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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Parsons Corp 2.625 01-Mar-2029, Ventas Rlty Ltd Partnership, Tetra Tech, Tyler Technologies, MKS, and represent 25.66% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Varonis Sys (+$35M), Jazz Investments I (+$28M), Shopify (+$25M), Aerovironment (+$21M), Fluor Corp (+$15M), Snowflake (+$15M), SSR MNG (+$14M), Ncl Corp (+$13M), BAC.PL (+$9.5M), Spotify Usa (+$6.8M).
Started 38 new stock positions in Pbf Energy Inc cl a, MIR, Snowflake, Lithium Amers Corp, OPFI.WS, Ncl Corp, BHR.PB, Diageo Plc-sponsored Adr put, Aerovironment, BAC.PL.
Reduced shares in these 10 stocks: Advanced Energy Inds (-$32M), Middleby (-$28M), Global Pmts (-$25M), Bofa Fin (-$24M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (-$23M), Equinox Gold Corp (-$21M), American Wtr Cap Corp (-$20M), Ppl Cap Fdg (-$17M), Parsons Corp 2.625 01-Mar-2029 (-$16M), Peabody Engr Corp (-$14M).
Sold out of its positions in Ark Etf Tr put, Align Technology Inc. cmn, Alnylam Pharmaceuticals Inc Note 1.000 9/1, American Airls Group, Apple Inc option, Arbor Realty Trust, ARKOW, Bloom Energy Corp Note 3.000 6/0, Circle Internet Group, Coinbase Global.
Zazove Associates was a net seller of stock by $-161M.
Zazove Associates has $1.1B in assets under management (AUM), dropping by -9.96%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 170 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Parsons Corp Del Note 2.625% 3/0 (Principal)	5.9	$65M	-19%	57M	1.14	View chart
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	5.6	$61M	-16%	48M	1.29	View chart
Tetra Tech DBCV 2.250% 8/1 (Principal)	5.5	$61M	-16%	56M	1.08	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	4.6	$51M	+2%	47M	1.10	View chart
MKS Note 1.250% 6/0 (Principal)	4.1	$45M	-2%	41M	1.10	View chart
Duke Energy Corp Note 4.125% 4/1 (Principal)	4.0	$45M	-23%	42M	1.07	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	3.8	$42M	+55%	36M	1.19	View chart
Itron Note 1.375% 7/1 (Principal)	3.4	$37M	+10%	33M	1.15	View chart
Varonis Sys Note 1.000% 9/1 (Principal)	3.2	$35M	NEW	33M	1.08	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	3.0	$33M	-42%	33M	0.99	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	2.9	$32M	-34%	28M	1.14	View chart
Southern Note 4.500% 6/1 (Principal)	2.7	$30M	-21%	27M	1.11	View chart
Global Pmts Note 1.500% 3/0 (Principal)	2.7	$30M	-45%	33M	0.91	View chart
Haemonetics Corp Mass Note 2.500% 6/0 (Principal)	2.7	$30M	-25%	32M	0.92	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	2.5	$28M	NEW	24M	1.19	View chart
Repligen Corp Note 1.000%12/1 (Principal)	2.4	$27M	-2%	26M	1.01	View chart
Shopify Note 0.125%11/0 (Principal)	2.2	$25M	NEW	23M	1.05	View chart
Evergy Note 4.500%12/1 (Principal)	2.2	$24M	-32%	19M	1.25	View chart
Aerovironment Note 7/1 (Principal)	1.9	$21M	NEW	17M	1.24	View chart
Advanced Energy Inds Note 2.500% 9/1 (Principal)	1.8	$20M	-61%	15M	1.39	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	1.6	$17M	-2%	18M	0.98	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.5	$17M	+6%	14M	1.17	View chart
Granite Constr Note 3.250% 6/1 (Principal)	1.4	$15M	-22%	9.9M	1.53	View chart
Snowflake Note 10/0 (Principal)	1.3	$15M	NEW	9.4M	1.57	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	1.3	$15M	+2284%	10M	1.42	View chart
Vertex Note 0.750% 5/0 (Principal)	1.2	$13M		13M	1.02	View chart
