Sheaff Brock Investment Advisors

Sheaff Brock Investment Advisors as of Sept. 30, 2019

Portfolio Holdings for Sheaff Brock Investment Advisors

Sheaff Brock Investment Advisors holds 461 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 21.9 $203M 683k 296.77
Apple (AAPL) 7.6 $70M 312k 224.00
Exxon Mobil Corporation (XOM) 2.3 $22M 306k 70.61
Cisco Systems (CSCO) 1.7 $16M 321k 49.41
JPMorgan Chase & Co. (JPM) 1.7 $15M 131k 117.69
Boeing Company (BA) 1.5 $14M 37k 380.67
Home Depot (HD) 1.5 $14M 60k 232.02
Amazon (AMZN) 1.5 $14M 7.8k 1735.94
Verizon Communications (VZ) 1.3 $12M 198k 60.36
Walt Disney Company (DIS) 1.1 $11M 82k 130.32
Texas Instruments Incorporated (TXN) 1.1 $11M 83k 129.24
Intel Corporation (INTC) 1.1 $9.9M 192k 51.53
Lockheed Martin Corporation (LMT) 1.1 $9.8M 25k 390.08
United Technologies Corporation 1.0 $9.2M 68k 136.53
Walgreen Boots Alliance (WBA) 1.0 $9.2M 166k 55.31
Discover Financial Services (DFS) 0.9 $8.5M 105k 81.09
Target Corporation (TGT) 0.9 $8.4M 79k 106.90
SYSCO Corporation (SYY) 0.9 $8.3M 104k 79.40
Abbvie (ABBV) 0.9 $8.2M 108k 75.72
KLA-Tencor Corporation (KLAC) 0.9 $8.0M 50k 159.46
Oneok (OKE) 0.8 $7.9M 107k 73.69
At&t (T) 0.8 $7.7M 203k 37.84
Amgen (AMGN) 0.8 $6.9M 36k 193.51
Regions Financial Corporation (RF) 0.7 $6.9M 435k 15.82
Las Vegas Sands (LVS) 0.7 $6.7M 117k 57.76
Microsoft Corporation (MSFT) 0.7 $6.2M 45k 139.04
Prudential Financial (PRU) 0.7 $6.2M 69k 89.95
United Parcel Service (UPS) 0.7 $6.0M 50k 119.83
International Business Machines (IBM) 0.7 $6.1M 42k 145.43
MasterCard Incorporated (MA) 0.6 $5.9M 22k 271.55
Darden Restaurants (DRI) 0.6 $5.8M 49k 118.21
Chevron Corporation (CVX) 0.6 $5.7M 49k 118.59
Citizens Financial (CFG) 0.6 $5.7M 162k 35.37
Sirius Xm Holdings (SIRI) 0.6 $5.6M 893k 6.26
Bank of America Corporation (BAC) 0.6 $5.5M 188k 29.17
Globe Life (GL) 0.6 $5.4M 57k 95.76
Innovative Industria A (IIPR) 0.6 $5.3M 57k 92.37
Service Pptys Tr (SVC) 0.6 $5.2M 203k 25.79
Ford Motor Company (F) 0.6 $5.2M 567k 9.16
Facebook Inc cl a (META) 0.6 $5.2M 29k 178.07
Visa (V) 0.5 $4.9M 29k 172.03
Caterpillar (CAT) 0.5 $4.6M 37k 126.32
Philip Morris International (PM) 0.5 $4.6M 61k 75.93
UnitedHealth (UNH) 0.5 $4.6M 21k 217.30
Cme (CME) 0.5 $4.5M 21k 211.33
Berkshire Hathaway (BRK.A) 0.4 $4.1M 13.00 311846.15
Nike (NKE) 0.4 $4.1M 44k 93.92
TriCo Bancshares (TCBK) 0.4 $3.9M 108k 36.30
NVIDIA Corporation (NVDA) 0.4 $3.8M 22k 174.09
Coca-Cola Company (KO) 0.4 $3.7M 67k 54.44
SPDR Dow Jones Industrial Average ETF (DIA) 0.4 $3.7M 14k 269.16
Berkshire Hathaway (BRK.B) 0.4 $3.6M 17k 207.99
Alphabet Inc Class A cs (GOOGL) 0.4 $3.6M 3.0k 1221.25
Netflix (NFLX) 0.3 $3.2M 12k 267.59
Celgene Corporation 0.3 $3.1M 31k 99.31
Pfizer (PFE) 0.3 $3.0M 84k 35.94
Alphabet Inc Class C cs (GOOG) 0.3 $3.0M 2.5k 1219.12
