Sanders Morris Harris as of Dec. 31, 2020
Portfolio Holdings for Sanders Morris Harris
Sanders Morris Harris holds 293 positions in its portfolio as reported in the December 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 11.0 | $48M | 154k | 313.74 | |
| Blackstone Group Com Cl A (BX) | 5.4 | $24M | 369k | 64.77 | |
| Ishares Tr Core S&p500 Etf (IVV) | 4.0 | $17M | 46k | 381.07 | |
| Capital Southwest Corporation (CSWC) | 3.5 | $15M | 866k | 17.75 | |
| Enterprise Products Partners (EPD) | 3.3 | $15M | 740k | 19.63 | |
| Elanco Animal Health (ELAN) | 3.0 | $13M | 434k | 30.81 | |
| Apple (AAPL) | 2.9 | $13M | 96k | 131.94 | |
| Main Street Capital Corporation (MAIN) | 1.6 | $6.9M | 215k | 32.26 | |
| Cisco Systems (CSCO) | 1.5 | $6.8M | 151k | 44.78 | |
| Amazon (AMZN) | 1.5 | $6.7M | 2.1k | 3176.64 | |
| At&t (T) | 1.4 | $6.2M | 216k | 28.73 | |
| Servicenow (NOW) | 1.4 | $6.1M | 12k | 521.98 | |
| salesforce (CRM) | 1.3 | $5.9M | 27k | 221.52 | |
| Roth Ch Acquisition Ii Unit 12/11/2025 | 1.3 | $5.9M | 566k | 10.40 | |
| Visa Com Cl A (V) | 1.3 | $5.6M | 27k | 210.44 | |
| Therapeuticsmd | 1.1 | $5.0M | 4.1M | 1.21 | |
| Adobe Systems Incorporated (ADBE) | 1.1 | $4.9M | 10k | 472.20 | |
| Advanced Micro Devices (AMD) | 1.1 | $4.9M | 53k | 91.77 | |
| Paypal Holdings (PYPL) | 1.1 | $4.8M | 19k | 244.81 | |
| Docusign (DOCU) | 1.0 | $4.4M | 17k | 255.61 | |
| Philip Morris International (PM) | 1.0 | $4.3M | 53k | 82.32 | |
| Cintas Corporation (CTAS) | 1.0 | $4.3M | 13k | 335.91 | |
| Aptose Biosciences Com New | 1.0 | $4.2M | 925k | 4.57 | |
| International Game Technolog Shs Usd (IGT) | 1.0 | $4.2M | 248k | 16.94 | |
| Listed Fd Tr Trueshs Tech Ai (LRNZ) | 0.9 | $4.0M | 81k | 49.12 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $3.8M | 29k | 130.37 | |
| Altria (MO) | 0.9 | $3.8M | 92k | 41.02 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $3.5M | 86k | 41.21 | |
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.8 | $3.5M | 15k | 233.26 | |
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.7 | $3.2M | 9.00 | 353222.22 | |
| Avalara | 0.7 | $3.1M | 19k | 158.41 | |
| Alphabet Cap Stk Cl A (GOOGL) | 0.7 | $3.1M | 1.8k | 1748.00 | |
| Walt Disney Company (DIS) | 0.7 | $3.0M | 17k | 176.69 | |
| Snowflake Cl A (SNOW) | 0.6 | $2.8M | 9.6k | 296.59 | |
| Eros Stx Global Corporation Shs New | 0.6 | $2.8M | 1.6M | 1.82 | |
| Microsoft Corporation (MSFT) | 0.6 | $2.8M | 13k | 218.40 | |
| Dynatrace Com New (DT) | 0.6 | $2.8M | 65k | 43.67 | |
| Uniqure Nv SHS (QURE) | 0.6 | $2.8M | 73k | 38.03 | |
| Listed Fd Tr Trueshs Esg Actv | 0.6 | $2.7M | 76k | 35.92 | |
