Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2017

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 231 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Simpson Manufacturing (SSD) 5.5 $57M 988k 57.41
Vanguard Total Bond Market ETF (BND) 4.5 $46M 569k 81.57
iShares Lehman Aggregate Bond (AGG) 3.6 $37M 340k 109.33
iShares S&P 500 Value Index (IVE) 3.5 $36M 316k 114.24
Vanguard Total Stock Market ETF (VTI) 3.5 $36M 263k 137.25
iShares Russell 3000 Index (IWV) 3.1 $33M 206k 158.17
SPDR Barclays Capital Aggregate Bo (SPAB) 2.3 $23M 814k 28.74
iShares MSCI EAFE Value Index (EFV) 2.2 $23M 423k 55.20
Vanguard FTSE All-World ex-US ETF (VEU) 2.2 $23M 418k 54.72
Vanguard Europe Pacific ETF (VEA) 2.1 $22M 488k 44.86
Ishares Msci Usa Quality Facto invalid (QUAL) 1.7 $18M 213k 82.90
iShares MSCI EAFE Index Fund (EFA) 1.7 $17M 246k 70.31
iShares MSCI ACWI Index Fund (ACWI) 1.6 $17M 238k 72.09
Microsoft Corporation (MSFT) 1.6 $17M 198k 85.54
Vanguard Total World Stock Idx (VT) 1.5 $16M 216k 74.26
Vanguard Emerging Markets ETF (VWO) 1.5 $16M 344k 45.91
iShares Russell 1000 Growth Index (IWF) 1.5 $15M 113k 134.68
Charles Schwab Corporation (SCHW) 1.4 $15M 291k 51.37
iShares MSCI EAFE Growth Index (EFG) 1.4 $15M 182k 80.74
Applied Materials (AMAT) 1.4 $14M 282k 51.12
International Business Machines (IBM) 1.4 $14M 92k 153.43
Qualcomm (QCOM) 1.4 $14M 221k 64.02
Vanguard Large-Cap ETF (VV) 1.4 $14M 115k 122.58
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.2 $13M 122k 103.13
iShares Russell 2000 Index (IWM) 1.2 $12M 80k 152.46
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.1 $11M 176k 64.50
Financial Select Sector SPDR (XLF) 1.0 $10M 373k 27.91
Apple (AAPL) 1.0 $10M 60k 169.24
Weyerhaeuser Company (WY) 1.0 $10M 287k 35.26
VMware 1.0 $10M 81k 125.32
iShares Russell 2000 Growth Index (IWO) 0.9 $9.0M 48k 186.69
Vanguard Short-Term Bond ETF (BSV) 0.8 $8.6M 109k 79.10
SPDR S&P Dividend (SDY) 0.8 $8.1M 86k 94.48
Energy Select Sector SPDR (XLE) 0.8 $8.1M 112k 72.26
SPDR Barclays Capital Convertible SecETF (CWB) 0.8 $7.9M 156k 50.60
Pfizer (PFE) 0.8 $7.7M 213k 36.22
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $7.8M 89k 87.26
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.7 $7.5M 120k 62.77
Ishares Tr core strm usbd (ISTB) 0.7 $7.5M 151k 49.83
Dowdupont 0.7 $7.6M 107k 71.22
iShares Russell 1000 Index (IWB) 0.7 $7.5M 50k 148.62
iShares Russell Microcap Index (IWC) 0.7 $7.0M 74k 95.71
Sony Corporation (SONY) 0.7 $6.8M 152k 44.95
PowerShares Fin. Preferred Port. 0.7 $6.7M 355k 18.87
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $6.8M 58k 116.10
Honeywell International (HON) 0.6 $6.6M 43k 153.35
Johnson & Johnson (JNJ) 0.6 $6.5M 47k 139.73
iShares Russell 1000 Value Index (IWD) 0.6 $6.5M 52k 124.34
Amazon (AMZN) 0.6 $6.4M 5.5k 1169.43
Amgen (AMGN) 0.6 $6.3M 36k 173.88
iShares Barclays TIPS Bond Fund (TIP) 0.6 $6.4M 56k 114.07
JPMorgan Chase & Co. (JPM) 0.6 $6.1M 57k 106.94
Technipfmc (FTI) 0.6 $5.8M 184k 31.31