Altria (MO) 0.3 $2.9M 72k 40.90
Oracle Corporation (ORCL) 0.3 $2.9M 53k 55.04
Eli Lilly & Co. (LLY) 0.3 $2.8M 25k 111.83
Ametek (AME) 0.3 $2.8M 30k 91.81
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $2.8M 28k 101.73
Johnson & Johnson (JNJ) 0.3 $2.7M 21k 129.39
Merck & Co (MRK) 0.3 $2.6M 30k 84.17
Qualcomm (QCOM) 0.3 $2.6M 34k 76.29
Alibaba Group Holding (BABA) 0.3 $2.6M 16k 167.25
Citigroup (C) 0.3 $2.5M 37k 69.07
McDonald's Corporation (MCD) 0.3 $2.4M 11k 214.72
Wal-Mart Stores (WMT) 0.3 $2.4M 20k 118.70
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.2 $2.2M 19k 119.25
Southern Company (SO) 0.2 $2.1M 35k 61.77
Invesco Qqq Trust Series 1 (QQQ) 0.2 $2.1M 11k 188.79
Pepsi (PEP) 0.2 $2.0M 15k 137.10
Enterprise Products Partners (EPD) 0.2 $2.0M 71k 28.59
Dupont De Nemours (DD) 0.2 $2.0M 28k 71.31
Procter & Gamble Company (PG) 0.2 $1.9M 15k 124.40
Fifth Third Ban (FITB) 0.2 $1.8M 67k 27.38
Vanguard Total Stock Market ETF (VTI) 0.2 $1.7M 12k 150.97
Comcast Corporation (CMCSA) 0.2 $1.7M 37k 45.07
Corning Incorporated (GLW) 0.2 $1.6M 57k 28.52
American Express Company (AXP) 0.2 $1.7M 14k 118.29
Starbucks Corporation (SBUX) 0.2 $1.6M 19k 88.41
Digital Realty Trust (DLR) 0.2 $1.6M 12k 129.82
Wells Fargo & Company (WFC) 0.2 $1.6M 32k 50.43
Allstate Corporation (ALL) 0.2 $1.6M 15k 108.69
Accenture (ACN) 0.2 $1.6M 8.4k 192.40
Realty Income (O) 0.2 $1.6M 21k 76.69
Magellan Midstream Partners 0.2 $1.6M 24k 66.28
Cbre Group Inc Cl A (CBRE) 0.2 $1.6M 30k 53.02
Globus Med Inc cl a (GMED) 0.2 $1.6M 31k 51.12
Mondelez Int (MDLZ) 0.2 $1.6M 28k 55.34
Bristol Myers Squibb (BMY) 0.2 $1.5M 29k 50.73
Union Pacific Corporation (UNP) 0.2 $1.5M 9.2k 161.92
Sensient Technologies Corporation (SXT) 0.2 $1.4M 21k 68.63
Duke Energy (DUK) 0.2 $1.5M 15k 95.89
Cummins (CMI) 0.1 $1.4M 8.3k 162.71
Laboratory Corp. of America Holdings (LH) 0.1 $1.4M 8.1k 168.05
TJX Companies (TJX) 0.1 $1.4M 25k 55.74
Ventas (VTR) 0.1 $1.4M 19k 73.02
Energy Transfer Equity (ET) 0.1 $1.4M 106k 13.08
Eversource Energy (ES) 0.1 $1.4M 16k 85.45
Paypal Holdings (PYPL) 0.1 $1.3M 13k 103.62
Dow (DOW) 0.1 $1.4M 29k 47.67
Arthur J. Gallagher & Co. (AJG) 0.1 $1.3M 14k 89.57
BB&T Corporation 0.1 $1.3M 25k 53.35
Gilead Sciences (GILD) 0.1 $1.3M 20k 63.38
Dollar General (DG) 0.1 $1.3M 8.4k 158.97
Liberty All-Star Equity Fund (USA) 0.1 $1.3M 200k 6.40
S&p Global (SPGI) 0.1 $1.3M 5.4k 245.02
BP (BP) 0.1 $1.2M 33k 38.00
General Electric Company 0.1 $1.2M 131k 8.94
Synopsys (SNPS) 0.1 $1.2M 8.5k 137.27
Duke Realty Corporation 0.1 $1.2M 36k 33.96
Cdw (CDW) 0.1 $1.2M 9.5k 123.24
Twilio Inc cl a (TWLO) 0.1 $1.2M 11k 109.95
CSX Corporation (CSX) 0.1 $1.2M 17k 69.26
Dominion Resources (D) 0.1 $1.1M 14k 81.02
IDEXX Laboratories (IDXX) 0.1 $1.1M 4.0k 271.89
CVS Caremark Corporation (CVS) 0.1 $1.1M 17k 63.04
