Altium Wealth Management

Altium Wealth Management as of Sept. 30, 2019

Portfolio Holdings for Altium Wealth Management

Altium Wealth Management holds 289 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard S&p 500 Etf idx (VOO) 13.5 $100M 367k 272.60
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 12.1 $90M 1.5M 61.07
iShares S&P MidCap 400 Index (IJH) 5.3 $40M 205k 193.23
Vanguard Europe Pacific ETF (VEA) 4.6 $34M 828k 41.08
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 3.4 $25M 469k 53.62
Vanguard Admiral Fds Inc equity (VOOG) 3.4 $25M 155k 161.66
SPDR DJ Wilshire Large Cap Growth (SPYG) 3.3 $25M 632k 38.89
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 3.2 $24M 262k 91.24
SPDR DJ Wilshire Large Cap Value (SPYV) 3.1 $23M 718k 31.96
Vanguard Admiral Fds Inc equity (VOOV) 2.9 $22M 187k 114.96
Ishares Inc core msci emkt (IEMG) 2.8 $21M 421k 49.02
iShares S&P SmallCap 600 Index (IJR) 2.3 $17M 216k 77.84
Vanguard Mid-Cap ETF (VO) 1.8 $13M 78k 167.60
Berkshire Hathaway (BRK.B) 1.6 $12M 58k 208.01
Apple (AAPL) 1.4 $10M 46k 223.98
Spdr S&p 500 Etf (SPY) 1.2 $9.1M 31k 296.76
Vanguard Emerging Markets ETF (VWO) 1.1 $7.8M 194k 40.26
Microsoft Corporation (MSFT) 1.0 $7.6M 54k 139.03
JPMorgan Chase & Co. (JPM) 0.7 $5.1M 43k 117.68
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.7 $4.9M 34k 143.08
Amazon (AMZN) 0.7 $4.8M 2.8k 1735.69
Procter & Gamble Company (PG) 0.6 $4.5M 36k 124.37
Home Depot (HD) 0.6 $4.1M 18k 232.01
Johnson & Johnson (JNJ) 0.5 $3.6M 28k 129.37
Intel Corporation (INTC) 0.5 $3.3M 64k 51.53
Chevron Corporation (CVX) 0.4 $3.3M 27k 118.59
At&t (T) 0.4 $3.2M 84k 37.84
Exxon Mobil Corporation (XOM) 0.4 $3.1M 45k 70.61
Abbott Laboratories (ABT) 0.4 $2.9M 34k 83.68
iShares S&P 1500 Index Fund (ITOT) 0.4 $2.9M 43k 67.06
MasterCard Incorporated (MA) 0.4 $2.8M 11k 271.56
Automatic Data Processing (ADP) 0.4 $2.8M 18k 161.40
Merck & Co (MRK) 0.4 $2.8M 33k 84.17
Utilities SPDR (XLU) 0.4 $2.8M 43k 64.73
Vanguard Small-Cap ETF (VB) 0.4 $2.7M 18k 153.87
Cisco Systems (CSCO) 0.4 $2.6M 54k 49.41
Pepsi (PEP) 0.4 $2.6M 19k 137.08
Consumer Staples Select Sect. SPDR (XLP) 0.3 $2.6M 43k 61.43
Alphabet Inc Class A cs (GOOGL) 0.3 $2.6M 2.1k 1220.91
Visa (V) 0.3 $2.5M 15k 171.98
Walt Disney Company (DIS) 0.3 $2.5M 19k 130.32
Pfizer (PFE) 0.3 $2.3M 63k 35.93
Verizon Communications (VZ) 0.3 $2.3M 38k 60.36
Facebook Inc cl a (META) 0.3 $2.3M 13k 178.09
Hubbell (HUBB) 0.3 $2.3M 17k 131.41
Alphabet Inc Class C cs (GOOG) 0.3 $2.2M 1.8k 1218.82
International Business Machines (IBM) 0.3 $2.2M 15k 145.42
Vanguard Growth ETF (VUG) 0.3 $2.1M 13k 166.28
Bank of America Corporation (BAC) 0.3 $2.1M 71k 29.17
Coca-Cola Company (KO) 0.3 $2.0M 37k 54.43
Adobe Systems Incorporated (ADBE) 0.3 $2.0M 7.1k 276.20
Costco Wholesale Corporation (COST) 0.3 $1.9M 6.7k 288.07
American Express Company (AXP) 0.2 $1.9M 16k 118.29
