Sanders Morris Harris as of Sept. 30, 2020
Portfolio Holdings for Sanders Morris Harris
Sanders Morris Harris holds 274 positions in its portfolio as reported in the September 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 11.4 | $42M | 151k | 277.85 | |
| Blackstone Group Com Cl A (BX) | 5.3 | $20M | 372k | 52.34 | |
| Elanco Animal Health (ELAN) | 4.0 | $15M | 531k | 27.93 | |
| Capital Southwest Corporation (CSWC) | 3.2 | $12M | 841k | 14.05 | |
| Enterprise Products Partners (EPD) | 3.2 | $12M | 741k | 15.81 | |
| Apple (AAPL) | 3.0 | $11M | 94k | 118.02 | |
| At&t (T) | 1.9 | $7.0M | 246k | 28.43 | |
| Therapeuticsmd | 1.8 | $6.8M | 4.3M | 1.58 | |
| Main Street Capital Corporation (MAIN) | 1.8 | $6.7M | 227k | 29.57 | |
| Uniqure Nv SHS (QURE) | 1.5 | $5.4M | 148k | 36.46 | |
| Visa Com Cl A (V) | 1.4 | $5.1M | 25k | 203.35 | |
| Cintas Corporation (CTAS) | 1.2 | $4.6M | 13k | 351.31 | |
| Marathon Petroleum Corp (MPC) | 1.2 | $4.4M | 151k | 29.34 | |
| Vaneck Vectors Etf Tr Video Gaming (ESPO) | 1.1 | $4.2M | 66k | 63.12 | |
| Docusign (DOCU) | 1.1 | $4.1M | 17k | 238.02 | |
| Aptose Biosciences Com New | 1.1 | $4.1M | 667k | 6.09 | |
| JPMorgan Chase & Co. (JPM) | 1.1 | $4.0M | 42k | 96.96 | |
| Philip Morris International (PM) | 1.1 | $4.0M | 53k | 76.04 | |
| Alphabet Cap Stk Cl A (GOOGL) | 1.1 | $4.0M | 2.5k | 1556.52 | |
| Servicenow (NOW) | 1.0 | $3.6M | 6.9k | 520.07 | |
| Altria (MO) | 1.0 | $3.6M | 92k | 38.74 | |
| CVS Caremark Corporation (CVS) | 0.9 | $3.5M | 59k | 58.45 | |
| Dynatrace Com New (DT) | 0.9 | $3.4M | 78k | 43.90 | |
| Avalara | 0.9 | $3.2M | 20k | 155.54 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $3.0M | 88k | 34.32 | |
| Amazon (AMZN) | 0.8 | $3.0M | 893.00 | 3363.94 | |
| International Game Technolog Shs Usd (IGT) | 0.8 | $2.9M | 260k | 11.13 | |
| Verisign (VRSN) | 0.8 | $2.9M | 13k | 217.05 | |
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.8 | $2.9M | 9.00 | 318777.78 | |
| Microsoft Corporation (MSFT) | 0.8 | $2.9M | 13k | 218.77 | |
| NVIDIA Corporation (NVDA) | 0.8 | $2.8M | 5.0k | 563.55 | |
| General Electric Company | 0.8 | $2.8M | 443k | 6.26 | |
| Tela Bio (TELA) | 0.7 | $2.7M | 163k | 16.54 | |
| Snowflake Cl A (SNOW) | 0.7 | $2.6M | 10k | 248.99 | |
| Listed Fd Tr Trueshs Tech Ai (LRNZ) | 0.7 | $2.5M | 59k | 42.68 | |
| Bristol Myers Squibb (BMY) | 0.7 | $2.5M | 41k | 60.55 | |
| Eros Stx Global Corporation Shs New | 0.7 | $2.5M | 1.1M | 2.21 | |
| Cue Biopharma (CUE) | 0.6 | $2.3M | 142k | 16.23 | |
| Disney Walt Com Disney (DIS) | 0.6 | $2.1M | 17k | 128.37 | |
| General Motors Company (GM) | 0.5 | $2.0M | 68k | 29.59 | |
| Abbvie (ABBV) | 0.5 | $2.0M | 23k | 87.52 | |
| Spark Energy Cl A Com | 0.5 | $1.8M | 220k | 8.32 | |
| Pfizer (PFE) | 0.5 | $1.8M | 50k | 36.79 | |
| Ishares Tr Core S&p500 Etf (IVV) | 0.5 | $1.8M | 5.0k | 348.86 | |
