Tiaa as of Dec. 31, 2019
Portfolio Holdings for Tiaa
Tiaa holds 292 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 15.6 | $3.3B | 50M | 65.24 | |
| iShares Russell Midcap Value Index (IWS) | 7.8 | $1.6B | 17M | 94.77 | |
| Ishares Inc core msci emkt (IEMG) | 6.6 | $1.4B | 26M | 53.76 | |
| iShares Russell Midcap Growth Idx. (IWP) | 5.7 | $1.2B | 7.8M | 152.58 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 4.1 | $859M | 14M | 62.28 | |
| Vanguard Europe Pacific ETF (VEA) | 4.0 | $842M | 19M | 44.06 | |
| iShares Russell 1000 Growth Index (IWF) | 3.4 | $716M | 4.1M | 175.92 | |
| Vanguard Mid-Cap ETF (VO) | 3.0 | $636M | 3.6M | 178.18 | |
| iShares Russell 1000 Value Index (IWD) | 2.9 | $595M | 4.4M | 136.48 | |
| Vanguard Growth ETF (VUG) | 2.8 | $574M | 3.2M | 182.17 | |
| Vanguard Value ETF (VTV) | 2.6 | $550M | 4.6M | 119.85 | |
| iShares Russell Midcap Index Fund (IWR) | 2.1 | $437M | 7.3M | 59.62 | |
| iShares Lehman Aggregate Bond (AGG) | 1.9 | $391M | 3.5M | 112.37 | |
| Vanguard Scottsdale Fds vng rus1000grw (VONG) | 1.8 | $378M | 2.1M | 180.93 | |
| iShares Russell 2000 Growth Index (IWO) | 1.7 | $360M | 1.7M | 214.22 | |
| iShares Russell 2000 Value Index (IWN) | 1.5 | $314M | 2.4M | 128.58 | |
| SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) | 1.5 | $314M | 10M | 30.84 | |
| Vanguard Emerging Markets ETF (VWO) | 1.5 | $311M | 7.0M | 44.47 | |
| Vanguard Mid-Cap Value ETF (VOE) | 1.4 | $295M | 2.5M | 119.19 | |
| Flexshares Tr qualt divd idx (QDF) | 1.4 | $287M | 5.9M | 48.48 | |
| Vanguard S&p 500 Etf idx (VOO) | 1.4 | $281M | 950k | 295.80 | |
| Vanguard Russell 1000 Value Et (VONV) | 1.1 | $230M | 1.9M | 119.85 | |
| iShares S&P 500 Index (IVV) | 1.1 | $224M | 692k | 323.24 | |
| Vanguard Small-Cap ETF (VB) | 0.9 | $198M | 1.2M | 165.64 | |
| iShares Russell 1000 Index (IWB) | 0.9 | $192M | 1.1M | 178.42 | |
| iShares Russell 2000 Index (IWM) | 0.9 | $182M | 1.1M | 165.67 | |
| Apple (AAPL) | 0.9 | $182M | 619k | 293.65 | |
| Spdr S&p 500 Etf (SPY) | 0.8 | $163M | 506k | 321.86 | |
| Vanguard Total Stock Market ETF (VTI) | 0.7 | $143M | 874k | 163.62 | |
| iShares S&P MidCap 400 Index (IJH) | 0.7 | $138M | 671k | 205.82 | |
| Vanguard Mid-Cap Growth ETF (VOT) | 0.6 | $128M | 807k | 158.78 | |
| Microsoft Corporation (MSFT) | 0.6 | $125M | 790k | 157.70 | |
| Alerian Mlp Etf | 0.5 | $104M | 12M | 8.50 | |
| JPMorgan Chase & Co. (JPM) | 0.4 | $86M | 613k | 139.40 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.4 | $82M | 595k | 137.07 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.4 | $81M | 714k | 113.91 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.3 | $70M | 1.0M | 69.44 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $71M | 53k | 1339.40 | |
