opportunities Fund (SPE) 0.3 $4.4M 300k 14.73
Petroleum & Res Corp Com cef (PEO) 0.3 $4.3M 261k 16.46
Sprott Focus Tr (FUND) 0.3 $4.3M 588k 7.36
Blackrock Muniyield Quality Fund II (MQT) 0.2 $4.1M 318k 13.00
PIMCO High Income Fund (PHK) 0.2 $4.2M 564k 7.51
Exd - Eaton Vance Tax-advant 0.2 $4.2M 414k 10.24
Invesco Ftse Rafi Emerging Markets Etf etf (PXH) 0.2 $4.0M 179k 22.30
Tuscan Hldgs Corp Ii unit 04/01/2026 0.2 $4.0M 400k 10.09
Merida Merger Corp I 0.2 $3.9M 400k 9.74
BlackRock Floating Rate Income Trust (BGT) 0.2 $3.6M 278k 12.87
Nuveen Fltng Rte Incm Opp 0.2 $3.4M 345k 9.99
Voya Global Eq Div & Pr Opp (IGD) 0.2 $3.3M 536k 6.19
Aberdeen Income Cred Strat (ACP) 0.2 $3.3M 286k 11.51
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.2 $3.3M 325k 10.30
Invesco Quality Municipal Inc Trust (IQI) 0.2 $3.2M 252k 12.58
Nuveen Ny Divid Advntg Mun F (NAN) 0.2 $3.2M 226k 14.20
Leisure Acquisition Corp 0.2 $3.2M 307k 10.42
Graf Industrial Red Unt 0.2 $3.2M 300k 10.65
Schultze Special Purpose Acquisi Unt 0.2 $3.2M 300k 10.50
Andina Acquisition Corp Iii unit 09/24/2020 0.2 $3.2M 300k 10.56
Churchill Cap Corp Ii unit 99/99/9999 0.2 $3.2M 300k 10.78
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $2.9M 218k 13.44
Dws Municipal Income Cf non-tax cef (KTF) 0.2 $3.0M 261k 11.33
Tkk Symphony Acquistion Cor 0.2 $3.1M 300k 10.24
Dd3 Acquisition Corp 0.2 $3.1M 300k 10.22
Alussa Energy Acquisition Co unit 10/31/2026 0.2 $3.0M 300k 10.08
Liv Cap Acquisition Corp unit 99/99/9999 0.2 $3.0M 295k 10.06
Duff & Phelps Utility & Corp Bond Trust 0.2 $2.8M 302k 9.14
Neuberger Ber. CA Intermediate Muni Fund 0.2 $2.9M 206k 13.95
Mexico Equity and Income Fund (MXE) 0.2 $2.9M 251k 11.60
Trine Acquisition Corp unit 03/31/2021 0.2 $2.9M 275k 10.45
Greenvision Acquisition Corp unit 10/28/2024 0.2 $2.8M 275k 10.09
Vanguard Emerging Markets ETF (VWO) 0.2 $2.7M 61k 44.46
Putnam Managed Municipal Income Trust (PMM) 0.2 $2.7M 338k 7.99
Blackrock Res & Commodities Strategy Tr (BCX) 0.2 $2.7M 338k 8.07
Opes Acquisition Corp 0.2 $2.6M 250k 10.53
Tuscan Holdings Corp unit 99/99/9999 0.2 $2.6M 250k 10.50
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $2.5M 231k 10.99
Royce Value Trust (RVT) 0.1 $2.5M 170k 14.77
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.1 $2.5M 170k 14.88
BlackRock MuniHolding Insured Investm 0.1 $2.5M 191k 13.29
Big Rock Partners Acquisi 0.1 $2.5M 240k 10.60
Agba Acquistion 0.1 $2.6M 250k 10.29
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $2.3M 184k 12.61
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $2.3M 234k 9.68
Blackrock Capital Investment Note 5.000 6/1 0.1 $2.3M 2.3M 1.00
Pure Acquisition Corp cl a 0.1 $2.3M 225k 10.37
Wealthbridge Acquisition 0.1 $2.3M 225k 10.14
Blackrock Science & Tech Tr shs ben int (BSTZ) 0.1 $2.3M 114k 20.50
8i Enterprises Acquisitin 0.1 $2.4M 240k 10.02
Fellazo 0.1 $2.3M 225k 10.10
Galileo Acquisition Corp unit 99/99/9999 0.1 $2.4M 235k 10.24
Western Asset High Incm Fd I (HIX) 0.1 $2.2M 319k 6.74
Allianzgi Conv & Inc Fd taxable cef 0.1 $2.1M 367k 5.75
Nuveen Int Dur Qual Mun Trm 0.1 $2.1M 153k 13.88
High Income Secs Fd Shs Ben Int cef (PCF) 0.1 $2.2M 241k 8.96
Alberton Acquisition Corp unit 04/22/2020 0.1 $2.1M 200k 10.65
Hennessy Cap Acqustion Corp unit 99/99/9999 0.1 $2.2M 200k 10.91
South Mountain Merger Unt 0.1 $2.2M 214k 10.41
Lehman Brothers First Trust IOF (NHS) 0.1 $1.9M 156k 12.35
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $2.0M 134k 15.21
Mudrick Cap Acquisition Corp 0.1 $2.1M 200k 10.34
Leo Holdings Corp 0.1 $2.1M 200k 10.34
