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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Ventas Rlty Ltd Partnership, American Wtr Cap Corp, Bofa Fin, Liberty Media Corp Del, Ppl Cap Fdg, and represent 32.48% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Ventas Rlty Ltd Partnership (+$77M), American Wtr Cap Corp (+$66M), Bofa Fin (+$64M), Duke Energy Corp (+$44M), Akamai Technologies Inc Note 1.125 2/1 (+$35M), Nutanix (+$29M), Uber Technologies (+$25M), Advanced Energy Inds (+$22M), Spotify Usa (+$18M), Southern (+$15M).
Started 40 new stock positions in Digitalocean Hldgs, AMPX, Duke Energy Corp, WEST, HTZ, JSPRW, Pacira Biosciences, Akamai Technologies Inc Note 1.125 2/1, ASTS, Chegg.
Reduced shares in these 10 stocks: Southwest Airls (-$61M), Jazz Investments I (-$39M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (-$22M), SSR MNG (-$18M), Petiq (-$17M), Akamai Technologies (-$14M), Middleby (-$13M), Expedia Group (-$12M), DJTWW (-$10M), Ncl Corp (-$7.2M).
Sold out of its positions in Alnylam Pharmaceuticals Inc Note 1.000 9/1, AMPX.WS, AFT, FRA, BFLY, TCS, CURI, DJTWW, EPD, Etsy.
Zazove Associates was a net buyer of stock by $187M.
Zazove Associates has $935M in assets under management (AUM), dropping by -36.61%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 128 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	8.2	$77M	NEW	63M	1.22	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	7.1	$66M	NEW	65M	1.03	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	6.8	$64M	NEW	57M	1.11	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	5.2	$49M	+16%	47M	1.03	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	5.1	$48M	-11%	45M	1.06	View chart
Mgp Ingredients Note 1.875%11/1 (Principal)	4.9	$46M	+7%	43M	1.07	View chart
Duke Energy Corp Note 4.125% 4/1 (Principal)	4.7	$44M	NEW	41M	1.06	View chart
Ford Mtr Note 3/1 (Principal)	4.7	$44M	+6%	45M	0.98	View chart
Akamai Technologies Note 1.125% 2/1 (Principal)	3.7	$35M	NEW	34M	1.02	View chart
Nutanix Note 0.250%10/0 (Principal)	3.4	$32M	+974%	27M	1.20	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	3.0	$28M	+2%	23M	1.23	View chart
Uber Technologies Note 12/1 (Principal)	2.6	$25M	NEW	22M	1.11	View chart
Advanced Energy Inds Note 2.500% 9/1 (Principal)	2.4	$22M	NEW	21M	1.06	View chart
John Bean Technologies Corp Note 0.250% 5/1 (Principal)	2.3	$22M	-17%	23M	0.94	View chart
Spotify Usa Note 3/1 (Principal)	1.9	$18M	+7229%	18M	1.00	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	1.8	$17M	-11%	18M	0.94	View chart
Southern Note 3.875%12/1 (Principal)	1.8	$17M	+733%	15M	1.11	View chart
Middleby Corp Note 1.000% 9/0 (Principal)	1.7	$16M	-44%	14M	1.15	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	1.6	$15M		13M	1.17	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	1.6	$15M	-54%	16M	0.95	View chart
Equinox Gold Corp Note 4.750%10/1 (Principal)	1.4	$13M	NEW	10M	1.26	View chart
Varex Imaging Corp Note 4.000% 6/0 (Principal)	1.3	$12M	-4%	12M	1.00	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.2	$11M	-4%	11M	1.06	View chart
American Airlines Group Note 6.500% 7/0 (Principal)	1.1	$10M	+406%	10M	1.03	View chart
Ncl Corp Note 5.375% 8/0 (Principal)	1.1	$10M	NEW	8.1M	1.24	View chart
Conmed Corp Note 2.250% 6/1 (Principal)	1.0	$9.0M	-24%	9.7M	0.93	View chart
Penn Entertainment Note 2.750% 5/1 (Principal)	0.8	$7.9M	NEW	7.3M	1.08	View chart
Kayne Anderson MLP Investment (KYN)	0.8	$7.4M	-13%	677k	11.00	View chart
Jazz Investments I Note 2.000% 6/1 (Principal)	0.8	$7.3M	-84%	7.3M	1.00	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	0.7	$6.7M	-2%	5.9M	1.15	View chart
Interdigital Note 3.500% 6/0 (Principal)	0.7	$6.5M	-30%	3.5M	1.86	View chart
Braemar Hotels And Resorts (BHR)	0.7	$6.5M		2.1M	3.09	View chart
