Baker Avenue Asset Management

Baker Avenue Asset Management as of June 30, 2017

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 198 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 5.9 $45M 546k 81.83
iShares Lehman Aggregate Bond (AGG) 5.0 $38M 344k 109.51
Vanguard Total Stock Market ETF (VTI) 3.5 $27M 215k 124.45
SPDR Barclays Capital Aggregate Bo (SPAB) 3.1 $23M 405k 57.67
iShares Russell 3000 Index (IWV) 2.8 $21M 144k 144.02
Vanguard FTSE All-World ex-US ETF (VEU) 2.6 $20M 393k 50.03
Vanguard Europe Pacific ETF (VEA) 2.6 $20M 474k 41.32
iShares MSCI EAFE Value Index (EFV) 2.6 $19M 376k 51.70
iShares Russell 1000 Growth Index (IWF) 2.5 $19M 159k 119.02
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $14M 191k 74.37
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.9 $14M 243k 57.84
Vanguard Total World Stock Idx (VT) 1.9 $14M 207k 67.53
Applied Materials (AMAT) 1.8 $14M 328k 41.31
iShares MSCI EAFE Growth Index (EFG) 1.8 $13M 182k 73.96
Microsoft Corporation (MSFT) 1.8 $13M 191k 68.93
iShares MSCI ACWI Index Fund (ACWI) 1.7 $13M 193k 65.49
Charles Schwab Corporation (SCHW) 1.7 $13M 291k 42.96
iShares S&P 500 Value Index (IVE) 1.7 $13M 119k 104.96
iShares MSCI EAFE Index Fund (EFA) 1.6 $12M 187k 65.20
iShares Russell 1000 Index (IWB) 1.6 $12M 89k 135.27
Qualcomm (QCOM) 1.4 $11M 198k 55.22
iShares Russell 2000 Index (IWM) 1.4 $10M 74k 140.92
iShares Russell 2000 Value Index (IWN) 1.4 $10M 87k 118.86
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.3 $10M 113k 88.89
Financial Select Sector SPDR (XLF) 1.3 $9.8M 398k 24.67
Vanguard Large-Cap ETF (VV) 1.3 $9.6M 86k 111.01
Weyerhaeuser Company (WY) 1.2 $9.1M 271k 33.50
Apple (AAPL) 1.1 $8.4M 58k 144.02
iShares Russell 2000 Growth Index (IWO) 1.0 $7.3M 43k 168.78
VMware 0.9 $7.2M 82k 87.43
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $6.8M 138k 49.62
Pfizer (PFE) 0.9 $6.6M 197k 33.59
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.8 $6.4M 120k 53.29
Dow Chemical Company 0.8 $6.3M 99k 63.07
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $6.2M 70k 88.39
Johnson & Johnson (JNJ) 0.8 $6.0M 46k 132.29
Sony Corporation (SONY) 0.8 $6.0M 158k 38.19
PowerShares Fin. Preferred Port. 0.8 $6.0M 314k 19.10
iShares Barclays TIPS Bond Fund (TIP) 0.8 $5.9M 52k 113.43
Amgen (AMGN) 0.8 $5.7M 33k 172.23
International Business Machines (IBM) 0.8 $5.8M 37k 153.84
Powershares Senior Loan Portfo mf 0.8 $5.6M 244k 23.14
JPMorgan Chase & Co. (JPM) 0.7 $5.6M 61k 91.39
Energy Select Sector SPDR (XLE) 0.7 $5.6M 86k 64.92
Honeywell International (HON) 0.7 $5.4M 41k 133.30
Amazon (AMZN) 0.7 $5.2M 5.4k 967.92
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.7 $5.2M 50k 105.31
iShares Russell 1000 Value Index (IWD) 0.7 $5.0M 43k 116.44
Walt Disney Company (DIS) 0.6 $4.4M 41k 106.24
iShares NASDAQ Biotechnology Index (IBB) 0.6 $4.4M 14k 310.12
Health Care SPDR (XLV) 0.6 $4.3M 54k 79.25
iShares Dow Jones US Medical Dev. (IHI) 0.6 $4.3M 26k 166.62
Corning Incorporated (GLW) 0.6 $4.2M 141k 30.05
Goldman Sachs (GS) 0.5 $4.0M 18k 221.92
Ishares Tr fltg rate nt (FLOT) 0.5 $4.1M 80k 50.91
Materials SPDR (XLB) 0.5 $4.0M 75k 53.81
Alphabet Inc Class C cs (GOOG) 0.5 $3.9M 4.3k 908.77
Consumer Discretionary SPDR (XLY) 0.5 $3.8M 42k 89.63
Schlumberger (SLB) 0.5 $3.7M 55k 65.85
Northrop Grumman Corporation (NOC) 0.5 $3.5M 14k 256.72
Exxon Mobil Corporation (XOM) 0.5 $3.4M 43k 80.73