| Merck & Co (MRK) | 0.5 | $1.7M | 21k | 80.45 | |
| Home Depot (HD) | 0.5 | $1.7M | 6.1k | 277.81 | |
| Alphabet Cap Stk Cl C (GOOG) | 0.5 | $1.7M | 1.1k | 1564.61 | |
| salesforce (CRM) | 0.4 | $1.6M | 6.1k | 266.69 | |
| International Business Machines (IBM) | 0.4 | $1.6M | 13k | 121.73 | |
| China Mobile Sponsored Adr | 0.4 | $1.6M | 50k | 32.15 | |
| Lam Research Corporation (LRCX) | 0.4 | $1.6M | 4.2k | 375.06 | |
| Mondelez Intl Cl A (MDLZ) | 0.4 | $1.5M | 26k | 58.49 | |
| Eli Lilly & Co. (LLY) | 0.4 | $1.5M | 10k | 148.71 | |
| Intuit (INTU) | 0.4 | $1.5M | 4.3k | 349.92 | |
| Listed Fd Tr Trueshs Esg Actv | 0.4 | $1.5M | 46k | 32.57 | |
| Reata Pharmaceuticals Cl A | 0.4 | $1.5M | 14k | 110.63 | |
| Adobe Systems Incorporated (ADBE) | 0.4 | $1.5M | 2.9k | 515.17 | |
| Facebook Cl A (META) | 0.4 | $1.5M | 5.4k | 271.92 | |
| Verizon Communications (VZ) | 0.4 | $1.4M | 24k | 59.34 | |
| Glaxosmithkline Sponsored Adr | 0.4 | $1.3M | 36k | 37.42 | |
| Procter & Gamble Company (PG) | 0.4 | $1.3M | 9.2k | 141.66 | |
| Mastercard Incorporated Cl A (MA) | 0.4 | $1.3M | 3.8k | 343.09 | |
| Boqii Hldg Sponsored Ads | 0.4 | $1.3M | 179k | 7.20 | |
| Johnson & Johnson (JNJ) | 0.3 | $1.3M | 8.7k | 148.44 | |
| Goldman Sachs (GS) | 0.3 | $1.2M | 6.0k | 209.73 | |
| Ishares Tr Short Treas Bd (SHV) | 0.3 | $1.2M | 11k | 110.66 | |
| Ecolab (ECL) | 0.3 | $1.1M | 5.6k | 201.18 | |
| Oracle Corporation (ORCL) | 0.3 | $1.1M | 19k | 61.00 | |
| Barrick Gold Corp (GOLD) | 0.3 | $1.1M | 40k | 28.10 | |
| Lululemon Athletica (LULU) | 0.3 | $1.1M | 3.2k | 355.24 | |
| Paypal Holdings (PYPL) | 0.3 | $1.1M | 5.3k | 206.33 | |
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.3 | $1.1M | 3.4k | 307.11 | |
| Amgen (AMGN) | 0.3 | $1.0M | 4.3k | 239.52 | |
| Jefferies Finl Group (JEF) | 0.3 | $998k | 56k | 17.99 | |
| Kansas City Southern Com New | 0.3 | $967k | 5.3k | 181.63 | |
| Advanced Micro Devices (AMD) | 0.3 | $967k | 11k | 85.20 | |
| Lowe's Companies (LOW) | 0.3 | $962k | 5.5k | 174.72 | |
| Square Cl A (SQ) | 0.3 | $947k | 5.0k | 189.40 | |
| 0.3 | $929k | 20k | 47.16 | ||
| Texas Instruments Incorporated (TXN) | 0.3 | $929k | 6.0k | 153.81 | |
| Criteo S A Spons Ads (CRTO) | 0.2 | $909k | 75k | 12.20 | |
| Take-Two Interactive Software (TTWO) | 0.2 | $903k | 5.4k | 168.47 | |
| Switchback Energy Acquistn C *w Exp 07/25/202 | 0.2 | $901k | 220k | 4.10 | |
| Walgreen Boots Alliance (WBA) | 0.2 | $893k | 25k | 36.08 | |
| Coca-Cola Company (KO) | 0.2 | $879k | 18k | 49.34 | |
| FedEx Corporation (FDX) | 0.2 | $875k | 3.2k | 273.44 | |
| Abbott Laboratories (ABT) | 0.2 | $873k | 8.0k | 108.78 | |
| Kinder Morgan (KMI) | 0.2 | $872k | 70k | 12.44 | |
| Twilio Cl A (TWLO) | 0.2 | $865k | 2.6k | 332.69 | |
| Waste Management (WM) | 0.2 | $853k | 7.5k | 113.10 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.2 | $852k | 152k | 5.59 | |
