Sonora Investment Management

Sonora Investment Management as of Dec. 31, 2016

Portfolio Holdings for Sonora Investment Management

Sonora Investment Management holds 897 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Isis Pharmaceuticals Inc Del note 1.000%11/1 3.5 $17M 16M 1.02
Atlas Air Worldwide Hldgs In note 2.250% 6/0 3.0 $15M 15M 1.02
Cornerstone Ondemand Inc conv 2.5 $12M 12M 1.04
Gap Inc Fixed Rt Nt fixed income 2.4 $12M 11M 1.05
Nuance Communications Inc note 2.750%11/0 2.3 $11M 11M 1.01
Blucora Inc note 4.250% 4/0 2.3 $11M 11M 1.00
Qualcomm (QCOM) 2.3 $11M 170k 65.20
Verint Sys Inc note 1.5% 6/1 2.3 $11M 12M 0.94
Quidel Corp note 3.250%12/1 2.3 $11M 11M 0.99
Rti Intl Metals Inc note 1.625%10/1 2.1 $10M 9.7M 1.03
L Brands Inc note 7.00% 5/1/2020 2.0 $9.7M 8.6M 1.12
Hologic Inc cnv 1.9 $9.4M 6.9M 1.36
Apple (AAPL) 1.7 $8.3M 72k 115.82
M/i Homes Inc note 3.000% 3/0 1.7 $8.2M 8.1M 1.01
Toll Brothers Inc note 4.00% 12/31/2018 1.6 $7.9M 7.7M 1.02
Webmd Health Conv Sr Notes conv 1.6 $7.8M 7.6M 1.02
Meritage Homes Corp conv 1.6 $7.5M 7.6M 0.98
Envestnet Inc note 1.750%12/1 1.6 $7.5M 7.9M 0.95
CSX Corporation (CSX) 1.5 $7.4M 205k 35.93
Vector Group Ltd note 1.75% 4/15 1.5 $7.4M 6.4M 1.15
Spectrum Pharmaceuticals Inc conv 1.5 $7.1M 8.0M 0.89
Juniper Networks Inc convertible 1.4 $6.5M 6.3M 1.03
Biomarin Pharmaceutical Inc note 1.500%10/1 1.3 $6.4M 5.4M 1.18
Wells Fargo & Company (WFC) 1.3 $6.3M 114k 55.11
Depomed Inc conv 1.3 $6.2M 5.5M 1.13
Valero Energy Corp note 6.13% 2/1/2020 1.3 $6.2M 5.6M 1.10
Corning Incorporated (GLW) 1.2 $5.9M 242k 24.27
Ionis Pharmaceuticals (IONS) 1.2 $5.8M 122k 47.83
Meritage Homes Corp note 4.50% 3/1/2018 1.1 $5.3M 5.3M 1.01
Synchronoss Technologies conv 1.0 $4.9M 4.7M 1.05
Emerson Electric (EMR) 1.0 $4.8M 86k 55.75
Nuance Communications 1.0 $4.8M 4.9M 0.97
Johnson & Johnson (JNJ) 0.9 $4.6M 40k 115.21
Republic Services (RSG) 0.9 $4.2M 74k 57.05
Live Nation Entertainmen conv 0.8 $4.1M 3.8M 1.06
Alphabet Inc Class C cs (GOOG) 0.8 $4.1M 5.3k 771.82
Republic Services In note 5.00% 3/1/2020 0.8 $3.9M 3.7M 1.07
Microsoft Corporation (MSFT) 0.8 $3.6M 58k 62.14
Pepsi (PEP) 0.7 $3.5M 34k 104.63
Exxon Mobil Corporation (XOM) 0.7 $3.5M 38k 90.26
Home Depot (HD) 0.7 $3.5M 26k 134.08
Verizon Communications (VZ) 0.7 $3.4M 63k 53.38
PNC Financial Services (PNC) 0.7 $3.3M 28k 116.96
Toll Brothers Inc convertible 0.7 $3.2M 3.0M 1.09
BB&T Corporation 0.7 $3.1M 67k 47.02
Adobe Systems Incorporated (ADBE) 0.6 $3.0M 29k 102.95
Pfizer (PFE) 0.6 $3.0M 92k 32.48
Cognex Corporation (CGNX) 0.6 $3.0M 47k 63.62
Mosaic Company 0.6 $2.9M 100k 29.33
Broadsoft Inc. 1.5% 07/01/2018 conv 0.6 $2.9M 2.5M 1.16
Procter & Gamble Company (PG) 0.6 $2.9M 34k 84.08
Schlumberger (SLB) 0.6 $2.8M 34k 83.95
U.S. Bancorp (USB) 0.6 $2.7M 54k 51.37
Echo Global Logistics Inc note 2.500% 5/0 0.6 $2.7M 2.8M 0.98
Bunge Limited 4.875% Cum. Cv. pfd cv 0.6 $2.6M 26k 102.11
Arthur J. Gallagher & Co. (AJG) 0.5 $2.6M 50k 51.96
Cisco Systems (CSCO) 0.5 $2.6M 85k 30.22
Genuine Parts Company (GPC) 0.5 $2.5M 27k 95.54
Costco Wholesale Corporation (COST) 0.5 $2.5M 16k 160.11
Macquarie Infrastructure Cor Note 2.00010/0 0.5 $2.5M 2.5M 1.00
Merck & Co 0.5 $2.3M 39k 58.87
Chart Industries 2% conv 0.5 $2.3M 2.4M 0.98
Macquarie Infrastructure conv 0.5 $2.3M 2.0M 1.16
Meritage Homes Corp convertible 0.5 $2.3M 2.1M 1.09
Cincinnati Financial Corporation (CINF) 0.5 $2.2M 29k 75.75
SELECT INCOME REIT COM SH BEN int 0.5 $2.2M 88k 25.20
3M Company (MMM) 0.4 $2.1M 12k 178.57
Leggett & Platt (LEG) 0.4 $2.1M 44k 48.88
MGM Resorts International. (MGM) 0.4 $2.1M 74k 28.83
L Brands Inc convertible 0.4 $2.1M 1.9M 1.13
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $2.1M 1.5M 1.42
W.W. Grainger (GWW) 0.4 $2.0M 8.8k 232.25
Alphabet Inc Class A cs (GOOGL) 0.4 $1.9M 2.4k 792.45
Flextronics Intl Ltd convertible 0.4 $1.9M 1.8M 1.06
ConocoPhillips (COP) 0.4 $1.8M 36k 50.14
Raytheon Company 0.4 $1.8M 13k 142.00
Kimberly-Clark Corporation (KMB) 0.4 $1.8M 15k 114.12
Phillips 66 (PSX) 0.3 $1.6M 19k 86.41
Cardinal Health Inc convertible 0.3 $1.6M 1.6M 1.01
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $1.5M 1.5M 1.01
RPM International (RPM) 0.3 $1.5M 27k 53.83
Vantiv Inc Cl A 0.3 $1.5M 25k 59.62
Helmerich & Payne (HP) 0.3 $1.4M 19k 77.40
Xerox Corporation 0.3 $1.5M 167k 8.73
Texas Roadhouse (TXRH) 0.3 $1.5M 30k 48.24
Corning Inc convertible 0.3 $1.4M 1.4M 1.01
Pnc Financial Services Group 0.3 $1.4M 50k 27.29
Hospitality Properties Trust 0.3 $1.3M 41k 31.74
Wells Fargo 6.625% 0.3 $1.3M 48k 27.10
Huntsman Corporation (HUN) 0.3 $1.3M 67k 19.08
Intel Corporation (INTC) 0.2 $1.1M 31k 36.27
Advantage Energy 0.2 $1.2M 175k 6.75
Advanced Auto Parts convertible 0.2 $1.2M 1.1M 1.07
General Electric Company 0.2 $1.1M 35k 31.60
Qualcomm Inc convertible 0.2 $1.1M 1.1M 1.01
Berkshire Hathaway (BRK.B) 0.2 $1.1M 6.6k 162.98
At&t (T) 0.2 $1.0M 25k 42.53
Valero Energy Corporation (VLO) 0.2 $1.1M 16k 68.32
Lockheed Martin Corporation (LMT) 0.2 $1.0M 4.2k 249.94
Spectrum Pharmaceuticals 0.2 $1.1M 238k 4.43
CVS Caremark Corporation (CVS) 0.2 $1.0M 13k 78.91
Cardinal Health (CAH) 0.2 $950k 13k 71.97
Seaspan Corp 0.2 $935k 102k 9.14
Equity Commonwealth (EQC) 0.2 $927k 31k 30.24
Kla Tencor Co note 3.38% 11/1/2019 0.2 $898k 880k 1.02
3m Co convertible 0.2 $928k 725k 1.28
Chevron Corporation (CVX) 0.2 $887k 7.5k 117.71
Dover Corporation (DOV) 0.2 $863k 12k 74.93
