Soros Fund Management as of June 30, 2014
Portfolio Holdings for Soros Fund Management
Soros Fund Management holds 351 positions in its portfolio as reported in the June 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 19.9 | $2.6B | 14M | 195.72 | |
| Ypf Sa (YPF) | 3.6 | $475M | 15M | 32.68 | |
| Teva Pharmaceutical Industries (TEVA) | 2.9 | $381M | 7.3M | 52.42 | |
| Tibco Software Inc. 2.25 05-01 conv | 2.4 | $312M | 309M | 1.01 | |
| Herbalife Ltd Com Stk (HLF) | 2.3 | $306M | 4.7M | 64.54 | |
| Energy Select Sector SPDR (XLE) | 2.1 | $280M | 2.8M | 100.10 | |
| Adecoagro S A (AGRO) | 1.8 | $245M | 26M | 9.44 | |
| CONSOL Energy | 1.8 | $234M | 5.1M | 46.07 | |
| Rovi Corp conv | 1.7 | $220M | 217M | 1.01 | |
| Charter Communications | 1.5 | $204M | 1.3M | 158.38 | |
| Energen Corporation | 1.5 | $195M | 2.2M | 88.88 | |
| EQT Corporation (EQT) | 1.4 | $180M | 1.7M | 106.90 | |
| Apple (AAPL) | 1.3 | $170M | 1.8M | 92.93 | |
| Halliburton Company (HAL) | 1.2 | $161M | 2.3M | 71.01 | |
| Holx 2 12/15/43 | 1.2 | $156M | 141M | 1.10 | |
| Essent (ESNT) | 1.1 | $152M | 7.5M | 20.09 | |
| Stryker Corporation (SYK) | 1.1 | $142M | 1.7M | 84.32 | |
| Zoetis Inc Cl A (ZTS) | 1.1 | $142M | 4.4M | 32.27 | |
| General Motors Company (GM) | 1.1 | $140M | 3.9M | 36.30 | |
| Poly | 1.0 | $138M | 11M | 12.53 | |
| Citrix Systems | 1.0 | $136M | 2.2M | 62.55 | |
| Quantum Corp note 3.500%11/1 | 1.0 | $131M | 131M | 1.00 | |
| Tibco Software | 0.9 | $126M | 6.2M | 20.17 | |
| Digital River 2% 11/1/30 conv | 0.9 | $124M | 124M | 1.00 | |
| Facebook Inc cl a (META) | 0.9 | $124M | 1.8M | 67.29 | |
| Motorola Solutions (MSI) | 0.9 | $122M | 1.8M | 66.57 | |
| Intel Corporation (INTC) | 0.9 | $121M | 3.9M | 30.90 | |
| Caesars Entertainment | 0.9 | $119M | 6.6M | 18.08 | |
| Leucadia National | 0.8 | $112M | 4.3M | 26.22 | |
| Google Inc Class C | 0.8 | $112M | 195k | 575.28 | |
| DISH Network | 0.8 | $110M | 1.7M | 65.08 | |
| Webmd Health Corp note | 0.8 | $109M | 106M | 1.03 | |
| American Airls (AAL) | 0.8 | $109M | 2.5M | 42.96 | |
| Penn Virginia Corporation | 0.8 | $106M | 6.3M | 16.95 | |
| Semgroup Corp cl a | 0.8 | $100M | 1.3M | 78.85 | |
| Phillips 66 (PSX) | 0.8 | $99M | 1.2M | 80.43 | |
| American International (AIG) | 0.7 | $98M | 1.8M | 54.58 | |
| Walgreen Company | 0.7 | $96M | 1.3M | 74.13 | |
| Microsoft Corporation (MSFT) | 0.7 | $93M | 2.2M | 41.70 | |
| Market Vectors Gold Miners ETF | 0.7 | $89M | 3.4M | 26.45 | |