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.5 $5.6M 54k 104.54
Powershares Senior Loan Portfo mf 0.5 $5.5M 240k 23.04
Walt Disney Company (DIS) 0.5 $5.3M 49k 107.50
Goldman Sachs (GS) 0.5 $4.6M 18k 254.75
Health Care SPDR (XLV) 0.4 $4.6M 55k 82.67
Intel Corporation (INTC) 0.4 $4.6M 99k 46.16
Freeport-McMoRan Copper & Gold (FCX) 0.4 $4.6M 241k 18.96
iShares NASDAQ Biotechnology Index (IBB) 0.4 $4.5M 42k 106.78
Materials SPDR (XLB) 0.4 $4.3M 71k 60.53
iShares Dow Jones US Medical Dev. (IHI) 0.4 $4.3M 25k 173.49
Consumer Discretionary SPDR (XLY) 0.4 $4.1M 42k 98.69
Ishares Tr fltg rate nt (FLOT) 0.4 $4.1M 81k 50.82
Exxon Mobil Corporation (XOM) 0.4 $4.1M 49k 83.63
Alphabet Inc Class C cs (GOOG) 0.4 $4.0M 3.9k 1046.46
Northrop Grumman Corporation (NOC) 0.4 $4.0M 13k 306.95
PowerShares QQQ Trust, Series 1 0.4 $3.7M 24k 155.77
Corning Incorporated (GLW) 0.3 $3.6M 113k 31.99
Golar Lng (GLNG) 0.3 $3.7M 123k 29.81
Vanguard Small-Cap ETF (VB) 0.3 $3.6M 25k 147.80
General Motors Company (GM) 0.3 $3.5M 84k 40.99
U.S. Bancorp (USB) 0.3 $3.4M 63k 53.58
Vanguard Dividend Appreciation ETF (VIG) 0.3 $3.3M 32k 102.04
Ishares Inc msci world idx (URTH) 0.3 $3.0M 34k 88.11
Liberty Global Inc Com Ser A 0.3 $3.0M 83k 35.84
Ishares Tr core div grwth (DGRO) 0.3 $2.9M 83k 34.78
CSX Corporation (CSX) 0.3 $2.8M 51k 55.01
Chevron Corporation (CVX) 0.3 $2.8M 22k 125.18
iShares S&P 500 Growth Index (IVW) 0.3 $2.8M 18k 152.79
Mylan Nv 0.3 $2.7M 65k 42.31
Abbvie (ABBV) 0.2 $2.6M 27k 96.70
Vanguard REIT ETF (VNQ) 0.2 $2.5M 30k 82.98
Alibaba Group Holding (BABA) 0.2 $2.5M 15k 172.44
Akamai Technologies (AKAM) 0.2 $2.4M 36k 65.04
iShares Russell 2000 Value Index (IWN) 0.2 $2.4M 19k 125.77
SPDR S&P Biotech (XBI) 0.2 $2.3M 27k 84.86
iShares S&P SmallCap 600 Index (IJR) 0.2 $2.2M 28k 76.81
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $2.1M 43k 49.96
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $2.0M 34k 58.54
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $1.8M 17k 109.20
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.8M 28k 64.59
Vanguard Intermediate-Term Bond ETF (BIV) 0.2 $1.8M 22k 83.81
Celgene Corporation 0.2 $1.8M 17k 104.36
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $1.7M 22k 79.32
Bank of New York Mellon Corporation (BK) 0.2 $1.6M 30k 53.87
International Flavors & Fragrances (IFF) 0.2 $1.6M 11k 152.66
Lowe's Companies (LOW) 0.2 $1.7M 18k 92.96
Callon Pete Co Del Com Stk 0.2 $1.7M 137k 12.15
Blackhawk Network Hldgs Inc cl a 0.2 $1.7M 46k 35.64
Caterpillar (CAT) 0.1 $1.6M 10k 157.63
Regions Financial Corporation (RF) 0.1 $1.5M 89k 17.28
iShares S&P 500 Index (IVV) 0.1 $1.6M 5.9k 268.86
ON Semiconductor (ON) 0.1 $1.6M 76k 20.94
McDermott International 0.1 $1.5M 233k 6.58
Vanguard Value ETF (VTV) 0.1 $1.6M 15k 106.31
WisdomTree MidCap Dividend Fund (DON) 0.1 $1.5M 43k 35.28
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $1.5M 24k 64.04
AFLAC Incorporated (AFL) 0.1 $1.4M 16k 87.79