Cnx Res Corp Note 2.250% 5/0 (Principal)	0.7	$6.4M		2.5M	2.55	View chart
Westrock Coffee (WEST)	0.6	$5.8M	NEW	886k	6.50	View chart
Granite Ridge Resources (GRNT)	0.6	$5.5M	-10%	932k	5.94	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.6	$5.3M	NEW	5.0M	1.07	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.6	$5.2M	-26%	5.0M	1.05	View chart
Cvr Partners (UAN)	0.6	$5.2M		78k	67.13	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.5	$5.0M		100k	49.94	View chart
Urban One Cl D Non Vtg (UONEK)	0.4	$4.0M	+8%	3.6M	1.11	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.4	$3.9M		2.5M	1.56	View chart
Air Trans Svcs Group Note 3.875% 8/1 (Principal)	0.4	$3.8M	NEW	4.0M	0.94	View chart
Zillow Group Note 1.375% 9/0 (Principal)	0.4	$3.7M		2.5M	1.50	View chart
Datadog Note 0.125% 6/1 (Principal)	0.4	$3.7M		2.9M	1.30	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.4	$3.5M	NEW	1.9M	1.85	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	0.3	$3.0M	NEW	2.5M	1.22	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.3	$3.0M	-3%	3.2M	0.95	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.3	$3.0M		2.0M	1.50	View chart
Clear Channel Outdoor Holdings (CCO)	0.3	$2.9M	-18%	1.8M	1.60	View chart
Bloom Energy Corp Note 3.000% 6/0 (Principal)	0.3	$2.8M	NEW	3.0M	0.92	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.3	$2.7M		3.0M	0.91	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	0.3	$2.4M	-74%	2.5M	0.97	View chart
Pagerduty Note 1.250% 7/0 (Principal)	0.3	$2.4M		2.5M	0.96	View chart
Post Hldgs Note 2.500% 8/1 (Principal)	0.3	$2.4M		2.0M	1.19	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.2	$2.0M	+16%	2.0M	1.01	View chart
Sea Note 2.375%12/0 (Principal)	0.2	$2.0M	+26%	1.7M	1.20	View chart
Cumulus Media Com Cl A (CMLS)	0.2	$1.9M		1.5M	1.31	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.2	$1.8M		1.7M	1.10	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	0.2	$1.8M	-20%	1.1M	1.58	View chart
Altair Engr Note 1.750% 6/1 (Principal)	0.2	$1.8M		1.3M	1.43	View chart
Confluent Note 1/1 (Principal)	0.2	$1.8M	NEW	2.0M	0.89	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.2	$1.7M	+7%	1.4M	1.25	View chart
GDL Com Sh Ben It (GDL)	0.2	$1.6M	-46%	201k	8.15	View chart
Sunopta (STKL)	0.2	$1.6M	-47%	250k	6.38	View chart
Cutera Note 4.000% 6/0 (Principal)	0.1	$1.4M		7.8M	0.18	View chart
Chefs Whse Note 1.875%12/0 (Principal)	0.1	$1.4M		1.3M	1.05	View chart
Osisko Development Corp Com New (ODV)	0.1	$1.3M	-2%	607k	2.13	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.1	$1.3M		1.1M	1.15	View chart
Smart Global Hldgs Note 2.250% 2/1 (Principal)	0.1	$1.2M		1.0M	1.21	View chart
Cutera Note 2.250% 6/0 (Principal)	0.1	$1.2M		7.1M	0.16	View chart
Th International Ordinary Shares (THCH)	0.1	$1.1M		1.4M	0.81	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.1	$1.1M	+10%	379k	2.88	View chart
Amprius Technologies Common Stock (AMPX)	0.1	$1.1M	NEW	970k	1.11	View chart
Urban One Cl A (UONE)	0.1	$985k	-4%	560k	1.76	View chart
Akamai Technologies Note 0.375% 9/0 (Principal)	0.1	$621k	-95%	600k	1.03	View chart
Nuscale Pwr Corp *w Exp 05/02/202 (SMR.WS)	0.1	$614k	+219%	191k	3.21	View chart
Landsea Homes Corp *w Exp 01/08/202 (LSEAW)	0.1	$602k		2.2M	0.28	View chart
Ringcentral Note 3/1 (Principal)	0.1	$541k	+20%	589k	0.92	View chart
Hertz Global Hldgs Com New (HTZ)	0.1	$536k	NEW	162k	3.30	View chart
Ast Spacemobile Com Cl A (ASTS)	0.1	$528k	NEW	20k	26.15	View chart
The Beauty Health Company Com Cl A (SKIN)	0.1	$493k		342k	1.44	View chart
Hudson Technologies (HDSN)	0.1	$469k	-55%	56k	8.34	View chart
Envestnet Note 0.750% 8/1 (Principal)	0.0	$419k	NEW	425k	0.99	View chart
Pacira Biosciences Note 0.750% 8/0 (Principal)	0.0	$382k	NEW	400k	0.96	View chart