Spotify Usa Note 3/1 (Principal)	1.2	$13M	+103%	9.8M	1.37	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	1.2	$13M	NEW	13M	1.03	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	1.2	$13M		13M	0.98	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	1.2	$13M		13M	1.01	View chart
Meritage Homes Corp Note 1.750% 5/1 (Principal)	1.0	$11M	-51%	11M	1.02	View chart
Enovis Corporation Note 3.875%10/1 (Principal)	1.0	$11M	-2%	11M	0.99	View chart
Bank America Corp 7.25%CNV PFD L (BAC.PL)	0.9	$9.5M	NEW	7.4k	1281.01	View chart
Opko Health Note 3.750% 1/1 (Principal)	0.8	$9.1M	-3%	5.9M	1.54	View chart
Coinbase Global Note 0.500% 6/0 (Principal)	0.8	$9.0M	+307%	8.1M	1.11	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.8	$9.0M	-60%	6.0M	1.50	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	0.8	$8.6M	-69%	8.6M	1.00	View chart
Braemar Hotels And Resorts (BHR)	0.6	$6.2M	+8%	2.3M	2.73	View chart
Kosmos Energy Note 3.125% 3/1 (Principal)	0.6	$6.2M	+5%	9.6M	0.64	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.6	$6.1M	-19%	6.0M	1.01	View chart
World Kinect Corporation Note 3.250% 7/0 (Principal)	0.5	$5.6M	-3%	5.1M	1.11	View chart
Equinox Gold Corp Note 4.750%10/1 (Principal)	0.5	$5.5M	-79%	2.9M	1.93	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.5	$5.4M		5.0M	1.08	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.5	$5.0M		100k	49.99	View chart
Kayne Anderson MLP Investment (KYN)	0.4	$4.8M	-20%	388k	12.37	View chart
Lyft Note 0.625% 3/0 (Principal)	0.4	$4.5M	+40%	3.5M	1.30	View chart
Freshpet Note 3.000% 4/0 (Principal)	0.4	$4.2M	NEW	3.8M	1.12	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.4	$4.2M		4.0M	1.04	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.4	$3.9M		2.9M	1.33	View chart
Mgp Ingredients Note 1.875%11/1 (Principal)	0.3	$3.8M		4.0M	0.96	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.3	$3.7M		4.0M	0.93	View chart
Urban One Cl D Non Vtg (UONEK)	0.3	$3.6M	+2%	5.0M	0.72	View chart
Cvr Partners (UAN)	0.3	$3.5M	-49%	39k	90.12	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.3	$3.5M		2.5M	1.41	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	0.3	$3.5M		3.3M	1.05	View chart
Ford Mtr Note 3/1 (Principal)	0.3	$3.0M	NEW	3.0M	1.01	View chart
Westrock Coffee (WEST)	0.3	$3.0M	-11%	624k	4.86	View chart
Jd.com Note 0.250% 6/0 (Principal)	0.2	$2.7M		2.5M	1.08	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.2	$2.6M		2.5M	1.05	View chart
Groupon Note 6.250% 3/1 (Principal)	0.2	$2.3M		2.0M	1.17	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.2	$2.3M	-57%	2.1M	1.10	View chart
Post Hldgs Note 2.500% 8/1 (Principal)	0.2	$2.3M		2.0M	1.13	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.2	$2.2M	+2%	1.1M	2.01	View chart
Clear Channel Outdoor Holdings (CCO)	0.2	$1.9M	-19%	1.2M	1.58	View chart
Five9 Note 1.000% 3/1 (Principal)	0.2	$1.9M		2.1M	0.89	View chart
Usa Rare Earth *w Exp 03/13/203 (USARW)	0.1	$1.6M		223k	7.17	View chart
Ncl Corp Note 2.500% 2/1 (Principal)	0.1	$1.6M		1.5M	1.05	View chart
Nutanix Note 0.250%10/0 (Principal)	0.1	$1.6M	-30%	1.1M	1.39	View chart
Realreal (REAL)	0.1	$1.5M	-28%	140k	10.63	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.1	$1.5M	+9%	437k	3.39	View chart
Luxexperience Bv Sponsored Ads (LUXE)	0.1	$1.4M	+37%	170k	8.50	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	0.1	$1.4M	-85%	1.1M	1.36	View chart
Sunopta (STKL)	0.1	$1.4M	+14%	240k	5.86	View chart
Itron Note 3/1 (Principal)	0.1	$1.4M	+182%	1.3M	1.06	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$1.3M	-41%	325k	3.86	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.1	$1.1M	+4%	1.5M	0.76	View chart
