Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2018

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 277 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nexpoint Credit Strategies Fund (NXDT) 6.5 $18M 819k 22.40
Central Securities (CET) 4.9 $14M 472k 29.50
Boulder Growth & Income Fund (STEW) 4.3 $12M 1.1M 11.21
Eagle Pt Cr (ECC) 4.2 $12M 669k 17.90
Tekla Healthcare Opportunit (THQ) 4.0 $11M 597k 18.74
Ishares Tr fltg rate nt (FLOT) 2.9 $8.2M 160k 51.02
Herzfeld Caribbean Basin (CUBA) 2.9 $8.0M 1.3M 6.42
Tekla World Healthcare Fd ben int (THW) 2.7 $7.5M 534k 14.03
General American Investors (GAM) 2.4 $6.8M 185k 36.97
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 2.3 $6.6M 749k 8.78
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.1 $5.8M 729k 7.97
Pgim Short Duration High Yie (ISD) 2.0 $5.7M 402k 14.14
Oxford Lane Cap Corp (OXLC) 1.9 $5.5M 515k 10.59
Apollo Tactical Income Fd In (AIF) 1.9 $5.4M 349k 15.53
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.9 $5.3M 53k 101.62
MasTec (MTZ) 1.9 $5.2M 117k 44.65
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.7 $4.7M 438k 10.84
Taiwan Fund (TWN) 1.6 $4.6M 242k 19.17
Adams Express Company (ADX) 1.4 $4.0M 240k 16.67
Royal Caribbean Cruises (RCL) 1.4 $3.8M 29k 129.94
Tortoise Pipeline & Energy 1.3 $3.8M 217k 17.30
Source Capital (SOR) 1.2 $3.3M 81k 40.21
Kayne Anderson Mdstm Energy 1.2 $3.3M 256k 12.80
Norwegian Cruise Line Hldgs (NCLH) 1.2 $3.3M 57k 57.42
New Germany Fund (GF) 1.0 $2.9M 162k 18.20
Popular (BPOP) 1.0 $2.9M 57k 51.24
Nuveen Fltng Rte Incm Opp 1.0 $2.9M 283k 10.31
Pgim Global Short Duration H (GHY) 1.0 $2.9M 210k 13.87
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.0 $2.8M 253k 11.02
Fiduciary/Claymore MLP Opportunity Fund 1.0 $2.8M 230k 12.21
Voya Prime Rate Trust sh ben int 1.0 $2.8M 563k 4.98
Petroleum & Res Corp Com cef (PEO) 1.0 $2.7M 136k 19.94
Salient Midstream & M 0.9 $2.7M 262k 10.19
shares First Bancorp P R (FBP) 0.9 $2.5M 280k 9.10
Japan Equity Fund ietf (JEQ) 0.8 $2.4M 286k 8.39
Aberdeen Global Dynamic Divd F (AGD) 0.8 $2.4M 231k 10.34
Lennar Corporation (LEN) 0.8 $2.3M 50k 46.69
Tortoise Pwr & Energy (TPZ) 0.8 $2.2M 117k 19.07
First Tr High Income L/s (FSD) 0.8 $2.2M 151k 14.75
Cemex SAB de CV (CX) 0.8 $2.2M 311k 7.04
Seaboard Corporation (SEB) 0.8 $2.2M 585.00 3709.40
Invesco Van Kampen Senior Income Trust (VVR) 0.7 $2.1M 485k 4.30
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.7 $2.1M 185k 11.26
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.7 $2.0M 154k 12.94
Copa Holdings Sa-class A (CPA) 0.7 $1.9M 24k 79.84
India Fund (IFN) 0.7 $1.9M 86k 22.13
Aberdeen Chile Fund (AEF) 0.7 $1.9M 276k 6.86
Neuberger Berman Mlp Income (NML) 0.7 $1.9M 217k 8.69
H & Q Healthcare Fund equities (HQH) 0.7 $1.9M 81k 23.15
Allianzgi Nfj Divid Int Prem S cefs 0.6 $1.7M 130k 13.10