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.7 | $89M | 475k | 187.74 | |
| Level 3 Communications | 0.7 | $87M | 2.0M | 43.91 | |
| Mack-Cali Realty (VRE) | 0.7 | $86M | 4.0M | 21.48 | |
| Loral Space & Communications | 0.6 | $77M | 1.1M | 72.69 | |
| Caesars Acquisition Co cl a | 0.6 | $76M | 6.2M | 12.37 | |
| Western Refining | 0.6 | $73M | 2.0M | 37.55 | |
| Liberty Global Inc C | 0.6 | $72M | 1.7M | 42.31 | |
| Monsanto Company | 0.5 | $67M | 538k | 124.74 | |
| Nice Systems (NICE) | 0.5 | $67M | 1.6M | 40.81 | |
| Time Warner Cable | 0.5 | $65M | 442k | 147.30 | |
| Churchill Downs (CHDN) | 0.5 | $64M | 705k | 90.11 | |
| New Oriental Education & Tech | 0.5 | $64M | 2.4M | 26.57 | |
| CenterPoint Energy (CNP) | 0.5 | $61M | 2.4M | 25.54 | |
| iShares Russell 2000 Index (IWM) | 0.5 | $59M | 500k | 118.81 | |
| Celgene Corporation | 0.5 | $59M | 688k | 85.88 | |
| Valeant Pharmaceuticals Int | 0.5 | $60M | 472k | 126.12 | |
| Spansion | 0.4 | $56M | 2.7M | 21.07 | |
| Exar Corporation | 0.4 | $53M | 4.7M | 11.30 | |
| SolarWinds | 0.4 | $53M | 1.4M | 38.66 | |
| CBS Corporation | 0.4 | $51M | 822k | 62.14 | |
| Ctrip.com International | 0.4 | $50M | 784k | 64.04 | |
| Delphi Automotive | 0.4 | $51M | 741k | 68.74 | |
| American Capital Agency | 0.4 | $48M | 2.0M | 23.41 | |
| Melco Crown Entertainment (MLCO) | 0.3 | $46M | 1.3M | 35.71 | |
| Ciena Corp note 0.875% 6/1 | 0.3 | $46M | 46M | 1.00 | |
| Cameco Corporation (CCJ) | 0.3 | $45M | 2.3M | 19.61 | |
| Host Hotels & Resorts (HST) | 0.3 | $45M | 2.1M | 22.01 | |
| Mondelez Int (MDLZ) | 0.3 | $45M | 1.2M | 37.61 | |
| Dow Chemical Company | 0.3 | $43M | 826k | 51.46 | |
| Hertz Global Holdings | 0.3 | $43M | 1.5M | 28.03 | |
| Liberty Global Inc Com Ser A | 0.3 | $42M | 938k | 44.22 | |
| Abbott Laboratories (ABT) | 0.3 | $38M | 932k | 40.90 | |
| Invesco (IVZ) | 0.3 | $39M | 1.0M | 37.75 | |
| Hubbell Incorporated | 0.3 | $38M | 306k | 123.15 | |
| Petroleo Brasileiro SA (PBR) | 0.3 | $36M | 2.4M | 14.63 | |
| Baidu (BIDU) | 0.3 | $36M | 190k | 186.81 | |
| Ally Financial (ALLY) | 0.3 | $36M | 1.5M | 23.91 | |
| Illumina (ILMN) | 0.3 | $35M | 195k | 178.54 | |
| SanDisk Corporation | 0.3 | $34M | 325k | 104.43 | |
| Pdc Energy | 0.3 | $35M | 548k | 63.15 | |
| Kraft Foods | 0.3 | $35M | 576k | 59.95 | |
| Retailmenot | 0.3 | $34M | 1.3M | 26.61 | |
| Constellium Holdco B V cl a | 0.2 | $33M | 1.0M | 32.06 | |
| SBA Communications Corporation | 0.2 | $33M | 317k | 102.30 | |
