Vivaldi Capital Management

Vivaldi Capital Management as of Dec. 31, 2019

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 218 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vivaldi Opportunities 13.9 $57M 4.2M 13.56
Ishares Tr liquid inc etf (ICSH) 4.7 $19M 384k 50.33
First Trust Iv Enhanced Short (FTSM) 4.7 $19M 320k 60.09
Spdr S&p 500 Etf (SPY) 3.4 $14M 44k 321.85
SPDR DJ Wilshire Large Cap (SPLG) 3.2 $13M 346k 37.82
Facebook Inc cl a (META) 3.1 $13M 63k 205.25
D First Tr Exchange-traded (FPE) 2.8 $12M 581k 20.07
SPDR S&P World ex-US (SPDW) 2.4 $10M 320k 31.35
iShares S&P 500 Index (IVV) 1.9 $7.7M 24k 323.25
iShares MSCI EAFE Index Fund (EFA) 1.8 $7.5M 108k 69.44
Vanguard Total Stock Market ETF (VTI) 1.8 $7.5M 46k 163.62
Blackrock Muniyield Insured Fund (MYI) 1.4 $5.9M 434k 13.50
Pgim Short Duration High Yie (ISD) 1.4 $5.7M 372k 15.40
First Tr Exch Trd Alpha Fd I (FPA) 1.3 $5.4M 189k 28.51
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.3 $5.3M 52k 101.59
Vanguard Europe Pacific ETF (VEA) 1.2 $5.1M 116k 44.06
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.2 $5.0M 358k 13.98
Invesco Van Kampen Senior Income Trust (VVR) 1.2 $4.9M 1.2M 4.29
Apple (AAPL) 1.1 $4.6M 16k 293.66
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.1 $4.4M 308k 14.24
Spdr Ser Tr spdr russel 2000 (SPSM) 1.0 $4.3M 132k 32.63
Vanguard Emerging Markets ETF (VWO) 1.0 $4.2M 94k 44.47
SPDR DJ Wilshire Mid Cap (SPMD) 1.0 $4.2M 115k 36.23
Global X Fds glbl x mlp etf 0.9 $3.8M 485k 7.88
Nuveen Floating Rate Income Fund (JFR) 0.9 $3.7M 364k 10.24
SPDR S&P Emerging Markets (SPEM) 0.8 $3.5M 94k 37.59
JPMorgan Chase & Co. (JPM) 0.8 $3.4M 25k 139.39
iShares Dow Jones Select Dividend (DVY) 0.8 $3.3M 31k 105.65
Pgim Global Short Duration H (GHY) 0.8 $3.3M 220k 15.02
Angel Oak Financial (FINS) 0.8 $3.3M 161k 20.69
Lyft (LYFT) 0.8 $3.3M 76k 43.02
iShares Russell 2000 Index (IWM) 0.8 $3.2M 20k 165.67
AllianceBernstein Global Hgh Incm (AWF) 0.8 $3.2M 262k 12.13
Invesco Van Kampen Dyn Cr Opp Fund 0.8 $3.2M 282k 11.35
Voya Prime Rate Trust sh ben int 0.8 $3.2M 635k 5.01
Vanguard Mid-Cap ETF (VO) 0.8 $3.1M 18k 178.16
Templeton Global Income Fund (SABA) 0.7 $3.0M 489k 6.13
Eaton Vance Limited Duration Income Fund (EVV) 0.7 $2.8M 209k 13.25
Microsoft Corporation (MSFT) 0.7 $2.7M 17k 157.70
Nuveen Insured Tax-Free Adv Munici (NEA) 0.6 $2.6M 182k 14.38
Nuveen Div. Advantage Muni. Fund (NAD) 0.6 $2.5M 173k 14.60
Procter & Gamble Company (PG) 0.6 $2.5M 20k 124.92
Vanguard Small-Cap ETF (VB) 0.6 $2.4M 15k 165.65
iShares S&P MidCap 400 Index (IJH) 0.6 $2.3M 11k 205.80
Pra (PRAA) 0.5 $2.2M 61k 36.29
Gavekal Knowledge Leaders Deve 0.5 $2.1M 57k 36.45
iShares Cohen & Steers Realty Maj. (ICF) 0.5 $2.1M 18k 116.98
Invesco Van Kampen Municipal Trust (VKQ) 0.5 $2.0M 160k 12.36
Pfizer (PFE) 0.5 $1.9M 49k 39.18
iShares Russell Midcap Index Fund (IWR) 0.5 $1.9M 32k 59.62