Berkshire Hathaway (BRK.A) 0.2 $1.9M 6.00 311833.33
Comcast Corporation (CMCSA) 0.2 $1.8M 39k 45.09
Wells Fargo & Company (WFC) 0.2 $1.8M 35k 50.44
Esquire Financial Holdings (ESQ) 0.2 $1.7M 70k 24.80
McDonald's Corporation (MCD) 0.2 $1.6M 7.7k 214.68
Health Care SPDR (XLV) 0.2 $1.6M 18k 90.13
Honeywell International (HON) 0.2 $1.6M 9.7k 169.20
United Technologies Corporation 0.2 $1.6M 12k 136.55
UnitedHealth (UNH) 0.2 $1.6M 7.2k 217.31
Financial Select Sector SPDR (XLF) 0.2 $1.6M 56k 28.00
Vanguard Value ETF (VTV) 0.2 $1.6M 14k 111.64
BlackRock 0.2 $1.5M 3.3k 445.79
Union Pacific Corporation (UNP) 0.2 $1.5M 9.3k 162.02
Accenture (ACN) 0.2 $1.5M 7.8k 192.34
Technology SPDR (XLK) 0.2 $1.5M 18k 80.52
Ishares High Dividend Equity F (HDV) 0.2 $1.5M 16k 94.18
Abbvie (ABBV) 0.2 $1.5M 19k 75.72
New Mountain Finance Corp (NMFC) 0.2 $1.4M 101k 13.63
Citigroup (C) 0.2 $1.4M 20k 69.09
Mondelez Int (MDLZ) 0.2 $1.3M 23k 55.30
3M Company (MMM) 0.2 $1.2M 7.0k 164.42
Boeing Company (BA) 0.2 $1.2M 3.1k 380.56
Nextera Energy (NEE) 0.2 $1.2M 5.0k 233.03
Philip Morris International (PM) 0.2 $1.2M 16k 75.92
Lincoln National Corporation (LNC) 0.1 $1.1M 18k 60.32
United Parcel Service (UPS) 0.1 $1.1M 9.4k 119.80
Amgen (AMGN) 0.1 $1.1M 5.9k 193.55
salesforce (CRM) 0.1 $1.1M 7.3k 148.47
Spdr Short-term High Yield mf (SJNK) 0.1 $1.1M 42k 27.02
Ishares 2020 Amt-free Muni Bond Etf 0.1 $1.1M 43k 25.53
Medtronic (MDT) 0.1 $1.1M 11k 108.59
Ishares Tr ibonds dec 21 0.1 $1.1M 44k 25.77
Ishares Tr ibonds dec 22 0.1 $1.1M 43k 26.14
Yum! Brands (YUM) 0.1 $1.1M 9.5k 113.48
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.1M 17k 65.18
Oracle Corporation (ORCL) 0.1 $1.0M 19k 55.02
Ishares Core Intl Stock Etf core (IXUS) 0.1 $1.0M 18k 57.78
U.S. Bancorp (USB) 0.1 $1.0M 18k 55.34
Kimberly-Clark Corporation (KMB) 0.1 $946k 6.7k 142.00
iShares Russell 1000 Value Index (IWD) 0.1 $968k 7.6k 128.19
iShares S&P 500 Index (IVV) 0.1 $974k 3.3k 298.50
Celgene Corporation 0.1 $994k 10k 99.25
D First Tr Exchange-traded (FPE) 0.1 $973k 49k 19.73
First Tr Exchange Traded Fd fst low mtg etf (LMBS) 0.1 $968k 19k 51.99
Broadridge Financial Solutions (BR) 0.1 $867k 7.0k 124.50
Moody's Corporation (MCO) 0.1 $884k 4.3k 204.87
General Electric Company 0.1 $910k 102k 8.94
Thermo Fisher Scientific (TMO) 0.1 $856k 2.9k 291.35
Target Corporation (TGT) 0.1 $908k 8.5k 106.94
Lowe's Companies (LOW) 0.1 $909k 8.3k 110.00
Paypal Holdings (PYPL) 0.1 $904k 8.7k 103.57
Rovi Corp Note 0.500% 3/0 bond 0.1 $873k 891k 0.98
Calamp Corp convertible security 0.1 $921k 940k 0.98
Ishares Tr Ibonds Dec2023 etf 0.1 $884k 34k 25.77
Ishares Tr ibonds dec 25 (IBMN) 0.1 $896k 33k 27.07
Eli Lilly & Co. (LLY) 0.1 $823k 7.4k 111.79
Travelers Companies (TRV) 0.1 $813k 5.5k 148.71
ConocoPhillips (COP) 0.1 $810k 14k 56.98
Nike (NKE) 0.1 $788k 8.4k 93.98
Starbucks Corporation (SBUX) 0.1 $815k 9.2k 88.41
