Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of March 31, 2017

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 296 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Boulder Growth & Income Fund (STEW) 6.9 $16M 1.7M 9.30
Nexpoint Credit Strategies Fund (NXDT) 6.3 $14M 623k 22.90
Blackrock Science & (BST) 5.3 $12M 571k 21.16
Tekla Healthcare Opportunit (THQ) 3.9 $8.8M 506k 17.40
Central Securities (CET) 3.4 $7.7M 323k 23.96
Adams Express Company (ADX) 3.3 $7.6M 553k 13.75
Herzfeld Caribbean Basin (HERZ) 2.9 $6.5M 915k 7.08
Tekla World Healthcare Fd ben int (THW) 2.9 $6.5M 451k 14.35
Alpine Total Dyn Fd New cefs 2.6 $6.0M 724k 8.26
Liberty All-Star Equity Fund (USA) 2.5 $5.7M 1.1M 5.46
General American Investors (GAM) 2.0 $4.5M 134k 33.51
MasTec (MTZ) 1.9 $4.3M 107k 40.05
Tri-Continental Corporation (TY) 1.9 $4.3M 185k 23.12
Petroleum & Res Corp Com cef (PEO) 1.9 $4.2M 217k 19.42
Royal Caribbean Cruises (RCL) 1.8 $4.1M 41k 98.11
Tortoise Pipeline & Energy 1.7 $3.9M 184k 21.12
Copa Holdings Sa-class A (CPA) 1.6 $3.6M 32k 112.26
Alpine Global Dynamic 1.4 $3.1M 320k 9.76
First Tr Dynamic Europe Eqt 1.3 $3.1M 177k 17.26
Norwegian Cruise Line Hldgs (NCLH) 1.3 $2.9M 58k 50.72
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.3 $2.9M 29k 101.63
Royce Value Trust (RVT) 1.2 $2.8M 200k 14.00
Japan Equity Fund ietf (JEQ) 1.2 $2.7M 340k 7.96
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.1 $2.6M 256k 9.99
Lennar Corporation (LEN) 1.1 $2.5M 50k 51.19
Carnival Corporation (CCL) 1.1 $2.4M 41k 58.91
Seaboard Corporation (SEB) 1.1 $2.4M 585.00 4169.23
Source Capital 1.0 $2.3M 62k 37.55
Avenue Income Cr Strat 1.0 $2.2M 158k 13.96
New Germany Fund (GF) 0.9 $2.2M 146k 14.77
Cemex SAB de CV (CX) 0.9 $2.1M 236k 9.07
First Tr Energy Infrastrctr 0.9 $2.1M 111k 19.30
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.9 $2.0M 233k 8.69
RMR Asia Pacific Real Estate Fund 0.9 $2.0M 97k 21.00
Japan Smaller Capitalizaion Fund (JOF) 0.8 $1.9M 179k 10.84
Avianca Holdings Sa 0.8 $1.7M 222k 7.71
Watsco, Incorporated (WSO) 0.7 $1.5M 11k 143.21
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.5M 130k 11.65
Allianzgi Nfj Divid Int Prem S cefs 0.7 $1.5M 116k 12.89
Cohen & Steers infrastucture Fund (UTF) 0.6 $1.4M 67k 21.55
Spirit Airlines 0.6 $1.4M 26k 53.08
Diversified Real Asset Inc F 0.6 $1.3M 76k 17.35
Fomento Economico Mexicano SAB (FMX) 0.6 $1.3M 15k 88.50
Tortoise Pwr & Energy 0.6 $1.3M 58k 21.99
BlackRock Credit All Inc Trust IV (BTZ) 0.6 $1.3M 97k 13.16
Popular (BPOP) 0.5 $1.2M 30k 40.73
Apollo Tactical Income Fd In (AIF) 0.5 $1.2M 71k 16.47
Guggenheim Enhanced Equity Income Fund. 0.5 $1.1M 135k 8.08
Nextera Energy (NEE) 0.5 $1.1M 8.3k 128.34
Marriott Vacations Wrldwde Cp (VAC) 0.5 $1.1M 11k 99.95
Cohen & Steers Mlp Fund 0.5 $1.1M 95k 11.21
Special Opportunities Fund (SPE) 0.5 $1.0M 71k 14.61
Gabelli Dividend & Income Trust (GDV) 0.5 $1.0M 49k 20.86
Virtus Global Divid Income F (ZTR) 0.4 $945k 81k 11.74
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.4 $857k 83k 10.30