| Amazon (AMZN) | 0.3 | $67M | 36k | 1847.84 | |
| Berkshire Hathaway (BRK.B) | 0.3 | $62M | 274k | 226.50 | |
| Johnson & Johnson (JNJ) | 0.3 | $54M | 373k | 145.87 | |
| Vanguard Small-Cap Growth ETF (VBK) | 0.2 | $53M | 265k | 198.70 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.2 | $50M | 590k | 83.85 | |
| Procter & Gamble Company (PG) | 0.2 | $45M | 364k | 124.90 | |
| At&t (T) | 0.2 | $43M | 1.1M | 39.08 | |
| Boeing Company (BA) | 0.2 | $44M | 135k | 325.76 | |
| Vanguard REIT ETF (VNQ) | 0.2 | $43M | 463k | 92.79 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $41M | 127k | 324.87 | |
| Pepsi (PEP) | 0.2 | $43M | 312k | 136.67 | |
| UnitedHealth (UNH) | 0.2 | $39M | 132k | 293.98 | |
| Ishares Tr 0-5yr invt gr cp (SLQD) | 0.2 | $39M | 763k | 51.04 | |
| Bank of America Corporation (BAC) | 0.2 | $37M | 1.0M | 35.22 | |
| Home Depot (HD) | 0.2 | $38M | 175k | 218.38 | |
| Merck & Co (MRK) | 0.2 | $38M | 413k | 90.95 | |
| Visa (V) | 0.2 | $37M | 196k | 187.90 | |
| iShares Russell 3000 Index (IWV) | 0.2 | $37M | 195k | 188.49 | |
| Facebook Inc cl a (META) | 0.2 | $38M | 186k | 205.25 | |
| Nushares Etf Tr a (NULG) | 0.2 | $37M | 883k | 41.44 | |
| Nushares Etf Tr a (NULV) | 0.2 | $38M | 1.2M | 32.80 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $36M | 511k | 69.78 | |
| Alphabet Inc Class C cs (GOOG) | 0.2 | $36M | 27k | 1337.04 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $34M | 766k | 44.87 | |
| Abbott Laboratories (ABT) | 0.2 | $33M | 376k | 86.86 | |
| Chevron Corporation (CVX) | 0.2 | $33M | 276k | 120.51 | |
| United Technologies Corporation | 0.2 | $34M | 229k | 149.76 | |
| Ishares Tr rus200 grw idx (IWY) | 0.2 | $34M | 347k | 96.58 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $32M | 96k | 329.81 | |
| Honeywell International (HON) | 0.1 | $30M | 171k | 177.00 | |
| Ishares Tr rus200 val idx (IWX) | 0.1 | $30M | 520k | 58.51 | |
| Abbvie (ABBV) | 0.1 | $32M | 357k | 88.54 | |
| MasterCard Incorporated (MA) | 0.1 | $29M | 98k | 298.59 | |
| Vanguard Large-Cap ETF (VV) | 0.1 | $30M | 203k | 147.84 | |
| Pfizer (PFE) | 0.1 | $28M | 714k | 39.18 | |
| Walt Disney Company (DIS) | 0.1 | $26M | 181k | 144.63 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.1 | $27M | 235k | 114.56 | |
| PIMCO 1-5 Year US TIPS Index Fund (STPZ) | 0.1 | $25M | 472k | 52.37 | |
| Coca-Cola Company (KO) | 0.1 | $23M | 418k | 55.35 | |
| Bristol Myers Squibb (BMY) | 0.1 | $24M | 366k | 64.19 | |
| Vanguard Utilities ETF (VPU) | 0.1 | $24M | 166k | 142.89 | |