| Golar Lng (GLNG) | 0.2 | $32M | 536k | 60.10 | |
| Workday Inc cl a (WDAY) | 0.2 | $32M | 360k | 89.86 | |
| Market Vectors Junior Gold Min | 0.2 | $32M | 761k | 42.26 | |
| Cypress Semiconductor Corporation | 0.2 | $30M | 2.8M | 10.91 | |
| Zebra Technologies (ZBRA) | 0.2 | $30M | 360k | 82.32 | |
| Cadence Design Systems (CDNS) | 0.2 | $29M | 1.7M | 17.49 | |
| ChipMOS Technology Bermuda | 0.2 | $29M | 1.2M | 24.13 | |
| Baker Hughes Incorporated | 0.2 | $28M | 369k | 74.45 | |
| Noble Energy | 0.2 | $26M | 341k | 77.46 | |
| Mbia (MBI) | 0.2 | $27M | 2.5M | 11.04 | |
| Atmel Corporation | 0.2 | $27M | 2.9M | 9.37 | |
| Nxp Semiconductors N V (NXPI) | 0.2 | $26M | 391k | 66.18 | |
| Blackstone Mtg Tr (BXMT) | 0.2 | $27M | 919k | 29.00 | |
| Assured Guaranty (AGO) | 0.2 | $26M | 1.0M | 24.50 | |
| Oge Energy Corp (OGE) | 0.2 | $25M | 648k | 39.08 | |
| CLICKSOFTWARE TECHNOLOGIES Ltd Com Stk | 0.2 | $25M | 3.1M | 8.07 | |
| Xpo Logistics Inc equity (XPO) | 0.2 | $25M | 884k | 28.62 | |
| United Rentals (URI) | 0.2 | $23M | 218k | 104.73 | |
| Pepsi (PEP) | 0.2 | $22M | 249k | 89.34 | |
| Chesapeake Energy Corporation | 0.2 | $22M | 710k | 31.07 | |
| Micron Technology (MU) | 0.2 | $23M | 700k | 32.95 | |
| Starwood Property Trust (STWD) | 0.2 | $21M | 890k | 23.77 | |
| Pioneer Natural Resources (PXD) | 0.2 | $22M | 94k | 229.81 | |
| Weatherford International Lt reg | 0.2 | $21M | 915k | 23.00 | |
| MGIC Investment (MTG) | 0.1 | $20M | 2.2M | 9.24 | |
| Covidien | 0.1 | $21M | 227k | 90.18 | |
| Sarepta Therapeutics (SRPT) | 0.1 | $20M | 680k | 29.79 | |
| Commscope Hldg (COMM) | 0.1 | $19M | 840k | 23.13 | |
| Affiliated Managers (AMG) | 0.1 | $19M | 93k | 205.40 | |
| eBay (EBAY) | 0.1 | $19M | 373k | 50.06 | |
| Intuitive Surgical (ISRG) | 0.1 | $19M | 45k | 411.80 | |
| Sanchez Energy Corp C ommon stocks | 0.1 | $18M | 486k | 37.59 | |
| Popeyes Kitchen | 0.1 | $19M | 430k | 43.71 | |
| Office Depot | 0.1 | $18M | 3.1M | 5.69 | |
| Radian (RDN) | 0.1 | $18M | 1.2M | 14.81 | |
| Juniper Networks (JNPR) | 0.1 | $17M | 690k | 24.54 | |
| RF Micro Devices | 0.1 | $17M | 1.8M | 9.59 | |
| Agnico (AEM) | 0.1 | $17M | 448k | 38.30 | |
| Yamana Gold | 0.1 | $18M | 2.2M | 8.22 | |
| Tesla Motors (TSLA) | 0.1 | $17M | 71k | 240.07 | |
| Boeing Company (BA) | 0.1 | $15M | 121k | 127.23 | |
| Verisk Analytics (VRSK) | 0.1 | $15M | 257k | 60.02 | |
| Rite Aid Corporation | 0.1 | $17M | 2.3M | 7.17 | |
| Starwood Hotels & Resorts Worldwide | 0.1 | $16M | 194k | 80.82 | |