| NVIDIA Corporation (NVDA) | 0.6 | $2.7M | 5.0k | 538.25 | |
| Bristol Myers Squibb (BMY) | 0.6 | $2.6M | 41k | 62.93 | |
| Abbvie (ABBV) | 0.6 | $2.5M | 23k | 111.74 | |
| Cue Biopharma (CUE) | 0.6 | $2.4M | 194k | 12.65 | |
| Boqii Hldg Sponsored Ads | 0.5 | $2.4M | 455k | 5.21 | |
| Lam Research Corporation (LRCX) | 0.5 | $2.2M | 4.2k | 526.40 | |
| Alphabet Cap Stk Cl C (GOOG) | 0.4 | $1.9M | 1.1k | 1754.68 | |
| Ford Motor Company (F) | 0.4 | $1.9M | 212k | 8.79 | |
| Pfizer (PFE) | 0.4 | $1.8M | 50k | 36.85 | |
| Goldman Sachs (GS) | 0.4 | $1.8M | 6.0k | 302.68 | |
| Eli Lilly & Co. (LLY) | 0.4 | $1.8M | 10k | 174.12 | |
| Spark Energy Cl A Com | 0.4 | $1.8M | 183k | 9.57 | |
| Merck & Co (MRK) | 0.4 | $1.7M | 21k | 82.30 | |
| Tela Bio (TELA) | 0.4 | $1.7M | 113k | 15.03 | |
| Mastercard Incorporated Cl A (MA) | 0.4 | $1.7M | 4.9k | 349.19 | |
| International Business Machines (IBM) | 0.4 | $1.7M | 13k | 125.86 | |
| Home Depot (HD) | 0.4 | $1.6M | 6.1k | 265.69 | |
| Intuit (INTU) | 0.4 | $1.6M | 4.4k | 365.10 | |
| Rocket Pharmaceuticals (RCKT) | 0.4 | $1.5M | 28k | 55.51 | |
| Mondelez Intl Cl A (MDLZ) | 0.3 | $1.5M | 26k | 57.53 | |
| Ark Etf Tr Innovation Etf (ARKK) | 0.3 | $1.5M | 12k | 124.50 | |
| Facebook Cl A (META) | 0.3 | $1.4M | 5.6k | 257.88 | |
| China Mobile Sponsored Adr | 0.3 | $1.4M | 50k | 28.54 | |
| Verizon Communications (VZ) | 0.3 | $1.4M | 24k | 57.85 | |
| Johnson & Johnson (JNJ) | 0.3 | $1.4M | 8.7k | 157.55 | |
| Glaxosmithkline Sponsored Adr | 0.3 | $1.3M | 36k | 37.19 | |
| Procter & Gamble Company (PG) | 0.3 | $1.3M | 9.2k | 137.95 | |
| Square Cl A (SQ) | 0.3 | $1.2M | 5.4k | 230.00 | |
| Ecolab (ECL) | 0.3 | $1.2M | 5.6k | 216.90 | |
| Ishares Tr Short Treas Bd (SHV) | 0.3 | $1.2M | 11k | 110.57 | |
| Workday Cl A (WDAY) | 0.3 | $1.2M | 5.3k | 229.14 | |
| Walgreen Boots Alliance (WBA) | 0.3 | $1.2M | 25k | 48.57 | |
| Oracle Corporation (ORCL) | 0.3 | $1.1M | 19k | 62.08 | |
| Kansas City Southern Com New | 0.3 | $1.1M | 5.3k | 213.75 | |
| Lululemon Athletica (LULU) | 0.3 | $1.1M | 3.2k | 352.06 | |
| Zebra Technologies Corporati Cl A (ZBRA) | 0.3 | $1.1M | 2.7k | 412.40 | |
| Take-Two Interactive Software (TTWO) | 0.2 | $1.1M | 5.4k | 199.44 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $1.1M | 6.2k | 170.67 | |
| Amgen (AMGN) | 0.2 | $1.0M | 4.3k | 237.65 | |
| Cigna Corp (CI) | 0.2 | $1.0M | 4.5k | 223.90 | |
| ResMed (RMD) | 0.2 | $996k | 4.6k | 216.52 | |
| Baidu Spon Adr Rep A (BIDU) | 0.2 | $995k | 4.2k | 236.90 | |
| Chembio Diagnostics Com New | 0.2 | $990k | 184k | 5.39 | |
| Kinder Morgan (KMI) | 0.2 | $988k | 68k | 14.50 | |
