Boothbay Fund Management

Boothbay Fund Management as of Dec. 31, 2019

Portfolio Holdings for Boothbay Fund Management

Boothbay Fund Management holds 828 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf Tr option 3.3 $38M 1.2k 32222.22
Sprott Physical Gold & S (CEF) 1.6 $19M 1.3M 14.66
Intercept Pharmaceuticals In 1.3 $15M 1.2k 12392.36
Allergan 1.1 $13M 65k 191.17
Immunovant Inc *w exp 12/18/202 1.0 $11M 711k 15.87
Alibaba Group Holding (BABA) 0.9 $10M 49k 212.11
Microsoft Corporation (MSFT) 0.8 $9.7M 62k 157.70
Trident Acquisitions Corp *w exp 05/09/202 0.8 $9.7M 919k 10.53
Juniper Indl Hldgs Inc unit 11/13/2026 0.8 $9.7M 949k 10.20
Zagg 0.8 $9.6M 1.2M 8.11
Fidelity National Information Services (FIS) 0.8 $9.5M 68k 139.09
Amazon (AMZN) 0.8 $9.2M 5.0k 1847.86
WellCare Health Plans 0.8 $9.1M 28k 330.23
Facebook Inc cl a (META) 0.8 $9.1M 44k 205.24
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.8 $8.9M 875k 10.14
Megalith Finl Acquisition Co unit 09/30/2025 0.7 $8.4M 800k 10.51
Analog Devices (ADI) 0.6 $7.2M 61k 118.84
Walt Disney Company (DIS) 0.6 $7.0M 49k 144.63
Nxp Semiconductors N V (NXPI) 0.6 $7.0M 55k 127.26
Gigcapital2 Inc *w exp 02/28/202 0.6 $7.0M 700k 9.95
Tuscan Hldgs Corp Ii unit 04/01/2026 0.6 $6.8M 675k 10.10
NVIDIA Corporation (NVDA) 0.6 $6.7M 28k 235.31
Monocle Acquisition Corp 0.6 $6.6M 650k 10.18
Automatic Data Processing (ADP) 0.6 $6.5M 38k 170.50
Synopsys (SNPS) 0.6 $6.5M 47k 139.20
Union Acquisition Corp Ii unit 99/99/9999 0.6 $6.5M 635k 10.22
Andina Acquisition Corp Iii 0.6 $6.3M 620k 10.15
Automatic Data Processing In call 0.5 $5.9M 345.00 17049.28
Spdr S&p 500 Etf (SPY) 0.5 $5.8M 18k 321.86
Tech Data Corporation 0.5 $5.7M 39k 143.61
Sprott Phys Platinum & Palladi (SPPP) 0.5 $5.6M 390k 14.39
Merida Merger Corp I 0.5 $5.6M 577k 9.74
Spdr S&p Oil & Gas Exp & Pr put 0.5 $5.5M 580.00 9512.05
Tuscan Holdings Corp unit 99/99/9999 0.5 $5.4M 511k 10.63
Micron Technology (MU) 0.5 $5.4M 100k 53.78
Gilead Sciences Inc option 0.5 $5.4M 830.00 6496.99
Netfin Acquisition Corp shs cl a 0.5 $5.3M 535k 9.95
Tiffany & Co. 0.5 $5.3M 40k 133.66
Fiserv (FI) 0.5 $5.3M 45k 115.62
Tlt 12/17/11 C103 put 0.5 $5.3M 390.00 13546.15
Intra Cellular Therapies 0.5 $5.2M 1.5k 3432.29
Rmr Group Inc cl a (RMR) 0.5 $5.1M 112k 45.64
Ishares Tr Index option 0.4 $5.0M 414.00 12050.72
World Wrestling Entertai convertible security 0.4 $5.0M 1.9M 2.68
Wealthbridge Acquisition 0.4 $5.1M 500k 10.14
Netfin Acquisition Corp *w exp 08/01/202 0.4 $5.0M 507k 9.95
Caesars Entertainment 0.4 $4.9M 359k 13.60
Global Payments (GPN) 0.4 $4.7M 26k 182.57