Church & Dwight (CHD) 0.1 $803k 11k 75.24
Verint Sys Inc note 1.5% 6/1 0.1 $852k 844k 1.01
Knowles Corp note 3.250%11/0 0.1 $838k 655k 1.28
Goldman Sachs (GS) 0.1 $735k 3.5k 207.28
Marsh & McLennan Companies (MMC) 0.1 $754k 7.5k 100.03
Royal Dutch Shell 0.1 $720k 12k 58.87
Texas Instruments Incorporated (TXN) 0.1 $718k 5.6k 129.16
iShares Russell 1000 Growth Index (IWF) 0.1 $752k 4.7k 159.66
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $765k 6.7k 114.16
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $734k 20k 37.55
Phillips 66 (PSX) 0.1 $757k 7.4k 102.44
Silver Standard Resources Inc note 2.875 2/0 0.1 $722k 708k 1.02
Csg Sys Intl Inc note 4.250% 3/1 0.1 $762k 674k 1.13
Broadcom (AVGO) 0.1 $731k 2.6k 275.95
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.1 $698k 14k 50.00
Ameriprise Financial (AMP) 0.1 $697k 4.7k 147.05
Emerson Electric (EMR) 0.1 $667k 10k 66.89
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $643k 16k 39.57
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $684k 14k 50.33
Ship Finance International L Note 5.75010/1 0.1 $676k 650k 1.04
Evolent Health Inc bond 0.1 $644k 732k 0.88
Ishares Tr ibonds dec 0.1 $650k 25k 26.33
Invesco Variable Rate Preferred Etf etf (VRP) 0.1 $639k 25k 25.41
Ii-vi Incorp convertible security 0.1 $680k 660k 1.03
Supernus Pharmaceuticals Inc note 0.625% 4/0 0.1 $703k 756k 0.93
Valero Energy Corporation (VLO) 0.1 $630k 7.4k 85.20
Altria (MO) 0.1 $630k 15k 40.87
Qualcomm (QCOM) 0.1 $565k 7.4k 76.28
Gilead Sciences (GILD) 0.1 $561k 8.8k 63.40
iShares Russell 2000 Index (IWM) 0.1 $557k 3.7k 151.24
MetLife (MET) 0.1 $559k 12k 47.18
Vanguard Total Stock Market ETF (VTI) 0.1 $602k 4.0k 151.03
Vanguard Dividend Appreciation ETF (VIG) 0.1 $567k 4.7k 119.65
Rti Intl Metals Inc note 1.625%10/1 0.1 $592k 592k 1.00
National Health Invs Inc note 0.1 $618k 511k 1.21
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.1 $605k 688k 0.88
Marriott Vacation Worldw convertible security 0.1 $610k 610k 1.00
PNC Financial Services (PNC) 0.1 $552k 3.9k 140.21
Wal-Mart Stores (WMT) 0.1 $549k 4.6k 118.75
Allstate Corporation (ALL) 0.1 $507k 4.7k 108.61
Schlumberger (SLB) 0.1 $489k 14k 34.16
American Electric Power Company (AEP) 0.1 $519k 5.5k 93.67
TJX Companies (TJX) 0.1 $513k 9.2k 55.70
Illinois Tool Works (ITW) 0.1 $556k 3.6k 156.36
Celanese Corporation (CE) 0.1 $497k 4.1k 122.20
SPDR S&P MidCap 400 ETF (MDY) 0.1 $496k 1.4k 352.27
iShares Dow Jones Select Dividend (DVY) 0.1 $492k 4.8k 102.01
Vanguard REIT ETF (VNQ) 0.1 $530k 5.7k 93.16
American Tower Reit (AMT) 0.1 $495k 2.2k 221.08
Zoetis Inc Cl A (ZTS) 0.1 $525k 4.2k 124.53
Rmbs 1 3/8 2/1/23 convertible bond 0.1 $540k 545k 0.99
Caterpillar (CAT) 0.1 $458k 3.6k 126.28
Ecolab (ECL) 0.1 $429k 2.2k 198.15
Lockheed Martin Corporation (LMT) 0.1 $474k 1.2k 390.12
Stryker Corporation (SYK) 0.1 $423k 2.0k 216.26
Marriott International (MAR) 0.1 $462k 3.7k 124.29