Waste Management (WM) 0.2 $816k 12k 70.91
Target Corporation cs 0.2 $799k 11k 72.23
Hyatt Hotels Corp convertible 0.2 $832k 760k 1.09
Government Properties Income Trust 0.2 $793k 42k 19.07
Lowes Co Inc convertible 0.2 $752k 575k 1.31
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.1 $692k 14k 49.82
Paychex (PAYX) 0.1 $690k 11k 60.88
Healthcare Realty Trust Incorporated 0.1 $677k 22k 30.32
Pimco Income Strategy Fund (PFL) 0.1 $689k 65k 10.57
Pimco Income Strategy Fund II (PFN) 0.1 $680k 72k 9.49
JPMorgan Chase & Co. (JPM) 0.1 $616k 7.1k 86.28
Blackstone 0.1 $634k 24k 27.03
Altria (MO) 0.1 $634k 9.4k 67.62
Southwest Airlines (LUV) 0.1 $637k 13k 49.84
Wells Fargo 5.85% public 0.1 $622k 25k 25.24
Bristol Myers Squibb (BMY) 0.1 $568k 9.7k 58.44
Nike (NKE) 0.1 $570k 11k 50.83
Philip Morris International (PM) 0.1 $567k 6.2k 91.49
American Capital Agency 0.1 $565k 31k 18.13
Nicholas-applegate Conv. Incom 0.1 $560k 98k 5.71
Allianzgi Conv & Inc Fd taxable cef 0.1 $589k 92k 6.38
Goldman Sachs (GS) 0.1 $552k 2.3k 239.45
Two Harbors Investment 0.1 $517k 59k 8.72
Boeing Company (BA) 0.1 $542k 3.5k 155.69
Starwood Property Trust (STWD) 0.1 $494k 23k 21.95
Gilead Sciences (GILD) 0.1 $494k 6.9k 71.61
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $488k 58k 8.48
Oracle Corp convertible 0.1 $490k 470k 1.04
Juniper Networks Inc convertible 0.1 $507k 500k 1.01
CMS Energy Corporation (CMS) 0.1 $451k 11k 41.62
Coca-Cola Company (KO) 0.1 $424k 10k 41.46
Sonoco Products Company (SON) 0.1 $449k 8.5k 52.70
Tesoro Corporation 0.1 $451k 5.2k 87.45
Magellan Midstream Partners 0.1 $431k 5.7k 75.63
Western Asset High Incm Fd I (HIX) 0.1 $421k 60k 7.08
Chimera Investment Corp etf 0.1 $449k 26k 17.02
Brocade Communications conv 0.1 $448k 445k 1.01
Cys Investments 0.1 $387k 50k 7.73
Armour Residential Reit Inc Re 0.1 $395k 18k 21.69
Granite Construction (GVA) 0.1 $341k 6.2k 55.00
Oracle Corporation (ORCL) 0.1 $362k 9.4k 38.45
Enterprise Products Partners (EPD) 0.1 $335k 12k 27.04
Invesco Mortgage Capital 0.1 $338k 23k 14.60
Us Bancorp 0.1 $354k 14k 25.21
Cvr Refng 0.1 $316k 30k 10.40
Reynolds American 0.1 $280k 5.0k 56.04
Western Asset Hgh Yld Dfnd (HYI) 0.1 $286k 19k 15.04
Marathon Petroleum Corp (MPC) 0.1 $268k 5.3k 50.35
Canoe Eit Income Fund mf (ENDTF) 0.1 $311k 35k 8.89
Kraft Heinz (KHC) 0.1 $302k 3.5k 87.32
Waste Management Inc convertible 0.1 $271k 205k 1.32
Mgm Growth Properties 0.1 $290k 12k 25.31
Lockheed Martin Corp convertible 0.1 $282k 280k 1.01
Mcdonald Corp convertible 0.1 $283k 280k 1.01
Honeywell International (HON) 0.1 $242k 2.1k 115.85
Cypress Semiconductor Corporation 0.1 $246k 22k 11.44
Celgene Corporation 0.1 $227k 2.0k 115.75
Realty Income (O) 0.1 $239k 4.2k 57.48
Enerplus Resources Fund 0.1 $230k 24k 9.48
Credit Suisse High Yield Bond Fund (DHY) 0.1 $240k 90k 2.67
New Residential Invt 0.1 $236k 15k 15.72
Walgreen Boots Alliance (WBA) 0.1 $265k 3.2k 82.76
Global Net Lease 0.1 $244k 31k 7.83
Whirlpool Corp note 2.40% 3/1/2019 0.1 $241k 240k 1.00
Wal-Mart Stores (WMT) 0.0 $175k 2.5k 69.12
Walt Disney Company (DIS) 0.0 $183k 1.8k 104.22
Johnson Controls 0.0 $172k 4.2k 41.19
Starbucks Corporation (SBUX) 0.0 $198k 3.6k 55.52
IPG Photonics Corporation (IPGP) 0.0 $198k 2.0k 98.71
West Pharmaceutical Services (WST) 0.0 $193k 2.3k 84.83
Kinder Morgan (KMI) 0.0 $181k 8.7k 20.71
Prologis (PLD) 0.0 $193k 3.7k 52.79
Allianzgi Nfj Divid Int Prem S cefs 0.0 $189k 15k 12.61
Zoetis Inc Cl A (ZTS) 0.0 $214k 4.0k 53.53
Rpm International Inc convertible cor 0.0 $173k 145k 1.19
Meritage Homes Corp convertible 0.0 $185k 170k 1.09
BP (BP) 0.0 $146k 3.9k 37.38
Annaly Capital Management 0.0 $157k 16k 9.97
PennyMac Mortgage Investment Trust (PMT) 0.0 $131k 8.0k 16.37
FedEx Corporation (FDX) 0.0 $121k 651.00 186.20
Monsanto Company 0.0 $135k 1.3k 105.21
Eli Lilly & Co. (LLY) 0.0 $125k 1.7k 73.53
American Intl Group 0.0 $131k 2.0k 65.31
Spdr S&p 500 Etf (SPY) 0.0 $127k 567.00 223.53
Nextera Energy (NEE) 0.0 $122k 1.0k 119.46
Amazon (AMZN) 0.0 $146k 195.00 749.87
Clean Energy Fuels (CLNE) 0.0 $128k 45k 2.86
Edison International (EIX) 0.0 $138k 1.9k 71.99
HCP 0.0 $155k 5.2k 29.72
Silver Wheaton Corp 0.0 $126k 6.5k 19.32
CurrencyShares Swiss Franc Trust 0.0 $122k 1.3k 93.73
Alexandria Real Estate Equitie conv prf 0.0 $143k 4.2k 34.26
Tesoro Logistics Lp us equity 0.0 $127k 2.5k 50.81
Dover Corp convertible 0.0 $169k 135k 1.25
Verizon Communicatio convertible 0.0 $143k 130k 1.10
Northrop Grumman convertible 0.0 $134k 130k 1.03
MasterCard Incorporated (MA) 0.0 $75k 730.00 103.25
Charles Schwab Corporation (SCHW) 0.0 $85k 2.2k 39.47
McDonald's Corporation (MCD) 0.0 $98k 801.00 121.77
Abbott Laboratories (ABT) 0.0 $86k 2.2k 38.42
Eaton Corporation 0.0 $74k 1.1k 67.09
NVIDIA Corporation (NVDA) 0.0 $81k 755.00 106.74
Union Pacific Corporation (UNP) 0.0 $112k 1.1k 103.68
Medtronic 0.0 $90k 1.3k 71.23
CACI International (CACI) 0.0 $99k 800.00 124.30
International Paper Company (IP) 0.0 $79k 1.5k 53.05
Becton, Dickinson and (BDX) 0.0 $105k 631.00 165.55
General Mills (GIS) 0.0 $101k 1.6k 61.77
United Technologies Corporation 0.0 $79k 717.00 109.57
Buckeye Partners 0.0 $89k 1.4k 66.16
Visa (V) 0.0 $86k 1.1k 78.02
AutoZone (AZO) 0.0 $111k 140.00 789.79
Qwest Communications International 0.0 $84k 1.1k 76.05
Bce (BCE) 0.0 $78k 1.8k 43.24
Constellation Brands (STZ) 0.0 $92k 600.00 153.31
Juniper Networks (JNPR) 0.0 $77k 2.7k 28.26