Intel Corporation (INTC) 0.5 $3.5M 104k 33.74
SPDR S&P Dividend (SDY) 0.5 $3.4M 38k 88.90
U.S. Bancorp (USB) 0.4 $3.2M 61k 51.92
General Motors Company (GM) 0.4 $3.1M 89k 34.93
Freeport-McMoRan Copper & Gold (FCX) 0.4 $2.9M 245k 12.01
Ishares Inc msci world idx (URTH) 0.4 $2.9M 36k 80.33
CSX Corporation (CSX) 0.4 $2.8M 51k 54.55
Liberty Global Inc Com Ser A 0.4 $2.7M 84k 32.12
Chevron Corporation (CVX) 0.3 $2.6M 25k 104.34
Alibaba Group Holding (BABA) 0.3 $2.5M 18k 140.90
Mylan Nv 0.3 $2.6M 66k 38.82
Red Hat 0.3 $2.3M 24k 95.74
Golar Lng (GLNG) 0.3 $2.3M 102k 22.25
Vanguard Small-Cap ETF (VB) 0.3 $2.1M 15k 135.51
iShares S&P 500 Index (IVV) 0.3 $2.0M 8.3k 243.41
Oracle Corporation (ORCL) 0.3 $2.0M 40k 50.15
Blackhawk Network Hldgs Inc cl a 0.3 $2.0M 46k 43.61
SPDR S&P Biotech (XBI) 0.2 $1.9M 24k 77.20
Celgene Corporation 0.2 $1.8M 14k 129.88
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.8M 34k 53.15
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.5M 4.7k 317.67
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.4M 20k 70.09
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.4M 24k 56.74
Merck & Co (MRK) 0.2 $1.3M 20k 64.09
Ipath Dow Jones-aig Commodity (DJP) 0.2 $1.2M 52k 22.66
Bank of New York Mellon Corporation (BK) 0.1 $1.1M 23k 51.03
PowerShares DWA Technical Ldrs Pf 0.1 $1.1M 24k 46.81
Sanchez Energy Corp C ommon stocks 0.1 $1.2M 161k 7.18
Abbvie (ABBV) 0.1 $1.2M 16k 72.53
Mallinckrodt Pub 0.1 $1.1M 25k 44.80
Weatherford Intl Plc ord 0.1 $1.1M 292k 3.87
NVIDIA Corporation (NVDA) 0.1 $1.1M 7.3k 144.54
AFLAC Incorporated (AFL) 0.1 $1.1M 14k 77.71
Regions Financial Corporation (RF) 0.1 $1.1M 72k 14.64
Callon Pete Co Del Com Stk 0.1 $1.0M 97k 10.61
Technology SPDR (XLK) 0.1 $1.1M 19k 54.70
Broad 0.1 $1.1M 4.6k 233.10
Envision Healthcare 0.1 $1.1M 17k 62.65
Caterpillar (CAT) 0.1 $965k 9.0k 107.41
UnitedHealth (UNH) 0.1 $978k 5.3k 185.47
ON Semiconductor (ON) 0.1 $949k 68k 14.04
Abb (ABBNY) 0.1 $985k 40k 24.90
CalAmp 0.1 $986k 49k 20.33
Vanguard Dividend Appreciation ETF (VIG) 0.1 $952k 10k 92.63
Citigroup (C) 0.1 $1.0M 15k 66.89
Groupon 0.1 $1.0M 263k 3.84
Globant S A (GLOB) 0.1 $1.0M 23k 43.46
Costco Wholesale Corporation (COST) 0.1 $904k 5.7k 159.94
Ecolab (ECL) 0.1 $910k 6.9k 132.81
United States Steel Corporation (X) 0.1 $898k 41k 22.15
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $891k 20k 45.60
Yandex Nv-a (YNDX) 0.1 $885k 34k 26.25
Xylem (XYL) 0.1 $906k 16k 55.46
iShares MSCI Emerging Markets Indx (EEM) 0.1 $862k 21k 41.39
Northern Trust Corporation (NTRS) 0.1 $840k 8.6k 97.21
Berkshire Hathaway (BRK.B) 0.1 $861k 5.1k 169.42
Teva Pharmaceutical Industries (TEVA) 0.1 $852k 26k 33.21
Hologic (HOLX) 0.1 $861k 19k 45.39
Marvell Technology Group 0.1 $834k 51k 16.51
Flowserve Corporation (FLS) 0.1 $847k 18k 46.44
McDermott International 0.1 $865k 121k 7.17
Flotek Industries 0.1 $816k 91k 8.94
Signet Jewelers (SIG) 0.1 $861k 14k 63.23
Vanguard Small-Cap Value ETF (VBR) 0.1 $858k 7.0k 122.94
Vanguard REIT ETF (VNQ) 0.1 $798k 9.6k 83.21
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $830k 10k 80.04
Mondelez Int (MDLZ) 0.1 $816k 19k 43.18
Impinj (PI) 0.1 $811k 17k 48.68
Range Resources (RRC) 0.1 $787k 34k 23.17
Martin Marietta Materials (MLM) 0.1 $716k 3.2k 222.57
Target Corporation (TGT) 0.1 $778k 15k 52.31
Ingersoll-rand Co Ltd-cl A 0.1 $783k 8.6k 91.41
