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Aequim Alternative Investments

Latest statistics and disclosures from Aequim Alternative Investments's latest quarterly 13F-HR filing:

Top 5 stock holdings are SPY, Alibaba Group 0.500 01-Jun-2031, Seagate Hdd Cayman, Snowflake, Ford Mtr Co Del, and represent 26.88% of Aequim Alternative Investments's stock portfolio.
Added to shares of these 10 stocks: SPY (+$433M), Snowflake (+$182M), Trip Com Group (+$115M), Alibaba Group 0.500 01-Jun-2031 (+$83M), Bruker Corp (+$82M), Western Digital Corp (+$80M), Ford Mtr Co Del (+$51M), BA.PA (+$49M), Itron (+$46M), Evergy Inc Note 4.50012/1 (+$44M).
Started 17 new stock positions in Snowflake, IBIT, Snowflake, NWSA, Echostar Corp, FOX, ODD, Halozyme Therapeutics, WOLF, SPY. Trip Com Group, Granite Constr, Bruker Corp, Itron, Transmedics Group, NWL, Western Digital Corp.
Reduced shares in these 10 stocks: EXEEL (-$80M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (-$49M), Exact Sciences convertible/ (-$36M), CCL (-$28M), ALB.PA (-$26M), Csg Sys Intl (-$23M), Cytokinetics (-$19M), NEE.PS (-$16M), Super Micro Computer (-$16M), American Wtr Cap Corp (-$15M).
Sold out of its positions in ALB.PA, Alnylam Pharmaceuticals Inc Note 1.000 9/1, Csg Sys Intl, CCL, EXEEL, NET, CMPOW, Cree, Cytokinetics, ETSY. Exact Sciences convertible/, Liveperson, MCHP, Nextera Energy, Pacira Biosciences, Snap, Super Micro Computer, Varonis Sys.
Aequim Alternative Investments was a net buyer of stock by $1.2B.
Aequim Alternative Investments has $4.5B in assets under management (AUM), dropping by 46.93%.
Central Index Key (CIK): 0001728201