Cintas Corporation (CTAS) 0.1 $1.1M 4.0k 268.22
Enbridge (ENB) 0.1 $1.1M 31k 35.08
Ares Capital Corporation (ARCC) 0.1 $1.1M 61k 18.64
Jabil Circuit (JBL) 0.1 $1.1M 32k 35.76
Old Dominion Freight Line (ODFL) 0.1 $1.1M 6.3k 169.99
Gabelli Equity Trust (GAB) 0.1 $1.1M 190k 5.98
Main Street Capital Corporation (MAIN) 0.1 $1.1M 26k 43.21
Medtronic (MDT) 0.1 $1.1M 11k 108.65
Transunion (TRU) 0.1 $1.1M 13k 81.10
Broadridge Financial Solutions (BR) 0.1 $1.0M 8.2k 124.44
Progressive Corporation (PGR) 0.1 $1.1M 14k 77.23
Costco Wholesale Corporation (COST) 0.1 $1.0M 3.6k 288.12
Northrop Grumman Corporation (NOC) 0.1 $978k 2.6k 374.67
Cadence Design Systems (CDNS) 0.1 $1.0M 16k 66.08
Marvell Technology Group 0.1 $987k 40k 24.98
Tempur-Pedic International (TPX) 0.1 $999k 13k 77.17
Hexcel Corporation (HXL) 0.1 $1.1M 13k 82.17
Badger Meter (BMI) 0.1 $1.0M 19k 53.68
MasTec (MTZ) 0.1 $1.0M 16k 64.92
Booz Allen Hamilton Holding Corporation (BAH) 0.1 $1.0M 14k 71.00
Zebra Technologies (ZBRA) 0.1 $898k 4.4k 206.34
Adobe Systems Incorporated (ADBE) 0.1 $949k 3.4k 276.19
ConocoPhillips (COP) 0.1 $913k 16k 56.97
Nextera Energy (NEE) 0.1 $940k 4.0k 232.90
Marriott International (MAR) 0.1 $966k 7.8k 124.36
Sempra Energy (SRE) 0.1 $951k 6.4k 147.67
Primerica (PRI) 0.1 $970k 7.6k 127.20
Prosperity Bancshares (PB) 0.1 $932k 13k 70.61
Medical Properties Trust (MPW) 0.1 $965k 49k 19.56
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $923k 25k 37.54
Allison Transmission Hldngs I (ALSN) 0.1 $918k 20k 47.03
Popular (BPOP) 0.1 $897k 17k 54.10
Lpl Financial Holdings (LPLA) 0.1 $957k 12k 81.86
Tekla World Healthcare Fd ben int (THW) 0.1 $962k 72k 13.43
America Movil Sab De Cv spon adr l 0.1 $821k 55k 14.86
CarMax (KMX) 0.1 $809k 9.2k 87.98
Snap-on Incorporated (SNA) 0.1 $835k 5.3k 156.57
Timken Company (TKR) 0.1 $800k 18k 43.51
Masco Corporation (MAS) 0.1 $804k 19k 41.66
eBay (EBAY) 0.1 $791k 20k 38.96
Parker-Hannifin Corporation (PH) 0.1 $856k 4.7k 180.55
Fiserv (FI) 0.1 $790k 7.6k 103.61
Intuit (INTU) 0.1 $825k 3.1k 266.04
MetLife (MET) 0.1 $820k 17k 47.15
HCP 0.1 $833k 23k 35.65
Simon Property (SPG) 0.1 $790k 5.1k 155.67
Vanguard Mid-Cap ETF (VO) 0.1 $800k 4.8k 167.68
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $836k 102k 8.22
Putnam Managed Municipal Income Trust (PMM) 0.1 $824k 105k 7.83
Square Inc cl a (SQ) 0.1 $809k 13k 61.92
Corteva (CTVA) 0.1 $791k 28k 27.99
Waste Management (WM) 0.1 $733k 6.4k 115.00
Abbott Laboratories (ABT) 0.1 $744k 8.9k 83.65
Stanley Black & Decker (SWK) 0.1 $743k 5.1k 144.44
Automatic Data Processing (ADP) 0.1 $781k 4.8k 161.33
Honeywell International (HON) 0.1 $722k 4.3k 169.17
Royal Dutch Shell 0.1 $719k 12k 58.86
Lam Research Corporation (LRCX) 0.1 $782k 3.4k 230.95
Prospect Capital Corporation (PSEC) 0.1 $719k 109k 6.59