Humana (HUM) 0.0 $107k 522.00 204.03
Ship Finance Intl 0.0 $88k 6.0k 14.85
Cinemark Holdings (CNK) 0.0 $77k 2.0k 38.36
Exelixis (EXEL) 0.0 $97k 6.5k 14.91
Medical Properties Trust (MPW) 0.0 $100k 8.1k 12.30
Omega Healthcare Investors (OHI) 0.0 $103k 3.3k 31.26
Plains All American Pipeline (PAA) 0.0 $83k 2.6k 32.29
SCANA Corporation 0.0 $73k 1.0k 73.28
UGI Corporation (UGI) 0.0 $86k 1.9k 46.08
Sunoco Logistics Partners 0.0 $109k 4.6k 24.02
Vanguard Large-Cap ETF (VV) 0.0 $96k 938.00 102.41
Vanguard Total Stock Market ETF (VTI) 0.0 $77k 667.00 115.34
Pimco Municipal Income Fund II (PML) 0.0 $102k 8.3k 12.22
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $86k 6.1k 13.96
Exd - Eaton Vance Tax-advant 0.0 $91k 8.0k 11.33
Currencyshares Chinese Renmi chin renminbi 0.0 $83k 1.2k 70.30
Facebook Inc cl a (META) 0.0 $90k 784.00 115.05
Mondelez Int (MDLZ) 0.0 $103k 2.3k 44.33
Abbvie (ABBV) 0.0 $108k 1.7k 62.62
Summer Energy Hldg (SUME) 0.0 $74k 55k 1.35
Aetna Inc note 3.95% 9/1/2020 0.0 $110k 105k 1.05
Wyndham Worldwide Co note 2.95% 3/1/2017 0.0 $110k 110k 1.00
Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) 0.0 $99k 4.0k 24.99
General Electric 0.0 $73k 70k 1.04
Kimberly-clark Corp convertible 0.0 $118k 97k 1.22
Raytheon Co convertible 0.0 $107k 80k 1.34
Toll Brothers Inc convertible 0.0 $104k 100k 1.04
First Trust Port unit trusts 0.0 $99k 8.4k 11.72
Chubb Corporation 0.0 $28k 210.00 132.12
Keycorp New pfd 7.75% sr a 0.0 $41k 300.00 135.00
Northern Trust Corporation (NTRS) 0.0 $27k 300.00 89.05
Via 0.0 $25k 715.00 35.10
Seattle Genetics 0.0 $32k 600.00 52.77
Baxter International (BAX) 0.0 $53k 1.2k 44.34
BioMarin Pharmaceutical (BMRN) 0.0 $50k 600.00 82.84
Norfolk Southern (NSC) 0.0 $71k 653.00 108.05
ResMed (RMD) 0.0 $25k 400.00 62.05
Duke Energy Corporation 0.0 $45k 585.00 77.62
United Parcel Service (UPS) 0.0 $68k 596.00 114.64
Cameco Corporation (CCJ) 0.0 $42k 4.0k 10.47
Hologic (HOLX) 0.0 $40k 1.0k 40.12
Nordstrom (JWN) 0.0 $67k 1.4k 47.93
Harley-Davidson (HOG) 0.0 $53k 900.00 58.34
Regions Financial Corporation (RF) 0.0 $29k 2.0k 14.36
Anheuser-busch Cos 0.0 $53k 500.00 105.44
Laboratory Corp. of America Holdings 0.0 $41k 317.00 128.38
Analog Devices (ADI) 0.0 $29k 400.00 72.62
CenturyLink 0.0 $72k 3.0k 23.78
Potash Corp. Of Saskatchewan I 0.0 $38k 2.1k 18.09
Yum! Brands (YUM) 0.0 $32k 500.00 63.33
Health Care REIT 0.0 $27k 400.00 66.93
Fairfax Financial Holdings Lim (FRFHF) 0.0 $49k 100.00 486.70
International Business Machines (IBM) 0.0 $33k 200.00 165.99
Parker-Hannifin Corporation (PH) 0.0 $42k 300.00 140.00
Sanofi-Aventis SA (SNY) 0.0 $40k 1.0k 40.44
Stryker Corporation (SYK) 0.0 $54k 450.00 119.81
Texas Instruments Incorporated (TXN) 0.0 $66k 900.00 72.97
American Electric Power Company (AEP) 0.0 $63k 1.0k 62.96
Weyerhaeuser Company (WY) 0.0 $58k 1.9k 30.09
iShares S&P 500 Index (IVV) 0.0 $63k 278.00 224.99
Canadian Pacific Railway 0.0 $32k 227.00 142.77
Ford Motor Company (F) 0.0 $55k 4.6k 12.13
Shire 0.0 $30k 177.00 170.38
Illinois Tool Works (ITW) 0.0 $31k 250.00 122.46
Lowe's Companies (LOW) 0.0 $27k 373.00 71.12
Prudential Financial (PRU) 0.0 $58k 555.00 104.08
Luxottica Group S.p.A. 0.0 $32k 600.00 53.70
Coca-Cola Bottling Co. Consolidated (COKE) 0.0 $41k 230.00 178.67
ConAgra Foods (CAG) 0.0 $56k 1.4k 39.55
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $36k 500.00 71.74
New York Community Ban 0.0 $29k 1.8k 15.91
Netflix (NFLX) 0.0 $38k 304.00 123.80
Zimmer Holdings (ZBH) 0.0 $33k 320.00 103.20
Estee Lauder Companies (EL) 0.0 $61k 800.00 76.49
Wyndham Worldwide Corporation 0.0 $29k 375.00 76.37
Western Alliance Bancorporation (WAL) 0.0 $44k 900.00 48.71
AllianceBernstein Holding (AB) 0.0 $66k 2.8k 23.45
Consolidated Communications Holdings 0.0 $40k 1.5k 26.85
Concho Resources 0.0 $58k 440.00 132.60
Energy Transfer Equity (ET) 0.0 $56k 2.9k 19.31
Middleby Corporation (MIDD) 0.0 $39k 300.00 128.81
Moog (MOG.A) 0.0 $46k 700.00 65.68
Royal Gold (RGLD) 0.0 $26k 402.00 63.35
Monro Muffler Brake (MNRO) 0.0 $40k 700.00 57.20
Extra Space Storage (EXR) 0.0 $58k 746.00 77.23
General Moly Inc Com Stk 0.0 $41k 163k 0.25
Corporate Office Properties Trust (CDP) 0.0 $62k 2.0k 31.22
Technology SPDR (XLK) 0.0 $24k 502.00 48.36
Australia and New Zealand Banking 0.0 $33k 1.5k 21.84
SPDR KBW Regional Banking (KRE) 0.0 $42k 749.00 55.57
Teck Resources Ltd cl b (TECK) 0.0 $69k 3.4k 20.03
B&G Foods (BGS) 0.0 $31k 700.00 43.80
Rydex S&P Equal Weight ETF 0.0 $49k 565.00 86.64
Financial Select Sector SPDR (XLF) 0.0 $72k 3.1k 23.25
Camden Property Trust (CPT) 0.0 $59k 700.00 84.07
Macquarie Infrastructure 0.0 $41k 500.00 81.70
Tesla Motors (TSLA) 0.0 $25k 118.00 213.69
EXACT Sciences Corporation (EXAS) 0.0 $37k 2.8k 13.36
WisdomTree India Earnings Fund (EPI) 0.0 $50k 2.5k 20.20
SPDR S&P Dividend (SDY) 0.0 $29k 343.00 85.56
Vanguard Dividend Appreciation ETF (VIG) 0.0 $27k 314.00 85.18
Alerian Mlp Etf 0.0 $25k 2.0k 12.60
Industries N shs - a - (LYB) 0.0 $29k 334.00 85.78
ACADIA Pharmaceuticals (ACAD) 0.0 $52k 1.8k 28.84
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $62k 4.8k 12.75
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $37k 700.00 52.47
Ega Emerging Global Shs Tr egs india infr 0.0 $66k 6.2k 10.56
Wells Fargo & Company 8% 0.0 $25k 945.00 26.43
Vermilion Energy (VET) 0.0 $34k 800.00 42.17
Merrill Lynch Trust prf 0.0 $27k 1.1k 25.71
Total S A Adr F cs 0.0 $31k 600.00 50.97