Cisco Sys Inc option 0.4 $4.7M 975.00 4795.65
Edtechx Holdings Acquisition unit 12/31/2025 0.4 $4.7M 446k 10.60
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.4 $4.7M 465k 10.15
Fiesta Restaurant 0.4 $4.6M 463k 9.89
Oracle Corp option 0.4 $4.4M 836.00 5297.85
Petroleum & Res Corp Com cef (PEO) 0.4 $4.3M 264k 16.46
Orisun Acquisition Corp unit 99/99/9999 0.4 $4.3M 420k 10.25
salesforce (CRM) 0.4 $4.2M 26k 162.66
Nxp Semiconductors Nv cmn 0.4 $4.2M 332.00 12725.90
Alphabet Inc-cl C 0.4 $4.1M 31.00 133692.31
Cf Fin Acquisition Corp unit 04/30/2025 0.3 $4.0M 333k 11.95
Tuscan Holdings Corp tuscan holdings corp-cw26 0.3 $4.0M 400k 9.96
Envista Hldgs Corp (NVST) 0.3 $4.0M 134k 29.64
Galileo Acquisition Corp unit 99/99/9999 0.3 $4.0M 389k 10.25
Mercadolibre Inc option 0.3 $3.8M 67.00 57189.19
Morgan Stanley Emerging Markets Debt (MSD) 0.3 $3.9M 400k 9.68
Caesars Entmt Corp note 5.000%10/0 0.3 $3.9M 2.0M 1.93
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.3 $3.9M 375k 10.35
Spdr Series Trust option 0.3 $3.8M 650.00 5824.62
Argan (AGX) 0.3 $3.7M 93k 40.14
AstraZeneca (AZN) 0.3 $3.6M 73k 49.86
Visa (V) 0.3 $3.6M 19k 187.90
Western Asset Corporate Loan F 0.3 $3.6M 363k 9.91
8i Enterprises Acquisitin 0.3 $3.6M 360k 10.02
Kraft Heinz (KHC) 0.3 $3.5M 109k 32.13
Vertical Cap Income Fund shs ben int (CCIF) 0.3 $3.6M 344k 10.41
Apple (AAPL) 0.3 $3.4M 12k 293.63
UnitedHealth (UNH) 0.3 $3.4M 12k 293.99
Sprint 0.3 $3.4M 657k 5.21
Tesla Inc note 2.000% 5/1 0.3 $3.4M 2.3M 1.52
Baxter International (BAX) 0.3 $3.4M 40k 83.63
Laboratory Corp. of America Holdings 0.3 $3.3M 19k 169.18
TAL Education (TAL) 0.3 $3.3M 68k 48.19
Ishares Tr Index option 0.3 $3.2M 192.00 16567.71
Olin Corp cmn 0.3 $3.1M 1.8k 1725.00
Churchill Cap Corp Ii unit 99/99/9999 0.3 $3.2M 300k 10.78
Taiwan Semiconductor Mfg (TSM) 0.3 $3.1M 53k 58.11
Bristol Myers Squibb (BMY) 0.3 $3.1M 48k 64.18
Merck & Co (MRK) 0.3 $3.1M 34k 90.96
Take-Two Interactive Software (TTWO) 0.3 $3.1M 25k 122.41
Spdr Series Trust option 0.3 $3.1M 650.00 4729.23
LogMeIn 0.3 $3.1M 36k 85.75
Inphi Corporation 0.3 $3.1M 42k 74.03
Alibaba Group Hldg 0.3 $3.1M 147.00 21210.88
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.3 $3.1M 299k 10.27
Software Acquisition Group I unit 10/01/2026 0.3 $3.0M 300k 10.16
AMAG Pharmaceuticals 0.3 $2.9M 240k 12.17
Electronic Arts (EA) 0.3 $2.9M 27k 107.51
Entegra Financial Corp Restric 0.3 $3.0M 99k 30.16
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.3 $3.0M 265k 11.36
Chardan Healthcare Acq warrants (PHGEW) 0.3 $3.0M 311k 9.69