ProShares Ultra S&P500 (SSO) 0.1 $775k 6.0k 128.38
iShares Dow Jones Select Dividend (DVY) 0.1 $763k 7.5k 101.88
Meritor 0.1 $761k 41k 18.51
Kinder Morgan (KMI) 0.1 $730k 35k 20.62
Prologis (PLD) 0.1 $697k 8.2k 85.26
American Tower Reit (AMT) 0.1 $783k 3.5k 221.12
Kite Rlty Group Tr (KRG) 0.1 $740k 46k 16.15
Welltower Inc Com reit (WELL) 0.1 $722k 8.0k 90.70
Spdr Ser Tr 1 3 hgh yield (BIL) 0.1 $779k 8.5k 91.65
Lincoln National Corporation (LNC) 0.1 $669k 11k 60.30
M&T Bank Corporation (MTB) 0.1 $632k 4.0k 158.00
3M Company (MMM) 0.1 $650k 4.0k 164.31
Carnival Corporation (CCL) 0.1 $608k 14k 43.68
Kimberly-Clark Corporation (KMB) 0.1 $670k 4.7k 141.95
NetApp (NTAP) 0.1 $630k 12k 52.50
Polaris Industries (PII) 0.1 $682k 7.8k 88.00
Emerson Electric (EMR) 0.1 $670k 10k 66.84
Colgate-Palmolive Company (CL) 0.1 $676k 9.2k 73.49
Stryker Corporation (SYK) 0.1 $616k 2.9k 216.14
Delta Air Lines (DAL) 0.1 $640k 11k 57.57
Micron Technology (MU) 0.1 $674k 16k 42.88
salesforce (CRM) 0.1 $615k 4.1k 148.48
Southwest Airlines (LUV) 0.1 $631k 12k 53.98
ProShares Ultra QQQ (QLD) 0.1 $678k 7.0k 96.79
EXACT Sciences Corporation (EXAS) 0.1 $624k 6.9k 90.43
Proshares Tr pshs ult nasb (BIB) 0.1 $638k 15k 42.53
Wp Carey (WPC) 0.1 $639k 7.1k 89.51
Vodafone Group New Adr F (VOD) 0.1 $645k 32k 19.91
Kraft Heinz (KHC) 0.1 $607k 22k 27.95
Vareit, Inc reits 0.1 $634k 65k 9.79
Cigna Corp (CI) 0.1 $601k 4.0k 151.77
Blackstone Group Inc Com Cl A (BX) 0.1 $690k 14k 48.85
Cognizant Technology Solutions (CTSH) 0.1 $585k 9.7k 60.31
PNC Financial Services (PNC) 0.1 $544k 3.9k 140.06
Norfolk Southern (NSC) 0.1 $568k 3.2k 179.69
Consolidated Edison (ED) 0.1 $560k 5.9k 94.53
Lennar Corporation (LEN) 0.1 $575k 10k 55.83
Public Storage (PSA) 0.1 $561k 2.3k 245.41
Foot Locker (FL) 0.1 $592k 14k 43.13
Equity Residential (EQR) 0.1 $579k 6.7k 86.22
Deere & Company (DE) 0.1 $549k 3.3k 168.82
American Electric Power Company (AEP) 0.1 $536k 5.7k 93.71
Lowe's Companies (LOW) 0.1 $555k 5.0k 109.92
AvalonBay Communities (AVB) 0.1 $549k 2.5k 215.46
Advanced Micro Devices (AMD) 0.1 $554k 19k 29.00
Humana (HUM) 0.1 $574k 2.2k 255.68
TowneBank (TOWN) 0.1 $556k 20k 27.80
Hormel Foods Corporation (HRL) 0.1 $587k 13k 43.72
Urstadt Biddle Properties 0.1 $534k 23k 23.68
Liberty Property Trust 0.1 $541k 11k 51.33
Tri-Continental Corporation (TY) 0.1 $580k 21k 27.25
Proshares Tr (UYG) 0.1 $563k 12k 46.92
Vanguard High Dividend Yield ETF (VYM) 0.1 $536k 6.0k 88.71
Cubesmart (CUBE) 0.1 $525k 15k 34.87
Vanguard S&p 500 Etf idx (VOO) 0.1 $563k 2.1k 272.51
New Residential Investment (RITM) 0.1 $576k 37k 15.67
Store Capital Corp reit 0.1 $585k 16k 37.41
L3harris Technologies (LHX) 0.1 $565k 2.7k 208.72
Huntington Bancshares Incorporated (HBAN) 0.1 $420k 29k 14.28
U.S. Bancorp (USB) 0.1 $491k 8.9k 55.32