Doubleline Income Solutions (DSL) 0.4 $853k 43k 20.07
Atn Intl (ATNI) 0.4 $844k 12k 70.40
Bancolombia 0.3 $789k 20k 39.89
First Tr High Income L/s (FSD) 0.3 $788k 47k 16.66
Zweig Fund 0.3 $803k 72k 11.11
Salient Midstream & M 0.3 $750k 56k 13.37
Grupo Televisa (TV) 0.3 $737k 28k 25.95
Empire St Rlty Tr Inc cl a (ESRT) 0.3 $700k 34k 20.65
Liberty All-Star Growth Fund (ASG) 0.3 $682k 150k 4.54
Neuberger Berman Mlp Income (NML) 0.3 $682k 67k 10.12
Martin Marietta Materials (MLM) 0.3 $655k 3.0k 218.33
America Movil Sab De Cv spon adr l 0.3 $633k 45k 14.16
Vulcan Materials Company (VMC) 0.3 $602k 5.0k 120.40
Vanguard Short-Term Bond ETF (BSV) 0.2 $566k 7.1k 79.72
Morgan Stanley China A Share Fund (CAF) 0.2 $559k 29k 19.22
Pioneer Municipal High Income Trust (MHI) 0.2 $552k 48k 11.62
Aberdeen Latin Amer Eqty 0.2 $520k 22k 23.52
Korea (KF) 0.2 $494k 13k 36.85
shares First Bancorp P R (FBP) 0.2 $509k 90k 5.65
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $503k 10k 50.30
Nuveen Multi-mkt Inc Income (JMM) 0.2 $497k 67k 7.38
Stonegate Bk Ft Lauderdale 0.2 $471k 10k 47.10
Taiwan Fund (TWN) 0.2 $471k 26k 18.25
Nuveen Equity Premium Income Fund (BXMX) 0.2 $446k 34k 13.26
Advent/Claymore Enhanced Growth & Income 0.2 $449k 53k 8.44
Freeport-McMoRan Copper & Gold (FCX) 0.2 $428k 32k 13.38
Templeton Dragon Fund (TDF) 0.2 $435k 23k 18.80
iShares Dow Jones US Medical Dev. (IHI) 0.2 $432k 2.9k 151.58
LMP Capital and Income Fund (SCD) 0.2 $409k 29k 14.23
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $416k 38k 10.99
Livanova Plc Ord (LIVN) 0.2 $408k 8.3k 48.98
Mexico Equity and Income Fund (MXE) 0.2 $381k 35k 10.85
Evertec (EVTC) 0.2 $376k 24k 15.90
Grupo Aeroportuario del Sureste (ASR) 0.2 $364k 2.1k 173.33
Macquarie Global Infr Total Rtrn Fnd 0.2 $365k 16k 22.84
Clearbridge Amern Energ M 0.2 $370k 37k 9.93
Sprott Focus Tr (FUND) 0.2 $362k 49k 7.43
Franklin Templeton (FTF) 0.1 $343k 29k 11.97
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $343k 31k 11.17
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $348k 25k 14.21
Nuveen Global High (JGH) 0.1 $325k 20k 16.48
Western Union Company (WU) 0.1 $285k 14k 20.36
Fresh Del Monte Produce (FDP) 0.1 $296k 5.0k 59.20
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $303k 23k 13.37
Pioneer Municipal High Income Advantage (MAV) 0.1 $301k 27k 10.98
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $297k 26k 11.51
Era 0.1 $285k 22k 13.25
Dreyfus Mun Bd Infrastructure 0.1 $305k 24k 12.69
Aberdn Emring Mkts Telecomtions 0.1 $279k 21k 13.05
Kayne Anderson MLP Investment (KYN) 0.1 $269k 13k 20.58
Nuveen Select Tax Free Incom Portfolio 2 0.1 $273k 20k 13.42
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $249k 18k 14.03
Tahoe Resources 0.1 $256k 32k 8.03
Blackrock Multi-sector Incom other (BIT) 0.1 $250k 14k 17.31
Archer Daniels Midland Company (ADM) 0.1 $230k 5.0k 46.00
Alliance California Municipal Income Fun 0.1 $233k 18k 13.31
Eaton Vance N Y Mun Bd Fd Ii 0.1 $236k 20k 11.80