| 3M Company (MMM) | 0.1 | $20M | 114k | 176.42 | |
| Nike (NKE) | 0.1 | $20M | 196k | 101.31 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.1 | $21M | 238k | 87.94 | |
| Comcast Corporation (CMCSA) | 0.1 | $19M | 426k | 44.97 | |
| Fidelity National Information Services (FIS) | 0.1 | $18M | 128k | 139.09 | |
| Cisco Systems (CSCO) | 0.1 | $19M | 386k | 47.96 | |
| Intel Corporation (INTC) | 0.1 | $18M | 302k | 59.85 | |
| Verizon Communications (VZ) | 0.1 | $19M | 305k | 61.40 | |
| Lowe's Companies (LOW) | 0.1 | $19M | 159k | 119.76 | |
| Entergy Corporation (ETR) | 0.1 | $18M | 150k | 119.80 | |
| Vanguard Information Technology ETF (VGT) | 0.1 | $18M | 75k | 244.84 | |
| Citigroup (C) | 0.1 | $20M | 246k | 79.89 | |
| Mondelez Int (MDLZ) | 0.1 | $19M | 348k | 55.08 | |
| McDonald's Corporation (MCD) | 0.1 | $17M | 87k | 197.61 | |
| Wells Fargo & Company (WFC) | 0.1 | $16M | 291k | 53.80 | |
| Target Corporation (TGT) | 0.1 | $18M | 138k | 128.21 | |
| Oracle Corporation (ORCL) | 0.1 | $16M | 309k | 52.98 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $17M | 212k | 80.61 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.1 | $17M | 143k | 116.99 | |
| American Tower Reit (AMT) | 0.1 | $17M | 72k | 229.82 | |
| Union Pacific Corporation (UNP) | 0.1 | $14M | 78k | 180.78 | |
| Amgen (AMGN) | 0.1 | $15M | 63k | 241.06 | |
| International Business Machines (IBM) | 0.1 | $15M | 111k | 134.04 | |
| iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) | 0.1 | $14M | 130k | 106.78 | |
| Servicenow (NOW) | 0.1 | $15M | 52k | 282.32 | |
| Nushares Etf Tr a (NUSC) | 0.1 | $14M | 451k | 31.16 | |
| Nushares Etf Tr Esg mid value (NUMV) | 0.1 | $15M | 500k | 30.22 | |
| Wal-Mart Stores (WMT) | 0.1 | $13M | 106k | 118.84 | |
| Eli Lilly & Co. (LLY) | 0.1 | $12M | 93k | 131.43 | |
| Travelers Companies (TRV) | 0.1 | $12M | 91k | 136.95 | |
| Boston Scientific Corporation (BSX) | 0.1 | $13M | 289k | 45.22 | |
| Ross Stores (ROST) | 0.1 | $12M | 103k | 116.42 | |
| ConocoPhillips (COP) | 0.1 | $13M | 197k | 65.03 | |
| American International (AIG) | 0.1 | $12M | 232k | 51.33 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $13M | 34k | 375.38 | |
| Duke Energy (DUK) | 0.1 | $13M | 147k | 91.21 | |
| Zoetis Inc Cl A (ZTS) | 0.1 | $14M | 102k | 132.35 | |
| Paypal Holdings (PYPL) | 0.1 | $12M | 109k | 108.17 | |
| Nushares Etf Tr Esg mid cap (NUMG) | 0.1 | $13M | 364k | 35.27 | |
| Vaneck Vectors J.p. Morgan Em Local Currency Bond Etf etf (EMLC) | 0.1 | $12M | 349k | 34.01 | |
| Truist Financial Corp equities (TFC) | 0.1 | $13M | 234k | 56.32 | |