Amci Acquisition Corp unit 01/07/2019 0.1 $2.1M 200k 10.39
Crescent Acquisition Corp unit 99/99/9999 0.1 $2.1M 200k 10.30
Boxwood Merger Corp 0.1 $2.0M 200k 10.16
Gigcapital2 Inc unit 02/28/2026 0.1 $2.1M 200k 10.40
Gx Acquisiton Unt 0.1 $2.1M 200k 10.37
Landcadia Holdings Ii Unt 0.1 $2.0M 200k 10.13
Silver Spike Acquisition Unt 0.1 $2.0M 200k 10.17
Pivotal Invt Corp Ii unit 06/01/2025 0.1 $2.0M 200k 10.20
Netfin Acquisition Corp unit 08/01/2024 0.1 $2.0M 200k 10.19
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.1 $2.0M 200k 10.07
Osprey Technlgy Aquistion Co unit 10/30/2024 0.1 $2.1M 202k 10.18
Gabelli Dividend & Income Trust (GDV) 0.1 $1.9M 85k 21.95
BlackRock Muni New York Intr. Dur. Fnd. 0.1 $1.8M 115k 15.32
Cornerstone Strategic Value (CLM) 0.1 $1.9M 171k 11.21
Gordon Pointe Acquisition 0.1 $1.9M 175k 10.59
India Fund (IFN) 0.1 $1.6M 81k 20.13
Herzfeld Caribbean Basin (CUBA) 0.1 $1.6M 242k 6.62
Blackrock New York Municipal Bond Trust 0.1 $1.6M 105k 15.11
Voya Emerging Markets High I etf (IHD) 0.1 $1.7M 208k 7.99
Brookfield Real Assets Incom shs ben int (RA) 0.1 $1.6M 75k 21.34
Xai Octagon Floatng Rate Alt (XFLT) 0.1 $1.6M 200k 8.09
Cf Fin Acquisition Corp unit 04/30/2025 0.1 $1.6M 150k 10.85
Fintech Acquisition Corp Iii unit 12/01/2023 0.1 $1.6M 150k 10.80
Orisun Acquisition Corp unit 99/99/9999 0.1 $1.6M 160k 10.15
Vanguard Europe Pacific ETF (VEA) 0.1 $1.5M 34k 44.07
Blackrock MuniHoldings Insured 0.1 $1.5M 121k 12.57
John Hancock Tax Adva Glbl Share. Yld (HTY) 0.1 $1.6M 220k 7.07
Vectoiq Acquisition Corp 0.1 $1.5M 150k 10.32
Megalith Finl Acquisition Co unit 09/30/2025 0.1 $1.6M 150k 10.51
Replay Acquisition Unt 0.1 $1.6M 150k 10.37
B Riley Principal Merger Cor cl a 0.1 $1.5M 150k 10.01
Union Acquisition Corp Ii unit 99/99/9999 0.1 $1.5M 150k 10.19
Templeton Emerging Markets Income Fund (TEI) 0.1 $1.3M 146k 9.19
DTF Tax Free Income (DTF) 0.1 $1.3M 86k 14.80
Clearbridge Energy Mlp Opp F 0.1 $1.4M 163k 8.41
First Tr Inter Duration Pfd & Income (FPF) 0.1 $1.4M 58k 23.59
Tiberius Acquisition Corp 0.1 $1.3M 125k 10.50
Hl Acquisitions Corp 0.1 $1.3M 125k 10.33
Tenzing Acquisition Corp unit 08/24/2024 0.1 $1.3M 125k 10.30
New Providence Acquisitin Co unit 09/01/2024 0.1 $1.4M 135k 10.28
Golub Capital BDC (GBDC) 0.1 $1.1M 61k 18.46
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $1.2M 208k 5.89
Nuveen New York Mun Value 0.1 $1.1M 77k 14.29
Allianzgi Conv & Income Fd I 0.1 $1.1M 219k 5.12
Tottenham Acquisition I 0.1 $1.2M 118k 10.48
Chaserg Technlgy Acquisitn C class a 0.1 $1.1M 100k 10.85
Lazard Global Total Return & Income Fund (LGI) 0.1 $942k 57k 16.55
Eaton Vance New York Muni. Incm. Trst 0.1 $979k 73k 13.39
Voya Natural Res Eq Inc Fund 0.1 $1.0M 244k 4.12
Lf Cap Acquisition Corp cl a 0.1 $1.0M 100k 10.36
Allegro Merger Corp 0.1 $1.0M 100k 10.22
Longevity Acquisition Corp unit 08/29/2024 0.1 $1.0M 100k 10.36
Edtechx Hldgs Acquisition 0.1 $1.0M 100k 10.27
Insurance Acquisition Corp unit 03/31/2024 0.1 $1.1M 100k 10.60
Haymaker Acquisition Unt 0.1 $1.1M 100k 10.50
Act Ii Global Acquisition Co Cl A (ACTT) 0.1 $983k 97k 10.12
Proptech Acquisition Corpora unit 10/01/2026 0.1 $1.0M 100k 10.25
Ciig Merger Corp unit 12/31/2026 0.1 $1.0M 100k 10.16
Pioneer Municipal High Income Trust (MHI) 0.1 $750k 62k 12.07
THE GDL FUND Closed-End fund (GDL) 0.1 $761k 82k 9.31
Monocle Acquisition Corp 0.1 $764k 75k 10.19
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.1 $784k 75k 10.45
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $600k 54k 11.17
