Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2016

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 200 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 6.2 $44M 545k 80.79
iShares Lehman Aggregate Bond (AGG) 5.1 $37M 338k 108.06
SPDR Barclays Capital Aggregate Bo (SPAB) 4.1 $29M 515k 56.92
Vanguard Total Stock Market ETF (VTI) 3.5 $25M 218k 115.32
iShares Russell 3000 Index (IWV) 2.7 $19M 144k 132.98
Vanguard Emerging Markets ETF (VWO) 2.5 $18M 492k 35.78
Vanguard Total World Stock Idx (VT) 2.5 $18M 287k 61.00
iShares Russell 2000 Index (IWM) 2.4 $17M 126k 134.85
Vanguard FTSE All-World ex-US ETF (VEU) 2.4 $17M 383k 44.18
iShares MSCI ACWI Index Fund (ACWI) 2.3 $17M 280k 59.17
iShares Russell 1000 Growth Index (IWF) 2.3 $16M 156k 104.90
Vanguard Europe Pacific ETF (VEA) 2.2 $16M 436k 36.54
iShares MSCI EAFE Growth Index (EFG) 2.2 $16M 248k 63.69
iShares Russell 1000 Index (IWB) 2.2 $16M 125k 124.46
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $13M 194k 69.10
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $12M 240k 49.84
Microsoft Corporation (MSFT) 1.6 $12M 188k 62.14
iShares MSCI EAFE Value Index (EFV) 1.6 $12M 246k 47.25
Applied Materials (AMAT) 1.6 $11M 355k 32.27
Charles Schwab Corporation (SCHW) 1.6 $11M 283k 39.47
Qualcomm (QCOM) 1.5 $11M 168k 65.20
iShares Russell 2000 Value Index (IWN) 1.5 $10M 88k 118.94
iShares S&P 500 Value Index (IVE) 1.4 $10M 100k 101.38
Financial Select Sector SPDR (XLF) 1.2 $8.8M 378k 23.25
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.2 $8.6M 113k 75.86
Vanguard Large-Cap ETF (VV) 1.2 $8.4M 83k 102.37
Energy Select Sector SPDR (XLE) 1.0 $6.9M 92k 75.32
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $6.8M 148k 45.65
Apple (AAPL) 0.9 $6.7M 58k 115.83
VMware 0.9 $6.6M 84k 78.73
iShares Russell 2000 Growth Index (IWO) 0.9 $6.4M 41k 153.94
Pfizer (PFE) 0.9 $6.3M 193k 32.48
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $6.3M 72k 86.55
Weyerhaeuser Company (WY) 0.8 $6.0M 200k 30.09
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.8 $5.9M 120k 49.48
PowerShares Fin. Preferred Port. 0.8 $5.7M 318k 17.96
Dow Chemical Company 0.8 $5.6M 98k 57.22
iShares Barclays TIPS Bond Fund (TIP) 0.8 $5.6M 50k 113.17
Powershares Senior Loan Portfo mf 0.8 $5.6M 241k 23.36
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.8 $5.5M 50k 110.21
International Business Machines (IBM) 0.8 $5.4M 33k 165.99
JPMorgan Chase & Co. (JPM) 0.8 $5.4M 62k 86.29
Amgen (AMGN) 0.7 $5.0M 34k 146.22
iShares Russell 1000 Value Index (IWD) 0.7 $4.9M 44k 112.03
Amazon (AMZN) 0.7 $4.7M 6.2k 749.92
Johnson & Johnson (JNJ) 0.6 $4.5M 39k 115.22
Sony Corporation (SONY) 0.6 $4.4M 158k 28.03
Materials SPDR (XLB) 0.6 $4.4M 89k 49.70
Consumer Discretionary SPDR (XLY) 0.6 $4.2M 52k 81.40
CSX Corporation (CSX) 0.5 $3.8M 106k 35.93
Goldman Sachs (GS) 0.5 $3.7M 16k 239.48
Schlumberger (SLB) 0.5 $3.7M 44k 83.95
Chevron Corporation (CVX) 0.5 $3.6M 30k 117.70
SPDR S&P Dividend (SDY) 0.5 $3.6M 42k 85.57
Exxon Mobil Corporation (XOM) 0.5 $3.4M 38k 90.26
U.S. Bancorp (USB) 0.5 $3.4M 66k 51.37
Health Care SPDR (XLV) 0.5 $3.4M 49k 68.94
Corning Incorporated (GLW) 0.5 $3.3M 137k 24.27
Walt Disney Company (DIS) 0.5 $3.3M 32k 104.22
iShares Dow Jones US Medical Dev. (IHI) 0.5 $3.3M 25k 133.14
Intel Corporation (INTC) 0.5 $3.2M 89k 36.26
iShares NASDAQ Biotechnology Index (IBB) 0.4 $3.2M 12k 265.40
