UBS O'Connor

Ubs Oconnor as of Sept. 30, 2017

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 308 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Level 3 Communications 6.3 $259M 4.9M 53.29
Alere 2.8 $112M 280k 401.15
Alere 2.7 $111M 2.2M 50.99
Post Holdings Inc Common (POST) 2.6 $106M 1.2M 88.27
Willis Towers Watson (WTW) 2.4 $97M 629k 154.23
Air Products & Chemicals (APD) 2.1 $85M 562k 151.22
Kraft Heinz (KHC) 2.0 $81M 1.0M 77.55
Rice Energy 1.9 $77M 2.7M 28.94
Herbalife Ltd Com Stk (HLF) 1.7 $69M 1.0M 67.83
General Motors Company (GM) 1.7 $68M 1.7M 40.38
Restaurant Brands Intl Inc Com equity / large cap (QSR) 1.6 $65M 1.0M 63.88
Kite Pharma 1.5 $60M 334k 179.81
Constellation Brands (STZ) 1.4 $59M 296k 199.45
Gulfport Energy Corporation 1.4 $57M 4.0M 14.34
CarMax (KMX) 1.4 $56M 734k 75.81
Intel Corp. Jr. Sub. Cv. Deb. conv 1.4 $55M 30M 1.84
ConAgra Foods (CAG) 1.3 $55M 1.6M 33.74
Westrock (WRK) 1.2 $50M 889k 56.73
Wells Fargo & Company (WFC) 1.1 $44M 792k 55.15
Micron Technology Inc conv 1.0 $42M 30M 1.38
Liberty Media 1.0 $41M 1.8M 23.57
Nielsen Hldgs Plc Shs Eur 0.9 $39M 939k 41.45
Cimpress N V Shs Euro 0.9 $38M 391k 97.66
Lululemon Athletica (LULU) 0.9 $38M 604k 62.25
Mohawk Industries (MHK) 0.9 $37M 150k 247.51
Tesla Inc convertible security 0.9 $37M 30M 1.23
Hain Celestial (HAIN) 0.8 $34M 825k 41.15
PAREXEL International Corporation 0.8 $33M 379k 88.08
Fortive (FTV) 0.8 $34M 474k 70.79
Pandora Media Inc note 1.750%12/0 0.8 $34M 36M 0.93
Depomed Inc conv 0.8 $33M 44M 0.74
Cdk Global Inc equities 0.8 $33M 520k 63.09
Gaming & Leisure Pptys (GLPI) 0.8 $32M 878k 36.89
Mondelez Int (MDLZ) 0.8 $32M 785k 40.66
Paypal Holdings (PYPL) 0.8 $32M 500k 64.03
Cognizant Technology Solutions (CTSH) 0.8 $31M 420k 72.54
Amdocs Ltd ord (DOX) 0.7 $29M 445k 64.32
Eaton (ETN) 0.7 $28M 362k 76.79
Mrc Global Inc cmn (MRC) 0.7 $27M 1.5M 17.49
Box Inc cl a (BOX) 0.7 $27M 1.4M 19.32
Honeywell International (HON) 0.7 $27M 187k 141.74
Southwest Airlines (LUV) 0.7 $27M 477k 55.98
Range Resources (RRC) 0.6 $26M 1.3M 19.57
Snap-on Incorporated (SNA) 0.6 $26M 175k 149.01
Automatic Data Processing (ADP) 0.6 $26M 240k 109.32
Cien 4 12/15/20 0.6 $26M 20M 1.33
Powershares Senior Loan Portfo mf 0.6 $24M 1.0M 23.16
Charles Schwab Corporation (SCHW) 0.6 $23M 520k 43.74
salesforce (CRM) 0.6 $22M 240k 93.42
Rambus Inc Del note 1.125% 8/1 0.5 $22M 19M 1.18
Amazon (AMZN) 0.5 $22M 23k 961.33
Metropcs Communications (TMUS) 0.5 $21M 347k 61.66
Expedia (EXPE) 0.5 $21M 144k 143.94
Aegerion Pharmaceuticals 2% Du cvbond 0.5 $21M 26M 0.80
VMware 0.5 $20M 185k 109.19
Lance 0.5 $20M 532k 38.14
priceline.com Incorporated 0.5 $20M 11k 1830.84
Frontier Communications Corp pfd conv ser-a 0.5 $20M 1.0M 19.49
Energizer Holdings (ENR) 0.5 $20M 438k 46.05
Baidu (BIDU) 0.5 $20M 79k 247.69