| Credicorp (BAP) | 0.1 | $16M | 103k | 155.47 | |
| Kodiak Oil & Gas | 0.1 | $17M | 1.1M | 14.55 | |
| Las Vegas Sands (LVS) | 0.1 | $15M | 190k | 76.22 | |
| Wynn Resorts (WYNN) | 0.1 | $15M | 72k | 207.56 | |
| salesforce (CRM) | 0.1 | $15M | 250k | 58.08 | |
| MicroStrategy Incorporated (MSTR) | 0.1 | $14M | 100k | 140.62 | |
| Nabors Industries | 0.1 | $14M | 476k | 29.37 | |
| Unwired Planet | 0.1 | $14M | 6.5M | 2.23 | |
| Seaworld Entertainment (PRKS) | 0.1 | $14M | 500k | 28.33 | |
| Actavis | 0.1 | $14M | 64k | 223.06 | |
| BE Aerospace | 0.1 | $14M | 146k | 92.49 | |
| Harman International Industries | 0.1 | $13M | 125k | 107.43 | |
| Methanex Corp (MEOH) | 0.1 | $14M | 222k | 61.78 | |
| JDS Uniphase Corporation | 0.1 | $13M | 1.1M | 12.47 | |
| URS Corporation | 0.1 | $14M | 300k | 45.85 | |
| Linkedin Corp | 0.1 | $13M | 75k | 171.47 | |
| Webmd Health Conv Sr Notes conv | 0.1 | $13M | 12M | 1.06 | |
| Diamondback Energy (FANG) | 0.1 | $13M | 145k | 88.81 | |
| National-Oilwell Var | 0.1 | $12M | 151k | 82.35 | |
| Delta Air Lines (DAL) | 0.1 | $12M | 317k | 38.72 | |
| Goldcorp | 0.1 | $12M | 442k | 27.91 | |
| Intuit (INTU) | 0.1 | $12M | 150k | 80.53 | |
| Pan American Silver Corp Can (PAAS) | 0.1 | $12M | 805k | 15.35 | |
| Magnum Hunter Resources Corporation | 0.1 | $12M | 1.4M | 8.20 | |
| BroadSoft | 0.1 | $12M | 470k | 26.39 | |
| Hillshire Brands | 0.1 | $13M | 200k | 62.30 | |
| Allegion Plc equity (ALLE) | 0.1 | $12M | 214k | 56.68 | |
| Enable Midstream | 0.1 | $12M | 442k | 26.19 | |
| Apache Corporation | 0.1 | $11M | 105k | 100.62 | |
| Regions Financial Corporation (RF) | 0.1 | $10M | 964k | 10.62 | |
| AstraZeneca (AZN) | 0.1 | $11M | 150k | 74.31 | |
| Digital River | 0.1 | $10M | 667k | 15.43 | |
| Globalstar (GSAT) | 0.1 | $11M | 2.6M | 4.25 | |
| Silver Wheaton Corp | 0.1 | $11M | 400k | 26.27 | |
| Metropcs Communications (TMUS) | 0.1 | $11M | 318k | 33.62 | |
| Barrick Gold Corp (GOLD) | 0.1 | $8.8M | 484k | 18.30 | |
| Red Hat | 0.1 | $9.2M | 166k | 55.27 | |
| CommVault Systems (CVLT) | 0.1 | $9.8M | 200k | 49.17 | |
| Rackspace Hosting | 0.1 | $8.9M | 265k | 33.66 | |
| Air Lease Corp (AL) | 0.1 | $9.6M | 250k | 38.58 | |
| Lumos Networks | 0.1 | $9.3M | 644k | 14.47 | |
| Sunedison | 0.1 | $9.0M | 400k | 22.60 | |
| Crown Castle International Corp. pfd stk | 0.1 | $8.7M | 85k | 102.00 | |
| Informatica Corporation | 0.1 | $8.5M | 238k | 35.65 | |
| F5 Networks (FFIV) | 0.1 | $8.5M | 76k | 111.43 | |