Trimble Navigation (TRMB) 0.2 $2.9M 69k 41.69
Aspen Technology 0.2 $2.8M 23k 120.93
Kbl Merger Corp Iv *w exp 01/15/202 0.2 $2.9M 272k 10.69
Sea Ltd Adr Isin Us81141r1005 (SE) 0.2 $2.9M 72k 40.23
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.2 $2.9M 280k 10.25
Merida Merger Corp I *w exp 11/07/202 0.2 $2.8M 288k 9.74
Morgan Stanley India Investment Fund (IIF) 0.2 $2.8M 139k 19.89
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.2 $2.7M 266k 10.24
Tenzing Acquisition Corp ord 0.2 $2.7M 260k 10.47
Regeneron Pharmaceuticals (REGN) 0.2 $2.6M 7.0k 375.43
Baidu (BIDU) 0.2 $2.7M 21k 126.39
Apple Inc option 0.2 $2.6M 90.00 29375.00
Assembly Biosciences 0.2 $2.6M 126k 20.46
Medtronic (MDT) 0.2 $2.6M 23k 113.47
Cerecor 0.2 $2.6M 486k 5.39
Dell Technologies (DELL) 0.2 $2.6M 52k 51.39
Western Digital (WDC) 0.2 $2.5M 39k 63.46
Apartment Invt And Mgmt Co -a 0.2 $2.5M 48k 51.65
Haymaker Acquisition Unt 0.2 $2.5M 236k 10.55
Verisign (VRSN) 0.2 $2.4M 12k 192.68
NetEase (NTES) 0.2 $2.4M 7.7k 306.67
Vanda Pharmaceuticals (VNDA) 0.2 $2.4M 148k 16.41
Beigene Ltd put 0.2 $2.4M 144.00 16576.39
Luckin Coffee (LKNCY) 0.2 $2.4M 61k 39.35
Allakos Inc option 0.2 $2.4M 248.00 9536.29
Cintas Corporation (CTAS) 0.2 $2.3M 8.4k 269.05
New Oriental Education & Tech 0.2 $2.3M 19k 121.26
SPDR S&P Retail (XRT) 0.2 $2.3M 49k 46.01
International Business Machs option 0.2 $2.3M 170.00 13405.88
Verisign Inc option 0.2 $2.3M 121.00 19264.46
Ringcentral (RNG) 0.2 $2.3M 14k 168.68
1,375% Liberty Media 15.10.2023 note 0.2 $2.3M 1.7M 1.34
Dd3 Acquisition Corp *w exp 10/20/202 0.2 $2.3M 224k 10.22
Gsx Techedu 3 Adr Rep 2 Cl A Ord (GOTU) 0.2 $2.3M 107k 21.86
Landcadia Holdings Ii Unt 0.2 $2.3M 222k 10.14
Charles River Laboratories (CRL) 0.2 $2.2M 14k 152.77
Novartis (NVS) 0.2 $2.2M 23k 94.67
Brown-Forman Corporation (BF.A) 0.2 $2.2M 35k 62.77
Sarepta Therapeutics Inc. cmn 0.2 $2.1M 165.00 12903.03
Qts Realty Trust 0.2 $2.1M 39k 54.28
Qorvo (QRVO) 0.2 $2.2M 19k 116.23
Mirati Therapeutics 0.2 $2.2M 168.00 12886.90
Jbg Smith Properties (JBGS) 0.2 $2.1M 53k 39.89
Syneos Health 0.2 $2.2M 37k 59.48
Legg Mason Bw Global Income (BWG) 0.2 $2.1M 169k 12.63
Wyndham Hotels And Resorts (WH) 0.2 $2.1M 34k 62.80
Pinduoduo (PDD) 0.2 $2.2M 59k 37.82
South Mountain Merger Unt 0.2 $2.1M 205k 10.32
Alussa Energy Acquisition Co unit 10/31/2026 0.2 $2.2M 218k 10.08
MasterCard Incorporated (MA) 0.2 $2.0M 6.7k 298.53
Biogen Idec (BIIB) 0.2 $2.1M 7.0k 296.71
Ciena Corporation (CIEN) 0.2 $2.0M 47k 42.69
Skyworks Solutions (SWKS) 0.2 $2.1M 17k 120.90
LHC 0.2 $2.1M 15k 137.77
Meta Financial (CASH) 0.2 $2.0M 55k 36.51
