Williams, Jones & Associates as of June 30, 2011
Portfolio Holdings for Williams, Jones & Associates
Williams, Jones & Associates holds 273 positions in its portfolio as reported in the June 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Dover Corporation (DOV) | 9.0 | $131M | 1.9M | 67.80 | |
| Apple (AAPL) | 3.6 | $53M | 157k | 335.67 | |
| SPDR Gold Trust (GLD) | 3.2 | $46M | 317k | 146.00 | |
| Enterprise Products Partners (EPD) | 2.9 | $42M | 981k | 43.21 | |
| Southwestern Energy Company (SWN) | 2.7 | $39M | 913k | 42.88 | |
| Wisdomtree Tr em lcl debt (ELD) | 2.6 | $39M | 721k | 53.52 | |
| Verizon Communications (VZ) | 2.1 | $30M | 807k | 37.23 | |
| Qualcomm (QCOM) | 2.0 | $29M | 508k | 56.79 | |
| MFA Mortgage Investments | 1.8 | $26M | 3.3M | 8.04 | |
| Natural Resource Partners | 1.8 | $26M | 792k | 33.17 | |
| Crown Castle International | 1.7 | $25M | 614k | 40.79 | |
| 1.7 | $25M | 49k | 506.37 | ||
| Schlumberger (SLB) | 1.7 | $25M | 289k | 86.40 | |
| EOG Resources (EOG) | 1.7 | $24M | 231k | 104.55 | |
| Wisdomtree Asia Local Debt etf us | 1.5 | $21M | 410k | 52.12 | |
| Ivanhoe Mines | 1.4 | $21M | 835k | 25.30 | |
| McDonald's Corporation (MCD) | 1.4 | $21M | 246k | 84.32 | |
| International Business Machines (IBM) | 1.4 | $20M | 118k | 171.55 | |
| American Tower Corporation | 1.3 | $19M | 366k | 52.33 | |
| Pepsi (PEP) | 1.3 | $18M | 261k | 70.43 | |
| Colgate-Palmolive Company (CL) | 1.2 | $18M | 207k | 87.41 | |
| Blackstone | 1.2 | $18M | 1.1M | 16.56 | |
| Danaher Corporation (DHR) | 1.2 | $18M | 330k | 52.99 | |
| Bristol Myers Squibb (BMY) | 1.2 | $17M | 588k | 28.96 | |
| Exxon Mobil Corporation (XOM) | 1.2 | $17M | 208k | 81.38 | |
| Johnson & Johnson (JNJ) | 1.1 | $16M | 244k | 66.52 | |
| Genesee & Wyoming | 1.1 | $16M | 275k | 58.64 | |
| WisdomTree Emerging Markets Eq (DEM) | 1.1 | $16M | 266k | 60.98 | |
| Cme (CME) | 1.0 | $15M | 52k | 291.58 | |
| El Paso Pipeline Partners | 1.0 | $15M | 438k | 34.75 | |
| Leucadia National | 1.0 | $15M | 437k | 34.10 | |
| Invesco Mortgage Capital | 1.0 | $15M | 694k | 21.13 | |
| NetApp (NTAP) | 1.0 | $15M | 274k | 52.78 | |
| Costco Wholesale Corporation (COST) | 1.0 | $14M | 175k | 81.24 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.9 | $13M | 198k | 66.31 | |
| Vanguard Emerging Markets ETF (VWO) | 0.9 | $13M | 270k | 48.62 | |
| Chevron Corporation (CVX) | 0.9 | $13M | 124k | 102.84 | |
| Rockwell Automation (ROK) | 0.9 | $13M | 145k | 86.76 | |
| Heckmann Corporation | 0.8 | $12M | 2.1M | 6.04 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.8 | $12M | 285k | 42.95 | |
| Laboratory Corp. of America Holdings (LH) | 0.8 | $12M | 127k | 96.79 | |
| Capstead Mortgage Corporation | 0.8 | $12M | 903k | 13.40 | |
| Comcast Corporation (CMCSA) | 0.8 | $12M | 464k | 25.34 | |