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.6 $1.7M 122k 13.85
Japan Smaller Capitalizaion Fund (JOF) 0.6 $1.7M 150k 11.07
Marriott Vacations Wrldwde Cp (VAC) 0.6 $1.6M 15k 111.77
Eaton Vance Limited Duration Income Fund (EVV) 0.5 $1.5M 120k 12.68
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $1.5M 133k 11.47
Fomento Economico Mexicano SAB (FMX) 0.5 $1.5M 15k 98.98
Watsco, Incorporated (WSO) 0.5 $1.4M 8.0k 178.12
Fresh Del Monte Produce (FDP) 0.5 $1.4M 43k 33.88
Grupo Aeroportuario del Sureste (ASR) 0.5 $1.4M 6.6k 205.15
Kayne Anderson MLP Investment (KYN) 0.5 $1.3M 75k 17.85
Morgan Stanley India Investment Fund (IIF) 0.5 $1.3M 54k 23.46
Carnival Corporation (CCL) 0.4 $1.2M 20k 63.79
Avianca Holdings Sa 0.4 $1.2M 222k 5.62
Livanova Plc Ord (LIVN) 0.4 $1.0M 8.3k 124.01
Nextera Energy (NEE) 0.4 $1.0M 6.1k 167.58
Ares Dynamic Cr Allocation (ARDC) 0.4 $1.0M 65k 15.53
MFS Investment Grade Municipal Trust (CXH) 0.3 $945k 105k 8.97
Mexico Equity and Income Fund (MXE) 0.3 $952k 78k 12.28
First Tr Energy Infrastrctr (FIF) 0.3 $889k 57k 15.75
Cohen & Steers Mlp Fund 0.3 $909k 87k 10.44
Bancolombia (CIB) 0.3 $825k 20k 41.71
Special Opportunities Fund (SPE) 0.3 $812k 54k 15.07
Empire St Rlty Tr Inc cl a (ESRT) 0.3 $812k 49k 16.61
Eaton Vance Short Duration Diversified I (EVG) 0.3 $766k 59k 12.90
Tortoise Energy Infrastructure 0.3 $748k 28k 26.94
Nuveen Floating Rate Income Fund (JFR) 0.3 $747k 72k 10.40
Nuveen Multi-mkt Inc Income (JMM) 0.3 $734k 105k 7.02
America Movil Sab De Cv spon adr l 0.2 $718k 45k 16.07
iShares Dow Jones US Medical Dev. (IHI) 0.2 $648k 2.9k 227.37
iShares NASDAQ Biotechnology Index (IBB) 0.2 $622k 5.1k 121.96
Home BancShares (HOMB) 0.2 $622k 28k 21.89
Kkr Income Opportunities (KIO) 0.2 $592k 36k 16.40
Vulcan Materials Company (VMC) 0.2 $556k 5.0k 111.20
Credit Suisse AM Inc Fund (CIK) 0.2 $556k 176k 3.17
Martin Marietta Materials (MLM) 0.2 $546k 3.0k 182.00
Pimco CA Muni. Income Fund II (PCK) 0.2 $523k 63k 8.36
Grupo Televisa (TV) 0.2 $504k 28k 17.75
Royal Dutch Shell 0.2 $506k 188.00 2691.49
Evertec (EVTC) 0.2 $515k 21k 24.12
Allianzgi Con Incm 2024 Targ 0.2 $490k 53k 9.21
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.2 $462k 32k 14.63
Templeton Dragon Fund (TDF) 0.1 $421k 21k 19.92
European Equity Fund (EEA) 0.1 $388k 41k 9.40
Korea (KF) 0.1 $384k 11k 36.64
Firsthand Tech Value (SVVC) 0.1 $391k 23k 16.94
Ivy High Income Opportunities 0.1 $405k 28k 14.25
Tahoe Resources 0.1 $368k 132k 2.79
Atn Intl (ATNI) 0.1 $378k 5.1k 73.89
Sprott Focus Tr (FUND) 0.1 $327k 44k 7.39
MFS Municipal Income Trust (MFM) 0.1 $300k 46k 6.49
Pioneer High Income Trust (PHT) 0.1 $318k 34k 9.26
China Fund (CHN) 0.1 $290k 15k 19.60
First Trust/FIDAC Mortgage Income Fund (FMY) 0.1 $285k 21k 13.41
Pimco NY Muni. Income Fund III (PYN) 0.1 $259k 27k 9.44
Principal Real Estate Income shs ben int (PGZ) 0.1 $253k 15k 17.23