Equinox Gold Corp equities (EQX)	0.1	$1.1M	+25%	100k	11.22	View chart
GDL Com Sh Ben It (GDL)	0.1	$1.0M		121k	8.55	View chart
MNTN Cl A (MNTN)	0.1	$928k	NEW	50k	18.55	View chart
Expedia Group Note 2/1 (Principal)	0.1	$906k	-85%	897k	1.01	View chart
Webull Corp *w Exp 04/10/203 (BULLW)	0.1	$881k		146k	6.05	View chart
Joby Aviation *w Exp 08/10/202 (JOBY.WS)	0.1	$875k		145k	6.04	View chart
Brookdale Senior Living (BKD)	0.1	$847k	NEW	100k	8.47	View chart
National Cinemedia Com New (NCMI)	0.1	$813k	+164%	180k	4.51	View chart
Asa Gold And Precious Mtls L SHS (ASA)	0.1	$811k	NEW	18k	45.80	View chart
Alliancebernstein Hldg Call Call Option	0.1	$738k	+173%	184k	4.00	View chart
Osisko Development Corp Com New (ODV)	0.1	$678k		200k	3.39	View chart
Urban One Cl A (UONE)	0.1	$642k		462k	1.39	View chart
Sandstorm Gold Com New (SAND)	0.1	$626k	NEW	50k	12.52	View chart
Th International Shs New (THCH)	0.1	$616k	-6%	238k	2.59	View chart
Akamai Technologies Note 1.125% 2/1 (Principal)	0.1	$583k	-90%	620k	0.94	View chart
Pbf Energy Put Put Option	0.0	$510k	NEW	100k	5.10	View chart
Enovix Corp (ENVX)	0.0	$499k		50k	9.97	View chart
Capri Holdings SHS (CPRI)	0.0	$498k		25k	19.92	View chart
Hudson Technologies (HDSN)	0.0	$497k	-11%	50k	9.93	View chart
Lithium Argentina Note 1.750% 1/1 (Principal)	0.0	$451k	NEW	500k	0.90	View chart
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB)	0.0	$445k	NEW	28k	16.16	View chart
Array Technologies Note 1.000%12/0 (Principal)	0.0	$431k		495k	0.87	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$412k		460k	0.90	View chart
B2gold Corp Call Call Option	0.0	$404k		352k	1.15	View chart
Eventbrite Note 0.750% 9/1 (Principal)	0.0	$393k		410k	0.96	View chart
Nextnav *w Exp 99/99/999 (NNAVW)	0.0	$392k	+1183%	71k	5.56	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$391k		400k	0.98	View chart
Redfin Corp Note 0.500% 4/0 (Principal)	0.0	$390k	NEW	420k	0.93	View chart
Ziff Davis Debt 3.625% 3/0 (Principal)	0.0	$390k	NEW	404k	0.97	View chart
Jetblue Airways Corp Note 0.500% 4/0 (Principal)	0.0	$390k		400k	0.97	View chart
BRC Com Cl A (BRCC)	0.0	$387k	-3%	248k	1.56	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$382k		382k	1.00	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.0	$381k		385k	0.99	View chart
Oil Sts Intl Note 4.750% 4/0 (Principal)	0.0	$375k		375k	1.00	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$374k		382k	0.98	View chart
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal)	0.0	$373k		375k	0.99	View chart
Flutter Entmt Call Call Option	0.0	$361k	NEW	20k	18.05	View chart
Bruker Corp 6.375 Pref Ser A	0.0	$352k	NEW	1.3k	270.90	View chart
Cable One Note 3/1 (Principal)	0.0	$345k		353k	0.98	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.0	$323k	NEW	141k	2.29	View chart
Opko Health (OPK)	0.0	$322k		208k	1.55	View chart
Spdr Series Trust S&p Retail Etf Put Option (XRT)	0.0	$286k	-6%	70k	4.08	View chart
The Realreal Note 1.000% 3/0 (Principal)	0.0	$279k		315k	0.89	View chart
Wells Fargo Perp Pfd Cnv A (WFC.PL)	0.0	$272k		220.00	1236.63	View chart
Cable One Note 1.125% 3/1 (Principal)	0.0	$268k		310k	0.86	View chart
Vail Resorts Note 1/0 (Principal)	0.0	$257k		260k	0.99	View chart
Marriott Vacations Worldwide Note 1/1 (Principal)	0.0	$256k		260k	0.99	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$235k		242k	0.97	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$234k		9.3k	25.26	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.0	$220k		100k	2.19	View chart