| ConocoPhillips (COP) | 0.8 | $12M | 156k | 75.19 | |
| Microsoft Corporation (MSFT) | 0.8 | $11M | 437k | 26.00 | |
| Ecolab (ECL) | 0.7 | $11M | 191k | 56.38 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $10M | 245k | 40.94 | |
| Finisar Corporation | 0.7 | $9.9M | 549k | 18.03 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.6 | $9.1M | 192k | 47.60 | |
| VirnetX Holding Corporation | 0.6 | $9.3M | 320k | 28.94 | |
| Abbott Laboratories (ABT) | 0.6 | $8.8M | 167k | 52.62 | |
| Dcp Midstream Partners | 0.6 | $8.6M | 209k | 40.97 | |
| Energy Transfer Partners | 0.6 | $8.4M | 171k | 48.87 | |
| Eaton Corporation | 0.6 | $8.2M | 159k | 51.45 | |
| Pfizer (PFE) | 0.5 | $7.9M | 385k | 20.60 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.5 | $7.9M | 175k | 44.99 | |
| Magellan Midstream Partners | 0.5 | $7.7M | 129k | 59.73 | |
| Market Vectors Agribusiness | 0.5 | $7.4M | 137k | 53.79 | |
| Mosaic (MOS) | 0.5 | $7.4M | 110k | 67.73 | |
| Berkshire Hathaway (BRK.B) | 0.5 | $7.3M | 94k | 77.39 | |
| Industries N shs - a - (LYB) | 0.5 | $7.3M | 191k | 38.52 | |
| General Mills (GIS) | 0.5 | $7.1M | 190k | 37.22 | |
| Hi-Tech Pharmacal | 0.5 | $7.1M | 245k | 28.93 | |
| SYSCO Corporation (SYY) | 0.5 | $6.8M | 218k | 31.18 | |
| Chubb Corporation | 0.4 | $6.4M | 102k | 62.61 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.4 | $6.1M | 102k | 60.14 | |
| Xerox Corporation | 0.4 | $5.8M | 557k | 10.41 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.4 | $5.8M | 53k | 110.13 | |
| Canadian Natural Resources (CNQ) | 0.4 | $5.8M | 138k | 41.86 | |
| Kinder Morgan Energy Partners | 0.4 | $5.4M | 75k | 72.60 | |
| Range Resources (RRC) | 0.4 | $5.3M | 96k | 55.50 | |
| Intel Corporation (INTC) | 0.4 | $5.2M | 236k | 22.16 | |
| General Electric Company | 0.3 | $5.0M | 268k | 18.86 | |
| Chimera Investment Corporation | 0.3 | $5.2M | 1.5M | 3.46 | |
| iShares MSCI Canada Index (EWC) | 0.3 | $5.1M | 161k | 31.67 | |
| MATTHEWS INTL FDS PAC Tiger Fd mf (MAPTX) | 0.3 | $5.1M | 213k | 24.17 | |
| Automatic Data Processing (ADP) | 0.3 | $4.9M | 94k | 52.68 | |
| U.S. Bancorp (USB) | 0.3 | $4.8M | 189k | 25.51 | |
| Becton, Dickinson and (BDX) | 0.3 | $4.7M | 55k | 86.17 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $4.6M | 35k | 131.98 | |
| Kraft Foods | 0.3 | $4.6M | 131k | 35.23 | |
| Walt Disney Company (DIS) | 0.3 | $4.5M | 115k | 39.04 | |
| Dover Corporation (DOV) | 0.3 | $4.5M | 67k | 67.80 | |
| Kansas City Southern | 0.3 | $4.4M | 75k | 59.33 | |
| Cisco Systems (CSCO) | 0.3 | $4.3M | 277k | 15.61 | |
| EMC Corporation | 0.3 | $4.2M | 153k | 27.55 | |
| Enbridge Energy Partners | 0.3 | $4.2M | 139k | 30.07 | |
| Windstream Corporation | 0.3 | $4.1M | 316k | 12.96 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $3.9M | 75k | 52.89 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $3.7M | 35k | 106.53 | |
