Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2017

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 202 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 5.8 $44M 537k 81.08
iShares Lehman Aggregate Bond (AGG) 5.0 $37M 340k 108.49
Vanguard Total Stock Market ETF (VTI) 3.4 $26M 210k 121.32
SPDR Barclays Capital Aggregate Bo (SPAB) 3.1 $23M 399k 57.12
iShares Russell 3000 Index (IWV) 2.7 $20M 142k 139.90
Vanguard Emerging Markets ETF (VWO) 2.4 $18M 456k 39.72
Vanguard FTSE All-World ex-US ETF (VEU) 2.4 $18M 378k 47.83
iShares MSCI EAFE Value Index (EFV) 2.4 $18M 353k 50.30
iShares Russell 1000 Growth Index (IWF) 2.3 $17M 153k 113.80
Vanguard Europe Pacific ETF (VEA) 2.3 $17M 443k 39.30
iShares Russell 1000 Index (IWB) 2.2 $17M 126k 131.25
Vanguard Total World Stock Idx (VT) 2.1 $16M 240k 65.22
iShares MSCI ACWI Index Fund (ACWI) 1.9 $14M 222k 63.26
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $14M 189k 72.80
Applied Materials (AMAT) 1.8 $13M 343k 38.90
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $13M 235k 54.14
Microsoft Corporation (MSFT) 1.7 $12M 188k 65.86
iShares MSCI EAFE Growth Index (EFG) 1.7 $12M 178k 69.49
Charles Schwab Corporation (SCHW) 1.5 $11M 277k 40.81
iShares MSCI EAFE Index Fund (EFA) 1.5 $11M 174k 62.29
Qualcomm (QCOM) 1.4 $11M 186k 57.34
iShares Russell 2000 Value Index (IWN) 1.4 $10M 86k 118.16
iShares Russell 2000 Index (IWM) 1.3 $9.8M 72k 137.48
Financial Select Sector SPDR (XLF) 1.2 $9.0M 380k 23.73
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.2 $9.0M 109k 82.65
Vanguard Large-Cap ETF (VV) 1.2 $8.8M 81k 108.09
Apple (AAPL) 1.2 $8.7M 61k 143.65
Weyerhaeuser Company (WY) 1.1 $8.4M 247k 33.98
iShares S&P 500 Value Index (IVE) 1.0 $7.7M 74k 104.04
VMware 1.0 $7.6M 82k 92.14
iShares Russell 2000 Growth Index (IWO) 0.9 $6.6M 41k 161.67
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $6.7M 139k 48.10
Pfizer (PFE) 0.9 $6.5M 189k 34.21
International Business Machines (IBM) 0.8 $6.3M 36k 174.13
Dow Chemical Company 0.8 $6.1M 96k 63.54
Energy Select Sector SPDR (XLE) 0.8 $6.1M 87k 69.90
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $6.1M 70k 87.78
Amgen (AMGN) 0.8 $6.0M 36k 164.07
Amazon (AMZN) 0.8 $6.0M 6.7k 886.60
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.8 $5.9M 115k 51.26
iShares Barclays TIPS Bond Fund (TIP) 0.8 $5.9M 51k 114.65
PowerShares Fin. Preferred Port. 0.8 $5.9M 314k 18.66
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.8 $5.7M 50k 113.71
JPMorgan Chase & Co. (JPM) 0.8 $5.7M 64k 87.84
Johnson & Johnson (JNJ) 0.8 $5.6M 45k 124.54
Powershares Senior Loan Portfo mf 0.8 $5.6M 242k 23.26
Sony Corporation (SONY) 0.7 $5.3M 157k 33.73
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.7 $5.2M 49k 105.24
Materials SPDR (XLB) 0.6 $4.6M 88k 52.40
iShares Russell 1000 Value Index (IWD) 0.6 $4.3M 38k 114.95
Walt Disney Company (DIS) 0.6 $4.1M 36k 113.39
iShares NASDAQ Biotechnology Index (IBB) 0.6 $4.2M 14k 293.29
Schlumberger (SLB) 0.5 $4.0M 51k 78.11
Ishares Tr fltg rate nt (FLOT) 0.5 $4.1M 80k 50.87
iShares Dow Jones US Medical Dev. (IHI) 0.5 $3.9M 26k 151.41
Health Care SPDR (XLV) 0.5 $3.8M 51k 74.36
Corning Incorporated (GLW) 0.5 $3.7M 138k 27.00
Liberty Global Inc Com Ser A 0.5 $3.7M 104k 35.87
Goldman Sachs (GS) 0.5 $3.6M 16k 229.69
Consumer Discretionary SPDR (XLY) 0.5 $3.6M 41k 87.94
Alphabet Inc Class C cs (GOOG) 0.5 $3.5M 4.3k 829.55