Edgewell Pers Care (EPC) 0.5 $20M 270k 72.77
Express Scripts Holding 0.5 $19M 306k 63.32
Facebook Inc cl a (META) 0.5 $19M 110k 170.87
Travelport Worldwide 0.5 $18M 1.2M 15.70
Wynn Resorts (WYNN) 0.4 $18M 118k 148.92
Ingersoll-rand Co Ltd-cl A 0.4 $18M 198k 89.17
Monster Beverage Corp (MNST) 0.4 $18M 321k 55.25
Incyte Corporation (INCY) 0.4 $17M 144k 116.74
International Game Technology (BRSL) 0.4 $17M 685k 24.55
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.4 $17M 16M 1.04
Oracle Corporation (ORCL) 0.4 $16M 340k 48.35
Rlj Lodging Trust (RLJ) 0.4 $16M 746k 22.00
Asml Holding (ASML) 0.4 $16M 95k 171.20
Trade Desk (TTD) 0.4 $16M 266k 61.51
Crown Holdings (CCK) 0.4 $15M 258k 59.72
Cummins (CMI) 0.4 $16M 93k 168.03
Colgate-Palmolive Company (CL) 0.4 $15M 209k 72.85
Canadian Pacific Railway 0.4 $15M 90k 168.03
Deere & Company (DE) 0.3 $14M 114k 125.59
Steel Dynamics (STLD) 0.3 $14M 414k 34.47
Supervalu 0.3 $14M 654k 21.75
Alibaba Group Holding (BABA) 0.3 $13M 78k 172.71
Alphabet Inc Class A cs (GOOGL) 0.3 $13M 14k 973.73
Delta Air Lines (DAL) 0.3 $13M 269k 48.22
Activision Blizzard 0.3 $13M 203k 64.51
Northrop Grumman Corporation (NOC) 0.3 $13M 45k 287.72
BHP Billiton (BHP) 0.3 $13M 311k 40.53
Timken Company (TKR) 0.3 $12M 241k 48.55
Crane 0.3 $12M 146k 79.99
Silgan Holdings (SLGN) 0.3 $12M 390k 29.43
PPG Industries (PPG) 0.3 $11M 99k 108.66
BJ's Restaurants (BJRI) 0.3 $11M 345k 30.45
Veon 0.3 $10M 2.5M 4.18
NetApp (NTAP) 0.2 $10M 233k 43.76
Coty Inc Cl A (COTY) 0.2 $10M 612k 16.53
Tpg Pace Holdings Corp 0.2 $10M 1.0M 10.30
Coca-Cola Company (KO) 0.2 $10M 222k 45.01
Philip Morris International (PM) 0.2 $10M 90k 111.01
Starbucks Corporation (SBUX) 0.2 $9.7M 182k 53.71
Freshpet (FRPT) 0.2 $9.9M 633k 15.65
Nuance Communications 0.2 $9.4M 599k 15.72
Discovery Communications 0.2 $9.3M 437k 21.29
Ensco Plc Shs Class A 0.2 $9.4M 1.6M 5.97
Berry Plastics (BERY) 0.2 $9.5M 169k 56.65
American Airls (AAL) 0.2 $9.5M 200k 47.49
Lions Gate Entmnt Corp cl b non vtg 0.2 $9.5M 300k 31.79
Ggp 0.2 $9.6M 461k 20.77
Dowdupont 0.2 $9.3M 134k 69.23
Transocean (RIG) 0.2 $9.1M 849k 10.76
United Natural Foods (UNFI) 0.2 $8.9M 215k 41.59
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $9.1M 75k 121.23
Impax Laboratories Inc conv 0.2 $9.1M 10M 0.91
Triton International 0.2 $8.8M 265k 33.28
Heartland Express (HTLD) 0.2 $8.8M 349k 25.08
Capital One Financial (COF) 0.2 $8.5M 100k 84.66
Kellogg Company (K) 0.2 $8.8M 141k 62.37
InterNAP Network Services 0.2 $8.7M 2.0M 4.35
Xpo Logistics Inc equity (XPO) 0.2 $8.6M 127k 67.78
Liberty Global Inc Com Ser A 0.2 $8.6M 254k 33.91
Altaba 0.2 $8.5M 128k 66.24
People's United Financial 0.2 $8.0M 440k 18.14
Nucor Corporation (NUE) 0.2 $8.1M 145k 56.04
Sherwin-Williams Company (SHW) 0.2 $8.2M 23k 358.05