| Plains All American Pipeline (PAA) | 0.2 | $3.7M | 58k | 64.00 | |
| Wabtec Corporation (WAB) | 0.2 | $3.7M | 56k | 65.72 | |
| Procter & Gamble Company (PG) | 0.2 | $3.5M | 55k | 63.57 | |
| Enbridge (ENB) | 0.2 | $3.6M | 110k | 32.46 | |
| Caterpillar (CAT) | 0.2 | $3.1M | 30k | 106.47 | |
| Lihua International | 0.2 | $3.1M | 509k | 6.09 | |
| Canadian Pacific Railway | 0.2 | $2.9M | 46k | 62.32 | |
| PowerShares QQQ Trust, Series 1 | 0.2 | $2.9M | 51k | 57.04 | |
| India Fund (IFN) | 0.2 | $2.8M | 92k | 30.30 | |
| Staples | 0.2 | $2.6M | 167k | 15.80 | |
| CurrencyShares Canadian Dollar Trust | 0.2 | $2.6M | 25k | 103.13 | |
| Hartford Financial Services (HIG) | 0.2 | $2.5M | 96k | 26.37 | |
| Golub Capital BDC (GBDC) | 0.2 | $2.4M | 159k | 14.93 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $2.2M | 21k | 104.02 | |
| CurrencyShares Australian Dollar Trust | 0.1 | $2.1M | 20k | 107.61 | |
| Annaly Capital Management | 0.1 | $2.1M | 116k | 18.04 | |
| Brookfield Asset Management | 0.1 | $2.1M | 63k | 33.17 | |
| Cenovus Energy (CVE) | 0.1 | $1.9M | 50k | 37.65 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.7M | 33k | 53.14 | |
| United Technologies Corporation | 0.1 | $1.8M | 20k | 88.52 | |
| Templeton Dragon Fund (TDF) | 0.1 | $1.7M | 57k | 30.35 | |
| Ultra Petroleum | 0.1 | $1.6M | 35k | 45.79 | |
| Energy Transfer Equity (ET) | 0.1 | $1.6M | 36k | 44.95 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.1 | $1.6M | 15k | 110.61 | |
| Encana Corp | 0.1 | $1.4M | 47k | 30.80 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $1.5M | 24k | 62.39 | |
| Northern Oil & Gas | 0.1 | $1.4M | 64k | 22.16 | |
| Bk Nova Cad (BNS) | 0.1 | $1.4M | 23k | 60.19 | |
| Bank of America Corporation (BAC) | 0.1 | $1.3M | 116k | 10.96 | |
| Coca-Cola Company (KO) | 0.1 | $1.3M | 19k | 67.31 | |
| Plum Creek Timber | 0.1 | $1.3M | 33k | 40.55 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.1 | $1.2M | 26k | 47.60 | |
| Berry Petroleum Company | 0.1 | $1.1M | 21k | 53.14 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.1 | $1.1M | 14k | 84.27 | |
| Royal Dutch Shell | 0.1 | $999k | 14k | 71.10 | |
| Illinois Tool Works (ITW) | 0.1 | $959k | 17k | 56.47 | |
| Oracle Corporation (ORCL) | 0.1 | $973k | 30k | 32.89 | |
| UGI Corporation (UGI) | 0.1 | $949k | 30k | 31.90 | |
| Blackstone Gso Flting Rte Fu (BSL) | 0.1 | $957k | 47k | 20.58 | |
| WisdomTree Dreyfus Emerging Currency (CEW) | 0.1 | $1.0M | 45k | 23.29 | |
| Montgomery Street Income Securities | 0.1 | $991k | 62k | 15.95 | |
| 3M Company (MMM) | 0.1 | $818k | 8.6k | 94.81 | |
| Wells Fargo & Company (WFC) | 0.1 | $861k | 31k | 28.06 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $813k | 7.00 | 116142.86 | |