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Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 95 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY)	9.6	$433M	NEW	650k	666.18	View chart
Alibaba Group Hldg Note 0.500% 6/0 (Principal)	5.1	$230M	+56%	125M	1.84	View chart
Seagate Hdd Cayman Note 3.500% 6/0 (Principal)	4.7	$212M	+16%	74M	2.88	View chart
Snowflake Note 10/0 (Principal)	4.0	$182M	NEW	120M	1.52	View chart
Ford Mtr Note 3/1 (Principal)	3.4	$154M	+49%	152M	1.02	View chart
Txnm Energy Note 5.750% 6/0 (Principal)	3.2	$144M		110M	1.31	View chart
Evergy Note 4.500%12/1 (Principal)	3.1	$138M	+46%	110M	1.26	View chart
Brightspring Health Svcs Unit 02/01/2027 (BTSGU)	2.9	$130M		1.3M	101.09	View chart
Boeing Dep Conv Pfd A (BA.PA)	2.8	$125M	+63%	1.8M	69.57	View chart
Airbnb Note 3/1 (Principal)	2.7	$123M		125M	0.98	View chart
Hewlett Packard Enterprise C 7.625 Mand Conv (HPE.PC)	2.7	$122M		1.8M	67.90	View chart
Rivian Automotive Note 3.625%10/1 (Principal)	2.6	$115M	+8%	125M	0.92	View chart
Trip Com Group Note 0.750% 6/1 (Principal)	2.6	$115M	NEW	90M	1.28	View chart
Etsy Note 0.125%10/0 (Principal)	2.3	$106M	+41%	102M	1.04	View chart
Wec Energy Group Note 4.375% 6/0 (Principal)	2.3	$105M	+13%	85M	1.23	View chart
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	2.1	$96M	+24%	74M	1.29	View chart
Ugi Corp Note 5.000% 6/0 (Principal)	2.0	$90M		70M	1.28	View chart
Interdigital Note 3.500% 6/0 (Principal)	2.0	$90M		20M	4.47	View chart
Centerpoint Energy Note 4.250% 8/1 (Principal)	1.9	$86M		78M	1.11	View chart
Duke Energy Corp Note 4.125% 4/1 (Principal)	1.9	$86M	+66%	80M	1.07	View chart
Bruker Corp 6.375 Pref Ser A	1.8	$82M	NEW	300k	271.80	View chart
Western Digital Corp Note 3.000%11/1 (Principal)	1.8	$80M	NEW	25M	3.21	View chart
Chart Inds 6.75DP CNV PFD B (GTLS.PB)	1.6	$71M	+115%	1.0M	71.06	View chart
Repligen Corp Note 1.000%12/1 (Principal)	1.6	$71M	+19%	70M	1.01	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	1.5	$66M		60M	1.10	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	1.4	$65M		60M	1.08	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	1.3	$60M	-20%	60M	1.00	View chart
Wec Energy Group Note 4.375% 6/0 (Principal)	1.3	$60M		50M	1.20	View chart
Pg&e Corp Pfd Conv Ser A (PCG.PX)	1.3	$59M		1.5M	39.38	View chart
Alarm Com Hldgs Note 1/1 (Principal)	1.3	$57M		58M	0.99	View chart
Southern Note 3.875%12/1 (Principal)	1.2	$56M	+14%	50M	1.13	View chart
Live Nation Entertainment In Note 3.125% 1/1 (Principal)	1.2	$56M	+283%	35M	1.62	View chart
Shopify Note 0.125%11/0 (Principal)	1.2	$53M		50M	1.05	View chart
Progress Software Corp Note 1.000% 4/1 (Principal)	1.1	$50M	+11%	50M	1.00	View chart
Itron Note 1.375% 7/1 (Principal)	1.0	$46M	NEW	40M	1.15	View chart
Echostar Corp Note 3.875%11/3 (Principal)	1.0	$43M	NEW	18M	2.46	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.9	$41M	+33%	40M	1.01	View chart
Blackline Note 3/1 (Principal)	0.8	$38M		39M	0.98	View chart
Nextera Energy Unit 06/01/2027 (NEE.PS)	0.8	$36M	-30%	725k	49.87	View chart
Spotify Technology S A SHS (SPOT)	0.7	$33M	+46%	48k	698.00	View chart
Southern Note 4.500% 6/1 (Principal)	0.7	$33M		30M	1.11	View chart
Confluent Note 1/1 (Principal)	0.6	$29M		31M	0.94	View chart
Guardant Health Debt 1.250% 2/1 (Principal)	0.6	$26M		20M	1.30	View chart
Coinbase Global Com Cl A (COIN)	0.5	$23M		69k	337.49	View chart
Enovis Corporation Note 3.875%10/1 (Principal)	0.5	$23M	+31%	23M	0.99	View chart
Uber Technologies Note 0.875%12/0 (Principal)	0.5	$22M	+66%	15M	1.47	View chart
Jamf Hldg Corp Note 0.125% 9/0 (Principal)	0.5	$22M		23M	0.96	View chart
Firstenergy Corp Note 4.000% 5/0 (Principal)	0.5	$21M		20M	1.04	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	0.4	$20M		18M	1.14	View chart
Enphase Energy Note 3/0 (Principal)	0.4	$20M		20M	0.98	View chart
Unity Software Note 11/1 (Principal)	0.4	$18M		19M	0.95	View chart
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT)	0.4	$16M	NEW	250k	65.00	View chart
Pros Holdings Note 2.250% 9/1 (Principal)	0.3	$15M		15M	0.99	View chart
Fluor Corporation (FLR)	0.3	$15M	-6%	353k	42.07	View chart
Mirum Pharmaceuticals Note 4.000% 5/0 (Principal)	0.3	$14M		6.0M	2.41	View chart
Bentley Sys Note 0.375% 7/0 (Principal)	0.3	$14M	-16%	15M	0.94	View chart
Cyberark Software SHS (CYBR)	0.3	$12M	+101%	26k	483.15	View chart
Vertex Note 0.750% 5/0 (Principal)	0.3	$12M	+20%	12M	1.02	View chart
Granite Constr Note 3.750% 5/1 (Principal)	0.3	$12M	NEW	5.0M	2.41	View chart
Epr Pptys PFD C CV 5.75% (EPR.PC)	0.2	$11M		440k	25.43	View chart
Etsy Note 0.250% 6/1 (Principal)	0.2	$11M		13M	0.89	View chart
Snowflake Note 10/0 (Principal)	0.2	$11M	NEW	6.9M	1.57	View chart
Cheesecake Factory Incorporated (CAKE)	0.2	$11M	+264%	195k	54.64	View chart
Nutanix Cl A (NTNX)	0.2	$10M		135k	74.39	View chart
Bentley Sys Note 0.125% 1/1 (Principal)	0.2	$9.9M	+100%	10M	0.99	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.2	$7.1M	NEW	5.0M	1.42	View chart
Oddity Tech Shs Cl A (ODD)	0.2	$7.0M	NEW	112k	62.30	View chart
Siriusxm Holdings Common Stock (SIRI)	0.2	$6.8M		293k	23.27	View chart
Kellogg Company (K)	0.1	$5.3M		65k	82.02	View chart
Parsons Corporation (PSN)	0.1	$4.4M	+81%	53k	82.92	View chart
Vishay Intertechnology Note 2.250% 9/1 (Principal)	0.1	$4.1M	+80%	4.5M	0.91	View chart
Enphase Energy Note 3/0 (Principal)	0.1	$3.0M		3.5M	0.87	View chart
Repay Hldgs Corp Com Cl A (RPAY)	0.1	$3.0M		579k	5.23	View chart
Fox Corp Cl B Com (FOX)	0.1	$2.5M	NEW	44k	57.29	View chart
Newell Rubbermaid (NWL)	0.1	$2.5M	NEW	480k	5.24	View chart
News Corp Cl A (NWSA)	0.1	$2.5M	NEW	81k	30.71	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.1	$2.5M		2.5M	0.98	View chart
Cleveland-cliffs (CLF)	0.1	$2.4M		200k	12.20	View chart
Alarm Com Hldgs Note 2.250% 6/0 (Principal)	0.1	$2.4M		2.5M	0.96	View chart
Halozyme Therapeutics Note 0.250% 3/0 (Principal)	0.1	$2.3M	NEW	2.0M	1.15	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.1	$2.3M		72k	31.56	View chart
Jazz Pharmaceuticals Shs Usd (JAZZ)	0.0	$2.2M		17k	131.80	View chart
Wolfspeed Common Stock (WOLF)	0.0	$2.0M	NEW	69k	28.60	View chart
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS)	0.0	$1.9M	+19%	75k	25.50	View chart
Workiva Com Cl A Call Option (WK)	0.0	$1.9M		22k	86.08	View chart
Adient Ord Shs (ADNT)	0.0	$1.7M		70k	24.08	View chart
Gen Digital Right 99/99/9999 (GENVR)	0.0	$1.4M		200k	6.97	View chart
Gcm Grosvenor *w Exp 11/17/202 (GCMGW)	0.0	$881k		1.7M	0.53	View chart
Baxter International (BAX)	0.0	$683k	+20%	30k	22.77	View chart
Onemain Holdings (OMF)	0.0	$476k		8.4k	56.46	View chart
J Global (ZD)	0.0	$268k		7.0k	38.10	View chart
O-i Glass (OI)	0.0	$259k		20k	12.97	View chart
Goodyear Tire & Rubber Company (GT)	0.0	$224k		30k	7.48	View chart
Algoma Stl Group *w Exp 10/19/202 (ASTLW)	0.0	$64k		414k	0.15	View chart
Butterfly Network *w Exp 02/12/202 (BFLY.WS)	0.0	$2.3k		49k	0.05	View chart