| NVIDIA Corporation (NVDA) | 0.1 | $11M | 46k | 235.31 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $11M | 31k | 343.95 | |
| General Mills (GIS) | 0.1 | $9.6M | 179k | 53.56 | |
| Nextera Energy (NEE) | 0.1 | $9.7M | 40k | 242.16 | |
| Royal Dutch Shell | 0.1 | $10M | 176k | 58.98 | |
| Stryker Corporation (SYK) | 0.1 | $11M | 52k | 209.95 | |
| Accenture (ACN) | 0.1 | $11M | 52k | 210.56 | |
| Dover Corporation (DOV) | 0.1 | $11M | 99k | 115.26 | |
| Vanguard Intermediate-Term Bond ETF (BIV) | 0.1 | $9.6M | 110k | 87.22 | |
| iShares Gold Trust | 0.1 | $12M | 790k | 14.50 | |
| Dollar General (DG) | 0.1 | $9.8M | 63k | 155.97 | |
| Schwab Intl Small Cap Equity ETF (SCHC) | 0.1 | $9.9M | 286k | 34.65 | |
| Alibaba Group Holding (BABA) | 0.1 | $10M | 48k | 212.10 | |
| Anthem (ELV) | 0.1 | $10M | 34k | 302.03 | |
| Wisdomtree Continuous Commodity Index Fund etf | 0.1 | $9.6M | 509k | 18.79 | |
| Costco Wholesale Corporation (COST) | 0.0 | $7.4M | 25k | 293.94 | |
| Automatic Data Processing (ADP) | 0.0 | $8.0M | 47k | 170.51 | |
| Raytheon Company | 0.0 | $7.6M | 34k | 219.75 | |
| Becton, Dickinson and (BDX) | 0.0 | $7.7M | 28k | 271.96 | |
| Altria (MO) | 0.0 | $7.6M | 152k | 49.91 | |
| salesforce (CRM) | 0.0 | $9.2M | 57k | 162.64 | |
| Lam Research Corporation | 0.0 | $9.1M | 31k | 292.41 | |
| Technology SPDR (XLK) | 0.0 | $8.2M | 89k | 91.67 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $8.3M | 66k | 124.67 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.0 | $8.8M | 76k | 116.57 | |
| SPDR DJ Wilshire REIT (RWR) | 0.0 | $7.3M | 72k | 102.02 | |
| iShares Russell 3000 Growth Index (IUSG) | 0.0 | $7.9M | 117k | 67.64 | |
| SPDR Barclays Capital TIPS (SPIP) | 0.0 | $8.0M | 280k | 28.55 | |
| Prologis (PLD) | 0.0 | $7.4M | 84k | 89.14 | |
| Eaton (ETN) | 0.0 | $8.9M | 94k | 94.72 | |
| Crown Castle Intl (CCI) | 0.0 | $7.4M | 52k | 142.15 | |
| Chubb (CB) | 0.0 | $7.9M | 51k | 155.65 | |
| Fortive (FTV) | 0.0 | $8.1M | 106k | 76.39 | |
| Broadcom (AVGO) | 0.0 | $7.5M | 24k | 316.02 | |
| Invesco Qqq Trust Series 1 (QQQ) | 0.0 | $8.5M | 40k | 212.62 | |
| Cme (CME) | 0.0 | $5.8M | 29k | 200.72 | |
| American Express Company (AXP) | 0.0 | $6.2M | 50k | 124.49 | |
| CSX Corporation (CSX) | 0.0 | $5.4M | 75k | 72.36 | |
| Norfolk Southern (NSC) | 0.0 | $6.6M | 34k | 194.14 | |
| Dominion Resources (D) | 0.0 | $5.7M | 69k | 82.81 | |
| General Electric Company | 0.0 | $5.9M | 531k | 11.16 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $5.6M | 41k | 137.56 | |
| PPG Industries (PPG) | 0.0 | $5.3M | 40k | 133.48 | |
| Air Products & Chemicals (APD) | 0.0 | $6.2M | 27k | 234.99 | |