| New Gold Inc Cda (NGD) | 0.1 | $7.4M | 1.2M | 6.37 | |
| OpenTable | 0.1 | $7.3M | 71k | 103.60 | |
| 21vianet Group (VNET) | 0.1 | $8.4M | 280k | 29.97 | |
| Abbvie (ABBV) | 0.1 | $8.5M | 150k | 56.44 | |
| Mazor Robotics Ltd. equities | 0.1 | $8.4M | 478k | 17.57 | |
| Phibro Animal Health Corporati*on Cmn Class A (PAHC) | 0.1 | $7.3M | 333k | 21.95 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $7.0M | 163k | 43.23 | |
| First Solar (FSLR) | 0.1 | $7.1M | 100k | 71.06 | |
| Atwood Oceanics | 0.1 | $6.1M | 117k | 52.48 | |
| Infinera (INFN) | 0.1 | $6.6M | 713k | 9.20 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $7.3M | 100k | 72.64 | |
| Extreme Networks (EXTR) | 0.1 | $7.0M | 1.6M | 4.44 | |
| Ariad Pharmaceuticals | 0.1 | $6.4M | 1.0M | 6.37 | |
| Visteon Corporation (VC) | 0.1 | $7.2M | 74k | 97.01 | |
| Aurico Gold | 0.1 | $6.8M | 1.6M | 4.26 | |
| American Realty Capital Prop | 0.1 | $7.3M | 580k | 12.53 | |
| Nuance Communications Inc note 2.750%11/0 | 0.1 | $6.0M | 6.0M | 1.00 | |
| Gogo (GOGO) | 0.1 | $6.7M | 345k | 19.56 | |
| 0.1 | $6.1M | 150k | 40.97 | ||
| Comcast Corporation (CMCSA) | 0.0 | $5.4M | 100k | 53.68 | |
| Johnson & Johnson (JNJ) | 0.0 | $5.2M | 50k | 104.62 | |
| Merck & Co (MRK) | 0.0 | $5.0M | 87k | 57.85 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $5.1M | 140k | 36.50 | |
| Amazon (AMZN) | 0.0 | $4.9M | 15k | 324.80 | |
| Actuate Corporation | 0.0 | $5.1M | 1.1M | 4.77 | |
| Medidata Solutions | 0.0 | $5.4M | 127k | 42.81 | |
| Franco-Nevada Corporation (FNV) | 0.0 | $5.3M | 93k | 57.34 | |
| Citigroup (C) | 0.0 | $5.0M | 107k | 47.10 | |
| Vantiv Inc Cl A | 0.0 | $5.0M | 150k | 33.62 | |
| Broadsoft Inc. 1.5% 07/01/2018 conv | 0.0 | $5.6M | 5.5M | 1.02 | |
| Home Depot (HD) | 0.0 | $4.0M | 50k | 80.96 | |
| Cemex SAB de CV (CX) | 0.0 | $3.5M | 267k | 13.23 | |
| Allied Nevada Gold | 0.0 | $3.8M | 1.0M | 3.76 | |
| Embraer S A (ERJ) | 0.0 | $4.0M | 110k | 36.43 | |
| Imperva | 0.0 | $3.7M | 143k | 26.18 | |
| Audience | 0.0 | $4.4M | 367k | 11.96 | |
| Ruckus Wireless | 0.0 | $4.2M | 350k | 11.91 | |
| Tableau Software Inc Cl A | 0.0 | $3.6M | 50k | 71.34 | |
| Violin Memory | 0.0 | $4.5M | 1.0M | 4.43 | |
| Vimpel | 0.0 | $2.2M | 258k | 8.40 | |
| Cme (CME) | 0.0 | $2.1M | 30k | 70.97 | |
| Hartford Financial Services (HIG) | 0.0 | $2.3M | 65k | 35.82 | |
| Coca-Cola Company (KO) | 0.0 | $3.1M | 73k | 42.36 | |
| Tractor Supply Company (TSCO) | 0.0 | $3.0M | 50k | 60.40 | |