| Datadog Cl A Com (DDOG) | 0.2 | $974k | 9.3k | 104.84 | |
| Twilio Cl A (TWLO) | 0.2 | $957k | 2.6k | 368.08 | |
| Lowe's Companies (LOW) | 0.2 | $935k | 5.5k | 169.81 | |
| 0.2 | $930k | 20k | 47.21 | ||
| Coca-Cola Company (KO) | 0.2 | $922k | 17k | 54.83 | |
| Abbott Laboratories (ABT) | 0.2 | $897k | 8.0k | 111.78 | |
| Quantumscape Corp Com Cl A (QS) | 0.2 | $896k | 16k | 56.39 | |
| Bausch Health Companies (BHC) | 0.2 | $891k | 35k | 25.45 | |
| Waste Management (WM) | 0.2 | $890k | 7.5k | 118.01 | |
| Broadcom (AVGO) | 0.2 | $886k | 2.0k | 451.12 | |
| Chevron Corporation (CVX) | 0.2 | $860k | 10k | 84.52 | |
| Intel Corporation (INTC) | 0.2 | $859k | 15k | 56.91 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $853k | 1.7k | 501.76 | |
| Beigene Sponsored Adr (BGNE) | 0.2 | $837k | 2.7k | 310.00 | |
| Activision Blizzard | 0.2 | $831k | 9.3k | 89.79 | |
| Motorola Solutions Com New (MSI) | 0.2 | $824k | 4.7k | 174.02 | |
| Iovance Biotherapeutics (IOVA) | 0.2 | $820k | 16k | 50.62 | |
| FedEx Corporation (FDX) | 0.2 | $807k | 3.2k | 252.19 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.2 | $804k | 124k | 6.51 | |
| Earthstone Energy Cl A | 0.2 | $801k | 150k | 5.33 | |
| Xilinx | 0.2 | $773k | 5.5k | 141.19 | |
| Charter Communications Inc N Cl A (CHTR) | 0.2 | $766k | 1.2k | 618.24 | |
| Seaboard Corporation (SEB) | 0.2 | $758k | 250.00 | 3032.00 | |
| Springworks Therapeutics (SWTX) | 0.2 | $752k | 11k | 67.14 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.2 | $747k | 12k | 63.18 | |
| Electronic Arts (EA) | 0.2 | $729k | 5.4k | 136.26 | |
| Linde SHS | 0.2 | $711k | 2.7k | 263.33 | |
| CSX Corporation (CSX) | 0.2 | $710k | 7.5k | 94.67 | |
| EXACT Sciences Corporation (EXAS) | 0.2 | $698k | 4.8k | 145.42 | |
| Putnam Premier Income Tr Sh Ben Int (PPT) | 0.2 | $691k | 149k | 4.65 | |
| Celanese Corporation (CE) | 0.2 | $684k | 5.0k | 136.80 | |
| Astrazeneca Sponsored Adr (AZN) | 0.2 | $684k | 14k | 50.29 | |
| Ciig Merger Corp Com Cl A | 0.2 | $683k | 26k | 26.63 | |
| Raytheon Technologies Corp (RTX) | 0.2 | $674k | 9.5k | 70.61 | |
| Criteo S A Spons Ads (CRTO) | 0.2 | $667k | 33k | 20.52 | |
| BlackRock (BLK) | 0.1 | $649k | 900.00 | 721.11 | |
| Redfin Corp (RDFN) | 0.1 | $648k | 8.3k | 78.07 | |
| Kinsale Cap Group (KNSL) | 0.1 | $643k | 3.0k | 214.33 | |
| Barrick Gold Corp (GOLD) | 0.1 | $638k | 28k | 22.79 | |
| Blackrock Core Bd Tr Shs Ben Int (BHK) | 0.1 | $635k | 39k | 16.30 | |
| Wal-Mart Stores (WMT) | 0.1 | $635k | 4.4k | 144.06 | |
| Netease Sponsored Ads (NTES) | 0.1 | $634k | 5.9k | 107.00 | |
| Anthem (ELV) | 0.1 | $628k | 1.9k | 330.53 | |