CSX Corporation (CSX) 0.5 $3.5M 76k 46.55
Intel Corporation (INTC) 0.5 $3.5M 97k 36.07
Honeywell International (HON) 0.5 $3.4M 28k 124.89
U.S. Bancorp (USB) 0.5 $3.3M 65k 51.49
Exxon Mobil Corporation (XOM) 0.5 $3.4M 41k 82.01
SPDR S&P Dividend (SDY) 0.5 $3.4M 38k 88.13
Northrop Grumman Corporation (NOC) 0.4 $3.2M 14k 237.81
Chevron Corporation (CVX) 0.4 $3.0M 28k 107.36
General Motors Company (GM) 0.4 $3.0M 85k 35.36
Mylan Nv 0.3 $2.5M 64k 39.00
Vanguard Small-Cap ETF (VB) 0.3 $2.4M 18k 133.27
iShares S&P 500 Index (IVV) 0.3 $2.1M 8.9k 237.31
Blackhawk Network Hldgs Inc cl a 0.2 $1.9M 46k 40.61
SPDR S&P Biotech (XBI) 0.2 $1.8M 26k 69.33
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.8M 34k 51.61
Celgene Corporation 0.2 $1.6M 13k 124.46
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.6M 24k 69.15
Red Hat 0.2 $1.6M 18k 86.48
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.6M 5.0k 312.44
Ipath Dow Jones-aig Commodity (DJP) 0.2 $1.6M 68k 23.52
Weatherford Intl Plc ord 0.2 $1.6M 234k 6.65
Globant S A (GLOB) 0.2 $1.6M 43k 36.40
iShares FTSE KLD Select Scil Idx (SUSA) 0.2 $1.5M 15k 98.24
PowerShares DWA Technical Ldrs Pf 0.2 $1.5M 32k 45.28
Ishares High Dividend Equity F (HDV) 0.2 $1.5M 18k 83.84
Ishares Inc ctr wld minvl (ACWV) 0.2 $1.4M 18k 77.15
Xilinx 0.2 $1.4M 24k 57.89
Golar Lng (GLNG) 0.2 $1.3M 45k 27.93
Alibaba Group Holding (BABA) 0.2 $1.3M 12k 107.84
Powershares S&p 500 0.2 $1.2M 30k 40.53
Avon Products 0.1 $1.1M 256k 4.40
Regions Financial Corporation (RF) 0.1 $1.1M 76k 14.53
Merck & Co (MRK) 0.1 $1.1M 17k 63.57
Advanced Micro Devices (AMD) 0.1 $1.2M 79k 14.55
ON Semiconductor (ON) 0.1 $1.1M 71k 15.49
Sanchez Energy Corp C ommon stocks 0.1 $1.1M 114k 9.54
Time Warner 0.1 $972k 9.9k 97.75
Suntrust Banks Inc $1.00 Par Cmn 0.1 $939k 17k 55.32
NVIDIA Corporation (NVDA) 0.1 $986k 9.1k 108.94
iShares MSCI Emerging Markets Indx (EEM) 0.1 $930k 24k 39.38
Bank of America Corporation (BAC) 0.1 $893k 38k 23.58
Bank of New York Mellon Corporation (BK) 0.1 $866k 18k 47.25
AFLAC Incorporated (AFL) 0.1 $924k 13k 72.45
Micron Technology (MU) 0.1 $873k 30k 28.89
FMC Corporation (FMC) 0.1 $911k 13k 69.57
Technology SPDR (XLK) 0.1 $910k 17k 53.29
Yandex Nv-a (YNDX) 0.1 $894k 41k 21.92
Broad 0.1 $861k 3.9k 218.86
Ecolab (ECL) 0.1 $783k 6.2k 125.34
Abb (ABBNY) 0.1 $833k 36k 23.41
McDermott International 0.1 $786k 116k 6.75
CalAmp 0.1 $802k 48k 16.79
Vanguard Small-Cap Value ETF (VBR) 0.1 $850k 6.9k 122.83
Oasis Petroleum 0.1 $813k 57k 14.26
EXACT Sciences Corporation (EXAS) 0.1 $833k 35k 23.63
Vanguard REIT ETF (VNQ) 0.1 $821k 9.9k 82.60
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $827k 10k 79.75
Air Lease Corp (AL) 0.1 $828k 21k 38.77
Caterpillar (CAT) 0.1 $779k 8.4k 92.75
UnitedHealth (UNH) 0.1 $765k 4.7k 164.06
Rydex Russell Top 50 ETF 0.1 $762k 4.6k 166.92
Xylem (XYL) 0.1 $757k 15k 50.22
Mondelez Int (MDLZ) 0.1 $763k 18k 43.11
Northern Trust Corporation (NTRS) 0.1 $668k 7.7k 86.52
CBS Corporation 0.1 $634k 9.1k 69.35
Whole Foods Market 0.1 $647k 22k 29.70
FLIR Systems 0.1 $651k 18k 36.30
Ingersoll-rand Co Ltd-cl A 0.1 $648k 8.0k 81.26
Jd (JD) 0.1 $700k 23k 31.10
Berkshire Hathaway (BRK.B) 0.1 $568k 3.4k 166.57
Lumber Liquidators Holdings (LL) 0.1 $596k 28k 20.98
Boston Scientific Corporation (BSX) 0.1 $604k 24k 24.89
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $577k 13k 43.63