Dreyfus Strategic Muni. 0.1 $225k 30k 7.50
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $228k 20k 11.46
Pimco CA Muni. Income Fund III (PZC) 0.1 $217k 21k 10.16
Blackrock Md Municipal Bond 0.1 $224k 16k 13.78
Nuveen Real (JRI) 0.1 $234k 15k 16.14
Advent Claymore Convertible Sec & Inc (AVK) 0.1 $187k 12k 15.69
Pioneer Municipal High Income Trust (MHI) 0.1 $191k 17k 11.11
Teekay Lng Partners 0.1 $160k 9.6k 16.69
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $176k 19k 9.28
Eaton Vance California Mun. Income Trust (CEV) 0.1 $159k 14k 11.22
MFS High Income Municipal Trust (CXE) 0.1 $175k 36k 4.93
Era 0.1 $166k 14k 12.32
Cornerstone Strategic Value (CLM) 0.1 $172k 12k 13.97
Blackrock Debt Strat (DSU) 0.1 $157k 14k 11.14
Amgen (AMGN) 0.1 $145k 700.00 207.14
Merck & Co (MRK) 0.1 $142k 2.0k 71.00
Royce Value Trust (RVT) 0.1 $128k 7.8k 16.38
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $130k 11k 12.37
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $135k 2.7k 50.00
Nuveen Global High (JGH) 0.1 $138k 8.8k 15.61
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.1 $143k 9.3k 15.44
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $136k 13k 10.46
Bristol Myers Squibb (BMY) 0.0 $106k 1.7k 62.35
TCW Strategic Income Fund (TSI) 0.0 $123k 22k 5.59
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $108k 7.7k 13.95
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $101k 7.9k 12.75
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $123k 10k 12.13
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $109k 7.8k 13.96
Alliance California Municipal Income Fun 0.0 $103k 7.6k 13.53
Macquarie Global Infr Total Rtrn Fnd 0.0 $108k 5.1k 21.23
Eaton Vance Oh Muni Income T sh ben int 0.0 $101k 8.2k 12.32
Clearbridge Energy M 0.0 $123k 11k 11.40
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $108k 5.2k 20.65
Cushing Mlp Total Return Fd Com New cef 0.0 $100k 8.4k 11.85
Altaba 0.0 $111k 1.6k 67.97
Sangamo Biosciences (SGMO) 0.0 $85k 5.0k 17.00
Tri-Continental Corporation (TY) 0.0 $97k 3.5k 27.95
Equus Total Return (EQS) 0.0 $78k 39k 1.99
RMR Asia Pacific Real Estate Fund 0.0 $79k 4.4k 17.95
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $98k 8.7k 11.28
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $83k 6.6k 12.67
Putnam Managed Municipal Income Trust (PMM) 0.0 $75k 11k 6.95
Putnam Municipal Opportunities Trust (PMO) 0.0 $83k 7.2k 11.46
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $83k 6.5k 12.86
Mainstay Definedterm Mn Opp (MMD) 0.0 $88k 4.5k 19.72
Dreyfus Mun Bd Infrastructure 0.0 $72k 5.8k 12.47
Sprott Physical Gold & S (CEF) 0.0 $93k 8.0k 11.62
Eli Lilly & Co. (LLY) 0.0 $64k 600.00 106.67
Sony Corporation (SONY) 0.0 $64k 1.1k 60.72
Novartis (NVS) 0.0 $43k 500.00 86.00
Baidu (BIDU) 0.0 $46k 201.00 228.86
Enzo Biochem (ENZ) 0.0 $52k 13k 4.12
Asa (ASA) 0.0 $44k 5.0k 8.78