| Boeing Company (BA) | 0.2 | $830k | 5.1k | 164.03 | |
| Beigene Sponsored Adr (BGNE) | 0.2 | $825k | 2.7k | 305.56 | |
| ResMed (RMD) | 0.2 | $812k | 4.6k | 176.52 | |
| Intel Corporation (INTC) | 0.2 | $811k | 15k | 53.73 | |
| Charter Communications Inc N Cl A (CHTR) | 0.2 | $802k | 1.2k | 647.30 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $795k | 1.7k | 467.65 | |
| Motorola Solutions Com New (MSI) | 0.2 | $785k | 4.7k | 165.79 | |
| Cigna Corp (CI) | 0.2 | $784k | 4.5k | 174.49 | |
| Rocket Pharmaceuticals (RCKT) | 0.2 | $772k | 28k | 27.86 | |
| Zebra Technologies Corporati Cl A (ZBRA) | 0.2 | $769k | 2.7k | 287.26 | |
| Workday Cl A (WDAY) | 0.2 | $761k | 3.3k | 234.15 | |
| Activision Blizzard | 0.2 | $755k | 9.3k | 81.58 | |
| Broadcom (AVGO) | 0.2 | $749k | 2.0k | 381.36 | |
| Astrazeneca Sponsored Adr (AZN) | 0.2 | $744k | 14k | 54.71 | |
| Datadog Cl A Com (DDOG) | 0.2 | $735k | 6.3k | 116.85 | |
| Chevron Corporation (CVX) | 0.2 | $733k | 10k | 72.04 | |
| Electronic Arts (EA) | 0.2 | $709k | 5.4k | 132.52 | |
| Seaboard Corporation (SEB) | 0.2 | $709k | 250.00 | 2836.00 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.2 | $693k | 12k | 58.61 | |
| Putnam Premier Income Tr Sh Ben Int (PPT) | 0.2 | $661k | 149k | 4.45 | |
| Springworks Therapeutics (SWTX) | 0.2 | $655k | 11k | 58.48 | |
| Xilinx | 0.2 | $645k | 5.5k | 117.81 | |
| Linde SHS | 0.2 | $643k | 2.7k | 238.15 | |
| Kinsale Cap Group (KNSL) | 0.2 | $631k | 3.0k | 210.33 | |
| Endo Intl SHS (ENDPQ) | 0.2 | $623k | 189k | 3.30 | |
| Air Products & Chemicals (APD) | 0.2 | $618k | 2.1k | 297.83 | |
| Raytheon Technologies Corp (RTX) | 0.2 | $617k | 11k | 58.83 | |
| Blackrock Core Bd Tr Shs Ben Int (BHK) | 0.2 | $610k | 39k | 15.66 | |
| CSX Corporation (CSX) | 0.2 | $593k | 7.5k | 79.07 | |
| Bausch Health Companies (BHC) | 0.2 | $584k | 35k | 16.68 | |
| Celanese Corporation (CE) | 0.2 | $578k | 5.0k | 115.60 | |
| Anthem (ELV) | 0.2 | $563k | 1.9k | 296.32 | |
| Jazz Pharmaceuticals Shs Usd (JAZZ) | 0.2 | $562k | 3.7k | 151.89 | |
| Wal-Mart Stores (WMT) | 0.2 | $560k | 4.0k | 140.00 | |
| Pimco Etf Tr Enhan Shrt Ma Ac (MINT) | 0.2 | $559k | 5.5k | 102.01 | |
| Medtronic SHS (MDT) | 0.2 | $558k | 5.2k | 106.41 | |
| Myokardia | 0.2 | $555k | 2.5k | 222.00 | |
| Macrogenics (MGNX) | 0.1 | $540k | 21k | 25.82 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $538k | 1.4k | 387.33 | |
| Netease Sponsored Ads (NTES) | 0.1 | $536k | 5.9k | 90.46 | |
| Pra (PRAA) | 0.1 | $533k | 13k | 39.71 | |
| Baidu Spon Adr Rep A (BIDU) | 0.1 | $533k | 4.2k | 126.90 | |
| Atlassian Corp Cl A | 0.1 | $528k | 2.7k | 193.41 | |
| Kroger (KR) | 0.1 | $519k | 15k | 34.60 | |
| EXACT Sciences Corporation (EXAS) | 0.1 | $519k | 4.8k | 108.12 | |
| Nike CL B (NKE) | 0.1 | $519k | 4.0k | 128.78 | |