MSCI Europe Financials Sector Index Fund (EUFN) 0.1 $604k 30k 20.31
Citigroup (C) 0.1 $604k 10k 59.80
Groupon 0.1 $599k 152k 3.93
Truecar (TRUE) 0.1 $562k 36k 15.47
Powershares Act Mang Comm Fd db opt yld div 0.1 $590k 36k 16.64
Alphabet Inc Class A cs (GOOGL) 0.1 $601k 709.00 847.67
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $594k 12k 47.94
Impinj (PI) 0.1 $568k 19k 30.28
Envision Healthcare 0.1 $601k 9.8k 61.35
United Parcel Service (UPS) 0.1 $542k 5.0k 107.39
Nordstrom (JWN) 0.1 $499k 11k 46.53
Freeport-McMoRan Copper & Gold (FCX) 0.1 $543k 41k 13.35
Manpower (MAN) 0.1 $549k 5.4k 102.62
iShares Gold Trust 0.1 $523k 44k 12.00
PowerShares High Yld. Dividend Achv 0.1 $485k 28k 17.06
Sprott Physical Gold Trust (PHYS) 0.1 $527k 52k 10.23
Phillips 66 (PSX) 0.1 $551k 7.0k 79.19
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $491k 16k 31.72
Ishares Inc msci india index (INDA) 0.1 $504k 16k 31.50
On Deck Capital 0.1 $508k 101k 5.04
Shopify Inc cl a (SHOP) 0.1 $524k 7.7k 68.05
Marvell Technology Group 0.1 $436k 29k 15.24
Finisar Corporation 0.1 $410k 15k 27.33
Ciena Corporation (CIEN) 0.1 $480k 20k 23.59
MGM Resorts International. (MGM) 0.1 $467k 17k 27.40
Callon Pete Co Del Com Stk 0.1 $454k 35k 13.16
iShares S&P 500 Growth Index (IVW) 0.1 $459k 3.5k 131.63
First Trust Morningstar Divid Ledr (FDL) 0.1 $459k 16k 28.84
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $474k 19k 25.29
Ptc (PTC) 0.1 $473k 9.0k 52.56
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $462k 8.2k 56.16
Zayo Group Hldgs 0.1 $448k 14k 32.93
Johnson Controls International Plc equity (JCI) 0.1 $454k 11k 42.10
Costco Wholesale Corporation (COST) 0.1 $388k 2.3k 167.68
Industrial SPDR (XLI) 0.1 $373k 5.7k 65.05
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $399k 3.4k 117.87
Vanguard Dividend Appreciation ETF (VIG) 0.1 $335k 3.7k 89.81
Wells Fargo & Company (WFC) 0.0 $301k 5.4k 55.73
Colgate-Palmolive Company (CL) 0.0 $315k 4.3k 73.15
Marsh & McLennan Companies (MMC) 0.0 $305k 4.1k 73.83
Abraxas Petroleum 0.0 $291k 144k 2.02
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.0 $277k 2.5k 109.06
iShares Dow Jones US Consumer Ser. (IYC) 0.0 $280k 1.7k 161.01
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $285k 1.9k 148.44
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $288k 9.9k 29.01
Pimco Total Return Etf totl (BOND) 0.0 $277k 2.6k 105.32
MGIC Investment (MTG) 0.0 $198k 20k 10.11
McDonald's Corporation (MCD) 0.0 $215k 1.7k 129.83
General Electric Company 0.0 $241k 8.1k 29.83
Potash Corp. Of Saskatchewan I 0.0 $200k 12k 17.12
Altria (MO) 0.0 $209k 2.9k 71.43
Vanguard Short-Term Bond ETF (BSV) 0.0 $244k 3.1k 79.74
PowerShares QQQ Trust, Series 1 0.0 $213k 1.6k 132.30
Garmin (GRMN) 0.0 $214k 4.2k 51.18
Tesla Motors (TSLA) 0.0 $219k 786.00 278.63
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $214k 3.7k 58.47
iShares S&P Global Industrials Sec (EXI) 0.0 $221k 2.8k 80.25
iShares Russell 3000 Growth Index (IUSG) 0.0 $219k 4.7k 46.35
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $230k 2.7k 86.79
Pandora Media 0.0 $219k 19k 11.82
Palo Alto Networks (PANW) 0.0 $216k 1.9k 112.44
Abbvie (ABBV) 0.0 $226k 3.5k 65.07
Mallinckrodt Pub 0.0 $223k 5.0k 44.60
Stericycle, Inc. pfd cv 0.0 $233k 3.3k 71.56
Square Inc cl a (SQ) 0.0 $176k 10k 17.30
Intel Corp sdcv 0.0 $68k 50k 1.36
Obseva Sa 0.0 $104k 10k 10.40
Brocade Communications conv 0.0 $25k 25k 1.00