| Eli Lilly & Co. (LLY) | 0.0 | $3.1M | 50k | 62.17 | |
| Martin Marietta Materials (MLM) | 0.0 | $2.0M | 15k | 132.05 | |
| KBR (KBR) | 0.0 | $3.2M | 136k | 23.85 | |
| Nokia Corporation (NOK) | 0.0 | $2.6M | 350k | 7.56 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $2.7M | 250k | 10.85 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $3.2M | 31k | 102.63 | |
| Prudential Financial (PRU) | 0.0 | $2.7M | 30k | 88.77 | |
| Mead Johnson Nutrition | 0.0 | $3.2M | 34k | 93.17 | |
| Medicines Company | 0.0 | $2.2M | 75k | 29.07 | |
| Lions Gate Entertainment | 0.0 | $2.5M | 89k | 28.58 | |
| Verint Systems (VRNT) | 0.0 | $3.3M | 67k | 49.05 | |
| Opko Health (OPK) | 0.0 | $2.1M | 236k | 8.84 | |
| C&j Energy Services | 0.0 | $2.2M | 65k | 33.78 | |
| Dynegy Inc New Del *w exp 99/99/999 | 0.0 | $2.8M | 615k | 4.50 | |
| Pennymac Financial Service A | 0.0 | $2.8M | 187k | 15.19 | |
| Controladora Vuela Cia Spon Ad (VLRS) | 0.0 | $2.2M | 242k | 9.00 | |
| Ep Energy | 0.0 | $3.1M | 134k | 23.05 | |
| BlackRock (BLK) | 0.0 | $1.6M | 5.0k | 319.60 | |
| Crown Castle International | 0.0 | $1.9M | 25k | 74.28 | |
| Fidelity National Financial | 0.0 | $2.0M | 61k | 32.76 | |
| Nuance Communications | 0.0 | $2.0M | 106k | 18.77 | |
| Mercury Computer Systems (MRCY) | 0.0 | $1.9M | 167k | 11.34 | |
| SandRidge Energy | 0.0 | $999k | 140k | 7.15 | |
| Steel Dynamics (STLD) | 0.0 | $1.2M | 68k | 17.96 | |
| DepoMed | 0.0 | $1.1M | 76k | 13.90 | |
| Greenhill & Co | 0.0 | $1.7M | 34k | 49.26 | |
| Intrepid Potash | 0.0 | $920k | 55k | 16.76 | |
| Golub Capital BDC (GBDC) | 0.0 | $683k | 39k | 17.69 | |
| Towerstream Corporation | 0.0 | $948k | 489k | 1.94 | |
| Medley Capital Corporation | 0.0 | $1.3M | 97k | 13.06 | |
| Global Eagle Acquisition Cor | 0.0 | $2.0M | 158k | 12.40 | |
| American Tower Reit (AMT) | 0.0 | $1.8M | 20k | 90.00 | |
| Invensense | 0.0 | $1.2M | 52k | 22.70 | |
| Tasman Metals | 0.0 | $1.6M | 1.7M | 0.97 | |
| Tcp Capital | 0.0 | $812k | 45k | 18.21 | |
| Manchester Utd Plc New Ord Cl (MANU) | 0.0 | $1.2M | 70k | 17.45 | |
| Tenet Healthcare Corporation (THC) | 0.0 | $1.0M | 22k | 46.95 | |
| Ply Gem Holdings | 0.0 | $1.2M | 116k | 10.10 | |
| Zoe's Kitchen | 0.0 | $1.6M | 47k | 34.37 | |
| Jumei Intl Hldg Ltd Sponsored | 0.0 | $816k | 30k | 27.20 | |
| Corinthian Colleges | 0.0 | $20k | 69k | 0.29 | |
| RadioShack Corporation | 0.0 | $137k | 138k | 0.99 | |
| Pctel | 0.0 | $139k | 17k | 8.08 | |