| Iovance Biotherapeutics (IOVA) | 0.1 | $518k | 16k | 31.98 | |
| Ezcorp Cl A Non Vtg (EZPW) | 0.1 | $516k | 103k | 5.03 | |
| Alnylam Pharmaceuticals (ALNY) | 0.1 | $514k | 3.5k | 146.86 | |
| Kura Oncology (KURA) | 0.1 | $510k | 15k | 34.23 | |
| Argenx Se Sponsored Adr (ARGX) | 0.1 | $509k | 1.8k | 278.14 | |
| McKesson Corporation (MCK) | 0.1 | $508k | 3.4k | 150.74 | |
| BlackRock (BLK) | 0.1 | $507k | 900.00 | 563.33 | |
| Starbucks Corporation (SBUX) | 0.1 | $505k | 5.6k | 89.43 | |
| Pepsi (PEP) | 0.1 | $500k | 3.5k | 142.86 | |
| Stryker Corporation (SYK) | 0.1 | $499k | 2.3k | 220.21 | |
| Precigen (PGEN) | 0.1 | $493k | 141k | 3.50 | |
| Incyte Corporation (INCY) | 0.1 | $487k | 5.0k | 97.40 | |
| Molina Healthcare (MOH) | 0.1 | $485k | 2.4k | 204.64 | |
| Global Partners Com Units (GLP) | 0.1 | $484k | 37k | 13.10 | |
| Target Corporation (TGT) | 0.1 | $483k | 2.9k | 165.30 | |
| Hca Holdings (HCA) | 0.1 | $481k | 3.6k | 132.47 | |
| Clorox Company (CLX) | 0.1 | $480k | 2.2k | 219.88 | |
| Vanguard Index Fds Growth Etf (VUG) | 0.1 | $474k | 2.1k | 227.67 | |
| Comcast Corp Cl A (CMCSA) | 0.1 | $474k | 10k | 45.68 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $472k | 32k | 14.58 | |
| Amdocs SHS (DOX) | 0.1 | $466k | 8.0k | 58.25 | |
| Norfolk Southern (NSC) | 0.1 | $465k | 2.2k | 213.79 | |
| McDonald's Corporation (MCD) | 0.1 | $461k | 2.1k | 219.52 | |
| UnitedHealth (UNH) | 0.1 | $461k | 1.4k | 329.29 | |
| Cognizant Technology Solutio Cl A (CTSH) | 0.1 | $439k | 6.0k | 73.17 | |
| Galileo Acquisition Corp SHS | 0.1 | $434k | 44k | 9.91 | |
| Earthstone Energy Cl A | 0.1 | $433k | 167k | 2.59 | |
| General Dynamics Corporation (GD) | 0.1 | $429k | 3.0k | 143.00 | |
| Union Pacific Corporation (UNP) | 0.1 | $426k | 2.1k | 202.86 | |
| Alexion Pharmaceuticals | 0.1 | $421k | 3.4k | 123.82 | |
| Cytokinetics Com New (CYTK) | 0.1 | $413k | 25k | 16.82 | |
| PNC Financial Services (PNC) | 0.1 | $412k | 3.7k | 112.08 | |
| Global Blood Therapeutics In | 0.1 | $408k | 6.8k | 60.44 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.1 | $403k | 28k | 14.39 | |
| Insight Select Income Fund Ins (INSI) | 0.1 | $400k | 20k | 20.27 | |
| Dex (DXCM) | 0.1 | $396k | 1.0k | 396.00 | |
| Koninklijke Philips N V Ny Reg Sh New (PHG) | 0.1 | $394k | 8.2k | 48.27 | |
| Colgate-Palmolive Company (CL) | 0.1 | $393k | 4.9k | 79.88 | |
| Baxter International (BAX) | 0.1 | $391k | 4.9k | 79.80 | |
| Edwards Lifesciences (EW) | 0.1 | $384k | 4.6k | 83.12 | |
| Kla Corp Com New (KLAC) | 0.1 | $384k | 1.8k | 219.43 | |
| Littelfuse (LFUS) | 0.1 | $376k | 2.0k | 188.00 | |
| Automatic Data Processing (ADP) | 0.1 | $364k | 2.5k | 148.57 | |
| Vanguard World Fds Inf Tech Etf (VGT) | 0.1 | $360k | 1.2k | 311.69 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $356k | 29k | 12.28 | |
| BlackRock MuniHoldings New Jersey Ins Fn (MUJ) | 0.1 | $353k | 26k | 13.72 | |