| Corn Products International | 0.1 | $804k | 15k | 55.26 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $854k | 12k | 73.32 | |
| iShares Lehman MBS Bond Fund (MBB) | 0.1 | $811k | 7.6k | 106.71 | |
| Penn West Energy Trust | 0.1 | $904k | 39k | 23.08 | |
| Freehold Royalty Trust (FRHLF) | 0.1 | $847k | 42k | 20.37 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $727k | 22k | 33.88 | |
| Duke Energy Corporation | 0.1 | $783k | 42k | 18.83 | |
| At&t (T) | 0.1 | $719k | 23k | 31.39 | |
| Apache Corporation | 0.1 | $716k | 5.8k | 123.34 | |
| E.I. du Pont de Nemours & Company | 0.1 | $694k | 13k | 54.06 | |
| Deere & Company (DE) | 0.1 | $691k | 8.4k | 82.51 | |
| Buckeye Partners | 0.1 | $768k | 12k | 64.54 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $766k | 10k | 75.34 | |
| Penn Virginia Resource Partners | 0.1 | $668k | 25k | 26.94 | |
| Williams Partners | 0.1 | $727k | 13k | 54.19 | |
| Star Gas Partners (SGU) | 0.1 | $714k | 134k | 5.35 | |
| Goldman Sachs (GS) | 0.0 | $606k | 4.6k | 133.04 | |
| National-Oilwell Var | 0.0 | $602k | 7.7k | 78.18 | |
| Altria (MO) | 0.0 | $528k | 20k | 26.39 | |
| Halliburton Company (HAL) | 0.0 | $644k | 13k | 50.97 | |
| Honeywell International (HON) | 0.0 | $559k | 9.4k | 59.56 | |
| Merck & Co (MRK) | 0.0 | $586k | 17k | 35.31 | |
| Nextera Energy (NEE) | 0.0 | $560k | 9.7k | 57.49 | |
| Accenture (ACN) | 0.0 | $643k | 11k | 60.38 | |
| SandRidge Energy | 0.0 | $629k | 59k | 10.67 | |
| BHP Billiton (BHP) | 0.0 | $516k | 5.5k | 94.68 | |
| Potlatch Corporation (PCH) | 0.0 | $547k | 16k | 35.29 | |
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $651k | 6.1k | 106.63 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $602k | 3.4k | 177.42 | |
| Applied Minerals (AMNL) | 0.0 | $557k | 313k | 1.78 | |
| Enerplus Corp (ERF) | 0.0 | $568k | 18k | 31.61 | |
| Wisdomtree Tr | 0.0 | $596k | 22k | 27.79 | |
| Loews Corporation (L) | 0.0 | $505k | 12k | 42.08 | |
| Huntington Bancshares Incorporated (HBAN) | 0.0 | $415k | 63k | 6.56 | |
| Canadian Natl Ry (CNI) | 0.0 | $407k | 5.1k | 79.80 | |
| Devon Energy Corporation (DVN) | 0.0 | $413k | 5.2k | 78.74 | |
| Baxter International (BAX) | 0.0 | $382k | 6.4k | 59.69 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $420k | 8.7k | 48.28 | |
| Norfolk Southern (NSC) | 0.0 | $442k | 5.9k | 74.92 | |
| Medco Health Solutions | 0.0 | $504k | 8.9k | 56.48 | |
| AFLAC Incorporated (AFL) | 0.0 | $469k | 10k | 46.71 | |
| Amgen (AMGN) | 0.0 | $395k | 6.8k | 58.30 | |
| Directv | 0.0 | $448k | 8.8k | 50.82 | |
| Royal Dutch Shell | 0.0 | $368k | 5.1k | 71.75 | |
| Target Corporation (TGT) | 0.0 | $400k | 8.5k | 46.90 | |
| Williams Companies (WMB) | 0.0 | $473k | 16k | 30.22 | |
| Amazon (AMZN) | 0.0 | $368k | 1.8k | 204.33 | |
| Abb (ABBNY) | 0.0 | $370k | 14k | 25.93 | |
| iShares Gold Trust | 0.0 | $379k | 26k | 14.63 | |
| TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) | 0.0 | $393k | 16k | 24.72 | |
| iShares Silver Trust (SLV) | 0.0 | $389k | 12k | 33.83 | |
| BlackRock Income Trust | 0.0 | $458k | 65k | 7.05 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.0 | $508k | 5.3k | 95.85 | |
| QEP Resources | 0.0 | $370k | 8.8k | 41.82 | |
| Market Vectors Vietnam ETF. | 0.0 | $443k | 21k | 20.85 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $403k | 7.2k | 55.97 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.0 | $462k | 4.4k | 105.00 | |
| iShares MSCI Singapore Index Fund | 0.0 | $432k | 32k | 13.71 | |
| iShares MSCI Australia Index Fund (EWA) | 0.0 | $387k | 15k | 26.02 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $464k | 44k | 10.47 | |
| WisdomTree Dreyfus Chinese Yuan | 0.0 | $425k | 17k | 25.45 | |
| PIMCO GLOBAL MULTI ASSET Fd Cl mf (PGMAX) | 0.0 | $375k | 31k | 12.02 | |
| Vanguard Index Fds ttl stmktidsig | 0.0 | $436k | 14k | 32.12 | |
| BP (BP) | 0.0 | $302k | 6.8k | 44.32 | |
| Vale (VALE) | 0.0 | $308k | 9.7k | 31.92 | |
| Sociedad Quimica y Minera (SQM) | 0.0 | $304k | 4.7k | 64.68 | |
| El Paso Corporation | 0.0 | $284k | 14k | 20.17 | |
| Bunge | 0.0 | $268k | 3.9k | 69.04 | |
| Dominion Resources (D) | 0.0 | $323k | 6.7k | 48.21 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $356k | 5.3k | 66.57 | |
| W.W. Grainger (GWW) | 0.0 | $266k | 1.7k | 153.76 | |
| Boeing Company (BA) | 0.0 | $318k | 4.3k | 73.95 | |
| Dow Chemical Company | 0.0 | $246k | 6.8k | 35.94 | |
| STAAR Surgical Company (STAA) | 0.0 | $318k | 60k | 5.30 | |
| Anadarko Petroleum Corporation | 0.0 | $293k | 3.8k | 76.76 | |
| Philip Morris International (PM) | 0.0 | $268k | 4.0k | 66.87 | |
| Gilead Sciences (GILD) | 0.0 | $332k | 8.0k | 41.37 | |
| Lazard Ltd-cl A shs a | 0.0 | $229k | 6.2k | 37.14 | |
| TJX Companies (TJX) | 0.0 | $252k | 4.8k | 52.50 | |
| Power Corporation of Canada (PWCDF) | 0.0 | $223k | 8.0k | 27.88 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.0 | $341k | 18k | 18.52 | |
| EQT Corporation (EQT) | 0.0 | $331k | 6.3k | 52.54 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.0 | $299k | 2.5k | 121.54 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $353k | 3.9k | 91.21 | |
| Harding Loevner Fds Emerging M mutual funds (HLEMX) | 0.0 | $323k | 6.4k | 50.86 | |
| iShares MSCI Germany Index Fund (EWG) | 0.0 | $269k | 10k | 26.90 | |
| Orange 21 (ORNG) | 0.0 | $331k | 201k | 1.65 | |
| BERNSTEIN SANFORD C FUND Inc T mf | 0.0 | $316k | 20k | 15.86 | |
| BLACKROCK GLB ALLOCATION Fd Cl mf (MDLOX) | 0.0 | $231k | 12k | 20.09 | |
| FIDELITY ADVISORS NEW Insights mf (FNIAX) | 0.0 | $229k | 11k | 20.75 | |
| GABELLI ASSET FD SH BEN Int mf (GABAX) | 0.0 | $244k | 4.7k | 52.37 | |
| PUTNAM FD FOR Growth&income Sh mf | 0.0 | $314k | 22k | 14.02 | |