Five9 Note 0.500% 6/0 (Principal)	0.0	$382k	NEW	395k	0.97	View chart
Solaredge Technologies Note 9/1 (Principal)	0.0	$374k	-84%	400k	0.93	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$372k	+33%	382k	0.97	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$368k	NEW	460k	0.80	View chart
Ziff Davis Note 1.750%11/0 (Principal)	0.0	$367k	NEW	394k	0.93	View chart
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal)	0.0	$357k	NEW	375k	0.95	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$355k	+1636%	382k	0.93	View chart
BRC Com Cl A (BRCC)	0.0	$342k	NEW	100k	3.42	View chart
Gold Royalty Corp Common Shares (GROY)	0.0	$328k	NEW	241k	1.36	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$326k	+42%	354k	0.92	View chart
Cable One Note 3/1 (Principal)	0.0	$323k	+42%	353k	0.92	View chart
Block Note 5/0 (Principal)	0.0	$323k	+40%	349k	0.92	View chart
Lyft Note 1.500% 5/1 (Principal)	0.0	$295k	+45%	302k	0.98	View chart
Dexcom Note 0.250%11/1 (Principal)	0.0	$286k	-89%	300k	0.95	View chart
Intuitive Machines *w Exp 99/99/999 (LUNRW)	0.0	$268k	NEW	108k	2.48	View chart
Arko Corp *w Exp 12/22/202 (ARKOW)	0.0	$250k	NEW	484k	0.52	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$246k	+62%	272k	0.90	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$242k		9.3k	26.16	View chart
Chegg Note 9/0 (Principal)	0.0	$239k	+57%	314k	0.76	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$225k		242k	0.93	View chart
Expedia Group Note 2/1 (Principal)	0.0	$198k	-98%	207k	0.95	View chart
Novocure Note 11/0 (Principal)	0.0	$149k		158k	0.94	View chart
Spdr Ser Tr Bloomberg 1-3 Mo (BIL)	0.0	$141k	NEW	1.5k	91.81	View chart
Ishares Tr 0-3 Mnth Treasry (SGOV)	0.0	$136k	NEW	1.4k	100.72	View chart
Digitalocean Hldgs Note 12/0 (Principal)	0.0	$93k	NEW	105k	0.89	View chart
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS)	0.0	$87k	NEW	669k	0.13	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$80k	-66%	5.0k	16.05	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$77k		220k	0.35	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$64k	+204%	1.3k	48.20	View chart
Chegg Note 0.125% 3/1 (Principal)	0.0	$62k	NEW	65k	0.96	View chart
Forum Energy Technologies In Note 9.000% 8/0 (Principal)	0.0	$57k	-58%	57k	0.99	View chart
Psq Holdings *w Exp 99/99/999 (PSQH.WS)	0.0	$50k	NEW	271k	0.19	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$42k		1.8k	23.22	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$34k		1.3M	0.03	View chart
Freyr Battery *w Exp 07/09/202 (FREY.WS)	0.0	$25k		346k	0.07	View chart
Simplify Exchange Traded Fun Simplify Interst (PFIX)	0.0	$25k	-95%	604.00	41.12	View chart
Algoma Stl Group *w Exp 10/19/202 (ASTLW)	0.0	$17k	NEW	10k	1.73	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$13k		151k	0.08	View chart
Jasper Therapeutics *w Exp 09/24/202 (JSPRW)	0.0	$12k	NEW	66k	0.19	View chart
Paysafe *w Exp 03/30/202 (PSFE.WS)	0.0	$9.4k		400k	0.02	View chart
Complete Solaria *w Exp 07/31/202 (CSLRW)	0.0	$6.6k		25k	0.26	View chart
Mirion Technologies Com Cl A (MIR)	0.0	$5.1k	NEW	461.00	11.07	View chart
Montana Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$4.0k	NEW	9.1k	0.44	View chart
NWTN *w Exp 12/31/202 (NWTNW)	0.0	$2.6k		65k	0.04	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023
Zazove Associates 2022 Q4 filed Jan. 31, 2023
Zazove Associates 2022 Q2 filed Dec. 6, 2022
Zazove Associates 2022 Q3 filed Oct. 24, 2022
Zazove Associates 2022 Q1 filed April 22, 2022
Zazove Associates 2021 Q3 filed Oct. 25, 2021
Zazove Associates 2021 Q2 filed July 22, 2021
Zazove Associates 2021 Q1 filed April 27, 2021
Zazove Associates 2020 Q4 filed Feb. 10, 2021
Zazove Associates 2020 Q3 filed Oct. 27, 2020

View all past filings

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