iShares Barclays TIPS Bond Fund (TIP) 0.0 $45k 410.00 109.76
Gabelli Dividend & Income Trust (GDV) 0.0 $70k 2.9k 24.04
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $60k 4.6k 13.07
Central Europe and Russia Fund (CEE) 0.0 $43k 1.8k 24.12
MFS High Yield Municipal Trust (CMU) 0.0 $50k 11k 4.51
Asia Pacific Fund 0.0 $56k 4.2k 13.49
Delaware Inv Mn Mun Inc Fd I 0.0 $51k 4.3k 11.94
Clearbridge Amern Energ M 0.0 $60k 7.7k 7.83
Royce Global Value Tr (RGT) 0.0 $43k 4.1k 10.48
Tekla Life Sciences sh ben int (HQL) 0.0 $55k 2.7k 20.58
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $56k 3.0k 18.52
ICICI Bank (IBN) 0.0 $41k 4.8k 8.59
BioMarin Pharmaceutical (BMRN) 0.0 $20k 205.00 97.56
Incyte Corporation (INCY) 0.0 $17k 242.00 70.25
General Electric Company 0.0 $30k 2.7k 11.27
Diageo (DEO) 0.0 $39k 276.00 141.30
Schlumberger (SLB) 0.0 $16k 269.00 59.48
United States Oil Fund 0.0 $16k 1.0k 16.00
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $32k 5.1k 6.22
Banco Itau Holding Financeira (ITUB) 0.0 $27k 2.5k 10.90
British American Tobac (BTI) 0.0 $18k 394.00 45.69
Celgene Corporation 0.0 $27k 300.00 90.00
Suncor Energy (SU) 0.0 $31k 799.00 38.80
Gabelli Equity Trust (GAB) 0.0 $32k 4.9k 6.53
Liberty All-Star Equity Fund (USA) 0.0 $29k 4.3k 6.81
Morgan Stanley Asia Pacific Fund 0.0 $25k 1.5k 16.64
Liberty All-Star Growth Fund (ASG) 0.0 $31k 4.8k 6.44
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $16k 1.3k 12.30
Western Asset Vrble Rate Strtgc Fnd 0.0 $22k 1.3k 16.82
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $38k 4.0k 9.55
Nuveen Core Equity Alpha Fund (JCE) 0.0 $38k 2.4k 15.71
Tortoise MLP Fund 0.0 $19k 1.2k 16.32
Eaton Vance Calif Mun Bd 0.0 $40k 3.9k 10.31
Pimco NY Muni Income Fund II (PNI) 0.0 $28k 2.5k 11.41
RENN Global Entrepreneurs Fund (RCG) 0.0 $41k 23k 1.79
Latin American Discovery Fund 0.0 $29k 2.6k 11.18
THE GDL FUND Closed-End fund (GDL) 0.0 $38k 4.2k 9.11
Manning & Napier Inc cl a 0.0 $30k 10k 3.00
Karyopharm Therapeutics (KPTI) 0.0 $26k 1.5k 17.33
Goldman Sachs Mlp Inc Opp 0.0 $28k 3.1k 9.18
Inovio Pharmaceuticals 0.0 $28k 5.0k 5.60
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $38k 1.6k 23.72
Equinix (EQIX) 0.0 $26k 60.00 433.33
Virtus Total Return Fund cf 0.0 $28k 2.7k 10.44
Legg Mason Bw Global Income (BWG) 0.0 $40k 3.7k 10.93
China Petroleum & Chemical 0.0 $7.0k 70.00 100.00
Melco Crown Entertainment (MLCO) 0.0 $8.0k 389.00 20.57
SK Tele 0.0 $6.0k 224.00 26.79
Vale (VALE) 0.0 $8.0k 527.00 15.18
HSBC Holdings (HSBC) 0.0 $5.0k 124.00 40.32
Taiwan Semiconductor Mfg (TSM) 0.0 $5.0k 121.00 41.32
Microsoft Corporation (MSFT) 0.0 $14k 121.00 115.70
JPMorgan Chase & Co. (JPM) 0.0 $11k 98.00 112.24
American Express Company (AXP) 0.0 $9.0k 87.00 103.45
PNC Financial Services (PNC) 0.0 $8.0k 59.00 135.59
Exxon Mobil Corporation (XOM) 0.0 $6.0k 73.00 82.19
McDonald's Corporation (MCD) 0.0 $11k 66.00 166.67