| Colgate-Palmolive Company (CL) | 0.0 | $5.4M | 79k | 68.84 | |
| Philip Morris International (PM) | 0.0 | $6.9M | 81k | 85.10 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $7.0M | 55k | 128.28 | |
| Danaher Corporation (DHR) | 0.0 | $6.3M | 41k | 153.49 | |
| Exelon Corporation (EXC) | 0.0 | $6.5M | 144k | 45.59 | |
| Illinois Tool Works (ITW) | 0.0 | $5.5M | 31k | 179.61 | |
| Concho Resources | 0.0 | $5.7M | 65k | 87.57 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.0 | $6.6M | 105k | 62.98 | |
| Financial Select Sector SPDR (XLF) | 0.0 | $6.5M | 212k | 30.78 | |
| Consumer Discretionary SPDR (XLY) | 0.0 | $5.4M | 43k | 125.41 | |
| Industries N shs - a - (LYB) | 0.0 | $6.0M | 63k | 94.48 | |
| SPDR MSCI ACWI ex-US (CWI) | 0.0 | $7.1M | 275k | 25.77 | |
| Vanguard Health Care ETF (VHT) | 0.0 | $6.4M | 33k | 191.74 | |
| stock | 0.0 | $5.5M | 37k | 149.78 | |
| S&p Global (SPGI) | 0.0 | $5.7M | 21k | 273.04 | |
| Dupont De Nemours (DD) | 0.0 | $6.5M | 101k | 64.20 | |
| L3harris Technologies (LHX) | 0.0 | $6.0M | 30k | 197.87 | |
| Crown Holdings (CCK) | 0.0 | $5.1M | 70k | 72.55 | |
| State Street Corporation (STT) | 0.0 | $3.7M | 47k | 79.10 | |
| U.S. Bancorp (USB) | 0.0 | $4.6M | 78k | 59.29 | |
| PNC Financial Services (PNC) | 0.0 | $3.6M | 23k | 159.62 | |
| Caterpillar (CAT) | 0.0 | $3.8M | 26k | 147.66 | |
| Waste Management (WM) | 0.0 | $3.6M | 32k | 113.95 | |
| Health Care SPDR (XLV) | 0.0 | $5.1M | 50k | 101.86 | |
| SYSCO Corporation (SYY) | 0.0 | $5.1M | 60k | 85.54 | |
| Analog Devices (ADI) | 0.0 | $4.2M | 36k | 118.84 | |
| CVS Caremark Corporation (CVS) | 0.0 | $4.7M | 64k | 74.29 | |
| Capital One Financial (COF) | 0.0 | $4.6M | 45k | 102.90 | |
| American Electric Power Company (AEP) | 0.0 | $3.5M | 37k | 94.51 | |
| Qualcomm (QCOM) | 0.0 | $3.9M | 44k | 88.23 | |
| TJX Companies (TJX) | 0.0 | $4.4M | 72k | 61.05 | |
| Southern Company (SO) | 0.0 | $3.2M | 51k | 63.71 | |
| Starbucks Corporation (SBUX) | 0.0 | $5.2M | 59k | 87.91 | |
| Marriott International (MAR) | 0.0 | $3.3M | 22k | 151.43 | |
| Industrial SPDR (XLI) | 0.0 | $3.9M | 48k | 81.47 | |
| Medicines Company | 0.0 | $5.2M | 61k | 84.94 | |
| iShares S&P 500 Growth Index (IVW) | 0.0 | $5.1M | 26k | 193.64 | |
| Utilities SPDR (XLU) | 0.0 | $4.3M | 66k | 64.63 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $4.9M | 58k | 84.64 | |
| Real Estate Select Sect Spdr (XLRE) | 0.0 | $3.6M | 93k | 38.67 | |
| Coca Cola European Partners (CCEP) | 0.0 | $5.0M | 98k | 50.88 | |
| Nutrien (NTR) | 0.0 | $3.7M | 78k | 47.91 | |
| Bioq Pharma Inc closely held | 0.0 | $3.3M | 825k | 4.00 | |