| Anadigics | 0.0 | $67k | 83k | 0.81 | |
| Enzon Pharmaceuticals (ENZN) | 0.0 | $52k | 50k | 1.04 | |
| Solar Cap (SLRC) | 0.0 | $447k | 21k | 21.29 | |
| Fifth Street Finance | 0.0 | $475k | 48k | 9.83 | |
| NII Holdings | 0.0 | $175k | 317k | 0.55 | |
| Gladstone Capital Corporation (GLAD) | 0.0 | $187k | 19k | 10.05 | |
| Wet Seal | 0.0 | $109k | 120k | 0.91 | |
| American Capital | 0.0 | $459k | 30k | 15.30 | |
| JAKKS Pacific | 0.0 | $341k | 44k | 7.75 | |
| Sigma Designs | 0.0 | $218k | 48k | 4.59 | |
| TICC Capital | 0.0 | $511k | 52k | 9.90 | |
| Ares Capital Corporation (ARCC) | 0.0 | $475k | 27k | 17.86 | |
| ArQule | 0.0 | $122k | 79k | 1.55 | |
| Blyth | 0.0 | $121k | 16k | 7.81 | |
| Cal Dive International (CDVIQ) | 0.0 | $72k | 54k | 1.33 | |
| Imation | 0.0 | $46k | 14k | 3.41 | |
| PennantPark Investment (PNNT) | 0.0 | $489k | 43k | 11.45 | |
| Hutchinson Technology Incorporated | 0.0 | $52k | 21k | 2.48 | |
| Lincoln Educational Services Corporation (LINC) | 0.0 | $57k | 13k | 4.49 | |
| MVC Capital | 0.0 | $233k | 18k | 12.94 | |
| American Superconductor Corporation | 0.0 | $119k | 73k | 1.64 | |
| American Apparel | 0.0 | $150k | 167k | 0.90 | |
| PMFG | 0.0 | $114k | 22k | 5.25 | |
| RadiSys Corporation | 0.0 | $53k | 15k | 3.46 | |
| Alphatec Holdings | 0.0 | $58k | 36k | 1.62 | |
| General Moly Inc Com Stk | 0.0 | $63k | 54k | 1.16 | |
| Town Sports International Holdings | 0.0 | $75k | 11k | 6.64 | |
| GTx | 0.0 | $54k | 39k | 1.39 | |
| Intersections | 0.0 | $52k | 11k | 4.95 | |
| Targacept | 0.0 | $62k | 14k | 4.49 | |
| CONSOLIDATED WATER CO Inc Com Stk (CWCO) | 0.0 | $139k | 12k | 11.78 | |
| Hercules Technology Growth Capital (HTGC) | 0.0 | $509k | 32k | 16.16 | |
| NGP Capital Resources Company | 0.0 | $65k | 10k | 6.25 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $443k | 42k | 10.62 | |
| Medallion Financial (MFIN) | 0.0 | $234k | 19k | 12.45 | |
| MCG Capital Corporation | 0.0 | $341k | 87k | 3.92 | |
| Apollo Investment | 0.0 | $486k | 57k | 8.60 | |
| Aviat Networks | 0.0 | $95k | 74k | 1.28 | |
| Support | 0.0 | $109k | 40k | 2.70 | |
| Westell Technologies | 0.0 | $70k | 29k | 2.45 | |
| Blackrock Kelso Capital | 0.0 | $487k | 54k | 9.10 | |
| Amicus Therapeutics (FOLD) | 0.0 | $235k | 71k | 3.33 | |
| Odyssey Marine Exploration | 0.0 | $143k | 85k | 1.68 | |
| OncoGenex Pharmaceuticals | 0.0 | $115k | 31k | 3.73 | |
| Paramount Gold and Silver | 0.0 | $56k | 58k | 0.96 | |