Schwab Strategic Tr us lrg cap etf (SCHX) 0.4 $1.8M 23k 76.79
Berkshire Hathaway (BRK.B) 0.4 $1.6M 7.3k 226.49
Brookfield Asset Management 0.4 $1.6M 28k 57.79
Vanguard S&p 500 Etf idx (VOO) 0.4 $1.7M 5.6k 295.89
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.4 $1.6M 24k 65.23
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.4 $1.5M 21k 73.48
Invesco Quality Municipal Inc Trust (IQI) 0.4 $1.5M 121k 12.58
Invesco Insured Municipal Income Trust (IIM) 0.4 $1.5M 99k 15.32
Gaming & Leisure Pptys (GLPI) 0.4 $1.5M 35k 43.05
Thermo Fisher Scientific (TMO) 0.4 $1.5M 4.6k 324.64
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.5M 112k 13.44
Eaton Vance Municipal Bond Fund (EIM) 0.4 $1.5M 115k 12.88
Ishares Tr core msci intl (IDEV) 0.3 $1.4M 24k 58.15
iShares Russell 1000 Value Index (IWD) 0.3 $1.3M 9.8k 136.45
Abbvie (ABBV) 0.3 $1.3M 15k 88.56
3M Company (MMM) 0.3 $1.2M 7.0k 176.42
Schwab International Equity ETF (SCHF) 0.3 $1.2M 36k 33.62
Abbott Laboratories (ABT) 0.3 $1.2M 14k 86.87
UnitedHealth (UNH) 0.3 $1.2M 4.1k 293.87
CBOE Holdings (CBOE) 0.3 $1.2M 10k 120.00
Liberty Property Trust 0.3 $1.1M 19k 60.04
Alphabet Inc Class C cs (GOOG) 0.3 $1.1M 832.00 1336.54
Cme (CME) 0.3 $1.1M 5.3k 198.72
iShares Russell 1000 Growth Index (IWF) 0.3 $1.1M 6.2k 175.98
Exxon Mobil Corporation (XOM) 0.2 $1.0M 15k 69.78
At&t (T) 0.2 $1.0M 26k 39.08
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.1M 13k 83.81
Allergan 0.2 $1.0M 5.5k 191.16
Tesla Motors (TSLA) 0.2 $1.0M 2.4k 418.33
BlackRock Insured Municipal Income Trust (BYM) 0.2 $990k 70k 14.06
Chevron Corporation (CVX) 0.2 $953k 7.9k 120.56
Schwab Emerging Markets Equity ETF (SCHE) 0.2 $943k 35k 27.37
IAC/InterActive 0.2 $921k 3.7k 248.99
Amazon (AMZN) 0.2 $900k 487.00 1848.05
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.2 $916k 60k 15.20
Doubleline Income Solutions (DSL) 0.2 $902k 46k 19.77
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $929k 19k 49.11
SPDR Gold Trust (GLD) 0.2 $855k 6.0k 142.88
Blackrock California Mun. Income Trust (BFZ) 0.2 $860k 63k 13.56
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.2 $878k 63k 13.99
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $878k 78k 11.25
Schwab U S Small Cap ETF (SCHA) 0.2 $866k 11k 75.67
Sch Us Mid-cap Etf etf (SCHM) 0.2 $848k 14k 60.18
Ishares Inc core msci emkt (IEMG) 0.2 $877k 16k 53.78
Ishares Tr Dec 2020 0.2 $853k 34k 25.29
Walt Disney Company (DIS) 0.2 $847k 5.9k 144.00
Vanguard Total World Stock Idx (VT) 0.2 $835k 10k 80.99
Ishares Tr ibnd dec23 etf 0.2 $814k 32k 25.57
Johnson & Johnson (JNJ) 0.2 $790k 5.4k 145.81
Pepsi (PEP) 0.2 $770k 5.6k 136.50
Honeywell International (HON) 0.2 $733k 4.1k 177.10
Ishares Tr ibnd dec21 etf 0.2 $762k 31k 24.96
Blackrock Muniyield Quality Fund II (MQT) 0.2 $699k 54k 13.00
Citigroup (C) 0.2 $687k 8.6k 79.84
iShares MSCI Emerging Markets Indx (EEM) 0.2 $648k 14k 44.85