Past Filings by Aequim Alternative Investments

SEC 13F filings are viewable for Aequim Alternative Investments going back to 2018

Aequim Alternative Investments 2025 Q3 filed Nov. 14, 2025
Aequim Alternative Investments 2025 Q2 filed Aug. 1, 2025
Aequim Alternative Investments 2024 Q4 filed Feb. 14, 2025
Aequim Alternative Investments 2024 Q3 filed Nov. 15, 2024
Aequim Alternative Investments 2024 Q2 filed Aug. 12, 2024
Aequim Alternative Investments 2024 Q1 filed May 13, 2024
Aequim Alternative Investments 2023 Q4 filed Feb. 14, 2024
Aequim Alternative Investments 2023 Q3 filed Nov. 15, 2023
Aequim Alternative Investments 2023 Q2 filed Aug. 10, 2023
Aequim Alternative Investments 2023 Q1 filed May 12, 2023
Aequim Alternative Investments 2022 Q4 filed Feb. 14, 2023
Aequim Alternative Investments 2022 Q3 filed Nov. 14, 2022
Aequim Alternative Investments 2022 Q2 filed Aug. 15, 2022
Aequim Alternative Investments 2022 Q1 filed May 10, 2022
Aequim Alternative Investments 2021 Q4 filed Feb. 9, 2022
Aequim Alternative Investments 2021 Q3 filed Nov. 4, 2021

View all past filings

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