FedEx Corporation (FDX) 0.1 $457k 3.1k 145.59
Archer Daniels Midland Company (ADM) 0.1 $476k 12k 41.08
Ameren Corporation (AEE) 0.1 $444k 5.5k 80.12
Host Hotels & Resorts (HST) 0.1 $459k 27k 17.30
RPM International (RPM) 0.1 $474k 6.9k 68.84
AFLAC Incorporated (AFL) 0.1 $417k 8.0k 52.35
Valero Energy Corporation (VLO) 0.1 $472k 5.5k 85.18
Royal Dutch Shell 0.1 $457k 7.6k 59.91
ConAgra Foods (CAG) 0.1 $477k 16k 30.71
Applied Materials (AMAT) 0.1 $461k 9.2k 49.92
DTE Energy Company (DTE) 0.1 $435k 3.3k 132.95
American International (AIG) 0.1 $419k 7.5k 55.71
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $424k 3.3k 127.48
Pebblebrook Hotel Trust (PEB) 0.1 $453k 16k 27.81
Vanguard Small-Cap Growth ETF (VBK) 0.1 $468k 2.6k 182.10
General Motors Company (GM) 0.1 $482k 13k 37.49
Omeros Corporation (OMER) 0.1 $419k 26k 16.32
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $480k 45k 10.75
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $454k 3.1k 148.22
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $457k 36k 12.62
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $472k 57k 8.24
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $502k 55k 9.19
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $497k 32k 15.41
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $424k 26k 16.24
Marathon Petroleum Corp (MPC) 0.1 $463k 7.6k 60.78
Phillips 66 (PSX) 0.1 $426k 4.2k 102.40
Mplx (MPLX) 0.1 $501k 18k 27.99
Diamondback Energy (FANG) 0.1 $423k 4.7k 90.00
Physicians Realty Trust 0.1 $492k 28k 17.74
Triton International 0.1 $447k 13k 33.83
Agnc Invt Corp Com reit (AGNC) 0.1 $485k 30k 16.09
Nuveen High Income November 0.1 $440k 45k 9.89
First Us Bancshares (FUSB) 0.1 $478k 53k 8.95
Roku (ROKU) 0.1 $474k 4.7k 101.69
Booking Holdings (BKNG) 0.1 $416k 212.00 1962.26
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $461k 4.3k 108.09
Annaly Capital Management 0.0 $383k 44k 8.81
Goldman Sachs (GS) 0.0 $368k 1.8k 206.97
Comerica Incorporated (CMA) 0.0 $352k 5.3k 66.07
Raytheon Company 0.0 $329k 1.7k 196.07
Yum! Brands (YUM) 0.0 $383k 3.4k 113.55
General Mills (GIS) 0.0 $338k 6.1k 55.06
Halliburton Company (HAL) 0.0 $390k 21k 18.83
Hess (HES) 0.0 $413k 6.8k 60.41
Intuitive Surgical (ISRG) 0.0 $391k 725.00 539.31
Exelon Corporation (EXC) 0.0 $369k 7.6k 48.31
Total (TTE) 0.0 $368k 7.1k 51.96
Illinois Tool Works (ITW) 0.0 $324k 2.1k 156.52
Xcel Energy (XEL) 0.0 $364k 5.6k 64.87
Cedar Fair (FUN) 0.0 $328k 5.6k 58.40
Energy Select Sector SPDR (XLE) 0.0 $406k 6.9k 59.17
Baidu (BIDU) 0.0 $347k 3.4k 102.78
Seagate Technology Com Stk 0.0 $395k 7.3k 53.78
Middleby Corporation (MIDD) 0.0 $367k 3.1k 116.88
MFA Mortgage Investments 0.0 $347k 47k 7.35
National Bankshares (NKSH) 0.0 $379k 9.5k 40.05
Financial Select Sector SPDR (XLF) 0.0 $412k 15k 27.98