Honeywell International (HON) 0.4 $2.9M 25k 115.84
iShares S&P 500 Index (IVV) 0.4 $2.8M 13k 225.00
iShares S&P SmallCap 600 Index (IJR) 0.4 $2.9M 21k 137.53
Vanguard Small-Cap ETF (VB) 0.4 $2.8M 22k 128.95
General Motors Company (GM) 0.4 $2.8M 80k 34.84
Alphabet Inc Class C cs (GOOG) 0.4 $2.8M 3.6k 771.74
Liberty Global Inc Com Ser A 0.4 $2.7M 88k 30.59
Northrop Grumman Corporation (NOC) 0.3 $2.2M 9.4k 232.58
PowerShares DWA Technical Ldrs Pf 0.3 $2.0M 49k 42.01
Ipath Dow Jones-aig Commodity (DJP) 0.3 $2.0M 83k 24.23
Ishares High Dividend Equity F (HDV) 0.3 $1.9M 23k 82.23
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.8M 37k 48.77
Blackhawk Network Hldgs Inc cl a 0.2 $1.7M 46k 37.67
SPDR S&P Biotech (XBI) 0.2 $1.7M 28k 59.18
Ishares Inc ctr wld minvl (ACWV) 0.2 $1.7M 23k 72.61
Mattel (MAT) 0.2 $1.6M 58k 27.55
Xilinx 0.2 $1.5M 25k 60.38
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.6M 5.2k 301.82
Celgene Corporation 0.2 $1.5M 13k 115.71
Centene Corporation (CNC) 0.2 $1.5M 26k 56.52
Globant S A (GLOB) 0.2 $1.4M 43k 33.35
Powershares S&p 500 0.2 $1.3M 32k 39.18
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.2M 23k 54.86
Rydex Russell Top 50 ETF 0.2 $1.2M 7.7k 157.50
NVIDIA Corporation (NVDA) 0.2 $1.2M 11k 106.75
Red Hat 0.2 $1.1M 16k 69.67
Technology SPDR (XLK) 0.2 $1.2M 24k 48.37
iShares FTSE KLD Select Scil Idx (SUSA) 0.2 $1.1M 12k 92.04
Regions Financial Corporation (RF) 0.1 $1.1M 74k 14.36
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $1.1M 10k 104.92
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.0M 29k 35.02
Industrial SPDR (XLI) 0.1 $992k 16k 62.24
Cisco Systems (CSCO) 0.1 $911k 30k 30.21
iShares MSCI EAFE Index Fund (EFA) 0.1 $923k 16k 57.74
ON Semiconductor (ON) 0.1 $896k 70k 12.76
Bank of New York Mellon Corporation (BK) 0.1 $838k 18k 47.39
Merck & Co (MRK) 0.1 $890k 15k 58.88
Vanguard Small-Cap Value ETF (VBR) 0.1 $845k 7.0k 121.06
iShares Dow Jones US Basic Mater. (IYM) 0.1 $829k 10k 83.20
Direxion Shs Etf Tr daily jr gold mi 0.1 $824k 148k 5.58
Time Warner 0.1 $752k 7.8k 96.51
Bank of America Corporation (BAC) 0.1 $797k 36k 22.09
Advanced Micro Devices (AMD) 0.1 $814k 72k 11.35
McDermott International 0.1 $755k 102k 7.39
Oasis Petroleum 0.1 $787k 52k 15.13
Vanguard REIT ETF (VNQ) 0.1 $791k 9.6k 82.48
Sprott Physical Gold Trust (PHYS) 0.1 $815k 87k 9.39
Yandex Nv-a (YNDX) 0.1 $759k 38k 20.12
Mondelez Int (MDLZ) 0.1 $785k 18k 44.35
United Parcel Service (UPS) 0.1 $700k 6.1k 114.62
AFLAC Incorporated (AFL) 0.1 $685k 9.8k 69.56
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $720k 9.1k 79.38
Xylem (XYL) 0.1 $714k 14k 49.55
Sanchez Energy Corp C ommon stocks 0.1 $731k 81k 9.03
Alibaba Group Holding (BABA) 0.1 $749k 8.5k 87.86
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $714k 15k 47.43
Northern Trust Corporation (NTRS) 0.1 $629k 7.1k 89.09
CBS Corporation 0.1 $671k 11k 63.60
Micron Technology (MU) 0.1 $662k 30k 21.91
Abb (ABBNY) 0.1 $659k 31k 21.05
Golar Lng (GLNG) 0.1 $658k 29k 22.92
CalAmp 0.1 $637k 44k 14.50
Citigroup (C) 0.1 $660k 11k 59.46
Air Lease Corp (AL) 0.1 $670k 20k 34.31
Jd (JD) 0.1 $636k 25k 25.44
On Deck Capital 0.1 $629k 136k 4.63
Powershares Act Mang Comm Fd db opt yld div 0.1 $647k 38k 17.28
Fitbit 0.1 $619k 85k 7.33
Broad 0.1 $672k 3.8k 176.70
Costco Wholesale Corporation (COST) 0.1 $561k 3.5k 160.10