Neuberger Berman Mlp Income (NML) 0.0 $745k 110k 6.76
Stable Rd Acquisition Corp unit 05/15/2026 0.0 $695k 68k 10.30
Eaton Vance California Mun. Income Trust (CEV) 0.0 $499k 37k 13.47
Tortoise Energy equity 0.0 $495k 114k 4.34
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $434k 18k 24.16
Eagle Grwth & Income Oppty F 0.0 $461k 27k 17.04
Barings Global Short Duration Com cef (BGH) 0.0 $477k 27k 17.53
Far Pt Acquisition Corp cl a founders sh 0.0 $516k 50k 10.32
Apex Technology Acquisitn Co unit 06/11/2026 0.0 $524k 50k 10.48
Healthcare Merger Corp unit 12/17/2021 0.0 $518k 50k 10.36
Portman Ridge Finance Ord 0.0 $314k 148k 2.12
Tortoise Essential Assets In 0.0 $318k 19k 16.39
Sc Health Corp unit 99/99/9999 0.0 $259k 25k 10.36
Tortoise MLP Fund 0.0 $234k 21k 10.96
Goldman Sachs Mlp Energy Ren 0.0 $205k 48k 4.30
Cornerstone Total Rtrn Fd In (CRF) 0.0 $195k 18k 10.99
Pensare Acquisition Corp right 0.0 $102k 350k 0.29
Legacy Acquisition Corp wt 0.0 $96k 178k 0.54
Leisure Acquisition Corp *w exp 12/05/201 0.0 $158k 153k 1.03
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $98k 200k 0.49
Pure Acquisition Corp *w exp 04/17/202 0.0 $111k 113k 0.99
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $89k 150k 0.59
Tiberius Acquisition Corp w exp 02/28/202 0.0 $143k 125k 1.14
Collier Creek Holdings unit 99/99/9999 0.0 $215k 20k 10.75
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $110k 50k 2.20
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $131k 299k 0.44
Boxwood Merger Corp *w exp 11/26/202 0.0 $124k 200k 0.62
8i Enterprises Acquisi -cw25 warrants 0.0 $84k 240k 0.35
8i Enterprises Acquisiti-rts rights 0.0 $91k 240k 0.38
Chardan Healthcare Acq warrants (PHGEW) 0.0 $94k 200k 0.47
Merida Merger Corp I *w exp 11/07/202 0.0 $100k 200k 0.50
Immunovant Inc *w exp 12/18/202 0.0 $200k 100k 2.00
Brooge Hldgs (BROG) 0.0 $199k 23k 8.85
Brooge Hldgs Ltd *w exp 12/20/202 (BROGW) 0.0 $158k 213k 0.74
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $9.9k 124k 0.08
Kbl Merger Corp Iv right 03/22/2019 0.0 $31k 209k 0.15
Pensare Acquisition Corp *w exp 07/27/202 0.0 $58k 175k 0.33
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $22k 120k 0.18
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $62k 240k 0.26
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $63k 175k 0.36
Opes Acquisition Corp w exp 01/15/202 0.0 $45k 250k 0.18
Far Pt Acquisition Corp w exp 06/01/202 0.0 $21k 17k 1.26
Trident Acquisitions Corp *w exp 05/09/202 0.0 $15k 150k 0.10
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $45k 100k 0.45
Tottenham Acquisition I Ltd *w exp 05/06/202 0.0 $7.1k 118k 0.06
Allegro Merger Corp *w exp 01/06/202 0.0 $18k 100k 0.18
Hl Acquisitions Corp *w exp 06/21/202 0.0 $44k 125k 0.35
Hl Acquisitions Corp right 07/17/2023 0.0 $33k 125k 0.26
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $18k 292k 0.06
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $75k 300k 0.25
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $19k 118k 0.16
Allegro Merger Corp right 12/31/2023 0.0 $32k 100k 0.32
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $36k 100k 0.36
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $18k 225k 0.08
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $60k 100k 0.60
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $56k 75k 0.75
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $74k 225k 0.33
B Riley Principal Merger Corwt warrant and righ 0.0 $61k 75k 0.81
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $49k 49k 1.01