Merck & Co (MRK) 0.1 $1.4M 25k 56.28
Target Corporation (TGT) 0.1 $1.5M 23k 65.26
SPDR S&P MidCap 400 ETF (MDY) 0.1 $1.5M 4.3k 345.48
UnitedHealth (UNH) 0.1 $1.3M 6.0k 220.40
Te Connectivity Ltd for 0.1 $1.3M 14k 95.03
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $1.3M 28k 47.20
Perrigo Company (PRGO) 0.1 $1.3M 15k 87.13
General Electric Company 0.1 $1.3M 73k 17.46
NVIDIA Corporation (NVDA) 0.1 $1.2M 6.3k 193.43
PG&E Corporation (PCG) 0.1 $1.2M 28k 44.82
Illumina (ILMN) 0.1 $1.2M 5.6k 218.42
Vanguard High Dividend Yield ETF (VYM) 0.1 $1.3M 15k 85.66
WisdomTree LargeCap Dividend Fund (DLN) 0.1 $1.2M 13k 92.15
Xylem (XYL) 0.1 $1.3M 19k 68.17
Broad 0.1 $1.2M 4.8k 256.89
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.2M 24k 47.12
Berkshire Hathaway (BRK.B) 0.1 $1.2M 5.8k 198.19
Ecolab (ECL) 0.1 $1.2M 8.6k 134.17
Abb (ABBNY) 0.1 $1.2M 44k 26.82
Urban Outfitters (URBN) 0.1 $1.2M 33k 35.05
United States Steel Corporation 0.1 $1.2M 33k 35.19
Technology SPDR (XLK) 0.1 $1.2M 18k 63.95
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.1M 8.3k 132.75
Ipath Dow Jones-aig Commodity (DJP) 0.1 $1.2M 47k 24.41
Citigroup (C) 0.1 $1.1M 15k 74.44
Air Lease Corp (AL) 0.1 $1.1M 23k 48.09
Groupon 0.1 $1.2M 232k 5.10
Sanchez Energy Corp C ommon stocks 0.1 $1.2M 219k 5.31
Mallinckrodt Pub 0.1 $1.2M 53k 22.56
Northern Trust Corporation (NTRS) 0.1 $1.0M 10k 99.92
Costco Wholesale Corporation (COST) 0.1 $1.1M 5.7k 186.17
Oracle Corporation (ORCL) 0.1 $1.0M 22k 47.29
Ingersoll-rand Co Ltd-cl A 0.1 $987k 11k 89.22
Rydex Russell Top 50 ETF 0.1 $1.0M 5.4k 190.05
Sunpower (SPWRQ) 0.1 $1.0M 121k 8.43
Globant S A (GLOB) 0.1 $1.1M 23k 46.46
Alphabet Inc Class A cs (GOOGL) 0.1 $1.0M 986.00 1053.75
Range Resources (RRC) 0.1 $956k 56k 17.07
PPG Industries (PPG) 0.1 $943k 8.1k 116.78
Vulcan Materials Company (VMC) 0.1 $949k 7.4k 128.43
Henry Schein (HSIC) 0.1 $922k 13k 69.85
Huntsman Corporation (HUN) 0.1 $895k 27k 33.29
CalAmp 0.1 $913k 43k 21.42
FleetCor Technologies 0.1 $952k 4.9k 192.40
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $920k 30k 30.86
WisdomTree Intl. SmallCap Div (DLS) 0.1 $958k 13k 76.82
PowerShares DWA Technical Ldrs Pf 0.1 $977k 19k 51.64
Mosaic (MOS) 0.1 $926k 36k 25.67
Yandex Nv-a (NBIS) 0.1 $984k 30k 32.76
Ishares Core Intl Stock Etf core (IXUS) 0.1 $977k 16k 63.06
Weatherford Intl Plc ord 0.1 $914k 219k 4.17
Nutanix Inc cl a (NTNX) 0.1 $896k 25k 35.28
Vale (VALE) 0.1 $849k 70k 12.17
At&t (T) 0.1 $828k 21k 38.87
Hologic (HOLX) 0.1 $865k 20k 42.75
Symantec Corporation 0.1 $865k 31k 28.07
Edison International (EIX) 0.1 $861k 14k 63.22
Marvell Technology Group 0.1 $844k 39k 21.46
Cognex Corporation (CGNX) 0.1 $789k 13k 61.18
Mondelez Int (MDLZ) 0.1 $783k 18k 42.79
Gtt Communications 0.1 $819k 17k 46.95
Stericycle, Inc. pfd cv 0.1 $869k 16k 52.94
Martin Marietta Materials (MLM) 0.1 $689k 3.1k 221.05
SPDR S&P Oil & Gas Explore & Prod. 0.1 $706k 19k 37.16
First Trust Large Cap Value Opp Fnd (FTA) 0.1 $746k 14k 54.65