Whole Foods Market 0.1 $593k 19k 30.78
Ciena Corporation (CIEN) 0.1 $556k 23k 24.42
Callon Pete Co Del Com Stk 0.1 $607k 40k 15.37
Phillips 66 (PSX) 0.1 $544k 6.3k 86.34
Zayo Group Hldgs 0.1 $554k 17k 32.88
Apache Corporation 0.1 $531k 8.4k 63.44
Boston Scientific Corporation (BSX) 0.1 $485k 22k 21.61
Electronic Arts (EA) 0.1 $512k 6.5k 78.77
FMC Corporation (FMC) 0.1 $500k 8.8k 56.56
Ingersoll-rand Co Ltd-cl A 0.1 $483k 6.4k 75.06
Motorola Solutions (MSI) 0.1 $465k 5.6k 82.81
PowerShares High Yld. Dividend Achv 0.1 $525k 31k 16.94
MSCI Europe Financials Sector Index Fund (EUFN) 0.1 $531k 28k 18.96
First Trust Morningstar Divid Ledr (FDL) 0.1 $475k 17k 27.73
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $495k 20k 25.22
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $498k 17k 29.60
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $471k 8.7k 53.96
Vodafone Group New Adr F (VOD) 0.1 $519k 21k 24.44
Ishares Tr core tl usd bd (IUSB) 0.1 $490k 9.7k 50.31
Shopify Inc cl a (SHOP) 0.1 $503k 12k 42.86
Alphabet Inc Class A cs (GOOGL) 0.1 $532k 671.00 792.85
Dentsply Sirona (XRAY) 0.1 $483k 8.4k 57.74
Johnson Controls International Plc equity (JCI) 0.1 $482k 12k 41.18
Blackstone 0.1 $405k 15k 27.00
Sealed Air (SEE) 0.1 $452k 10k 45.38
Marsh & McLennan Companies (MMC) 0.1 $396k 5.9k 67.58
Marvell Technology Group 0.1 $397k 29k 13.88
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $411k 3.5k 117.19
iShares S&P 500 Growth Index (IVW) 0.1 $461k 3.8k 121.89
EXACT Sciences Corporation (EXAS) 0.1 $460k 35k 13.35
Ptc (PTC) 0.1 $416k 9.0k 46.22
Truecar (TRUE) 0.1 $415k 33k 12.52
Mohawk Industries (MHK) 0.1 $359k 1.8k 199.44
DISH Network 0.1 $348k 6.0k 58.00
Freeport-McMoRan Copper & Gold (FCX) 0.1 $392k 30k 13.20
Abraxas Petroleum 0.1 $370k 144k 2.57
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $359k 2.4k 151.16
Lumber Liquidators Holdings (LL) 0.0 $315k 20k 15.75
Wells Fargo & Company (WFC) 0.0 $265k 4.8k 55.16
Lockheed Martin Corporation (LMT) 0.0 $263k 1.1k 250.24
Vanguard Dividend Appreciation ETF (VIG) 0.0 $279k 3.3k 85.06
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.0 $275k 2.5k 108.27
Kayne Anderson MLP Investment (KYN) 0.0 $273k 14k 19.58
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $279k 1.9k 145.31
iShares S&P Global Industrials Sec (EXI) 0.0 $252k 3.3k 75.45
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $301k 11k 28.08
Vanguard Energy ETF (VDE) 0.0 $253k 2.4k 104.55
Pimco Total Return Etf totl (BOND) 0.0 $274k 2.6k 104.18
Berkshire Hathaway (BRK.B) 0.0 $235k 1.4k 163.31
McDonald's Corporation (MCD) 0.0 $226k 1.9k 121.51
Paychex (PAYX) 0.0 $209k 3.4k 60.84
Potash Corp. Of Saskatchewan I 0.0 $226k 13k 18.12
Altria (MO) 0.0 $231k 3.4k 67.72
Colgate-Palmolive Company (CL) 0.0 $235k 3.6k 65.53
Ford Motor Company (F) 0.0 $240k 20k 12.14
Gilead Sciences (GILD) 0.0 $208k 2.9k 71.48
Vanguard Short-Term Bond ETF (BSV) 0.0 $243k 3.1k 79.41
iShares Gold Trust 0.0 $240k 22k 11.07
Garmin (GRMN) 0.0 $219k 4.5k 48.55
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $206k 3.7k 56.28
Pandora Media 0.0 $242k 19k 13.06
Palo Alto Networks (PANW) 0.0 $240k 1.9k 124.93
Abbvie (ABBV) 0.0 $228k 3.6k 62.65
Stericycle, Inc. pfd cv 0.0 $218k 3.4k 63.37
MGIC Investment (MTG) 0.0 $132k 13k 10.17
Invensense 0.0 $138k 11k 12.83
Bazaarvoice 0.0 $121k 25k 4.84
Intel Corp sdcv 0.0 $68k 50k 1.36