Northern Trust Corporation (NTRS) 0.2 $669k 6.3k 106.19
Nextera Energy (NEE) 0.1 $633k 2.6k 242.25
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $606k 5.0k 120.05
DTF Tax Free Income (DTF) 0.1 $631k 43k 14.79
Ishares Tr Ibonds December 2022 Corp Etf 0.1 $609k 24k 25.30
Accenture (ACN) 0.1 $569k 2.7k 210.66
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $571k 11k 53.60
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $589k 9.5k 62.31
Vanguard Dividend Appreciation ETF (VIG) 0.1 $523k 4.2k 124.61
Kayne Anderson MLP Investment (KYN) 0.1 $558k 40k 13.94
Costco Wholesale Corporation (COST) 0.1 $516k 1.8k 294.18
Intel Corporation (INTC) 0.1 $495k 8.3k 59.83
International Business Machines (IBM) 0.1 $492k 3.7k 134.17
Brookfield Infrastructure Part (BIP) 0.1 $500k 10k 50.00
MetLife (MET) 0.1 $495k 9.7k 51.00
iShares S&P 1500 Index Fund (ITOT) 0.1 $495k 6.8k 72.75
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $513k 15k 33.58
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $480k 4.3k 111.19
BlackRock MuniHolding Insured Investm 0.1 $508k 38k 13.30
Tallgrass Energy Gp Lp master ltd part 0.1 $511k 23k 22.13
Alphabet Inc Class A cs (GOOGL) 0.1 $510k 381.00 1338.58
FedEx Corporation (FDX) 0.1 $453k 3.0k 150.55
Verizon Communications (VZ) 0.1 $444k 7.2k 61.44
Vanguard Small-Cap Value ETF (VBR) 0.1 $471k 3.4k 137.04
Vanguard Pacific ETF (VPL) 0.1 $469k 6.7k 69.56
WisdomTree Emerging Markets Eq (DEM) 0.1 $435k 9.5k 45.75
Eaton Vance California Mun. Income Trust (CEV) 0.1 $457k 34k 13.48
Blackrock Muniyield California Ins Fund 0.1 $455k 32k 14.21
Ishares Tr core msci euro (IEUR) 0.1 $449k 9.0k 49.89
Exchange Listed Fds Tr saba int rate (CEFS) 0.1 $440k 21k 20.71
U.S. Bancorp (USB) 0.1 $430k 7.3k 59.31
Coca-Cola Company (KO) 0.1 $420k 7.6k 55.39
Wal-Mart Stores (WMT) 0.1 $397k 3.4k 118.44
Cisco Systems (CSCO) 0.1 $417k 8.7k 47.96
CF Industries Holdings (CF) 0.1 $395k 8.3k 47.76
Technology SPDR (XLK) 0.1 $402k 4.4k 91.66
iShares Lehman Aggregate Bond (AGG) 0.1 $416k 3.7k 112.43
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $412k 3.7k 110.28
Vanguard European ETF (VGK) 0.1 $406k 6.9k 58.65
Vanguard High Dividend Yield ETF (VYM) 0.1 $404k 4.3k 93.69
Interxion Holding 0.1 $430k 5.1k 83.89
Ishares Tr core intl aggr (IAGG) 0.1 $431k 7.9k 54.77
Comcast Corporation (CMCSA) 0.1 $393k 8.7k 45.01
Bank of New York Mellon Corporation (BK) 0.1 $382k 7.6k 50.37
Home Depot (HD) 0.1 $359k 1.6k 218.24
Merck & Co (MRK) 0.1 $388k 4.3k 90.63
Visa (V) 0.1 $380k 2.0k 187.93
Ventas (VTR) 0.1 $352k 6.1k 57.72
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $363k 2.3k 160.62
iShares Dow Jones US Technology (IYW) 0.1 $382k 1.6k 232.64
Willis Towers Watson (WTW) 0.1 $357k 1.8k 202.04
MasterCard Incorporated (MA) 0.1 $327k 1.1k 298.90
Bank of America Corporation (BAC) 0.1 $338k 9.6k 35.19
McDonald's Corporation (MCD) 0.1 $341k 1.7k 197.68