| Vical Incorporated | 0.0 | $71k | 58k | 1.22 | |
| AVEO Pharmaceuticals | 0.0 | $90k | 49k | 1.83 | |
| Curis | 0.0 | $82k | 44k | 1.86 | |
| Capital Southwest Corporation (CSWC) | 0.0 | $281k | 7.8k | 36.03 | |
| Nanosphere | 0.0 | $92k | 58k | 1.59 | |
| Acorn Energy | 0.0 | $93k | 39k | 2.36 | |
| Uranium Energy (UEC) | 0.0 | $175k | 112k | 1.56 | |
| Gordmans Stores | 0.0 | $74k | 17k | 4.28 | |
| Body Central Acquisition Corporation | 0.0 | $25k | 28k | 0.90 | |
| Endeavour International C | 0.0 | $114k | 83k | 1.37 | |
| Gladstone Investment Corporation (GAIN) | 0.0 | $259k | 35k | 7.40 | |
| Main Street Capital Corporation (MAIN) | 0.0 | $477k | 15k | 32.90 | |
| THL Credit | 0.0 | $431k | 31k | 13.99 | |
| Triangle Capital Corporation | 0.0 | $494k | 17k | 28.39 | |
| Zagg | 0.0 | $214k | 40k | 5.42 | |
| Spark Networks | 0.0 | $74k | 13k | 5.65 | |
| Uni-Pixel | 0.0 | $183k | 23k | 8.06 | |
| Biolase Technology | 0.0 | $68k | 31k | 2.20 | |
| Mitek Systems (MITK) | 0.0 | $54k | 16k | 3.30 | |
| Neophotonics Corp | 0.0 | $57k | 14k | 4.13 | |
| Imperial Holdings | 0.0 | $70k | 10k | 6.86 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.0 | $183k | 13k | 14.30 | |
| New Mountain Finance Corp (NMFC) | 0.0 | $591k | 40k | 14.85 | |
| Gsv Cap Corp | 0.0 | $444k | 42k | 10.57 | |
| Kior Inc. Cl A | 0.0 | $9.1k | 26k | 0.35 | |
| First Sec Group | 0.0 | $51k | 23k | 2.18 | |
| Lifevantage | 0.0 | $77k | 54k | 1.44 | |
| Intermolecular | 0.0 | $103k | 44k | 2.34 | |
| Neonode | 0.0 | $115k | 37k | 3.13 | |
| Coronado Biosciences Inc. Common | 0.0 | $50k | 29k | 1.71 | |
| Kcap Financial | 0.0 | $219k | 26k | 8.49 | |
| Stellus Capital Investment (SCM) | 0.0 | $167k | 11k | 14.65 | |
| Mei Pharma | 0.0 | $101k | 16k | 6.35 | |
| Tower Group International | 0.0 | $155k | 86k | 1.80 | |
| Doral Financial Corp Common St | 0.0 | $125k | 29k | 4.33 | |
| Bioamber Inc wrt | 0.0 | $497k | 194k | 2.56 | |
| Conatus Pharmaceuticals | 0.0 | $178k | 20k | 9.13 | |
| Onconova Therapeutics | 0.0 | $59k | 11k | 5.48 | |
| United Online | 0.0 | $127k | 12k | 10.41 | |
| Eastman Kodak Co *w exp 09/03/201 | 0.0 | $63k | 6.7k | 9.43 | |
| Eastman Kodak Co *w exp 09/03/201 | 0.0 | $61k | 6.7k | 9.13 | |
| Eastman Kodak (KODK) | 0.0 | $471k | 19k | 24.50 | |
| Macrogenics (MGNX) | 0.0 | $423k | 20k | 21.71 | |
| Glycomimetics (GLYC) | 0.0 | $87k | 10k | 8.45 | |
| Flexion Therapeutics | 0.0 | $405k | 30k | 13.50 | |
| Rock Creek Pharmaceuticals | 0.0 | $52k | 88k | 0.59 |