Invesco Vk Dynamic Credit Oppo 0.0 $36k 2.9k 12.30
Stag Industrial (STAG) 0.0 $47k 2.0k 23.87
Alkermes (ALKS) 0.0 $28k 500.00 55.58
Royal Gold Inc conv 0.0 $52k 50k 1.05
Hartford Jr Sub 7.875 P referred 0.0 $25k 850.00 29.63
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $41k 1.0k 40.82
Alps Etf sectr div dogs (SDOG) 0.0 $27k 650.00 42.07
General Electric Capital preferre 0.0 $25k 1.0k 24.59
Restoration Hardware Hldgs I 0.0 $36k 1.2k 30.70
Accelr8 Technology 0.0 $46k 2.2k 20.75
General Electric 4.875% public 0.0 $25k 1.0k 24.55
Cst Brands 0.0 $33k 680.00 48.15
Mallinckrodt Pub 0.0 $40k 803.00 49.82
Market Vectors India S/c etfs 0.0 $46k 1.1k 40.77
Goldman Sachs C mtnf 0.0 $59k 50k 1.18
Arista Networks (ANET) 0.0 $34k 355.00 96.77
Altius Minerals (ATUSF) 0.0 $34k 3.7k 9.15
Gaslog Partners 0.0 $41k 2.0k 20.55
Allstate Corp Pfd 6.25% Nonc 1 p 0.0 $29k 1.1k 25.65
Alibaba Group Holding (BABA) 0.0 $52k 590.00 87.81
Wells Fargo & Co New Depository Shs Preferred pfd stk 0.0 $25k 1.0k 25.08
Alcoa, Inc. note 0.0 $27k 25k 1.06
Crossamerica Partners (CAPL) 0.0 $38k 1.5k 25.19
San Jose Calif Arpt Rev 6.60% municipal bond 0.0 $63k 55k 1.14
Hewlett Packard Co interm. bond 0.0 $26k 25k 1.05
Salt Verde Finl Corp Sr Gas Re Senior Ga long muni 0.0 $56k 50k 1.11
Allstate Corp Leopards Repstg p 0.0 $26k 1.0k 25.87
National General Ins 7.50% Ca 0.0 $25k 1.0k 24.81
Westrock (WRK) 0.0 $40k 780.00 50.77
Vareit, Inc reits 0.0 $42k 5.0k 8.46
Greater Orlando Aviation Auth Rev Bds Callable rev bds callable 0.0 $27k 25k 1.06
Care Cap Properties 0.0 $25k 1.0k 25.00
Associated Ban Pfd preferred (ASB.PC) 0.0 $25k 1.0k 25.25
Gramercy Ppty Tr 0.0 $46k 5.0k 9.18
Colony Starwood Homes 0.0 $58k 2.0k 28.81
Anheuser-busch Inc note 5.00% 3/1/2019 0.0 $29k 27k 1.06
Az Hlth Fac Auth note 4.00% 1/1/2044 0.0 $30k 30k 1.00
Ca St Pub Wrks Bd Ls note 6.00% 4/1/2027 0.0 $55k 50k 1.10
Camarillo Ca Cdc Ta note 6.00% 9/1/2041 0.0 $56k 50k 1.12
Coconino Etc Az note 4.50% 7/1/2018 0.0 $37k 35k 1.05
Contra Costa Ca P note 6.90% 6/1/2035 0.0 $27k 25k 1.10
Evansville Ind Redev note 6.05% 2/1/2023 0.0 $34k 30k 1.13
Fl Dep Of Child/fam note 5.00% 10/1/2018 0.0 $25k 25k 1.00
Ford Hldg Llc note 9.30% 3/1/2030 0.0 $67k 50k 1.35
Fresno Ca Wtr Sy note 6.75% 6/1/2040 0.0 $50k 40k 1.25
Goldman Sachs Group note 5.50% 6/15/2030 0.0 $27k 25k 1.08
Goodyear Az Pub Imp note 5.00% 7/1/2032 0.0 $26k 25k 1.02
Gte Corp note 6.94% 4/15/2028 0.0 $56k 45k 1.24
Hilton Head Isl Sc note 3.50% 3/1/2027 0.0 $31k 30k 1.04
Independent C Ca note 4.20% 9/15/2036 0.0 $46k 50k 0.92
Los Angeles Ca note 7.00% 7/1/2041 0.0 $56k 50k 1.12
Maricopa Az Ccd note 2.50% 7/1/2019 0.0 $26k 25k 1.03
Marion County Fl note 4.00% 6/1/2019 0.0 $25k 25k 1.01
Miami-dade Cnty Fl note 3.50% 7/1/2019 0.0 $37k 35k 1.05
Morgan Stanley note 4.75% 3/22/2017 0.0 $25k 25k 1.01
Novato Ca Rda note 4.50% 9/1/2034 0.0 $25k 25k 1.00
Peoria Az W/w note 4.00% 7/1/2019 0.0 $37k 35k 1.06
Phoenix Az Cvc Imp note 5.00% 7/1/2019 0.0 $26k 25k 1.02
Pima Cn Az Ida L note 4.25% 9/1/2023 0.0 $51k 50k 1.03
Safeway Inc note 7.25% 2/1/2031 0.0 $28k 29k 0.98
Salt River Prj Az note 5.00% 1/1/2025 0.0 $26k 25k 1.04
Time Warner Inc note 9.15% 2/1/2023 0.0 $26k 20k 1.29
Union Carbide Corp note 7.88% 4/1/2023 0.0 $30k 25k 1.20
Univ Az Med Ctr note 5.50% 7/1/2033 0.0 $30k 25k 1.21
Univ Tx Univ note 5.25% 8/15/2018 0.0 $27k 25k 1.07
Weslaco Tx note 5.00% 2/15/2023 0.0 $25k 25k 1.01
Public Storage, Series B, 5.40% (PSA.PB) 0.0 $28k 1.2k 22.63
Austin Tx Cmnty convertible 0.0 $27k 25k 1.06
Central Wa Univ Sys convertible 0.0 $26k 25k 1.04
Chemtrade Log Inc Fd equities (CGIFF) 0.0 $28k 2.0k 14.13
Chicago Il Trans convertible 0.0 $52k 50k 1.03
Clark Cnty Nev convertible 0.0 $26k 25k 1.04
Dallas Tx Ww/swr Sys convertible 0.0 $28k 25k 1.12
Dekalb Cn Il Cusd #4 convertible 0.0 $26k 25k 1.03
Invesco Adv Muni Inc equities 0.0 $49k 4.3k 11.18
Mesa Az convertible 0.0 $51k 50k 1.01
Ms St Univ Ed Bld convertible 0.0 $26k 25k 1.04
Reno Etc Ind Clny N convertible 0.0 $50k 50k 1.00
Republic Services In convertible 0.0 $33k 30k 1.09
First Tr Combined Ser unit trusts 0.0 $26k 30.00 879.37
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.0 $48k 30k 1.60
El Paso Co Cop convertible 0.0 $31k 30k 1.03
Adient (ADNT) 0.0 $24k 417.00 58.60
First Trust Portfolios unit trusts 0.0 $32k 3.0k 10.67
Nc St Ltd Obg convertible 0.0 $26k 25k 1.05
Hasbro (HAS) 0.0 $2.3k 30.00 77.80
Valeant Pharmaceuticals Intl 0.0 $871.002000 60.00 14.52
America Movil Sab De Cv spon adr l 0.0 $2.5k 200.00 12.57
Barrick Gold Corp (GOLD) 0.0 $16k 1.0k 15.98
Cognizant Technology Solutions (CTSH) 0.0 $21k 380.00 56.03
Comcast Corporation (CMCSA) 0.0 $6.9k 100.00 69.05
Petroleo Brasileiro SA (PBR) 0.0 $5.1k 500.00 10.11
China Mobile 0.0 $21k 400.00 52.43
iShares MSCI Emerging Markets Indx (EEM) 0.0 $2.1k 60.00 35.02
Portland General Electric Company (POR) 0.0 $22k 500.00 43.33
Taiwan Semiconductor Mfg (TSM) 0.0 $23k 800.00 28.75
Cme (CME) 0.0 $5.8k 50.00 115.36
American Express Company (AXP) 0.0 $7.4k 100.00 74.08
Bank of America Corporation (BAC) 0.0 $15k 667.00 22.10
Bank of New York Mellon Corporation (BK) 0.0 $19k 400.00 47.38
Cabot Oil & Gas Corporation (CTRA) 0.0 $561.000000 24.00 23.38
Canadian Natl Ry (CNI) 0.0 $5.1k 75.00 67.40
Crown Castle International 0.0 $8.7k 100.00 86.77
Ecolab (ECL) 0.0 $21k 175.00 117.22
Peabody Energy Corporation 0.0 $965.000000 193.00 5.00