Bristol Myers Squibb (BMY) 0.1 $314k 4.9k 64.25
Amgen (AMGN) 0.1 $339k 1.4k 241.28
Berkshire Hathaway (BRK.A) 0.1 $340k 1.00 340000.00
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $349k 4.3k 80.97
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $340k 30k 11.31
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.1 $323k 3.0k 109.42
WellCare Health Plans 0.1 $289k 874.00 330.66
Texas Instruments Incorporated (TXN) 0.1 $286k 2.2k 128.19
Prudential Financial (PRU) 0.1 $280k 3.0k 93.77
Financial Select Sector SPDR (XLF) 0.1 $298k 9.7k 30.76
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $269k 945.00 284.66
Yamana Gold 0.1 $277k 70k 3.96
BlackRock MuniYield California Fund 0.1 $275k 19k 14.14
Neuberger Ber. CA Intermediate Muni Fund 0.1 $295k 21k 13.97
Vanguard Admiral Fds Inc equity (VOOG) 0.1 $305k 1.8k 174.29
Cbre Group Inc Cl A (CBRE) 0.1 $308k 5.0k 61.37
Paypal Holdings (PYPL) 0.1 $291k 2.7k 108.10
Corning Incorporated (GLW) 0.1 $268k 9.2k 29.10
Ecolab (ECL) 0.1 $228k 1.2k 192.57
Health Care SPDR (XLV) 0.1 $240k 2.4k 102.08
Morgan Stanley (MS) 0.1 $228k 4.5k 51.02
Valero Energy Corporation (VLO) 0.1 $237k 2.5k 93.75
Nike (NKE) 0.1 $249k 2.5k 101.34
Target Corporation (TGT) 0.1 $245k 1.9k 128.27
Fifth Third Ban (FITB) 0.1 $257k 8.4k 30.74
Enbridge (ENB) 0.1 $234k 5.9k 39.71
iShares Russell 1000 Index (IWB) 0.1 $242k 1.4k 178.73
iShares Gold Trust 0.1 $254k 18k 14.51
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $252k 2.2k 113.82
Pattern Energy 0.1 $251k 9.4k 26.76
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.1 $229k 9.1k 25.30
Adobe Systems Incorporated (ADBE) 0.1 $207k 629.00 329.09
International Paper Company (IP) 0.1 $226k 4.9k 46.02
Newell Rubbermaid (NWL) 0.1 $199k 10k 19.21
Becton, Dickinson and (BDX) 0.1 $219k 804.00 272.39
Danaher Corporation (DHR) 0.1 $207k 1.3k 153.56
Gilead Sciences (GILD) 0.1 $220k 3.4k 64.86
Clorox Company (CLX) 0.1 $215k 1.4k 153.24
ArQule 0.1 $221k 11k 19.95
Tech Data Corporation 0.1 $207k 1.4k 143.85
Walgreen Boots Alliance (WBA) 0.1 $220k 3.7k 58.95
Rivernorth Marketplace Lendi (RSF) 0.1 $220k 12k 18.19
Mortgage Reit Index real (REM) 0.1 $220k 4.9k 44.51
Booking Holdings (BKNG) 0.1 $226k 110.00 2054.55
Linde 0.1 $208k 979.00 212.46
General Electric Company 0.0 $151k 14k 11.17
DNP Select Income Fund (DNP) 0.0 $133k 10k 12.79
Alerian Mlp Etf 0.0 $86k 10k 8.50
MFS Intermediate Income Trust (MIN) 0.0 $60k 16k 3.82
Galectin Therapeutics (GALT) 0.0 $31k 11k 2.91
National Health Invs Inc note 0.0 $24k 20k 1.20
Vector Group Ltd note 1.75% 4/15 0.0 $21k 20k 1.05
Verint Sys Inc note 1.5% 6/1 0.0 $22k 20k 1.10
Northern Dynasty Minerals Lt (NAK) 0.0 $4.0k 10k 0.40
Mcewen Mining 0.0 $13k 10k 1.30
Seacor Holdings Inc note 2.500%12/1 0.0 $10k 10k 1.00
Acorda Therap note 1.75% 6/15 0.0 $11k 15k 0.73
Echo Global Logistics Inc note 2.500% 5/0 0.0 $20k 20k 1.00
Gogo Inc conv 0.0 $15k 15k 1.00