| Atlassian Corp Cl A | 0.1 | $628k | 2.7k | 230.04 | |
| Medtronic SHS (MDT) | 0.1 | $622k | 5.2k | 118.61 | |
| McKesson Corporation (MCK) | 0.1 | $618k | 3.4k | 183.38 | |
| Hca Holdings (HCA) | 0.1 | $618k | 3.6k | 170.20 | |
| Global Partners Com Units (GLP) | 0.1 | $614k | 37k | 16.62 | |
| Jazz Pharmaceuticals Shs Usd (JAZZ) | 0.1 | $603k | 3.7k | 162.97 | |
| Alnylam Pharmaceuticals (ALNY) | 0.1 | $598k | 3.5k | 170.86 | |
| Boeing Company (BA) | 0.1 | $596k | 2.9k | 208.39 | |
| Opendoor Technologies (OPEN) | 0.1 | $590k | 22k | 26.82 | |
| PNC Financial Services (PNC) | 0.1 | $585k | 3.7k | 159.14 | |
| Nike CL B (NKE) | 0.1 | $576k | 4.0k | 142.93 | |
| Target Corporation (TGT) | 0.1 | $575k | 2.9k | 196.78 | |
| Air Products & Chemicals (APD) | 0.1 | $567k | 2.1k | 273.25 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $566k | 37k | 15.15 | |
| Amdocs SHS (DOX) | 0.1 | $563k | 8.0k | 70.38 | |
| Pimco Etf Tr Enhan Shrt Ma Ac (MINT) | 0.1 | $559k | 5.5k | 102.01 | |
| Littelfuse (LFUS) | 0.1 | $558k | 2.0k | 279.00 | |
| Starbucks Corporation (SBUX) | 0.1 | $553k | 5.4k | 103.11 | |
| Stryker Corporation (SYK) | 0.1 | $551k | 2.3k | 243.16 | |
| Merus N V (MRUS) | 0.1 | $549k | 25k | 22.07 | |
| Comcast Corp Cl A (CMCSA) | 0.1 | $547k | 11k | 50.29 | |
| Molina Healthcare (MOH) | 0.1 | $542k | 2.4k | 228.69 | |
| Alexion Pharmaceuticals | 0.1 | $532k | 3.4k | 156.47 | |
| Virgin Galactic Holdings Inc virgin galactic holdings (SPCE) | 0.1 | $532k | 22k | 23.75 | |
| Vanguard Index Fds Growth Etf (VUG) | 0.1 | $527k | 2.1k | 253.12 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.1 | $527k | 35k | 15.05 | |
| Norfolk Southern (NSC) | 0.1 | $517k | 2.2k | 237.70 | |
| Pepsi (PEP) | 0.1 | $514k | 3.6k | 142.78 | |
| Cloudflare Cl A Com (NET) | 0.1 | $509k | 6.7k | 75.97 | |
| Kla Corp Com New (KLAC) | 0.1 | $508k | 1.8k | 290.29 | |
| Oneok (OKE) | 0.1 | $507k | 13k | 38.41 | |
| Direxion Shs Etf Tr Dl Ftse Bll 3x | 0.1 | $505k | 25k | 20.20 | |
| Kura Oncology (KURA) | 0.1 | $505k | 15k | 33.89 | |
| Argenx Se Sponsored Adr (ARGX) | 0.1 | $502k | 1.8k | 274.32 | |
| UnitedHealth (UNH) | 0.1 | $497k | 1.4k | 355.00 | |
| McDonald's Corporation (MCD) | 0.1 | $494k | 2.3k | 214.78 | |
| Ezcorp Cl A Non Vtg (EZPW) | 0.1 | $491k | 103k | 4.79 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $483k | 1.4k | 347.73 | |
| Pra (PRAA) | 0.1 | $482k | 13k | 35.91 | |
| Kroger (KR) | 0.1 | $480k | 15k | 32.00 | |
| Cognizant Technology Solutio Cl A (CTSH) | 0.1 | $478k | 6.0k | 79.67 | |
| Incyte Corporation (INCY) | 0.1 | $464k | 5.0k | 92.80 | |
| General Dynamics Corporation (GD) | 0.1 | $458k | 3.0k | 152.67 | |