Health Care SPDR (XLV) 0.0 $23k 340.00 68.94
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $1.5k 20.00 73.65
Archer Daniels Midland Company (ADM) 0.0 $18k 400.00 45.65
IsoRay 0.0 $2.9k 5.0k 0.58
Bunge 0.0 $3.8k 52.00 72.23
Consolidated Edison (ED) 0.0 $7.4k 100.00 73.68
Dominion Resources (D) 0.0 $1.5k 19.00 76.58
American Tower Corporation 0.0 $15k 140.00 105.68
Apache Corporation 0.0 $2.7k 43.00 63.47
Autodesk (ADSK) 0.0 $15k 200.00 74.01
Citrix Systems 0.0 $13k 150.00 89.31
Coach 0.0 $14k 400.00 35.02
Copart (CPRT) 0.0 $11k 200.00 55.41
Hawaiian Electric Industries (HE) 0.0 $17k 500.00 33.07
Kohl's Corporation (KSS) 0.0 $2.0k 40.00 49.38
NetApp (NTAP) 0.0 $11k 300.00 35.27
Newmont Mining Corporation (NEM) 0.0 $9.4k 275.00 34.07
Noble Energy 0.0 $19k 490.00 38.06
PPG Industries (PPG) 0.0 $3.8k 40.00 94.75
Spectra Energy 0.0 $19k 468.00 41.09
SYSCO Corporation (SYY) 0.0 $11k 204.00 55.37
T. Rowe Price (TROW) 0.0 $2.6k 35.00 75.26
V.F. Corporation (VFC) 0.0 $3.2k 60.00 53.35
Brown-Forman Corporation (BF.B) 0.0 $1.8k 40.00 44.92
AFLAC Incorporated (AFL) 0.0 $11k 159.00 69.47
Dow Chemical Company 0.0 $18k 314.00 57.22
Akamai Technologies (AKAM) 0.0 $20k 300.00 66.68
Cabot Corporation (CBT) 0.0 $21k 406.00 50.54
Gol Linhas Aereas Inteligentes SA 0.0 $54.000000 4.00 13.50
Hanesbrands (HBI) 0.0 $2.3k 108.00 21.57
Manitowoc Company 0.0 $1.2k 202.00 5.98
Conseco 0.0 $134.000300 7.00 19.14
Weight Watchers International 0.0 $2.3k 200.00 11.45
Interpublic Group of Companies (IPG) 0.0 $69.999900 3.00 23.33
Kroger (KR) 0.0 $621.000000 18.00 34.50
Thermo Fisher Scientific (TMO) 0.0 $4.0k 28.00 141.11
Aetna 0.0 $24k 195.00 124.01
Goodyear Tire & Rubber Company (GT) 0.0 $24k 775.00 30.87
Amgen (AMGN) 0.0 $15k 100.00 146.21
Anadarko Petroleum Corporation 0.0 $1.5k 21.00 69.71
Cenovus Energy (CVE) 0.0 $9.4k 622.00 15.13
Colgate-Palmolive Company (CL) 0.0 $2.3k 35.00 65.43
Diageo (DEO) 0.0 $21k 200.00 103.94
eBay (EBAY) 0.0 $4.3k 144.00 29.69
Fluor Corporation (FLR) 0.0 $2.6k 50.00 52.52
Halliburton Company (HAL) 0.0 $20k 377.00 54.07
Praxair 0.0 $3.5k 30.00 117.20
Royal Dutch Shell 0.0 $18k 334.00 54.38
Telefonica (TEF) 0.0 $9.1k 988.00 9.20
Unilever 0.0 $21k 500.00 41.06
UnitedHealth (UNH) 0.0 $20k 127.00 160.04
Vodafone 0.0 $20k 800.00 24.43
Biogen Idec (BIIB) 0.0 $19k 68.00 283.57
Danaher Corporation (DHR) 0.0 $1.9k 25.00 77.84
Stericycle (SRCL) 0.0 $2.6k 34.00 77.03
TJX Companies (TJX) 0.0 $4.9k 65.00 75.12
Henry Schein (HSIC) 0.0 $21k 135.00 151.71
Southern Company (SO) 0.0 $9.8k 200.00 49.19
Accenture (ACN) 0.0 $2.3k 20.00 117.15
Prestige Brands Holdings (PBH) 0.0 $10k 200.00 52.10
Live Nation Entertainment (LYV) 0.0 $160.000200 6.00 26.67
Empire District Electric Company 0.0 $10k 300.00 34.09
WABCO Holdings 0.0 $5.3k 50.00 106.16
Frontier Communications 0.0 $17k 5.0k 3.38
Sempra Energy (SRE) 0.0 $20k 200.00 100.64
MercadoLibre (MELI) 0.0 $7.8k 50.00 156.14
Aaron's 0.0 $6.4k 200.00 31.99
Marathon Oil Corporation (MRO) 0.0 $6.9k 400.00 17.31
Delta Air Lines (DAL) 0.0 $5.3k 107.00 49.31
Yahoo! 0.0 $3.9k 100.00 38.67
Amphenol Corporation (APH) 0.0 $13k 200.00 67.20
Goldcorp 0.0 $4.1k 300.00 13.60
Kopin Corporation (KOPN) 0.0 $15k 5.2k 2.84
ON Semiconductor (ON) 0.0 $15k 1.2k 12.76
salesforce (CRM) 0.0 $23k 334.00 68.46
Dolby Laboratories (DLB) 0.0 $586.999400 13.00 45.15
Express Scripts 0.0 $15k 220.00 68.79
IntercontinentalEx.. 0.0 $5.1k 90.00 56.42
Under Armour (UAA) 0.0 $5.2k 180.00 29.05
Baidu (BIDU) 0.0 $16k 100.00 164.41
Sirius Satellite Radio 0.0 $1.3k 300.00 4.45
Aircastle 0.0 $9.4k 450.00 20.85
ArcelorMittal 0.0 $2.3k 312.00 7.30
Celanese Corporation (CE) 0.0 $16k 200.00 78.74
Marvell Technology Group 0.0 $2.9k 210.00 13.87
STMicroelectronics (STM) 0.0 $568.000000 50.00 11.36
Transcanada Corp 0.0 $9.0k 200.00 45.15
Ares Capital Corporation (ARCC) 0.0 $24k 1.5k 16.49
Calamos Asset Management 0.0 $7.2k 846.00 8.55
Telecomunicacoes de Sao Paulo SA 0.0 $39.999900 3.00 13.33
Universal Display Corporation (OLED) 0.0 $5.6k 100.00 56.30
BHP Billiton (BHP) 0.0 $4.6k 128.00 35.78
Bruker Corporation (BRKR) 0.0 $18k 855.00 21.18
Cabot Microelectronics Corporation 0.0 $9.3k 148.00 63.17
Chipotle Mexican Grill (CMG) 0.0 $5.3k 14.00 377.29
Quest Diagnostics Incorporated (DGX) 0.0 $1.0k 11.00 95.09
Enbridge Energy Partners 0.0 $10k 400.00 25.48
MetLife (MET) 0.0 $6.6k 122.00 53.89
Nordson Corporation (NDSN) 0.0 $17k 150.00 112.05
Oneok Partners 0.0 $4.6k 106.00 43.01
Boston Beer Company (SAM) 0.0 $13k 75.00 169.85
Sangamo Biosciences (SGMO) 0.0 $4.0k 1.3k 3.05
Skechers USA (SKX) 0.0 $11k 450.00 24.58
Tata Motors 0.0 $14k 400.00 34.39
Energy Transfer Partners 0.0 $24k 670.00 35.81
KLA-Tencor Corporation (KLAC) 0.0 $9.0k 115.00 78.68
Lennox International (LII) 0.0 $7.7k 50.00 153.18
Pan American Silver Corp Can (PAAS) 0.0 $11k 700.00 15.07
Suncor Energy Inc Cad 0.0 $6.5k 200.00 32.69
Skyworks Solutions (SWKS) 0.0 $7.5k 100.00 74.66
Wabtec Corporation (WAB) 0.0 $8.3k 100.00 83.02
BancFirst Corporation (BANF) 0.0 $9.4k 101.00 93.05
Esterline Technologies Corporation 0.0 $18k 200.00 89.20
Gentex Corporation (GNTX) 0.0 $3.9k 200.00 19.69
McCormick & Company, Incorporated (MKC) 0.0 $20k 210.00 93.33
National Fuel Gas (NFG) 0.0 $2.8k 50.00 56.64
Sasol (SSL) 0.0 $1.4k 50.00 28.60
St. Jude Medical 0.0 $24k 300.00 80.19
FuelCell Energy 0.0 $88.000000 50.00 1.76
Southern Copper Corporation (SCCO) 0.0 $13k 400.00 31.94