| Medical Properties Trust (MPW) | 0.1 | $350k | 20k | 17.68 | |
| Tyler Technologies (TYL) | 0.1 | $349k | 1.0k | 349.00 | |
| American Express Company (AXP) | 0.1 | $344k | 3.3k | 104.50 | |
| Oneok (OKE) | 0.1 | $343k | 13k | 25.99 | |
| Tff Pharmaceuticals | 0.1 | $340k | 21k | 15.94 | |
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.1 | $338k | 1.0k | 334.65 | |
| Blackrock Calif Mun Income T Sh Ben Int (BFZ) | 0.1 | $337k | 26k | 13.22 | |
| Cerner Corporation | 0.1 | $337k | 4.6k | 73.26 | |
| Service Corporation International (SCI) | 0.1 | $337k | 8.0k | 42.12 | |
| Bluebird Bio (BLUE) | 0.1 | $337k | 5.9k | 57.12 | |
| Merus N V (MRUS) | 0.1 | $333k | 25k | 13.39 | |
| Hp (HPQ) | 0.1 | $332k | 17k | 19.53 | |
| Equifax (EFX) | 0.1 | $329k | 2.1k | 156.67 | |
| Dropbox Cl A (DBX) | 0.1 | $324k | 16k | 20.29 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $320k | 4.0k | 80.00 | |
| Universal Hlth Svcs CL B (UHS) | 0.1 | $316k | 2.9k | 109.34 | |
| Crinetics Pharmaceuticals In (CRNX) | 0.1 | $311k | 19k | 16.72 | |
| Select Sector Spdr Tr Sbi Cons Discr (XLY) | 0.1 | $310k | 2.1k | 147.06 | |
| Ford Motor Company (F) | 0.1 | $306k | 46k | 6.65 | |
| Cisco Systems (CSCO) | 0.1 | $304k | 7.6k | 39.87 | |
| Blackrock Mun 2020 Term Tr Com Shs | 0.1 | $301k | 20k | 15.05 | |
| Nextera Energy (NEE) | 0.1 | $296k | 1.1k | 277.41 | |
| Concho Resources | 0.1 | $294k | 6.7k | 44.17 | |
| Nucor Corporation (NUE) | 0.1 | $291k | 6.0k | 48.50 | |
| Us Bancorp Del Com New (USB) | 0.1 | $290k | 7.6k | 38.36 | |
| CenterPoint Energy (CNP) | 0.1 | $290k | 15k | 19.33 | |
| Xenon Pharmaceuticals (XENE) | 0.1 | $288k | 25k | 11.76 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $278k | 29k | 9.76 | |
| Select Sector Spdr Tr Communication (XLC) | 0.1 | $267k | 4.5k | 59.33 | |
| CenturyLink | 0.1 | $265k | 26k | 10.11 | |
| Crown Castle Intl (CCI) | 0.1 | $265k | 1.6k | 166.88 | |
| AutoNation (AN) | 0.1 | $265k | 5.0k | 53.00 | |
| Murphy Usa (MUSA) | 0.1 | $260k | 2.0k | 130.00 | |
| Cloudflare Cl A Com (NET) | 0.1 | $259k | 6.3k | 41.11 | |
| Ciig Merger Corp Com Cl A | 0.1 | $251k | 25k | 10.04 | |
| Avnet (AVT) | 0.1 | $247k | 9.6k | 25.81 | |
| New Providence Acquisition Com Cl A | 0.1 | $247k | 25k | 10.10 | |
| Cummins (CMI) | 0.1 | $245k | 1.2k | 211.03 | |
| Duke Energy Corp Com New (DUK) | 0.1 | $243k | 2.8k | 88.36 | |
| Ladder Cap Corp Cl A (LADR) | 0.1 | $242k | 34k | 7.10 | |
| Lyft Cl A Com (LYFT) | 0.1 | $234k | 8.5k | 27.53 | |
| Zogenix Com New | 0.1 | $232k | 12k | 18.68 | |
| Marathon Oil Corporation (MRO) | 0.1 | $225k | 55k | 4.09 | |
| Montage Res Corp | 0.1 | $218k | 50k | 4.40 | |
| Zuora Com Cl A (ZUO) | 0.1 | $217k | 21k | 10.33 | |
| Tesla Motors (TSLA) | 0.1 | $215k | 500.00 | 430.00 | |
| 3M Company (MMM) | 0.1 | $212k | 1.3k | 160.73 | |