Vulcan Materials Company (VMC) 0.2 $8.4M 70k 119.60
Bemis Company 0.2 $8.1M 178k 45.57
Dollar Tree (DLTR) 0.2 $8.2M 94k 86.82
Eagle Materials (EXP) 0.2 $8.1M 76k 106.70
Gogo (GOGO) 0.2 $8.1M 684k 11.81
Extended Stay America 0.2 $8.1M 403k 20.00
Azul Sa (AZULQ) 0.2 $8.1M 295k 27.45
Comerica Incorporated (CMA) 0.2 $7.6M 100k 76.26
Ford Motor Company (F) 0.2 $7.9M 657k 11.97
Tableau Software Inc Cl A 0.2 $7.6M 102k 74.89
Synchrony Financial (SYF) 0.2 $7.8M 250k 31.05
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.2 $7.7M 231k 33.45
Unisys Corp note 5.500% 3/0 0.2 $7.8M 6.8M 1.15
BHP Billiton 0.2 $7.3M 206k 35.45
Netflix (NFLX) 0.2 $7.3M 41k 181.34
First Horizon National Corporation (FHN) 0.2 $7.3M 380k 19.15
Servicemaster Global 0.2 $7.2M 154k 46.73
Melco Crown Entertainment (MLCO) 0.2 $7.1M 295k 24.12
Taiwan Semiconductor Mfg (TSM) 0.2 $6.9M 185k 37.55
American Express Company (AXP) 0.2 $6.8M 75k 90.45
Suntrust Banks Inc $1.00 Par Cmn 0.2 $6.9M 115k 59.77
Ctrip.com International 0.2 $6.9M 130k 52.74
Sabra Health Care REIT (SBRA) 0.2 $7.0M 317k 21.94
E TRADE Financial Corporation 0.2 $6.5M 150k 43.61
SVB Financial (SIVBQ) 0.2 $6.5M 35k 187.09
Domino's Pizza (DPZ) 0.2 $6.7M 34k 198.54
Zions Bancorporation (ZION) 0.2 $6.7M 142k 47.18
Air Lease Corp (AL) 0.2 $6.6M 156k 42.62
Lyon William Homes cl a 0.2 $6.6M 289k 22.99
Frontier Communication 0.2 $6.5M 554k 11.79
Kratos Defense & Security Solutions (KTOS) 0.1 $6.1M 466k 13.08
Yandex Nv-a (NBIS) 0.1 $6.1M 185k 32.95
Sprint 0.1 $6.1M 786k 7.78
Alcoa (AA) 0.1 $6.3M 134k 46.62
Northern Trust Corporation (NTRS) 0.1 $5.8M 63k 91.94
Freeport-McMoRan Copper & Gold (FCX) 0.1 $5.9M 419k 14.04
East West Ban (EWBC) 0.1 $5.8M 97k 59.78
Western Alliance Bancorporation (WAL) 0.1 $5.8M 110k 53.08
Zynga 0.1 $5.5M 1.5M 3.78
Grubhub 0.1 $5.9M 111k 52.66
CoStar (CSGP) 0.1 $5.4M 20k 268.25
Tenne 0.1 $5.4M 89k 60.67
Santander Consumer Usa 0.1 $5.4M 350k 15.37
Crown Castle Intl (CCI) 0.1 $5.4M 54k 99.97
Pq Group Hldgs 0.1 $5.2M 300k 17.25
Travelers Companies (TRV) 0.1 $4.9M 40k 122.53
Texas Capital Bancshares (TCBI) 0.1 $4.8M 56k 85.80
Chubb (CB) 0.1 $5.0M 35k 142.54
Hilton Worldwide Holdings (HLT) 0.1 $5.0M 73k 69.45
Alteryx 0.1 $5.0M 246k 20.37
Amag Pharmaceuticals Inc note 2.500% 2/1 0.1 $4.9M 5.0M 0.97
Cleveland-cliffs (CLF) 0.1 $4.9M 684k 7.15
Comcast Corporation (CMCSA) 0.1 $4.4M 115k 38.48
Cme (CME) 0.1 $4.6M 34k 135.67
BB&T Corporation 0.1 $4.7M 100k 46.94
Echostar Corporation (SATS) 0.1 $4.6M 80k 57.23
AllianceBernstein Holding (AB) 0.1 $4.3M 177k 24.30
Carrols Restaurant 0.1 $4.4M 406k 10.90
Us Foods Hldg Corp call (USFD) 0.1 $4.6M 171k 26.70
Playa Hotels & Resorts Nv (PLYA) 0.1 $4.5M 434k 10.43
IAC/InterActive 0.1 $4.2M 36k 117.58
Interxion Holding 0.1 $4.2M 83k 50.92
Palo Alto Networks (PANW) 0.1 $4.0M 28k 144.09