Standard Motor Products (SMP) 0.0 $21k 400.00 53.22
Siemens (SIEGY) 0.0 $12k 100.00 122.42
Bank Of Montreal Cadcom (BMO) 0.0 $3.6k 50.00 71.92
WebMD Health 0.0 $7.4k 150.00 49.57
PowerShares QQQ Trust, Series 1 0.0 $3.6k 30.00 118.47
A.F.P Provida SA 0.0 $4.3k 633.00 6.77
Apollo Commercial Real Est. Finance (ARI) 0.0 $23k 1.4k 16.62
Colony Financial 0.0 $10k 500.00 20.25
ProShares UltraShort S&P500 0.0 $15k 1.0k 15.11
Rayonier (RYN) 0.0 $8.4k 315.00 26.60
Seabridge Gold (SA) 0.0 $12k 1.5k 8.15
Manulife Finl Corp (MFC) 0.0 $18k 1.0k 17.82
American Water Works (AWK) 0.0 $15k 200.00 72.36
Ball Corporation (BALL) 0.0 $15k 200.00 75.07
iShares Russell 2000 Value Index (IWN) 0.0 $1.3k 10.00 134.90
Pinnacle West Capital Corporation (PNW) 0.0 $9.2k 118.00 77.96
Yamana Gold 0.0 $1.4k 500.00 2.81
DigitalGlobe 0.0 $12k 400.00 28.65
Oclaro 0.0 $125.000400 14.00 8.93
BRF Brasil Foods SA (BRFS) 0.0 $15k 1.0k 14.76
Ebix (EBIXQ) 0.0 $5.7k 100.00 57.05
iShares Silver Trust (SLV) 0.0 $20k 1.3k 15.11
Diamonds Trust Series I 0.0 $2.0k 10.00 197.50
3D Systems Corporation (DDD) 0.0 $266.000000 20.00 13.30
Columbia/hca 0.0 $9.3k 100.00 92.76
Charles & Colvard 0.0 $880.000000 800.00 1.10
DuPont Fabros Technology 0.0 $22k 500.00 43.93
Oasis Petroleum 0.0 $6.1k 400.00 15.14
Terra Nitrogen Company 0.0 $10k 100.00 102.71
Roche Holding (RHHBY) 0.0 $2.9k 100.00 28.53
Dassault Systemes (DASTY) 0.0 $12k 150.00 76.40
Barclays Bk Plc Ipsp croil etn 0.0 $6.3k 1.0k 6.33
Ecotality 0.0 $0 833.00 0.00
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $7.6k 661.00 11.57
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $14k 929.00 14.84
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $4.3k 420.00 10.35
Embraer S A (ERJ) 0.0 $9.6k 500.00 19.25
Opko Health (OPK) 0.0 $19k 2.0k 9.30
Antares Pharma 0.0 $7.0k 3.0k 2.33
Kayne Anderson Energy Development 0.0 $2.1k 109.00 19.43
GenMark Diagnostics 0.0 $4.9k 400.00 12.24
Nuveen Equity Premium Income Fund (BXMX) 0.0 $6.9k 542.00 12.72
iShares Morningstar Mid Core Index (IMCB) 0.0 $19k 119.00 157.28
MFS InterMarket Income Trust I 0.0 $0 5.5k 0.00
Navios Maritime Acquis Corp 0.0 $3.6k 2.1k 1.70
Thornburg Mortgage 0.0 $0 15.00 0.00
Nuveen Core Equity Alpha Fund (JCE) 0.0 $9.2k 700.00 13.08
PowerShares DB Oil Fund 0.0 $329.001000 34.00 9.68
Vanguard Mega Cap 300 Index (MGC) 0.0 $4.2k 55.00 76.35
Arkema (ARKAY) 0.0 $489.000000 5.00 97.80
Walker & Dunlop (WD) 0.0 $19k 600.00 31.20
ProShares Short Dow30 0.0 $3.8k 200.00 19.04
Blackrock Build America Bond Trust (BBN) 0.0 $22k 1.0k 21.60
ProShares Ultra Silver 0.0 $13k 400.00 32.09
Contango Ore (CTGO) 0.0 $196.000000 10.00 19.60
Tel Offshore Trust 0.0 $1.000300 7.00 0.14
Schwab U S Small Cap ETF (SCHA) 0.0 $1.5k 25.00 61.48
Prudential Plc preferred 0.0 $5.1k 200.00 25.47
Mirant Corp 0.0 $0 374.00 0.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $1.1k 20.00 53.25
MicroIslet (MIIS) 0.0 $0 3.0k 0.00
Athersys 0.0 $3.1k 2.0k 1.53
Sprott Resource 0.0 $362.000000 1.0k 0.36
Unity One Capital 0.0 $0 1.00 0.00
Mesa Royalty Trust (MTR) 0.0 $2.3k 215.00 10.90
Canadian Apartment Properties REIT (CDPYF) 0.0 $19k 800.00 23.33
Security National Financial (SNFCA) 0.0 $2.5k 392.00 6.50
Blackrock Core Bd Trust cs 0.0 $13k 975.00 13.01
Schwab Strategic Tr cmn (SCHV) 0.0 $962.000000 20.00 48.10
Travelers Companies 0.0 $12k 100.00 122.42
e.Digital Corporation 0.0 $12.000000 300.00 0.04
Gabelli Nat Res Gld & Inc Tr shs ben int 0.0 $11k 1.7k 6.67
Citigroup (C) 0.0 $5.9k 100.00 59.43
Schwab Strategic Tr us reit etf (SCHH) 0.0 $657.000000 16.00 41.06
A Classified Ad (AQFD) 0.0 $0 156.00 0.00
A Super Deal 0.0 $0 153.00 0.00
Core Med Group 0.0 $0 146.00 0.00
Esecuresoft (ESQF) 0.0 $0 148.00 0.00
General Electric Co Note corp bond 0.0 $16k 15k 1.04
Green Energy Group (GRYG) 0.0 $0 165.00 0.00
Usa Performance Prods (UPRM) 0.0 $0 40.00 0.00
Usas Digital 0.0 $0 162.00 0.00
AmerisourceBergen Corp................ 0.0 $4.3k 55.00 78.18
Sanofi Aventis Wi Conval Rt 0.0 $385.015800 1.0k 0.38
Abakan 0.0 $236.880000 99k 0.00
Arcos Dorados Holdings (ARCO) 0.0 $540.000000 100.00 5.40
General Mtrs Co *w exp 07/10/201 0.0 $978.000300 57.00 17.16
Pandora Media 0.0 $1.3k 100.00 13.04
Vale Sa Adr F cs 0.0 $10k 1.4k 7.62
Vitrotech Corp 0.0 $0 500.00 0.00
Dunkin' Brands Group 0.0 $16k 300.00 52.44
Xpo Logistics Inc equity (XPO) 0.0 $6.5k 150.00 43.16
Dividend Capital Realty mut 0.0 $8.1k 1.1k 7.57
GBX28.935185 Diamond Equities Inc Com cmn 0.0 $0 3.0k 0.00
Invensense 0.0 $9.7k 761.00 12.79
Memorial Prodtn Partners 0.0 $3.1k 25k 0.12
Proto Labs (PRLB) 0.0 $11k 220.00 51.35
Patriot Gold (PGOL) 0.0 $40.000000 500.00 0.08
Dps Lehman Brth Hld Pfd preferred 0.0 $0 20k 0.00
Retail Properties Of America 0.0 $16k 1.0k 15.33
Kinder Morgan Inc/delaware Wts 0.0 $0 57.00 0.00
Mphase Technologies 0.0 $0 400.00 0.00
Proshares Tr Ultrashort Dow30 Newetf 0.0 $14k 1.0k 14.18
Keyence Corp Ord (KYCCF) 0.0 $1.4k 2.00 686.00
General Motors Corp Xxx prf 0.0 $0 400.00 0.00
Wa Funding Tr Iii D/escrow 0.0 $0 2.5k 0.00
Pnc 5.375% Preferred preferred 0.0 $2.8k 120.00 23.62
Palo Alto Networks (PANW) 0.0 $18k 146.00 125.05
Orbit Brands 0.0 $0 100k 0.00
Ps Business Parks 0.0 $2.7k 114.00 23.28
Ambarella (AMBA) 0.0 $14k 250.00 54.13
Whitewave Foods 0.0 $22k 400.00 55.60
Silver Bay Rlty Tr 0.0 $4.2k 244.00 17.14
Regulus Therapeutics 0.0 $450.000000 200.00 2.25