| Union Pacific Corporation (UNP) | 0.1 | $454k | 2.1k | 216.19 | |
| Koninklijke Philips N V Ny Reg Sh New (PHG) | 0.1 | $441k | 8.2k | 54.03 | |
| CVS Caremark Corporation (CVS) | 0.1 | $437k | 5.8k | 74.74 | |
| Tyler Technologies (TYL) | 0.1 | $437k | 1.0k | 437.00 | |
| Hp (HPQ) | 0.1 | $434k | 17k | 25.72 | |
| Medical Properties Trust (MPW) | 0.1 | $431k | 20k | 21.77 | |
| Macrogenics (MGNX) | 0.1 | $426k | 21k | 20.37 | |
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.1 | $424k | 1.1k | 374.56 | |
| Clorox Company (CLX) | 0.1 | $423k | 2.2k | 193.77 | |
| Cytokinetics Com New (CYTK) | 0.1 | $421k | 22k | 19.35 | |
| Insight Select Income Fund Ins (INSI) | 0.1 | $421k | 20k | 21.33 | |
| Edwards Lifesciences (EW) | 0.1 | $414k | 4.6k | 89.61 | |
| Vanguard World Fds Inf Tech Etf (VGT) | 0.1 | $409k | 1.2k | 354.11 | |
| Precigen (PGEN) | 0.1 | $408k | 40k | 10.20 | |
| Colgate-Palmolive Company (CL) | 0.1 | $406k | 4.9k | 82.52 | |
| Automatic Data Processing (ADP) | 0.1 | $405k | 2.5k | 165.31 | |
| Equifax (EFX) | 0.1 | $405k | 2.1k | 192.86 | |
| Baxter International (BAX) | 0.1 | $402k | 4.9k | 82.04 | |
| Tff Pharmaceuticals | 0.1 | $394k | 21k | 18.48 | |
| Service Corporation International (SCI) | 0.1 | $393k | 8.0k | 49.12 | |
| Universal Hlth Svcs CL B (UHS) | 0.1 | $392k | 2.9k | 135.64 | |
| Concho Resources | 0.1 | $388k | 6.7k | 58.29 | |
| Us Bancorp Del Com New (USB) | 0.1 | $383k | 7.8k | 49.36 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $375k | 29k | 12.93 | |
| Xenon Pharmaceuticals (XENE) | 0.1 | $374k | 25k | 15.27 | |
| American Express Company (AXP) | 0.1 | $372k | 3.0k | 122.29 | |
| Cerner Corporation | 0.1 | $371k | 4.6k | 80.65 | |
| BlackRock MuniHoldings New Jersey Ins Fn (MUJ) | 0.1 | $370k | 26k | 14.38 | |
| Marathon Oil Corporation (MRO) | 0.1 | $367k | 55k | 6.67 | |
| Dex (DXCM) | 0.1 | $363k | 1.0k | 363.00 | |
| Blackrock Calif Mun Income T Sh Ben Int (BFZ) | 0.1 | $356k | 26k | 13.96 | |
| Dish Network Corporation Cl A | 0.1 | $353k | 11k | 32.37 | |
| Dropbox Cl A (DBX) | 0.1 | $353k | 16k | 22.10 | |
| Kayne Anderson MLP Investment (KYN) | 0.1 | $352k | 61k | 5.75 | |
| Galileo Acquisition Corp SHS | 0.1 | $351k | 34k | 10.39 | |
| Quantumscape Corp *w Exp 11/25/202 | 0.1 | $349k | 9.7k | 36.00 | |
| AutoNation (AN) | 0.1 | $349k | 5.0k | 69.80 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $345k | 28k | 12.16 | |
| Nucor Corporation (NUE) | 0.1 | $340k | 6.0k | 56.67 | |
| Select Sector Spdr Tr Sbi Cons Discr (XLY) | 0.1 | $339k | 2.1k | 160.82 | |
| Avnet (AVT) | 0.1 | $336k | 9.6k | 35.11 | |