Clorox Company (CLX) 0.1 $446k 2.9k 151.86
Netflix (NFLX) 0.1 $467k 1.7k 267.78
Intuit (INTU) 0.1 $439k 1.7k 266.06
iShares S&P 500 Growth Index (IVW) 0.1 $450k 2.5k 180.14
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $409k 7.8k 52.47
BlackRock MuniHoldings Fund (MHD) 0.1 $420k 26k 16.42
Ishares Tr usa min vo (USMV) 0.1 $428k 6.7k 64.07
Eaton (ETN) 0.1 $471k 5.7k 83.11
Murphy Usa (MUSA) 0.1 $454k 5.3k 85.31
Invesco Exchange W&p 500 Qualit equities (SPHQ) 0.1 $425k 13k 33.57
iShares MSCI Emerging Markets Indx (EEM) 0.1 $395k 9.7k 40.88
Cme (CME) 0.1 $348k 1.6k 211.55
Bank of New York Mellon Corporation (BK) 0.1 $356k 7.9k 45.19
Bristol Myers Squibb (BMY) 0.1 $406k 8.0k 50.72
RPM International (RPM) 0.1 $360k 5.2k 68.72
Brown-Forman Corporation (BF.B) 0.1 $346k 5.5k 62.79
Morgan Stanley (MS) 0.1 $365k 8.6k 42.62
CVS Caremark Corporation (CVS) 0.1 $352k 5.6k 63.14
Danaher Corporation (DHR) 0.1 $391k 2.7k 144.39
Exelon Corporation (EXC) 0.1 $362k 7.5k 48.27
Murphy Oil Corporation (MUR) 0.1 $360k 16k 22.10
Omni (OMC) 0.1 $382k 4.9k 78.25
iShares Russell 3000 Index (IWV) 0.1 $381k 2.2k 173.97
iShares Dow Jones US Utilities (IDU) 0.1 $379k 2.3k 162.87
Putnam Managed Municipal Income Trust (PMM) 0.1 $338k 43k 7.83
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $350k 4.3k 80.94
Aon 0.1 $384k 2.0k 193.55
Walgreen Boots Alliance (WBA) 0.1 $398k 7.2k 55.32
Envestnet Inc note 1.750%12/1 0.1 $403k 395k 1.02
Booking Holdings (BKNG) 0.1 $400k 204.00 1960.78
Viavi Solutions Inc convertible security 0.1 $406k 330k 1.23
Synaptics Inc note 0.500% 6/1 0.1 $395k 425k 0.93
Cigna Corp (CI) 0.1 $342k 2.3k 151.60
Hartford Financial Services (HIG) 0.0 $328k 5.4k 60.65
CSX Corporation (CSX) 0.0 $330k 4.8k 69.18
AFLAC Incorporated (AFL) 0.0 $332k 6.4k 52.28
Raytheon Company 0.0 $268k 1.4k 195.91
Becton, Dickinson and (BDX) 0.0 $313k 1.2k 252.83
Novartis (NVS) 0.0 $296k 3.4k 86.80
Capital One Financial (COF) 0.0 $302k 3.3k 90.83
General Dynamics Corporation (GD) 0.0 $291k 1.6k 182.90
Sap (SAP) 0.0 $294k 2.5k 117.84
Fifth Third Ban (FITB) 0.0 $276k 10k 27.38
Prudential Financial (PRU) 0.0 $318k 3.5k 89.86
Key (KEY) 0.0 $268k 15k 17.83
Ingersoll-rand Co Ltd-cl A 0.0 $308k 2.5k 123.25
Park National Corporation (PRK) 0.0 $300k 3.2k 94.91
Pimco Income Strategy Fund II (PFN) 0.0 $321k 31k 10.32
Vanguard Energy ETF (VDE) 0.0 $294k 3.8k 78.09
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.0 $267k 1.6k 164.41
Kinder Morgan (KMI) 0.0 $333k 16k 20.58
Prologis (PLD) 0.0 $317k 3.7k 85.26
Marathon Petroleum Corp (MPC) 0.0 $280k 4.6k 60.80
Ishares Tr cmn (GOVT) 0.0 $288k 11k 26.34
Voya Financial (VOYA) 0.0 $260k 4.8k 54.36
Fidelity ltd trm bd etf (FLTB) 0.0 $291k 5.7k 50.96
Twitter Inc note 1.000% 9/1 0.0 $304k 310k 0.98
Linde 0.0 $295k 1.5k 193.82
Ares Capital Corp convertible security 0.0 $305k 290k 1.05
Dupont De Nemours (DD) 0.0 $277k 3.9k 71.21