Digerati Technologies (DTGI) 0.0 $27.000000 100.00 0.27
L Brands 0.0 $6.1k 92.00 65.84
Prudential Financial 5.70% public 0.0 $9.9k 400.00 24.74
Lasersight Inc equity 0.0 $0 2.00 0.00
Insys Therapeutics 0.0 $5.5k 600.00 9.20
Cambria Etf Tr shshld yield etf (SYLD) 0.0 $6.5k 200.00 32.53
Allstate 0.0 $23k 940.00 24.75
Sprint 0.0 $16k 1.8k 8.42
Sprouts Fmrs Mkt (SFM) 0.0 $8.0k 424.00 18.92
Intrexon 0.0 $7.3k 300.00 24.30
Physicians Realty Trust 0.0 $19k 1.0k 18.96
Independence Realty Trust In (IRT) 0.0 $18k 2.0k 8.92
Fireeye 0.0 $1.0k 88.00 11.90
Nexprise (NXPS) 0.0 $0 1.00 0.00
Cel-sci 0.0 $485.385600 7.2k 0.07
Wells Fargo Company 0.0 $10k 10k 1.04
Wirecard (WRCDF) 0.0 $4.3k 100.00 43.01
American Airls (AAL) 0.0 $23k 502.00 46.71
Twitter 0.0 $1.2k 75.00 16.31
A M R Corporation Xxx res 0.0 $0 1.0k 0.00
Trans Global (TGGI) 0.0 $0 5.00 0.00
Western Refng Logistics 0.0 $24k 1.1k 21.35
Clenegen 0.0 $1.000000 10k 0.00
Achaogen 0.0 $6.5k 500.00 13.02
New Media Inv Grp 0.0 $12k 721.00 15.99
Tesla Motors Inc bond 0.0 $14k 15k 0.92
Wells Fargo And Company Ser bond 0.0 $5.1k 5.0k 1.01
Cara Therapeutics (CARA) 0.0 $7.4k 800.00 9.29
Egalet 0.0 $15k 2.0k 7.65
Oncologix Tech 0.0 $1.000000 1.3k 0.00
Now (DNOW) 0.0 $1.5k 75.00 20.47
Gopro (GPRO) 0.0 $697.000000 80.00 8.71
Papa Murphys Hldgs 0.0 $1.5k 350.00 4.22
Synchrony Financial (SYF) 0.0 $8.1k 222.00 36.27
Horizon Pharma 0.0 $16k 1.0k 16.18
Cyberark Software (CYBR) 0.0 $4.6k 100.00 45.50
Expedia 0.0 $7.6k 7.0k 1.08
California Resources 0.0 $43.000000 2.00 21.50
New Senior Inv Grp 0.0 $16k 1.7k 9.79
Hortonworks 0.0 $8.3k 1.0k 8.31
Habit Restaurants Inc/the-a 0.0 $3.5k 200.00 17.25
Golden Arch Resources 0.0 $0 4.0k 0.00
At&t Inc lg cap val 0.0 $4.2k 4.0k 1.04
American Intl Group Inc Mtn Be short bond 0.0 $5.2k 5.0k 1.04
Ford Motor Credit Co Llc interm. bond 0.0 $15k 13k 1.15
North Carolina Eastn Mun Pwr A Pwr Sys R interm. muni 0.0 $6.0k 5.0k 1.19
Pepsico Inc interm. bond 0.0 $1.7k 1.7k 1.05
Chs/community Health Sys 0.0 $984.000000 1.0k 0.98
Zillow Group Inc Cl A (ZG) 0.0 $3.6k 100.00 36.45
Mylan Nv 0.0 $763.000000 20.00 38.15
Dawson Geophysical (DWSN) 0.0 $136.999600 17.00 8.06
Knightsbridge Tankers 0.0 $942.000000 200.00 4.71
Cisco Systems Inc global 0.0 $1.8k 1.7k 1.07
Souththirtytwo Ads (SOUHY) 0.0 $109.000100 11.00 9.91
Communications Sales&leas Incom us equities / etf's 0.0 $13k 500.00 25.41
Omda Oil & Gas (OOAG) 0.0 $0 1.00 0.00
Bojangles 0.0 $933.000000 50.00 18.66
Fitbit 0.0 $2.2k 300.00 7.32
Htg Molecular Diagnostics 0.0 $7.8k 3.5k 2.24
Alamos Gold Inc New Class A (AGI) 0.0 $8.2k 1.2k 6.84
Viavi Solutions Inc equities (VIAV) 0.0 $57.000300 7.00 8.14
New York Mtg Tr Inc pfd-c conv 0.0 $23k 1.0k 22.91
Paypal Holdings (PYPL) 0.0 $5.7k 144.00 39.47
Arbutus Biopharma (ABUS) 0.0 $49.000000 20.00 2.45
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $7.3k 200.00 36.47
Lumentum Hldgs (LITE) 0.0 $39.000000 1.00 39.00
Pjt Partners (PJT) 0.0 $772.000000 25.00 30.88
Yellow Pages Limited Warrant 12/20/2022 war (YLWWF) 0.0 $1.5k 827.00 1.84
Aurico Metals 0.0 $385.996000 520.00 0.74
Aab National (AQBN) 0.0 $0 181.00 0.00
American Capital Holdings 0.0 $0 200.00 0.00
Bighub 0.0 $0 500.00 0.00
Cougar Oil & Gas Canada 0.0 $0 2.0k 0.00
Cuidao Hldg 0.0 $0 150.00 0.00
Earthworks Entertainment 0.0 $0 44.00 0.00
Fairfax Finance preferred (FRFZF) 0.0 $6.9k 500.00 13.78
Gener8 Martime Inc 17wt w exp 05/17/2017 0.0 $0 5.00 0.00
General Motors Corp 9.25 reit, m 0.0 $0 15k 0.00
Green For Energy 0.0 $0 1.0k 0.00
Ingersoll-rand 0.0 $15k 200.00 75.04
Laidlaw Energy 0.0 $0 700k 0.00
Leadis Tech 0.0 $8.000000 2.5k 0.00
Myzipsoft (MZPS) 0.0 $0 311.00 0.00
Occidental Petro 0.0 $4.2k 59.00 71.24
Pacific Blue Energy 0.0 $1.000000 1.0k 0.00
Southmark 0.0 $0 124.00 0.00
Spectra7 Microsystems 0.0 $281.000000 1.0k 0.28
Sportsend 0.0 $0 50.00 0.00
Rmr Group Inc cl a (RMR) 0.0 $988.000000 25.00 39.52
Cpi Card 0.0 $1.7k 400.00 4.15
Square Inc cl a (SQ) 0.0 $7.6k 555.00 13.63
Advisors Disciplined 0.0 $1.1k 2.00 532.50
Aetna Inc note 2.75% 11/15/2022 0.0 $5.9k 6.0k 0.98
Amer Muni Power Oh note 6.00% 2/15/2027 0.0 $22k 20k 1.07
Arizona Mining 0.0 $18k 10k 1.83
Austin Tx Isd note 5.00% 8/1/2022 0.0 $17k 15k 1.16
Austin Tx Wtr & Wst note 5.00% 11/15/2023 0.0 $12k 10k 1.18
Az Bd Regents Univ note 5.00% 7/1/2024 0.0 $12k 10k 1.19
Az St Ctfs Part note 5.00% 9/1/2024 0.0 $18k 15k 1.17
Az St Lottery note 5.00% 7/1/2023 0.0 $11k 10k 1.09
Az St Trans Brd Hwy note 5.00% 7/1/2022 0.0 $11k 10k 1.13
Az St Trans Brd Hwy note 5.00% 7/1/2021 0.0 $11k 10k 1.14
Az St Transn Brd note 5.00% 7/1/2022 0.0 $11k 10k 1.11
Az Trans Brd Hwy note 5.00% 7/1/2022 0.0 $12k 10k 1.16
Az Trans Excise Tax note 5.00% 7/1/2021 0.0 $11k 10k 1.11
Az Wtr Infra Fa Rev note 5.00% 10/1/2021 0.0 $11k 10k 1.14
Bank Of America note 5.63% 7/1/2020 0.0 $7.7k 7.0k 1.10
Bank Of America note 5.70% 1/24/2022 0.0 $7.9k 7.0k 1.12
Banning Ca Fin Agy note 5.00% 6/1/2021 0.0 $20k 20k 1.02
Benton Cnty Wa Sd#1 note 5.00% 12/1/2021 0.0 $17k 15k 1.15
Broward Cnty Fl Arp note 5.00% 10/1/2021 0.0 $11k 10k 1.13
Ca Inc note 5.38% 12/1/2019 0.0 $16k 15k 1.08
Caterpillar Finl Svc note 7.05% 10/1/2018 0.0 $8.7k 8.0k 1.09
Cdex 0.0 $0 200.00 0.00
Citigroup Inc note 6.00% 8/15/2017 0.0 $3.1k 3.0k 1.03
City Of San Antonio note 5.00% 2/1/2023 0.0 $18k 15k 1.17
Cnt Puget Snd Wa note 5.25% 2/1/2018 0.0 $11k 10k 1.05
Corpus Christi Tx note 5.00% 3/1/2022 0.0 $17k 15k 1.14