| BP (BP) | 0.0 | $1.7M | 46k | 37.74 | |
| Taiwan Semiconductor Mfg (TSM) | 0.0 | $1.4M | 24k | 58.08 | |
| Corning Incorporated (GLW) | 0.0 | $1.4M | 48k | 29.10 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $1.5M | 32k | 47.58 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $2.6M | 51k | 50.34 | |
| Lincoln National Corporation (LNC) | 0.0 | $1.2M | 20k | 58.99 | |
| Baxter International (BAX) | 0.0 | $2.0M | 24k | 83.60 | |
| Consolidated Edison (ED) | 0.0 | $3.0M | 33k | 90.48 | |
| AFLAC Incorporated (AFL) | 0.0 | $2.9M | 55k | 52.91 | |
| Morgan Stanley (MS) | 0.0 | $1.3M | 26k | 51.11 | |
| Emerson Electric (EMR) | 0.0 | $2.7M | 35k | 76.27 | |
| Xilinx | 0.0 | $2.1M | 22k | 97.78 | |
| AstraZeneca (AZN) | 0.0 | $1.2M | 23k | 49.86 | |
| Allstate Corporation (ALL) | 0.0 | $2.5M | 22k | 112.43 | |
| GlaxoSmithKline | 0.0 | $1.4M | 30k | 46.99 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $1.2M | 30k | 41.20 | |
| Gilead Sciences (GILD) | 0.0 | $2.5M | 38k | 64.99 | |
| EOG Resources (EOG) | 0.0 | $2.6M | 31k | 83.74 | |
| Novo Nordisk A/S (NVO) | 0.0 | $1.7M | 29k | 57.87 | |
| Public Service Enterprise (PEG) | 0.0 | $3.1M | 52k | 59.05 | |
| Xcel Energy (XEL) | 0.0 | $1.8M | 29k | 63.50 | |
| Applied Materials (AMAT) | 0.0 | $1.9M | 31k | 61.05 | |
| Fastenal Company (FAST) | 0.0 | $1.3M | 37k | 36.95 | |
| Delta Air Lines (DAL) | 0.0 | $1.9M | 32k | 58.49 | |
| Enbridge (ENB) | 0.0 | $1.4M | 36k | 39.77 | |
| Enterprise Products Partners (EPD) | 0.0 | $1.8M | 63k | 28.16 | |
| Southwest Airlines (LUV) | 0.0 | $1.2M | 22k | 53.96 | |
| Materials SPDR (XLB) | 0.0 | $2.9M | 47k | 61.42 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $1.9M | 35k | 53.74 | |
| Vanguard Total Bond Market ETF (BND) | 0.0 | $1.7M | 20k | 83.85 | |
| General Motors Company (GM) | 0.0 | $1.3M | 37k | 36.61 | |
| TechTarget | 0.0 | $3.0M | 113k | 26.10 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.0 | $2.8M | 30k | 93.72 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.0 | $1.8M | 24k | 72.68 | |
| Schwab U S Broad Market ETF (SCHB) | 0.0 | $1.6M | 21k | 76.88 | |
| Ishares Tr usa min vo (USMV) | 0.0 | $1.8M | 28k | 65.60 | |
| Phillips 66 (PSX) | 0.0 | $3.0M | 27k | 111.42 | |
| Freedom Bank Of Virginia | 0.0 | $1.5M | 140k | 10.45 | |
| Caredx (CDNA) | 0.0 | $1.3M | 59k | 21.58 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $2.3M | 39k | 58.96 | |
| Eversource Energy (ES) | 0.0 | $2.4M | 29k | 85.06 | |
| Hp (HPQ) | 0.0 | $1.1M | 55k | 20.54 | |
| Sprott Physical Gold & S (CEF) | 0.0 | $1.6M | 109k | 14.66 | |