Rydex Russell Top 50 ETF 0.1 $786k 4.6k 171.17
Truecar (TRUE) 0.1 $738k 37k 19.94
Technipfmc (FTI) 0.1 $769k 28k 27.20
Lumber Liquidators Holdings (LLFLQ) 0.1 $698k 28k 25.05
Ctrip.com International 0.1 $693k 13k 53.87
FleetCor Technologies 0.1 $692k 4.8k 144.23
Air Lease Corp (AL) 0.1 $677k 18k 37.36
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $669k 63k 10.55
Alphabet Inc Class A cs (GOOGL) 0.1 $685k 737.00 929.44
Cognex Corporation (CGNX) 0.1 $613k 7.2k 84.90
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $608k 5.9k 102.24
Ishares Tr core div grwth (DGRO) 0.1 $601k 19k 31.30
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $579k 12k 48.72
Ishares Tr msci eafe esg (ESGD) 0.1 $636k 10k 62.63
Industrial SPDR (XLI) 0.1 $556k 8.2k 68.09
iShares Gold Trust 0.1 $507k 43k 11.94
Gtt Communications 0.1 $529k 17k 31.65
Ishares Inc msci em esg se (ESGE) 0.1 $539k 8.4k 64.24
Snap Inc cl a (SNAP) 0.1 $518k 29k 17.76
CBS Corporation 0.1 $445k 7.0k 63.74
At&t (T) 0.1 $486k 13k 37.76
Manpower (MAN) 0.1 $454k 4.1k 111.55
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $422k 3.5k 120.50
iShares S&P 500 Growth Index (IVW) 0.1 $477k 3.5k 136.79
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $475k 3.2k 148.48
PowerShares High Yld. Dividend Achv 0.1 $454k 27k 16.83
First Trust Morningstar Divid Ledr (FDL) 0.1 $443k 16k 28.15
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $443k 18k 24.55
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $463k 15k 31.18
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $481k 8.3k 57.80
Cara Therapeutics (CARA) 0.1 $484k 31k 15.40
Powershares Act Mang Comm Fd db opt yld div 0.1 $470k 30k 15.79
Nordstrom (JWN) 0.1 $369k 7.7k 47.83
Ciena Corporation (CIEN) 0.1 $350k 14k 25.03
MGM Resorts International. (MGM) 0.1 $398k 13k 31.33
Coca-Cola Company (KO) 0.0 $274k 6.1k 44.92
Wells Fargo & Company (WFC) 0.0 $296k 5.3k 55.42
Colgate-Palmolive Company (CL) 0.0 $266k 3.6k 74.18
Marsh & McLennan Companies (MMC) 0.0 $318k 4.1k 78.04
Banco Itau Holding Financeira (ITUB) 0.0 $293k 27k 11.03
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.0 $279k 2.5k 109.84
iShares Dow Jones US Consumer Ser. (IYC) 0.0 $294k 1.8k 164.34
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $308k 3.4k 89.30
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $287k 9.8k 29.24
Pimco Total Return Etf totl (BOND) 0.0 $287k 2.7k 105.94
Facebook Inc cl a (META) 0.0 $317k 2.1k 151.10
Johnson Controls International Plc equity (JCI) 0.0 $335k 7.7k 43.42
McDonald's Corporation (MCD) 0.0 $261k 1.7k 153.26
Altria (MO) 0.0 $245k 3.3k 74.33
Gilead Sciences (GILD) 0.0 $201k 2.8k 70.77
Tupperware Brands Corporation 0.0 $203k 2.9k 70.24
Vanguard Short-Term Bond ETF (BSV) 0.0 $244k 3.1k 79.74
PowerShares QQQ Trust, Series 1 0.0 $249k 1.8k 137.87
Garmin (GRMN) 0.0 $204k 4.0k 51.01
Nxp Semiconductors N V (NXPI) 0.0 $219k 2.0k 109.50
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $217k 3.7k 59.29
iShares Russell 3000 Growth Index (IUSG) 0.0 $250k 5.2k 48.22
Sprott Physical Gold Trust (PHYS) 0.0 $230k 23k 10.11
Palo Alto Networks (PANW) 0.0 $257k 1.9k 133.78
Stericycle, Inc. pfd cv 0.0 $213k 3.2k 67.07
Potash Corp. Of Saskatchewan I 0.0 $185k 11k 16.30
Powershares DB Base Metals Fund 0.0 $166k 10k 16.39
Pandora Media 0.0 $165k 19k 8.90
Intel Corp sdcv 0.0 $65k 50k 1.30
On Deck Capital 0.0 $74k 16k 4.68