La Quinta Holdings 0.1 $4.0M 228k 17.50
Evolent Health (EVH) 0.1 $3.9M 221k 17.80
Match 0.1 $3.9M 168k 23.19
CBS Corporation 0.1 $3.7M 63k 58.01
KapStone Paper and Packaging 0.1 $3.8M 176k 21.49
Air Transport Services (ATSG) 0.1 $3.7M 151k 24.34
Teck Resources Ltd cl b (TECK) 0.1 $3.5M 167k 21.09
Michael Kors Holdings 0.1 $3.5M 74k 47.85
Dave & Buster's Entertainmnt (PLAY) 0.1 $3.9M 74k 52.48
Twilio Inc cl a (TWLO) 0.1 $3.7M 125k 29.85
Liberty Ventures - Ser A 0.1 $3.8M 66k 57.55
Red Hat 0.1 $3.3M 30k 110.87
DISH Network 0.1 $3.4M 1.7M 1.93
Applied Materials (AMAT) 0.1 $3.3M 63k 52.10
Ciena Corporation (CIEN) 0.1 $3.4M 155k 21.97
United States Steel Corporation 0.1 $3.1M 121k 25.66
Protalix Biotherapeutics Inc note 7.500%11/1 0.1 $3.2M 4.0M 0.80
Simply Good Foods (SMPL) 0.1 $3.1M 1.3M 2.33
Ultimate Software 0.1 $2.8M 15k 189.60
Avis Budget (CAR) 0.1 $2.7M 70k 38.06
New Oriental Education & Tech 0.1 $2.9M 33k 88.26
Hyatt Hotels Corporation (H) 0.1 $2.9M 47k 61.79
Signet Jewelers (SIG) 0.1 $3.0M 45k 66.56
Proofpoint 0.1 $2.8M 33k 87.23
Axalta Coating Sys (AXTA) 0.1 $2.8M 96k 28.92
Wayfair (W) 0.1 $2.9M 43k 67.40
Orexigen Therapeutics Inc. 144a 2 3/4% Due 12/1/2020 Jd1 note 2.750%12/0 0.1 $3.0M 7.5M 0.40
Chemours (CC) 0.1 $2.7M 54k 50.62
Broad 0.1 $3.0M 13k 242.56
Orexigen Therapeutics Inc note 2.750%12/0 0.1 $3.0M 7.5M 0.40
Janus Henderson Group Plc Ord (JHG) 0.1 $3.0M 85k 34.84
Goodrich Pete Corp debt 13.500% 8/3 0.1 $2.7M 4.9M 0.56
Sensient Technologies Corporation (SXT) 0.1 $2.3M 31k 76.94
Las Vegas Sands (LVS) 0.1 $2.4M 38k 64.15
Weyerhaeuser Company (WY) 0.1 $2.3M 69k 34.03
Reliance Steel & Aluminum (RS) 0.1 $2.4M 31k 76.18
Cooper Tire & Rubber Company 0.1 $2.4M 64k 37.40
Insmed (INSM) 0.1 $2.6M 83k 31.21
Amc Entmt Hldgs Inc Cl A 0.1 $2.5M 173k 14.70
Gtt Communications 0.1 $2.4M 76k 31.65
Eldorado Resorts 0.1 $2.5M 98k 25.65
Reata Pharmaceuticals Inc Cl A 0.1 $2.6M 83k 31.10
Halcon Res 0.1 $2.4M 355k 6.80
Sonoco Products Company (SON) 0.1 $2.0M 39k 50.44
eBay (EBAY) 0.1 $2.1M 2.7M 0.81
C.H. Robinson Worldwide (CHRW) 0.1 $1.9M 25k 76.10
ON Semiconductor (ON) 0.1 $2.2M 120k 18.47
iShares Russell 2000 Index (IWM) 0.1 $1.9M 760k 2.44
China Uni 0.1 $1.9M 132k 14.03
CBL & Associates Properties 0.1 $2.2M 262k 8.39
Qts Realty Trust 0.1 $1.9M 37k 52.37
Gcp Applied Technologies 0.1 $2.1M 67k 30.70
Juniper Networks (JNPR) 0.0 $1.7M 60k 27.83
Finisar Corporation 0.0 $1.5M 66k 22.17
FleetCor Technologies 0.0 $1.5M 10k 154.80
Glu Mobile 0.0 $1.7M 439k 3.76
Lendingclub 0.0 $1.8M 300k 6.09
Turning Pt Brands (TPB) 0.0 $1.5M 90k 17.00
Radware Ltd ord (RDWR) 0.0 $1.1M 65k 16.86
Spdr S&p 500 Etf (SPY) 0.0 $1.4M 3.6M 0.38
Continental Resources 0.0 $1.2M 30k 38.60
Red Robin Gourmet Burgers (RRGB) 0.0 $1.3M 19k 67.02
MGM Resorts International. (MGM) 0.0 $1.3M 41k 32.58