| General Electric Company | 0.1 | $334k | 29k | 11.49 | |
| Ladder Cap Corp Cl A (LADR) | 0.1 | $333k | 34k | 9.77 | |
| Global Blood Therapeutics In | 0.1 | $330k | 6.8k | 48.89 | |
| Nextera Energy (NEE) | 0.1 | $329k | 4.3k | 77.09 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $328k | 4.0k | 82.00 | |
| Esperion Therapeutics (ESPR) | 0.1 | $328k | 12k | 26.89 | |
| New Providence Acquisition Com Cl A | 0.1 | $326k | 25k | 13.33 | |
| Jumia Technologies Sponsored Ads (JMIA) | 0.1 | $323k | 8.0k | 40.38 | |
| Bank of America Corporation (BAC) | 0.1 | $318k | 11k | 30.23 | |
| Bluebird Bio (BLUE) | 0.1 | $317k | 6.4k | 49.53 | |
| Targa Res Corp (TRGP) | 0.1 | $316k | 12k | 26.41 | |
| Select Sector Spdr Tr Communication (XLC) | 0.1 | $304k | 4.5k | 67.56 | |
| Eaton Corp SHS (ETN) | 0.1 | $288k | 2.4k | 120.00 | |
| CenturyLink | 0.1 | $285k | 29k | 9.75 | |
| Southwestern Energy Company (SWN) | 0.1 | $281k | 94k | 2.98 | |
| Cummins (CMI) | 0.1 | $264k | 1.2k | 227.39 | |
| Crinetics Pharmaceuticals In (CRNX) | 0.1 | $263k | 19k | 14.14 | |
| SigmaTron International (SGMA) | 0.1 | $258k | 55k | 4.68 | |
| Loews Corporation (L) | 0.1 | $258k | 5.5k | 46.96 | |
| Magellan Midstream Prtnrs Com Unit Rp Lp | 0.1 | $256k | 5.6k | 46.13 | |
| Collaborative Investmnt Ser Rareview Dynamic (RDFI) | 0.1 | $254k | 9.4k | 26.90 | |
| Crown Castle Intl (CCI) | 0.1 | $253k | 1.6k | 159.32 | |
| Silk Road Medical Inc Common (SILK) | 0.1 | $252k | 4.0k | 63.00 | |
| Caterpillar (CAT) | 0.1 | $250k | 1.4k | 181.82 | |
| New Mountain Finance Corp (NMFC) | 0.1 | $248k | 22k | 11.34 | |
| Lyft Cl A Com (LYFT) | 0.1 | $246k | 5.0k | 49.20 | |
| Murphy Usa (MUSA) | 0.1 | $245k | 2.0k | 122.50 | |
| Stellus Capital Investment (SCM) | 0.1 | $244k | 22k | 10.88 | |
| Duke Energy Corp Com New (DUK) | 0.1 | $243k | 2.7k | 91.70 | |
| Flex Ord (FLEX) | 0.1 | $241k | 13k | 17.99 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $238k | 4.0k | 59.50 | |
| Zogenix Com New | 0.1 | $236k | 12k | 19.00 | |
| 3M Company (MMM) | 0.1 | $230k | 1.3k | 174.37 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.1 | $224k | 964.00 | 232.37 | |
| Genesis Energy Unit Ltd Partn (GEL) | 0.1 | $223k | 36k | 6.25 | |
| Propetro Hldg (PUMP) | 0.1 | $222k | 30k | 7.40 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.0 | $219k | 16k | 13.46 | |
| Spdr Ser Tr S&p Oilgas Exp (XOP) | 0.0 | $219k | 3.8k | 58.40 | |
| Antero Res (AR) | 0.0 | $213k | 39k | 5.46 | |
| Diageo Spon Adr New (DEO) | 0.0 | $210k | 1.3k | 158.49 | |
| Washington Trust Ban (WASH) | 0.0 | $210k | 4.7k | 44.82 | |
| Pimco Etf Tr Active Bd Etf (BOND) | 0.0 | $204k | 1.8k | 113.33 | |