SPDR S&P MidCap 400 ETF (MDY) 0.0 $392k 1.1k 352.52
Vanguard Small-Cap Value ETF (VBR) 0.0 $358k 2.8k 128.78
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $349k 4.0k 87.25
iShares S&P SmallCap 600 Index (IJR) 0.0 $380k 4.9k 77.88
Vanguard Emerging Markets ETF (VWO) 0.0 $352k 8.7k 40.24
Vanguard Small-Cap ETF (VB) 0.0 $393k 2.6k 154.00
Vanguard REIT ETF (VNQ) 0.0 $340k 3.7k 93.13
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $345k 27k 12.61
PIMCO High Income Fund (PHK) 0.0 $347k 45k 7.73
Pioneer Municipal High Income Trust (MHI) 0.0 $397k 32k 12.45
New York Mortgage Trust 0.0 $341k 56k 6.10
Schwab Strategic Tr cmn (SCHV) 0.0 $365k 6.4k 56.77
Hca Holdings (HCA) 0.0 $402k 3.3k 120.54
Proshares Tr Ii ultsh dj ubs cru 0.0 $325k 20k 16.25
Gamco Global Gold Natural Reso (GGN) 0.0 $338k 78k 4.35
Schwab Strategic Tr us dividend eq (SCHD) 0.0 $333k 6.1k 54.80
Pdc Energy 0.0 $326k 12k 27.79
Intercontinental Exchange (ICE) 0.0 $338k 3.7k 92.37
Wec Energy Group (WEC) 0.0 $352k 3.7k 95.21
Mortgage Reit Index real (REM) 0.0 $382k 9.1k 42.18
Canopy Gro 0.0 $403k 18k 22.91
Pgx etf (PGX) 0.0 $414k 28k 15.03
Starwood Property Trust (STWD) 0.0 $289k 12k 24.20
FirstEnergy (FE) 0.0 $271k 5.6k 48.16
Travelers Companies (TRV) 0.0 $300k 2.0k 148.44
International Paper Company (IP) 0.0 $246k 5.9k 41.77
Western Digital (WDC) 0.0 $310k 5.2k 59.62
Campbell Soup Company (CPB) 0.0 $249k 5.3k 46.98
Air Products & Chemicals (APD) 0.0 $317k 1.4k 221.52
Occidental Petroleum Corporation (OXY) 0.0 $287k 6.5k 44.49
Schlumberger (SLB) 0.0 $242k 7.1k 34.10
Biogen Idec (BIIB) 0.0 $312k 1.3k 233.01
Williams Companies (WMB) 0.0 $299k 12k 24.08
Clorox Company (CLX) 0.0 $235k 1.6k 151.61
Constellation Brands (STZ) 0.0 $318k 1.5k 207.17
iShares NASDAQ Biotechnology Index (IBB) 0.0 $310k 3.1k 99.58
iShares Russell 2000 Index (IWM) 0.0 $256k 1.7k 151.48
Universal Display Corporation (OLED) 0.0 $269k 1.6k 168.12
NuStar Energy (NS) 0.0 $241k 8.5k 28.34
Omega Healthcare Investors (OHI) 0.0 $298k 7.1k 41.77
Centene Corporation (CNC) 0.0 $277k 6.4k 43.23
Cheniere Energy (LNG) 0.0 $297k 4.7k 63.12
Icahn Enterprises (IEP) 0.0 $290k 4.5k 64.19
PacWest Ban 0.0 $299k 8.2k 36.32
Dex (DXCM) 0.0 $239k 1.6k 149.38
Tor Dom Bk Cad (TD) 0.0 $259k 4.5k 58.15
Technology SPDR (XLK) 0.0 $280k 3.5k 80.53
American Water Works (AWK) 0.0 $267k 2.2k 124.19
iShares Lehman Aggregate Bond (AGG) 0.0 $305k 2.7k 113.05
Putnam Master Int. Income (PIM) 0.0 $304k 66k 4.59
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $249k 24k 10.41
iShares S&P SmallCap 600 Growth (IJT) 0.0 $244k 1.4k 178.10
Vanguard Dividend Appreciation ETF (VIG) 0.0 $266k 2.2k 119.71
BlackRock Enhanced Capital and Income (CII) 0.0 $306k 19k 16.18
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $273k 26k 10.42
Putnam Premier Income Trust (PPT) 0.0 $269k 51k 5.26