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $714k 6.4k 111.11
Powershares Act Mang Comm Fd db opt yld div 0.1 $748k 43k 17.45
Ishares Tr msci eafe esg (ESGD) 0.1 $757k 11k 67.85
Wells Fargo & Company (WFC) 0.1 $582k 9.6k 60.71
Flotek Industries 0.1 $637k 137k 4.66
Industries N shs - a - (LYB) 0.1 $623k 5.6k 110.40
Ishares Inc msci em esg se (ESGE) 0.1 $637k 8.6k 73.86
CBS Corporation 0.1 $539k 9.1k 59.00
Manpower (MAN) 0.1 $533k 4.2k 126.00
Industrial SPDR (XLI) 0.1 $484k 6.4k 75.60
MGM Resorts International. (MGM) 0.1 $482k 15k 33.36
SPS Commerce (SPSC) 0.1 $553k 11k 48.59
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $512k 3.2k 160.05
Sprott Physical Gold Trust (PHYS) 0.1 $544k 51k 10.60
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $521k 4.7k 109.92
Xpo Logistics Inc equity (XPO) 0.1 $542k 5.9k 91.65
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $549k 8.3k 66.06
Spdr S&p 500 Etf (SPY) 0.0 $375k 1.4k 266.71
Altria (MO) 0.0 $381k 5.3k 71.33
Ciena Corporation (CIEN) 0.0 $379k 18k 20.90
SPDR KBW Regional Banking (KRE) 0.0 $403k 6.8k 58.91
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $463k 3.8k 121.65
iShares Dow Jones US Consumer Ser. (IYC) 0.0 $426k 2.4k 179.22
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $379k 2.5k 153.44
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $412k 4.2k 98.14
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $398k 7.1k 55.82
Facebook Inc cl a (META) 0.0 $395k 2.2k 176.65
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.0 $454k 9.3k 48.95
Coca-Cola Company (KO) 0.0 $317k 6.9k 45.94
McDonald's Corporation (MCD) 0.0 $351k 2.0k 172.23
Nordstrom 0.0 $304k 6.4k 47.32
Colgate-Palmolive Company (CL) 0.0 $301k 4.0k 75.51
Marsh & McLennan Companies (MMC) 0.0 $332k 4.1k 81.47
Banco Itau Holding Financeira (ITUB) 0.0 $345k 27k 12.99
iShares Gold Trust 0.0 $301k 24k 12.50
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $290k 8.6k 33.80
iShares Russell 3000 Growth Index (IUSG) 0.0 $345k 6.4k 53.82
Advisorshares Tr bny grwth (AADR) 0.0 $330k 5.6k 58.93
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $277k 4.9k 56.89
Palo Alto Networks (PANW) 0.0 $278k 1.9k 144.72
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.0 $287k 8.2k 35.18
Taiwan Semiconductor Mfg (TSM) 0.0 $215k 5.4k 39.68
American Express Company (AXP) 0.0 $220k 2.2k 99.10
Paychex (PAYX) 0.0 $228k 3.3k 68.18
Red Hat 0.0 $240k 2.0k 120.00
Schlumberger (SLB) 0.0 $222k 3.3k 67.35
J.M. Smucker Company (SJM) 0.0 $201k 1.6k 124.07
Garmin (GRMN) 0.0 $219k 3.7k 59.69
Nxp Semiconductors N V (NXPI) 0.0 $234k 2.0k 117.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $241k 3.7k 65.85
iShares S&P Global Industrials Sec (EXI) 0.0 $228k 2.5k 92.80
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $236k 2.0k 119.19
Ishares Tr eafe min volat (EFAV) 0.0 $207k 2.8k 73.14
Ishares Inc core msci emkt (IEMG) 0.0 $231k 4.1k 56.88
Pandora Media 0.0 $89k 19k 4.80
On Deck Capital 0.0 $91k 16k 5.76