Corning Incorporated (GLW) 0.0 $213k 7.5k 28.54
FedEx Corporation (FDX) 0.0 $223k 1.5k 145.28
Waste Management (WM) 0.0 $240k 2.1k 115.22
Baxter International (BAX) 0.0 $242k 2.8k 87.33
Norfolk Southern (NSC) 0.0 $246k 1.4k 179.43
Cardinal Health (CAH) 0.0 $229k 4.8k 47.25
Citrix Systems 0.0 $220k 2.3k 96.41
NVIDIA Corporation (NVDA) 0.0 $226k 1.3k 174.38
Sherwin-Williams Company (SHW) 0.0 $231k 421.00 548.69
Best Buy (BBY) 0.0 $226k 3.3k 68.90
Regions Financial Corporation (RF) 0.0 $213k 14k 15.84
Cadence Design Systems (CDNS) 0.0 $240k 3.6k 66.02
Kroger (KR) 0.0 $207k 8.0k 25.82
Colgate-Palmolive Company (CL) 0.0 $248k 3.4k 73.55
eBay (EBAY) 0.0 $230k 5.9k 38.91
Intuitive Surgical (ISRG) 0.0 $256k 475.00 538.95
Kellogg Company (K) 0.0 $211k 3.3k 64.31
ConAgra Foods (CAG) 0.0 $220k 7.2k 30.65
Delta Air Lines (DAL) 0.0 $247k 4.3k 57.62
Textron (TXT) 0.0 $249k 5.1k 49.00
iShares Dow Jones US Basic Mater. (IYM) 0.0 $212k 2.3k 92.17
Consumer Discretionary SPDR (XLY) 0.0 $248k 2.1k 120.92
Nxp Semiconductors N V (NXPI) 0.0 $208k 1.9k 109.30
Vanguard Small-Cap Growth ETF (VBK) 0.0 $209k 1.1k 182.06
Vanguard High Dividend Yield ETF (VYM) 0.0 $223k 2.5k 88.84
Nuveen Mun High Income Opp F (NMZ) 0.0 $219k 15k 14.27
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $209k 8.3k 25.09
Fortune Brands (FBIN) 0.0 $247k 4.5k 54.69
Sch Fnd Intl Lg Etf (FNDF) 0.0 $211k 7.7k 27.57
Intercontinental Exchange (ICE) 0.0 $237k 2.6k 92.15
Ally Financial (ALLY) 0.0 $206k 6.2k 33.22
Crown Castle Intl (CCI) 0.0 $210k 1.5k 138.71
Wec Energy Group (WEC) 0.0 $211k 2.2k 95.17
Echo Global Logistics Inc note 2.500% 5/0 0.0 $248k 248k 1.00
Chubb (CB) 0.0 $235k 1.5k 161.62
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $239k 581.00 411.36
Yum China Holdings (YUMC) 0.0 $256k 5.6k 45.51
Direxion Shs Etf Tr call 0.0 $222k 13k 17.14
Inphi Corp note 0.750% 9/0 0.0 $258k 208k 1.24
Ares Capital Corp convertible security 0.0 $227k 220k 1.03
Blackstone Group Inc Com Cl A (BX) 0.0 $215k 4.4k 48.84
Ford Motor Company (F) 0.0 $116k 13k 9.14
Lakeland Ban 0.0 $163k 11k 15.46
iShares Gold Trust 0.0 $162k 12k 14.13
Thrx 2 1/8 01/15/23 0.0 $136k 145k 0.94
Pennymac Corp conv 0.0 $162k 160k 1.01
Guidewire Software convertible security 0.0 $156k 136k 1.15
Tronc 0.0 $172k 20k 8.60
Lloyds TSB (LYG) 0.0 $57k 22k 2.63
ZIOPHARM Oncology 0.0 $64k 15k 4.27
Gamco Global Gold Natural Reso (GGN) 0.0 $60k 14k 4.36
Nuance Communications Inc note 2.750%11/0 0.0 $59k 61k 0.97
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $83k 82k 1.01
Oha Investment 0.0 $109k 84k 1.30
Tpg Specialty Lending In conv 0.0 $40k 40k 1.00
Aurora Cannabis Inc snc 0.0 $48k 11k 4.43
Finisar Corp note 0.500%12/1 0.0 $45k 45k 1.00
Nordic American Tanker Shippin (NAT) 0.0 $25k 12k 2.15
Cardtronics Inc note 1.000%12/0 0.0 $30k 31k 0.97
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.0 $18k 18k 1.00