Mexico Fund (MXF) 0.1 $219k 13k 16.41
Cushing Renaissance 0.1 $238k 13k 18.44
Norfolk Southern (NSC) 0.1 $216k 1.9k 112.03
Blackstone Gso Strategic (BGB) 0.1 $198k 13k 15.86
Singapore Fund 0.1 $196k 18k 10.69
3M Company (MMM) 0.1 $188k 981.00 191.64
Merck & Co (MRK) 0.1 $172k 2.7k 63.68
iShares NASDAQ Biotechnology Index (IBB) 0.1 $176k 600.00 293.33
Morgan Stanley Asia Pacific Fund 0.1 $173k 11k 15.33
Thai Fund 0.1 $174k 20k 8.58
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $181k 14k 13.35
Eaton Vance California Mun. Income Trust (CEV) 0.1 $184k 15k 12.28
MFS Investment Grade Municipal Trust (CXH) 0.1 $185k 19k 9.66
Goldman Sachs (GS) 0.1 $160k 695.00 230.22
UnitedHealth (UNH) 0.1 $153k 935.00 163.64
Teekay Lng Partners 0.1 $168k 9.6k 17.52
Nuveen Muni Value Fund (NUV) 0.1 $166k 17k 9.76
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $167k 17k 9.81
Seacor Holdings 0.1 $138k 2.0k 69.00
McDonald's Corporation (MCD) 0.1 $140k 1.1k 129.39
Home Depot (HD) 0.1 $144k 980.00 146.94
Johnson & Johnson (JNJ) 0.1 $127k 1.0k 125.00
Gilead Sciences (GILD) 0.1 $136k 2.0k 68.00
Equus Total Return (EQS) 0.1 $134k 54k 2.49
Blackrock Muni Intermediate Drtn Fnd 0.1 $133k 9.6k 13.88
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $137k 10k 13.70
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $136k 16k 8.63
Cushing Mlp Total Return Fd Com New cef 0.1 $138k 9.9k 13.94
JPMorgan Chase & Co. (JPM) 0.1 $115k 1.3k 88.06
Walt Disney Company (DIS) 0.1 $120k 1.1k 112.99
Morgan Stanley India Investment Fund (IIF) 0.1 $116k 3.7k 31.57
Boeing Company (BA) 0.1 $125k 707.00 176.80
Amgen (AMGN) 0.1 $115k 700.00 164.29
International Business Machines (IBM) 0.1 $123k 709.00 173.48
United Technologies Corporation 0.1 $122k 1.1k 112.55
Gabelli Global Multimedia Trust (GGT) 0.1 $124k 15k 8.04
Central Fd Cda Ltd cl a 0.1 $103k 8.0k 12.88
TCW Strategic Income Fund (TSI) 0.1 $119k 22k 5.41
Calamos Global Dynamic Income Fund (CHW) 0.1 $115k 15k 7.77
Nuveen Tax-Advantaged Dividend Growth 0.1 $115k 7.7k 15.00
Aberdeen Indonesia Fund 0.1 $123k 17k 7.23
Clearbridge Energy M 0.1 $122k 8.9k 13.67
Ares Dynamic Cr Allocation (ARDC) 0.1 $106k 6.6k 16.07
Royce Global Value Tr (RGT) 0.1 $125k 14k 8.77
Special Opp 3.5% Pfd Conv 0.1 $112k 4.4k 25.47
Brookfield Real Assets Incom shs ben int (RA) 0.1 $113k 4.9k 22.87
Microsoft Corporation (MSFT) 0.0 $90k 1.4k 66.13
American Express Company (AXP) 0.0 $95k 1.2k 79.23
Exxon Mobil Corporation (XOM) 0.0 $92k 1.1k 81.85
Wal-Mart Stores (WMT) 0.0 $92k 1.3k 72.38
Bristol Myers Squibb (BMY) 0.0 $92k 1.7k 54.12
Travelers Companies (TRV) 0.0 $84k 697.00 120.52
E.I. du Pont de Nemours & Company 0.0 $101k 1.3k 80.41
Apple (AAPL) 0.0 $100k 696.00 143.68
Procter & Gamble Company (PG) 0.0 $102k 1.1k 89.95
Celgene Corporation 0.0 $100k 800.00 125.00
PriceSmart (PSMT) 0.0 $92k 1.0k 92.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $91k 6.4k 14.33
RENN Global Entrepreneurs Fund (RCG) 0.0 $96k 74k 1.30
New Ireland Fund 0.0 $98k 7.7k 12.68
Nuveen Flexible Invt Income 0.0 $88k 5.2k 16.90