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $1.3M 1.9M 0.70
Oasis Petroleum 0.0 $1.2M 130k 9.12
Biomarin Pharmaceutical Inc note 0.750%10/1 0.0 $1.1M 1.0M 1.12
Infinera Corporation dbcv 1.750% 6/0 0.0 $1.0M 1.0M 1.03
Allscripts Healthcare So conv 0.0 $1.1M 1.0M 1.06
Illumina Inc. 0.00% June 15, 2019 ccb 0.0 $1.1M 1.0M 1.06
Wideopenwest (WOW) 0.0 $1.1M 76k 15.09
Medicines Company 2.750000 07/15/2023 bond 0.0 $1.1M 1.0M 1.06
Secoo Holding Ltd - 0.0 $1.3M 150k 8.90
Teva Pharmaceutical Industries (TEVA) 0.0 $704k 40k 17.60
Walt Disney Company (DIS) 0.0 $641k 6.5k 98.62
Live Nation Entertainment (LYV) 0.0 $1.0M 23k 43.55
Sinclair Broadcast 0.0 $745k 23k 32.04
Nexstar Broadcasting (NXST) 0.0 $872k 14k 62.30
Royal Gold (RGLD) 0.0 $983k 11k 86.00
Skyworks Solutions (SWKS) 0.0 $963k 9.4k 101.92
Sucampo Pharmaceuticals 0.0 $1.0M 86k 11.80
Green Dot Corporation (GDOT) 0.0 $992k 20k 49.60
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $977k 111k 8.79
Tenet Healthcare Corporation (THC) 0.0 $822k 50k 16.44
Boise Cascade (BCC) 0.0 $791k 23k 34.88
Gopro (GPRO) 0.0 $826k 75k 11.01
Acorda Therap note 1.75% 6/15 0.0 $908k 1.0M 0.91
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.0 $950k 1.0M 0.95
Intercept Pharmas conv 0.0 $778k 1.0M 0.78
Nuance Communications Inc Dbcv 1.00012/1 0.0 $941k 1.0M 0.94
Health Care SPDR (XLV) 0.0 $409k 5.0k 81.80
Cypress Semiconductor Corporation 0.0 $334k 22k 15.01
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $409k 250k 1.64
SPDR S&P Oil & Gas Explore & Prod. 0.0 $547k 481k 1.14
Sanofi Aventis Wi Conval Rt 0.0 $446k 1.2M 0.36
American Tower Reit (AMT) 0.0 $537k 3.9k 136.75
Nutanix Inc cl a (NTNX) 0.0 $336k 15k 22.40
Goodrich Petroleum 0.0 $437k 45k 9.71
Time Warner 0.0 $61k 1.7M 0.04
Caterpillar (CAT) 0.0 $34k 65k 0.52
FedEx Corporation (FDX) 0.0 $3.0k 32k 0.09
Norfolk Southern (NSC) 0.0 $10k 27k 0.37
General Electric Company 0.0 $7.9k 386k 0.02
Union Pacific Corporation (UNP) 0.0 $32k 635k 0.05
Molson Coors Brewing Company (TAP) 0.0 $11k 372k 0.03
Apple (AAPL) 0.0 $47k 43k 1.10
Industrial SPDR (XLI) 0.0 $74k 514k 0.14
Protalix BioTherapeutics 0.0 $188k 325k 0.58
AK Steel Holding Corporation 0.0 $39k 389k 0.10
Synacor 0.0 $119k 44k 2.70
Rowan Companies 0.0 $90k 138k 0.65
Popular (BPOP) 0.0 $53k 102k 0.52
Twitter 0.0 $4.0k 103k 0.04
Community Health Sys Inc New right 01/27/2016 0.0 $59k 5.1M 0.01
K2m Group Holdings 0.0 $68k 100k 0.68
Windstream Holdings 0.0 $22k 254k 0.09
First Data 0.0 $33k 677k 0.05
Orexigen Therapeutics 0.0 $0 33k 0.00
Johnson Controls International Plc equity (JCI) 0.0 $110k 876k 0.13
Ashland (ASH) 0.0 $4.0k 51k 0.08
Snap Inc cl a (SNAP) 0.0 $8.0k 414k 0.02
Uniti Group Inc Com reit 0.0 $41k 256k 0.16
Barclays Bk Plc Ipath S&p500 Vix etf 0.0 $54k 225k 0.24