| VANGUARD INTL EQUITY Index Fd mf (VEIEX) | 0.0 | $301k | 9.8k | 30.56 | |
| Citigroup (C) | 0.0 | $267k | 6.4k | 41.64 | |
| Cavium | 0.0 | $273k | 6.3k | 43.62 | |
| Two Harbors Investment | 0.0 | $204k | 19k | 10.74 | |
| CSX Corporation (CSX) | 0.0 | $212k | 8.1k | 26.17 | |
| Travelers Companies (TRV) | 0.0 | $202k | 3.5k | 58.38 | |
| Dollar Tree Stores | 0.0 | $210k | 3.2k | 66.60 | |
| Hewlett-Packard Company | 0.0 | $209k | 5.8k | 36.33 | |
| Parker-Hannifin Corporation (PH) | 0.0 | $211k | 2.4k | 89.79 | |
| Gap (GPS) | 0.0 | $189k | 11k | 18.08 | |
| Enzon Pharmaceuticals (ENZN) | 0.0 | $175k | 17k | 10.04 | |
| Linn Energy | 0.0 | $215k | 5.5k | 39.09 | |
| MetLife (MET) | 0.0 | $202k | 4.6k | 43.95 | |
| Oneok Partners | 0.0 | $213k | 2.5k | 85.20 | |
| First Commonwealth Financial (FCF) | 0.0 | $92k | 16k | 5.75 | |
| Winthrop Realty Trust | 0.0 | $216k | 18k | 11.93 | |
| ICO Global Communications (ICOG) | 0.0 | $99k | 36k | 2.78 | |
| Heckmann Corp *w exp 11/09/201 | 0.0 | $213k | 485k | 0.44 | |
| BlackRock Income Opportunity Trust | 0.0 | $157k | 16k | 9.69 | |
| DNP Select Income Fund (DNP) | 0.0 | $122k | 12k | 10.00 | |
| Booz Allen Hamilton Holding Corporation (BAH) | 0.0 | $210k | 11k | 19.09 | |
| Matthews Asian Grth & Income (MACSX) | 0.0 | $194k | 11k | 18.07 | |
| Putnam Premier Income Trust (PPT) | 0.0 | $158k | 24k | 6.56 | |
| PowerShares DB Agriculture Fund | 0.0 | $209k | 6.6k | 31.67 | |
| Duff & Phelps Utility & Corp Bond Trust | 0.0 | $113k | 10k | 11.30 | |
| BlackRock Core Bond Trust (BHK) | 0.0 | $163k | 13k | 12.54 | |
| Vanguard Total Stock Market In | 0.0 | $90k | 2.7k | 33.41 | |
| BlackRock MuniHoldings New York Insured (MHN) | 0.0 | $142k | 10k | 13.92 | |
| Global Telecom & Technology (GTLT) | 0.0 | $183k | 145k | 1.26 | |
| Shengkai Innovations | 0.0 | $117k | 89k | 1.31 | |
| TRANSPAC INDUSTRIAL Holdings L cs | 0.0 | $78k | 60k | 1.30 | |
| Cgm Focus Fund mf | 0.0 | $208k | 6.5k | 31.92 | |
| Royce Fd Opportunity (RYPNX) | 0.0 | $182k | 15k | 12.38 | |
| Dreyfus Fd Inc Com mf | 0.0 | $164k | 17k | 9.48 | |
| Synovus Financial | 0.0 | $21k | 10k | 2.10 | |
| Globalstar (GSAT) | 0.0 | $14k | 11k | 1.27 | |
| Managed High Yield Plus Fund | 0.0 | $39k | 16k | 2.47 | |
| Brainstorm Cell Therapeutics | 0.0 | $25k | 50k | 0.50 | |
| Corecare Sys Inc Com cs | 0.0 | $1.1k | 15k | 0.07 | |
| ION SIGNATURE TECHNOLOGY Inc cs | 0.0 | $50k | 50k | 1.00 | |
| Lyris | 0.0 | $39k | 140k | 0.28 | |
| Millennium Cell (MCELQ) | 0.0 | $0 | 10k | 0.00 | |
| ProtoKinetix (PKTX) | 0.0 | $1.8k | 60k | 0.03 | |
| WisdomTree Investments (WT) | 0.0 | $63k | 10k | 6.30 | |
| Pure Bioscience | 0.0 | $7.0k | 10k | 0.70 | |
| Palladon Ventures Ltd cs | 0.0 | $27k | 21k | 1.32 | |
| New Pacific Metals Corp cs | 0.0 | $34k | 20k | 1.70 |