Cvr Energy Call Call Option	0.0	$219k	NEW	35k	6.20	View chart
Diageo Put Put Option	0.0	$200k	NEW	29k	6.95	View chart
Bloom Energy Corp Put Put Option	0.0	$200k	NEW	10k	19.95	View chart
Helix Energy Solutions (HLX)	0.0	$199k		30k	6.56	View chart
Global X Fds Global X Uranium Call Option (URA)	0.0	$192k	NEW	60k	3.20	View chart
Bruker Corp Call Call Option	0.0	$168k	NEW	51k	3.30	View chart
Silvercorp Metals Call Call Option	0.0	$168k		103k	1.62	View chart
Equinox Gold Corp Call Call Option	0.0	$158k	-83%	25k	6.30	View chart
Novocure Note 11/0 (Principal)	0.0	$157k		158k	0.99	View chart
Ringcentral Note 3/1 (Principal)	0.0	$131k		134k	0.98	View chart
Ishares Silver Tr Call Call Option	0.0	$130k	+474%	50k	2.60	View chart
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS)	0.0	$130k		669k	0.19	View chart
Plug Power Put Put Option	0.0	$116k	-33%	300k	0.39	View chart
Block Note 5/0 (Principal)	0.0	$112k		115k	0.97	View chart
Delek Us Hldgs Call Call Option	0.0	$107k	NEW	30k	3.55	View chart
Genesis Energy Call Call Option	0.0	$106k	NEW	25k	4.25	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.0	$99k		100k	0.99	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$99k		115k	0.86	View chart
Psq Holdings *w Exp 07/19/202 (PSQH.WS)	0.0	$96k	+8%	492k	0.20	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$95k	+269%	3.0k	31.98	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$86k		5.0k	17.16	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$81k		84k	0.96	View chart
Kohls Corp Put Put Option	0.0	$77k	NEW	60k	1.27	View chart
Medical Pptys Trust Put Put Option	0.0	$74k		150k	0.49	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$66k		1.3k	49.70	View chart
Ishares Msci Germany Etf Put Option (EWG)	0.0	$65k	NEW	100k	0.65	View chart
Ul Solutions Call Call Option	0.0	$63k	NEW	10k	6.25	View chart
Spdr S&p 500 Etf Tr Put Put Option	0.0	$57k	+42%	39k	1.49	View chart
Ryder Sys Put Put Option	0.0	$49k	NEW	10k	4.85	View chart
10x Genomics Call Call Option	0.0	$41k	NEW	20k	2.02	View chart
Aurora Innovation *w Exp 11/03/202 (AUROW)	0.0	$39k	NEW	68k	0.57	View chart
Draftkings Call Call Option	0.0	$31k		50k	0.62	View chart
Eos Energy Enterprises *w Exp 11/17/202 (EOSEW)	0.0	$30k	NEW	17k	1.76	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$26k		1.3M	0.02	View chart
Mirion Technologies Com Cl A (MIR)	0.0	$23k	NEW	1.0k	23.26	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$20k		220k	0.09	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$20k	+2%	930.00	21.52	View chart
Robo.ai *w Exp 11/11/202 (AIIOW)	0.0	$10k		65k	0.16	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$9.6k		151k	0.06	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$7.7k		9.1k	0.85	View chart
Complete Solaria *w Exp 07/31/202 (SPWRW)	0.0	$7.1k		25k	0.28	View chart
Usa Rare Earth Put Put Option	0.0	$4.0k	NEW	10k	0.40	View chart
Algoma Stl Group *w Exp 10/19/202 (ASTLW)	0.0	$695.982000	-54%	4.5k	0.15	View chart
Cvr Partners Call Call Option	0.0	$228.000000	NEW	100.00	2.28	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2025 Q3 filed Oct. 17, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 filed Aug. 12, 2025
Zazove Associates 2025 Q1 filed May 13, 2025
Zazove Associates 2024 Q4 filed Feb. 13, 2025
Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023
Zazove Associates 2022 Q4 filed Jan. 31, 2023
Zazove Associates 2022 Q2 filed Dec. 6, 2022
Zazove Associates 2022 Q3 filed Oct. 24, 2022

View all past filings

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