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $288k 57k 5.04
iShares MSCI Australia Index Fund (EWA) 0.0 $252k 11k 22.29
Nuveen Insd Dividend Advantage (NVG) 0.0 $299k 18k 16.75
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $289k 20k 14.35
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $245k 20k 12.36
Vanguard Mega Cap 300 Index (MGC) 0.0 $243k 2.4k 103.01
Pembina Pipeline Corp (PBA) 0.0 $297k 8.0k 37.11
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.0 $276k 2.1k 132.69
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $323k 10k 31.84
Pennantpark Floating Rate Capi (PFLT) 0.0 $238k 21k 11.58
American Airls (AAL) 0.0 $296k 11k 26.98
Crown Castle Intl (CCI) 0.0 $313k 2.3k 139.05
Lamb Weston Hldgs (LW) 0.0 $316k 4.3k 72.78
Axon Enterprise (AXON) 0.0 $240k 4.2k 56.86
Invesco S&p 500 Low Volatility Etf (SPLV) 0.0 $297k 5.1k 57.88
Invesco Exchange Traded Fd Tr etf (PEY) 0.0 $259k 14k 18.30
Invesco Exchange Traded Fd T gbl listed pvt 0.0 $256k 22k 11.81
iShares MSCI Emerging Markets Indx (EEM) 0.0 $211k 5.2k 40.88
Bank of New York Mellon Corporation (BK) 0.0 $205k 4.5k 45.29
AutoNation (AN) 0.0 $216k 4.3k 50.61
Kohl's Corporation (KSS) 0.0 $219k 4.4k 49.74
Nokia Corporation (NOK) 0.0 $201k 40k 5.00
CenturyLink 0.0 $184k 15k 12.46
Gabelli Global Multimedia Trust (GGT) 0.0 $178k 22k 8.13
Cresud (CRESY) 0.0 $148k 25k 5.92
Digi International (DGII) 0.0 $184k 14k 13.63
TC Pipelines 0.0 $203k 5.0k 40.60
Tompkins Financial Corporation (TMP) 0.0 $203k 2.5k 81.20
Unilever (UL) 0.0 $222k 3.7k 60.00
Brookdale Senior Living (BKD) 0.0 $155k 21k 7.56
Flowers Foods (FLO) 0.0 $231k 10k 23.10
Medallion Financial (MFIN) 0.0 $164k 26k 6.41
Alerian Mlp Etf 0.0 $174k 19k 9.15
AllianceBernstein Global Hgh Incm (AWF) 0.0 $206k 17k 12.02
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $150k 14k 10.46
Cohen & Steers Quality Income Realty (RQI) 0.0 $180k 11k 15.88
DNP Select Income Fund (DNP) 0.0 $201k 16k 12.85
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $176k 12k 15.12
Gabelli Dividend & Income Trust (GDV) 0.0 $201k 9.4k 21.46
Invesco Mortgage Capital 0.0 $157k 10k 15.31
Penns Woods Ban (PWOD) 0.0 $231k 5.0k 46.15
Vanguard Extended Market ETF (VXF) 0.0 $209k 1.8k 116.11
New America High Income Fund I (HYB) 0.0 $161k 18k 8.84
Nuveen Equity Premium Income Fund (BXMX) 0.0 $231k 18k 13.10
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $215k 22k 9.64
Nuveen Quality Pref. Inc. Fund II 0.0 $174k 18k 9.83
MFS Multimarket Income Trust (MMT) 0.0 $222k 38k 5.92
BlackRock Muni Income Investment Trust 0.0 $203k 15k 14.01
BlackRock Municipal Income Trust II (BLE) 0.0 $152k 10k 14.95
Calamos Global Dynamic Income Fund (CHW) 0.0 $175k 22k 7.81
Putnam Municipal Opportunities Trust (PMO) 0.0 $187k 14k 13.08
MFS High Income Municipal Trust (CXE) 0.0 $221k 40k 5.50