| Landmark Infrastrctur Partr Com Unit Ltd | 0.0 | $193k | 18k | 10.75 | |
| Thunder Brdg Acquistion Ii L Cl A Shs | 0.0 | $189k | 15k | 13.03 | |
| Rivernorth Managed (RMM) | 0.0 | $189k | 10k | 18.35 | |
| Catchmark Timber Tr Cl A | 0.0 | $182k | 19k | 9.38 | |
| America First Multifamily In Ben Unit Ctf | 0.0 | $168k | 40k | 4.25 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.0 | $165k | 11k | 15.00 | |
| Interprivate Acquisition Cor | 0.0 | $165k | 10k | 16.50 | |
| Cadence Bancorporation Cl A | 0.0 | $164k | 10k | 16.40 | |
| New York Community Ban (NYCB) | 0.0 | $164k | 16k | 10.58 | |
| Teekay Lng Partners Prtnrsp Units | 0.0 | $162k | 14k | 11.45 | |
| Colonnade Acquisition Corp Com Cl A | 0.0 | $162k | 12k | 13.50 | |
| Merida Merger Corp I | 0.0 | $159k | 15k | 10.60 | |
| Greenrose Acquisition Corp (GNRS) | 0.0 | $159k | 15k | 10.60 | |
| Mission Produce (AVO) | 0.0 | $151k | 10k | 15.10 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 0.0 | $149k | 11k | 14.06 | |
| Jaws Acquisition Corp SHS | 0.0 | $134k | 10k | 13.40 | |
| Union Acquisition Corp Ii SHS | 0.0 | $129k | 13k | 10.32 | |
| Tilray Com Cl 2 (TLRY) | 0.0 | $124k | 15k | 8.27 | |
| Gigcapital2 Acq Corp | 0.0 | $110k | 10k | 11.00 | |
| East Stone Acquisition Corp SHS | 0.0 | $101k | 10k | 10.10 | |
| Widepoint Corp Common (WYY) | 0.0 | $101k | 10k | 10.10 | |
| Ciig Merger Corp *w Exp 12/31/202 | 0.0 | $100k | 13k | 8.00 | |
| Juniper Indl Hldgs *w Exp 11/13/202 | 0.0 | $81k | 34k | 2.40 | |
| Waitr Hldgs | 0.0 | $56k | 20k | 2.80 | |
| New Providence Acquisition *w Exp 09/11/202 | 0.0 | $47k | 12k | 3.84 | |
| Gran Tierra Energy | 0.0 | $45k | 125k | 0.36 | |
| Galileo Acquisition Corp *w Exp 10/31/202 | 0.0 | $42k | 46k | 0.91 | |
| Hallador Energy (HNRG) | 0.0 | $39k | 26k | 1.48 | |
| Minerva Neurosciences | 0.0 | $32k | 12k | 2.67 | |
| Merida Merger Corp I *w Exp 11/07/202 | 0.0 | $24k | 15k | 1.60 | |
| Greenrose Acquisition Corp *w Exp 08/11/202 (GNRSW) | 0.0 | $21k | 15k | 1.40 | |
| Centennial Resource Dev Cl A | 0.0 | $18k | 12k | 1.48 | |
| Atif Holdings SHS | 0.0 | $13k | 14k | 0.92 | |
| Union Acquisition Corp Ii *w Exp 04/01/202 | 0.0 | $13k | 13k | 1.04 | |
| Vertex Energy (VTNR) | 0.0 | $11k | 15k | 0.73 | |
| Seanergy Maritime Hldgs Corp Shs New | 0.0 | $11k | 20k | 0.54 | |
| Blue Hat Interactive Entmt T SHS | 0.0 | $10k | 11k | 0.91 | |
| Pizza Inn Holdings (RAVE) | 0.0 | $9.0k | 10k | 0.87 | |
| East Stone Acquisition Corp *w Exp 12/31/202 | 0.0 | $9.0k | 10k | 0.90 | |
| Us Well Services Cl A | 0.0 | $8.0k | 20k | 0.41 | |
| Cinedigm Corp Com New | 0.0 | $8.0k | 12k | 0.68 |