| New Mountain Finance Corp (NMFC) | 0.1 | $209k | 22k | 9.55 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $206k | 4.5k | 45.78 | |
| Caterpillar (CAT) | 0.1 | $205k | 1.4k | 149.09 | |
| Magellan Midstream Prtnrs Com Unit Rp Lp | 0.1 | $203k | 5.6k | 36.58 | |
| Flying Eagle Acquisition Cl A Ord | 0.1 | $203k | 17k | 12.19 | |
| Pimco Etf Tr Active Bd Etf (BOND) | 0.1 | $202k | 1.8k | 112.22 | |
| Stellus Capital Investment (SCM) | 0.1 | $194k | 22k | 8.72 | |
| Kayne Anderson MLP Investment (KYN) | 0.1 | $185k | 46k | 4.00 | |
| Targa Res Corp (TRGP) | 0.0 | $181k | 13k | 14.03 | |
| Rivernorth Managed (RMM) | 0.0 | $174k | 10k | 16.89 | |
| Catchmark Timber Tr Cl A | 0.0 | $173k | 19k | 8.92 | |
| SigmaTron International (SGMA) | 0.0 | $172k | 55k | 3.12 | |
| Genesis Energy Unit Ltd Partn (GEL) | 0.0 | $161k | 36k | 4.51 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.0 | $157k | 11k | 14.27 | |
| Flex Ord (FLEX) | 0.0 | $150k | 13k | 11.19 | |
| Teekay Lng Partners Prtnrsp Units | 0.0 | $149k | 14k | 10.53 | |
| Merida Merger Corp I | 0.0 | $147k | 15k | 9.80 | |
| Greenrose Acquisition Corp (GNRS) | 0.0 | $147k | 15k | 9.80 | |
| Landmark Infrastrctur Partr Com Unit Ltd | 0.0 | $144k | 16k | 9.02 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.0 | $132k | 10k | 12.98 | |
| Meiragtx Holdings (MGTX) | 0.0 | $132k | 10k | 13.20 | |
| New York Community Ban (NYCB) | 0.0 | $128k | 16k | 8.26 | |
| Thunder Brdg Acquistion Ii L Cl A Shs | 0.0 | $125k | 13k | 10.00 | |
| Union Acquisition Corp Ii SHS | 0.0 | $124k | 13k | 9.92 | |
| Propetro Hldg (PUMP) | 0.0 | $122k | 30k | 4.07 | |
| America First Multifamily In Ben Unit Ctf | 0.0 | $109k | 27k | 4.04 | |
| Antero Res (AR) | 0.0 | $107k | 39k | 2.74 | |
| Interprivate Acquisition Cor | 0.0 | $100k | 10k | 10.00 | |
| East Stone Acquisition Corp SHS | 0.0 | $98k | 10k | 9.80 | |
| Cadence Bancorporation Cl A | 0.0 | $86k | 10k | 8.60 | |
| Waitr Hldgs | 0.0 | $64k | 20k | 3.20 | |
| Juniper Indl Hldgs *w Exp 11/13/202 | 0.0 | $51k | 38k | 1.36 | |
| Minerva Neurosciences | 0.0 | $41k | 12k | 3.42 | |
| Gran Tierra Energy | 0.0 | $28k | 125k | 0.22 | |
| Galileo Acquisition Corp *w Exp 10/31/202 | 0.0 | $27k | 46k | 0.58 | |
| Mannkind Corp Com New (MNKD) | 0.0 | $19k | 10k | 1.90 | |
| Hallador Energy (HNRG) | 0.0 | $17k | 26k | 0.65 | |
| New Providence Acquisition *w Exp 09/11/202 | 0.0 | $13k | 12k | 1.06 | |
| Ciig Merger Corp *w Exp 12/31/202 | 0.0 | $11k | 13k | 0.88 | |
| Merida Merger Corp I *w Exp 11/07/202 | 0.0 | $8.0k | 15k | 0.53 | |
| Union Acquisition Corp Ii *w Exp 04/01/202 | 0.0 | $7.0k | 13k | 0.56 | |
| Greenrose Acquisition Corp *w Exp 08/11/202 (GNRSW) | 0.0 | $5.0k | 15k | 0.33 | |
| East Stone Acquisition Corp Right 12/31/2026 | 0.0 | $2.0k | 10k | 0.20 | |
| East Stone Acquisition Corp *w Exp 12/31/202 | 0.0 | $1.0k | 10k | 0.10 |