Douglas Co Sd #1 note 5.00% 1/15/2025 0.0 $22k 20k 1.07
Dripping Spring Tx note 5.00% 2/15/2021 0.0 $11k 10k 1.13
Eaton Corp note 2.75% 11/2/2022 0.0 $5.9k 6.0k 0.99
Energy Nw Wa Elec R note 5.00% 7/1/2018 0.0 $11k 10k 1.06
Expedia Inc note 5.95% 8/15/2020 0.0 $7.6k 7.0k 1.09
Gen Motors Finl note 6.75% 6/1/2018 0.0 $15k 14k 1.06
General Electric Cap note 5.75% 8/15/2021 0.0 $21k 19k 1.12
Goldman Sachs Group note 5.50% 2/15/2031 0.0 $22k 20k 1.08
Greater Az Dev Auth note 6.85% 8/1/2019 0.0 $11k 10k 1.06
Harris Cnty Tx note 5.00% 8/15/2026 0.0 $17k 15k 1.13
Hertz Corp note 7.00% 1/15/2028 0.0 $7.7k 8.0k 0.97
Hewlett-packard Co note 4.65% 12/9/2021 0.0 $16k 15k 1.06
Husky Energy Inc note 7.25% 12/15/2019 0.0 $8.0k 7.0k 1.14
Ibm Corp note 5.70% 9/14/2017 0.0 $1.7k 1.7k 1.03
In St Fa Rev note 5.00% 2/1/2019 0.0 $11k 10k 1.07
Irvine Ca Spl T note 5.38% 9/1/2033 0.0 $24k 25k 0.97
Irving Tx Wwks/swr note 4.00% 8/15/2019 0.0 $11k 10k 1.06
Jea Fl Elec Sys Rev note 5.00% 10/1/2022 0.0 $12k 10k 1.15
Jefferies Group note 5.13% 4/13/2018 0.0 $8.3k 8.0k 1.03
Jefferson County Mo note 4.75% 3/1/2029 0.0 $5.2k 5.0k 1.04
King Etc Wa Sd #408 note 3.00% 12/1/2017 0.0 $10k 10k 1.02
Klein Tx Isd note 5.00% 8/1/2023 0.0 $12k 10k 1.18
Lehman Bro Hldg Preferred preferred 0.0 $42.000000 600.00 0.07
Lehman Bros Hldgs note 0.00% 2/27/2015 0.0 $1.1k 20k 0.06
Ma St note 5.50% 10/1/2019 0.0 $11k 10k 1.11
Ma St Wtr Res Auth note 5.00% 8/1/2018 0.0 $11k 10k 1.06
Maricopa Az Sd #4 note 5.00% 7/1/2021 0.0 $17k 15k 1.14
Mi St Bldg Auth note 5.00% 4/15/2021 0.0 $11k 10k 1.12
Mo St Hlth/ed note 5.70% 10/1/2022 0.0 $11k 10k 1.05
Mo St Hwy/trans note 5.00% 2/1/2019 0.0 $11k 10k 1.08
Morgan Stanley note 4.63% 1/16/2034 0.0 $12k 13k 0.91
Mp Wstrn St Univ note 5.00% 10/1/2020 0.0 $10k 10k 1.02
Nc Mun Pwr Ca Elec note 5.00% 1/1/2025 0.0 $12k 10k 1.18
New York N Y note 5.00% 8/1/2023 0.0 $12k 10k 1.17
Ny St Dorm Auth Per note 5.00% 2/15/2025 0.0 $12k 10k 1.20
Ny St Dorm Auth S/t note 5.00% 3/15/2022 0.0 $12k 10k 1.15
Oh St Wtr Poll Rev note 5.00% 12/1/2021 0.0 $12k 10k 1.15
Pa St Tpk Commn Tpk note 5.00% 12/1/2024 0.0 $12k 10k 1.15
Pactiv Llc note 8.38% 4/15/2027 0.0 $5.4k 5.0k 1.08
Phoenix Az Cvc Imp note 5.00% 7/1/2020 0.0 $11k 10k 1.11
Phoenix Az Wst Wtr note 5.00% 7/1/2024 0.0 $12k 10k 1.19
Phoenix Az Wtr note 5.00% 7/1/2022 0.0 $11k 10k 1.09
Phoenix Az Wtr note 5.00% 7/1/2027 0.0 $12k 10k 1.17
Pima Cn Az Swr note 5.00% 7/1/2025 0.0 $11k 10k 1.14
Regl Tran Dst Co Co note 5.00% 6/1/2022 0.0 $11k 10k 1.10
Rosemont Il note 5.25% 12/1/2022 0.0 $11k 10k 1.07
San Mateo Ca note 4.13% 12/15/2023 0.0 $15k 15k 1.03
Servicemaster Co Ltd note 7.45% 8/15/2027 0.0 $5.1k 5.0k 1.02
St Louis Mo Pkg note 6.00% 12/15/2018 0.0 $5.1k 5.0k 1.03
Tennessee St note 5.00% 5/1/2021 0.0 $11k 10k 1.05
Tucson Az Wtr note 5.00% 7/1/2025 0.0 $12k 10k 1.20
Tx Trans St Hwy Fd note 5.00% 10/1/2024 0.0 $12k 10k 1.20
Univ Pl Wa note 5.92% 12/1/2019 0.0 $22k 20k 1.08
Washington St note 5.00% 2/1/2019 0.0 $22k 20k 1.07
Manitowoc Foodservice 0.0 $3.9k 201.00 19.33
Under Armour Inc Cl C (UA) 0.0 $4.5k 180.00 25.17
Avondale Az convertible 0.0 $5.6k 5.0k 1.12
Cvs Health Corp convertible 0.0 $12k 10k 1.18
Devon Energy Cor convertible 0.0 $2.3k 2.0k 1.14
First Horizon Nat convertible 0.0 $3.0k 3.0k 1.01
Homeaway Inc convertible 0.0 $9.0k 10k 0.90
Nj St Trans Tr convertible 0.0 $5.2k 5.0k 1.04
S Vy Swr Dst Ut convertible 0.0 $5.2k 5.0k 1.04
Fortive (FTV) 0.0 $644.000400 12.00 53.67
Notis Global Inc equities 0.0 $0 100.00 0.00
Bank Of America convertible 0.0 $5.2k 5.0k 1.04
Jp Morgan Chase & convertible 0.0 $5.0k 5.0k 1.00
Cvs Health Corp convertible 0.0 $5.3k 5.0k 1.06
Ca St Pub Wks B convertible 0.0 $5.3k 5.0k 1.06
Fau Fin Corp Fl convertible 0.0 $5.7k 5.0k 1.14
Miami-dade Cn Fl convertible 0.0 $5.4k 5.0k 1.08
Nasdaq Inc convertible 0.0 $5.2k 5.0k 1.03
American Tower Co convertible 0.0 $6.2k 6.0k 1.03
Lower Co Riv Auth T convertible 0.0 $12k 10k 1.16
Nyc Ny Hdc Mfh convertible 0.0 $10k 10k 1.00
Tn Hsg Dev Agcy convertible 0.0 $5.0k 5.0k 1.00
Az Bd Regents Univ convertible 0.0 $16k 15k 1.08
Industry Ca Pfa Tax convertible 0.0 $15k 15k 1.02
Pa Ecodev Fa Ws convertible 0.0 $15k 15k 0.99
Univ Ca convertible 0.0 $17k 15k 1.11
Waukegan Ii convertible 0.0 $15k 15k 1.03
Wi S Hlth Ed Fa convertible 0.0 $17k 15k 1.13
Dell Technologies Inc Class V equity 0.0 $6.1k 111.00 54.97
Advansix (ASIX) 0.0 $1.8k 81.00 22.14
Donnelley Finl Solutions (DFIN) 0.0 $2.3k 100.00 22.98
Lsc Communications 0.0 $3.0k 100.00 29.68
El Paso Co Cop convertible 0.0 $21k 20k 1.03
Vie Fincl Grp equities 0.0 $0 6.00 0.00
Quality Care Properties 0.0 $16k 1.0k 15.50
Yum China Holdings (YUMC) 0.0 $13k 500.00 26.12
Lamb Weston Hldgs (LW) 0.0 $13k 333.00 37.85
Denve Co C&c convertible 0.0 $22k 20k 1.09
Heritage Global Inc equities 0.0 $24.000000 50.00 0.48
Jdl Gold Corp equities 0.0 $9.8k 7.1k 1.37
Lancaster Co Pa Hos convertible 0.0 $23k 20k 1.13
Liberty Interactive convertible 0.0 $18k 17k 1.06
Maryland St convertible 0.0 $21k 20k 1.02
Minn St Paul Mn Arp convertible 0.0 $22k 20k 1.12
Oh St Wtr Dev Auth convertible 0.0 $22k 20k 1.11
Pa Eco Dev Fa Unmpl convertible 0.0 $20k 20k 1.02
Pr Elec Power Auth convertible 0.0 $10k 10k 0.99
State Of Texas convertible 0.0 $21k 20k 1.07
Va Clg Bldg Auth convertible 0.0 $22k 20k 1.07
Va St Pub Bldg Auth convertible 0.0 $22k 20k 1.12
Wisconsin State Aaa convertible 0.0 $23k 20k 1.14