Inovio Pharmaceuticals 0.0 $99k 15k 6.60
Vale (VALE) 0.0 $62k 6.5k 9.55
ICICI Bank (IBN) 0.0 $71k 8.2k 8.63
Caterpillar (CAT) 0.0 $65k 703.00 92.46
Coca-Cola Company (KO) 0.0 $65k 1.5k 42.26
Pfizer (PFE) 0.0 $68k 2.0k 34.02
Sony Corporation (SONY) 0.0 $73k 2.2k 33.70
Chevron Corporation (CVX) 0.0 $77k 713.00 107.99
General Electric Company 0.0 $71k 2.4k 29.89
Intel Corporation (INTC) 0.0 $68k 1.9k 35.85
Verizon Communications (VZ) 0.0 $70k 1.4k 48.75
Visa (V) 0.0 $61k 691.00 88.28
Asa (ASA) 0.0 $60k 5.0k 12.00
China Fund (CHN) 0.0 $58k 3.5k 16.57
European Equity Fund (EEA) 0.0 $78k 9.4k 8.34
MFS Charter Income Trust (MCR) 0.0 $61k 7.1k 8.64
Nuveen Core Equity Alpha Fund (JCE) 0.0 $66k 4.8k 13.83
Aberdeen Israel Fund 0.0 $62k 3.6k 17.46
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $76k 5.7k 13.33
Asia Pacific Fund 0.0 $63k 5.2k 12.23
Aberdeen Chile Fund (AEF) 0.0 $76k 11k 6.93
Karyopharm Therapeutics 0.0 $63k 4.9k 12.94
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $68k 3.0k 22.67
China Petroleum & Chemical 0.0 $38k 466.00 81.55
MasterCard Incorporated (MA) 0.0 $41k 366.00 112.02
U.S. Bancorp (USB) 0.0 $43k 831.00 51.74
Abbott Laboratories (ABT) 0.0 $55k 1.2k 44.04
BioMarin Pharmaceutical (BMRN) 0.0 $35k 400.00 87.50
Eli Lilly & Co. (LLY) 0.0 $50k 600.00 83.33
Koninklijke Philips Electronics NV (PHG) 0.0 $43k 1.3k 32.21
Nike (NKE) 0.0 $39k 692.00 56.36
Philip Morris International (PM) 0.0 $39k 348.00 112.07
Schlumberger (SLB) 0.0 $35k 449.00 77.95
American Electric Power Company (AEP) 0.0 $35k 528.00 66.29
Pampa Energia (PAM) 0.0 $39k 718.00 54.32
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $53k 6.9k 7.65
Banco Itau Holding Financeira (ITUB) 0.0 $41k 3.4k 12.04
MetLife (MET) 0.0 $55k 1.0k 52.88
British American Tobac (BTI) 0.0 $36k 546.00 65.93
BT 0.0 $47k 2.3k 20.24
Tor Dom Bk Cad (TD) 0.0 $39k 771.00 50.58
Simon Property (SPG) 0.0 $44k 253.00 173.91
AllianceBernstein Global Hgh Incm (AWF) 0.0 $38k 3.0k 12.67
Industries N shs - a - (LYB) 0.0 $40k 442.00 90.50
iShares Barclays TIPS Bond Fund (TIP) 0.0 $47k 410.00 114.63
Royce Micro Capital Trust (RMT) 0.0 $40k 4.8k 8.37
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $46k 7.5k 6.12
Central Europe and Russia Fund (CEE) 0.0 $37k 1.8k 20.80
Bancroft Fund (BCV) 0.0 $37k 1.7k 21.19
Clough Global Allocation Fun (GLV) 0.0 $40k 3.0k 13.33
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $36k 2.5k 14.20
Latin American Discovery Fund 0.0 $36k 3.4k 10.61
THE GDL FUND Closed-End fund (GDL) 0.0 $49k 5.0k 9.80
LEGG MASON BW GLOBAL Income 0.0 $49k 3.9k 12.68
Allianzgi Equity & Conv In 0.0 $39k 2.0k 19.50
Deutsche Multi-mkt Income Tr Shs cef 0.0 $41k 4.8k 8.63
Kraft Heinz (KHC) 0.0 $45k 498.00 90.36
Ferrari Nv Ord (RACE) 0.0 $36k 489.00 73.62
SK Tele 0.0 $26k 1.0k 24.79
Incyte Corporation (INCY) 0.0 $32k 242.00 132.23
Dominion Resources (D) 0.0 $34k 435.00 78.16
India Fund (IFN) 0.0 $25k 1.0k 25.00
Cisco Systems (CSCO) 0.0 $24k 703.00 34.14
AstraZeneca (AZN) 0.0 $18k 585.00 30.77