| Select Sector Spdr Tr Communic etfeqty (XLC) | 0.0 | $1.8M | 34k | 53.64 | |
| Dow (DOW) | 0.0 | $1.9M | 35k | 54.72 | |
| Texas St-trans local govt fixed rate note | 0.0 | $2.9M | 2.9M | 1.02 | |
| Mahoning Cnty local govt fixed rate note | 0.0 | $2.0M | 2.0M | 1.01 | |
| Met Trans Auth local govt fixed rate note | 0.0 | $2.3M | 2.3M | 1.00 | |
| Huntington Bancshares Incorporated (HBAN) | 0.0 | $374k | 25k | 15.07 | |
| American Eagle Outfitters (AEO) | 0.0 | $455k | 31k | 14.69 | |
| Franklin Resources (BEN) | 0.0 | $576k | 22k | 25.98 | |
| National-Oilwell Var | 0.0 | $506k | 20k | 25.05 | |
| MDU Resources (MDU) | 0.0 | $638k | 22k | 29.73 | |
| Schlumberger (SLB) | 0.0 | $825k | 21k | 40.20 | |
| Ford Motor Company (F) | 0.0 | $373k | 40k | 9.30 | |
| CenterPoint Energy (CNP) | 0.0 | $762k | 28k | 27.28 | |
| Daktronics (DAKT) | 0.0 | $292k | 48k | 6.08 | |
| Energy Transfer Equity (ET) | 0.0 | $262k | 20k | 12.82 | |
| Home BancShares (HOMB) | 0.0 | $409k | 21k | 19.68 | |
| Halozyme Therapeutics (HALO) | 0.0 | $948k | 54k | 17.72 | |
| Ameres (AMRC) | 0.0 | $420k | 24k | 17.49 | |
| iShares S&P India Nifty 50 Index Fund (INDY) | 0.0 | $815k | 21k | 38.63 | |
| Tri-Continental Corporation (TY) | 0.0 | $653k | 23k | 28.21 | |
| Iteris (ITI) | 0.0 | $541k | 108k | 4.99 | |
| Whitestone REIT (WSR) | 0.0 | $326k | 24k | 13.63 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $235k | 22k | 10.69 | |
| Sprott Physical Gold Trust (PHYS) | 0.0 | $816k | 67k | 12.18 | |
| Schwab International Equity ETF (SCHF) | 0.0 | $775k | 23k | 33.64 | |
| Sprott Physical Silver Tr tr unit (PSLV) | 0.0 | $710k | 109k | 6.54 | |
| Kinder Morgan (KMI) | 0.0 | $446k | 21k | 21.16 | |
| Fortescue Metal Group (FSUMF) | 0.0 | $812k | 108k | 7.52 | |
| Sirius Xm Holdings | 0.0 | $751k | 105k | 7.15 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.0 | $362k | 26k | 13.93 | |
| Fate Therapeutics (FATE) | 0.0 | $393k | 20k | 19.56 | |
| Inovio Pharmaceuticals | 0.0 | $414k | 125k | 3.30 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $705k | 44k | 15.86 | |
| Pulse Biosciences (PLSE) | 0.0 | $366k | 27k | 13.41 | |
| Uniti Group Inc Com reit (UNIT) | 0.0 | $424k | 52k | 8.20 | |
| Sachem Cap (SACH) | 0.0 | $217k | 50k | 4.34 | |
| Renalytix Ai (RTNXF) | 0.0 | $776k | 161k | 4.82 | |
| Corteva (CTVA) | 0.0 | $840k | 28k | 29.54 | |
| Michigan St Fi local govt fixed rate note | 0.0 | $1.0M | 1.0M | 1.02 | |
| Mahoning Cnty local govt fixed rate note | 0.0 | $707k | 700k | 1.01 | |
| Bioq Pharma Inc Ser 1 Pfd closely held | 0.0 | $336k | 210k | 1.60 | |
| Riverside local govt fixed rate note | 0.0 | $300k | 300k | 1.00 |