Wal-Mart Stores (WMT) 0.0 $9.0k 91.00 98.90
Waste Management (WM) 0.0 $6.0k 65.00 92.31
Home Depot (HD) 0.0 $9.0k 45.00 200.00
Johnson & Johnson (JNJ) 0.0 $8.0k 59.00 135.59
Pfizer (PFE) 0.0 $10k 233.00 42.92
Walt Disney Company (DIS) 0.0 $8.0k 68.00 117.65
3M Company (MMM) 0.0 $6.0k 29.00 206.90
Northrop Grumman Corporation (NOC) 0.0 $7.0k 22.00 318.18
Travelers Companies (TRV) 0.0 $5.0k 40.00 125.00
Automatic Data Processing (ADP) 0.0 $7.0k 44.00 159.09
Verizon Communications (VZ) 0.0 $6.0k 117.00 51.28
Koninklijke Philips Electronics NV (PHG) 0.0 $11k 231.00 47.62
Raytheon Company 0.0 $12k 59.00 203.39
Apple (AAPL) 0.0 $14k 64.00 218.75
Credit Suisse Group 0.0 $7.0k 477.00 14.68
International Business Machines (IBM) 0.0 $8.0k 50.00 160.00
Pepsi (PEP) 0.0 $11k 95.00 115.79
Sanofi-Aventis SA (SNY) 0.0 $8.0k 173.00 46.24
Stryker Corporation (SYK) 0.0 $9.0k 50.00 180.00
Unilever 0.0 $10k 175.00 57.14
United Technologies Corporation 0.0 $6.0k 45.00 133.33
UnitedHealth (UNH) 0.0 $11k 43.00 255.81
American Electric Power Company (AEP) 0.0 $6.0k 83.00 72.29
Mitsubishi UFJ Financial (MUFG) 0.0 $9.0k 1.5k 6.09
Canadian Natural Resources (CNQ) 0.0 $7.0k 211.00 33.18
TJX Companies (TJX) 0.0 $6.0k 58.00 103.45
Accenture (ACN) 0.0 $7.0k 43.00 162.79
Sap (SAP) 0.0 $7.0k 56.00 125.00
Visa (V) 0.0 $12k 82.00 146.34
Ctrip.com International 0.0 $5.0k 123.00 40.65
New Oriental Education & Tech 0.0 $10k 132.00 75.76
BHP Billiton (BHP) 0.0 $7.0k 140.00 50.00
Intuit (INTU) 0.0 $6.0k 26.00 230.77
MVC Capital 0.0 $13k 1.4k 9.57
Prudential Public Limited Company (PUK) 0.0 $8.0k 168.00 47.62
Abb (ABBNY) 0.0 $5.0k 226.00 22.12
Banco Bradesco SA (BBD) 0.0 $5.0k 682.00 7.33
ING Groep (ING) 0.0 $7.0k 578.00 12.11
Bk Nova Cad (BNS) 0.0 $5.0k 81.00 61.73
Tor Dom Bk Cad (TD) 0.0 $8.0k 133.00 60.15
Simon Property (SPG) 0.0 $6.0k 34.00 176.47
Embraer S A (ERJ) 0.0 $7.0k 337.00 20.77
Morgan Stanley Emerging Markets Fund 0.0 $11k 716.00 15.36
Nuveen Senior Income Fund 0.0 $9.0k 1.4k 6.43
Pioneer Municipal High Income Advantage (MAV) 0.0 $999.600000 105.00 9.52
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $1.0k 100.00 10.00
New Ireland Fund 0.0 $11k 1.1k 10.15
Asml Holding (ASML) 0.0 $6.0k 30.00 200.00
Zoetis Inc Cl A (ZTS) 0.0 $8.0k 85.00 94.12
Gw Pharmaceuticals Plc ads 0.0 $7.0k 41.00 170.73
Orange Sa (ORAN) 0.0 $5.0k 321.00 15.58
Allegion Plc equity (ALLE) 0.0 $7.0k 75.00 93.33
Gabelli mutual funds - (GGZ) 0.0 $13k 1.0k 12.43
Alibaba Group Holding (BABA) 0.0 $10k 60.00 166.67
Fortress Biotech 0.0 $4.0k 2.7k 1.46
Chubb (CB) 0.0 $8.0k 63.00 126.98
Coca Cola European Partners (CCEP) 0.0 $10k 230.00 43.48
Technipfmc (FTI) 0.0 $13k 409.00 31.78
National Grid (NGG) 0.0 $8.0k 148.00 54.05
Dowdupont 0.0 $7.0k 116.00 60.34
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $14k 998.00 14.03
Proshares Short Vix St Futur etf (SVXY) 0.0 $14k 244.00 57.38