CVS Caremark Corporation (CVS) 0.0 $31k 389.00 79.69
Credit Suisse Group 0.0 $29k 2.0k 14.66
Diageo (DEO) 0.0 $34k 293.00 116.04
Occidental Petroleum Corporation (OXY) 0.0 $30k 470.00 63.83
Sanofi-Aventis SA (SNY) 0.0 $31k 682.00 45.45
Canadian Natural Resources (CNQ) 0.0 $33k 998.00 33.07
Shire 0.0 $27k 155.00 174.19
Sap (SAP) 0.0 $29k 292.00 99.32
MercadoLibre (MELI) 0.0 $17k 82.00 207.32
NetEase (NTES) 0.0 $32k 111.00 288.29
Estee Lauder Companies (EL) 0.0 $28k 326.00 85.89
Baidu (BIDU) 0.0 $30k 176.00 170.45
Ingersoll-rand Co Ltd-cl A 0.0 $31k 382.00 81.15
MVC Capital 0.0 $18k 2.0k 8.92
Prudential Public Limited Company (PUK) 0.0 $26k 605.00 42.98
Alexion Pharmaceuticals 0.0 $18k 152.00 118.42
Credicorp (BAP) 0.0 $31k 187.00 165.78
Gildan Activewear Inc Com Cad (GIL) 0.0 $26k 959.00 27.11
ING Groep (ING) 0.0 $23k 1.5k 14.97
Ladenburg Thalmann Financial Services 0.0 $25k 10k 2.50
Sensata Technologies Hldg Bv 0.0 $29k 660.00 43.94
Valeant Pharmaceuticals Int 0.0 $14k 1.3k 10.77
Gabelli Equity Trust (GAB) 0.0 $25k 4.2k 5.95
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $16k 656.00 24.39
Putnam High Income Securities Fund 0.0 $20k 2.4k 8.49
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $12k 1.3k 8.92
Dreyfus Municipal Income 0.0 $31k 3.4k 9.01
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $27k 1.5k 18.46
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $15k 1.0k 14.42
Swiss Helvetia Fund (SWZ) 0.0 $27k 2.3k 11.66
Asia Tigers Fund 0.0 $23k 2.0k 11.50
Delaware Investments Dividend And Income 0.0 $27k 2.6k 10.29
Morgan Stanley income sec 0.0 $28k 1.6k 18.01
Oxford Lane Cap Corp (OXLC) 0.0 $33k 3.0k 11.00
Trust Spanish (SBSAA) 0.0 $24k 32k 0.74
Asml Holding (ASML) 0.0 $27k 200.00 135.00
Gw Pharmaceuticals Plc ads 0.0 $24k 201.00 119.40
Allegion Plc equity (ALLE) 0.0 $29k 386.00 75.13
Aberdeen Gtr China 0.0 $21k 2.0k 10.50
Goldman Sachs Mlp Inc Opp 0.0 $15k 1.5k 10.34
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $30k 1.5k 20.65
Cornerstone Strategic Value (CLM) 0.0 $15k 898.00 16.70
Chubb (CB) 0.0 $34k 246.00 138.21
Coca Cola European Partners (CCEP) 0.0 $32k 842.00 38.00
Veon 0.0 $23k 5.6k 4.13
United States Oil Fund 0.0 $11k 1.0k 11.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $3.0k 250.00 12.00
Morgan Stanley Emerging Markets Fund 0.0 $11k 716.00 15.36
Nuveen Diversified Dividend & Income 0.0 $4.0k 309.00 12.94
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $4.0k 250.00 16.00
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $3.0k 200.00 15.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $3.0k 234.00 12.82
Cohen and Steers Global Income Builder 0.0 $6.0k 635.00 9.45
Wendy's/arby's Group (WEN) 0.0 $1.0k 42.00 23.81
Gabelli mutual funds - (GGZ) 0.0 $8.0k 700.00 11.43
Dws Strategic Income Trust 0.0 $5.0k 400.00 12.50
Tekla Life Sciences sh ben int (HQL) 0.0 $1.0k 67.00 14.93
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $1.0k 10.00 100.00
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $5.0k 300.00 16.67