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $230k 9.2k 25.10
Western Asset Hgh Yld Dfnd (HYI) 0.0 $199k 13k 15.19
Vanguard Admiral Fds Inc equity (VOOG) 0.0 $210k 1.3k 161.79
Preferred Bank, Los Angeles (PFBC) 0.0 $210k 4.0k 52.50
Ishares Tr usa min vo (USMV) 0.0 $222k 3.5k 64.09
Sarepta Therapeutics (SRPT) 0.0 $226k 3.0k 75.33
Epr Properties (EPR) 0.0 $213k 2.8k 76.73
Pimco Dynamic Credit Income other 0.0 $201k 8.2k 24.47
Orange Sa (ORAN) 0.0 $202k 13k 15.54
Arista Networks (ANET) 0.0 $225k 940.00 239.36
Shopify Inc cl a (SHOP) 0.0 $204k 654.00 311.93
Armour Residential Reit Inc Re 0.0 $195k 12k 16.78
Arconic 0.0 $200k 7.7k 26.02
Blackrock Debt Strat (DSU) 0.0 $180k 17k 10.72
Src Energy 0.0 $169k 36k 4.67
Cleveland-cliffs (CLF) 0.0 $192k 27k 7.21
Legg Mason Bw Global Income (BWG) 0.0 $145k 12k 12.08
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $163k 20k 8.36
Pgim Global Short Duration H (GHY) 0.0 $208k 15k 14.34
Blackrock Tcp Cap Corp (TCPC) 0.0 $140k 10k 13.51
Teva Pharmaceutical Industries (TEVA) 0.0 $80k 12k 6.86
Lumber Liquidators Holdings (LL) 0.0 $128k 13k 9.85
Transocean (RIG) 0.0 $90k 20k 4.46
Cemex SAB de CV (CX) 0.0 $100k 25k 3.93
Freeport-McMoRan Copper & Gold (FCX) 0.0 $106k 11k 9.56
PennantPark Investment (PNNT) 0.0 $101k 16k 6.30
Banco Santander (SAN) 0.0 $76k 19k 4.02
Senior Housing Properties Trust 0.0 $104k 11k 9.29
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $117k 13k 9.27
Neuberger Berman Real Estate Sec (NRO) 0.0 $85k 15k 5.67
Guggenheim Enhanced Equity Income Fund. 0.0 $106k 14k 7.76
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $77k 14k 5.40
Fortuna Silver Mines (FSM) 0.0 $84k 27k 3.07
Summit Midstream Partners 0.0 $83k 17k 4.88
Tg Therapeutics (TGTX) 0.0 $84k 15k 5.60
Ring Energy (REI) 0.0 $74k 45k 1.63
Cornerstone Strategic Value (CLM) 0.0 $129k 11k 11.37
Washington Prime Group 0.0 $72k 17k 4.16
Aurora Cannabis Inc snc 0.0 $83k 19k 4.41
E M X Royalty Corpor small blend (EMX) 0.0 $58k 43k 1.36
Oaktree Specialty Lending Corp 0.0 $54k 11k 5.17
Oxford Square Ca (OXSQ) 0.0 $72k 12k 6.21
Barings Bdc (BBDC) 0.0 $103k 10k 10.19
Rite Aid Corporation (RADCQ) 0.0 $85k 12k 6.95
Chesapeake Energy Corporation 0.0 $46k 33k 1.40
Anworth Mortgage Asset Corporation 0.0 $39k 12k 3.31
Denison Mines Corp (DNN) 0.0 $18k 40k 0.45
CBL & Associates Properties 0.0 $30k 24k 1.27
Credit Suisse High Yield Bond Fund (DHY) 0.0 $27k 11k 2.56
Kingold Jewelry 0.0 $7.0k 12k 0.60
B2gold Corp (BTG) 0.0 $40k 12k 3.27
Coffee Holding (JVA) 0.0 $44k 11k 3.91
Sandridge Miss Trust (SDTTU) 0.0 $22k 42k 0.52
Sandridge Permian Tr 0.0 $35k 21k 1.68
Sandridge Mississippian Tr I 0.0 $7.1k 15k 0.47
Mallinckrodt Pub 0.0 $43k 18k 2.39
Contrafect 0.0 $4.0k 10k 0.40
Revolution Lighting Technolo 0.0 $8.1k 35k 0.23