Energizer Holdings (ENR) 0.2 $2.0M 40k 50.22
Lumentum Hldgs (LITE) 0.2 $2.1M 27k 79.30
Life Storage Inc reit 0.2 $2.0M 19k 108.28
Biohaven Pharmactl Hldg Co L call 0.2 $2.1M 384.00 5442.71
Tenzing Acquisition Corp *w exp 02/23/202 0.2 $2.0M 195k 10.46
Fox Corporation (FOX) 0.2 $2.1M 57k 36.39
Schultze Special Purpose Acquisi Ord 0.2 $2.0M 200k 10.13
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.2 $2.1M 200k 10.50
Gossamer Bio Inc put 0.2 $2.0M 1.3k 1563.11
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.2 $2.0M 206k 9.86
Adobe Systems Incorporated (ADBE) 0.2 $1.9M 5.9k 329.76
Hain Celestial (HAIN) 0.2 $1.9M 73k 25.95
Victory Cap Hldgs (VCTR) 0.2 $1.9M 91k 20.97
North American Const (NOA) 0.2 $1.9M 157k 12.12
Equity Residential (EQR) 0.2 $1.8M 23k 80.92
Telefonaktiebolaget LM Ericsson (ERIC) 0.2 $1.9M 213k 8.78
CoStar (CSGP) 0.2 $1.8M 3.0k 598.20
MercadoLibre (MELI) 0.2 $1.8M 3.2k 571.88
Intel Corp option 0.2 $1.8M 298.00 5986.58
Simon Property (SPG) 0.2 $1.8M 12k 148.93
MutualFirst Financial 0.2 $1.9M 47k 39.67
Immunomedics Inc Cmn Stk cmn 0.2 $1.8M 852.00 2115.74
Stag Industrial (STAG) 0.2 $1.8M 58k 31.57
Retail Properties Of America 0.2 $1.8M 138k 13.40
Telaria 0.2 $1.8M 208k 8.81
Ascendis Pharma A S call 0.2 $1.9M 134.00 13910.45
Gap (GAP) 0.1 $1.7M 98k 17.68
Marriott International (MAR) 0.1 $1.8M 12k 151.44
Ii-vi 0.1 $1.7M 52k 33.66
Intuit option 0.1 $1.8M 67.00 26194.03
Enanta Pharmaceuticals (ENTA) 0.1 $1.7M 28k 61.79
Rexford Industrial Realty Inc reit (REXR) 0.1 $1.7M 38k 45.67
Gw Pharmaceuticals Plc ads 0.1 $1.7M 166.00 10457.83
Aurinia Pharmaceuticals (AUPH) 0.1 $1.7M 86k 20.26
Equinix (EQIX) 0.1 $1.7M 3.0k 583.81
Liberty Media Corp Delaware Com C Siriusxm 0.1 $1.7M 34k 48.15
Madrigal Pharmaceuticals 0.1 $1.7M 191.00 9109.95
Nuvasive Inc note 2.250% 3/1 0.1 $1.7M 1.2M 1.34
Harsco Corporation (NVRI) 0.1 $1.6M 70k 23.01
Arqule Inc Cmn Stock cmn 0.1 $1.6M 825.00 1993.01
Cyrusone 0.1 $1.6M 24k 65.45
Metropcs Communications (TMUS) 0.1 $1.6M 21k 78.43
Two Riv Ban 0.1 $1.6M 70k 22.40
Eaton Vance Fltg Rate In 0.1 $1.5M 97k 16.00
Columbia Ppty Tr 0.1 $1.6M 79k 20.91
Sage Therapeutics (SAGE) 0.1 $1.6M 23k 72.17
Edgewell Pers Care (EPC) 0.1 $1.6M 50k 30.95
Intra Cellular Therapies 0.1 $1.5M 449.00 3428.57
Vici Pptys (VICI) 0.1 $1.6M 64k 25.55
Lexinfintech Hldgs (LX) 0.1 $1.6M 116k 13.89
Columbia Finl (CLBK) 0.1 $1.6M 95k 16.94
Elastic N V ord (ESTC) 0.1 $1.6M 25k 64.29
Blue Ridge Bank (BRBS) 0.1 $1.6M 78k 20.94
Conyers Pk Ii co unit 0.1 $1.6M 144k 10.87
Pivotal Invt Corp Ii unit 06/01/2025 0.1 $1.6M 153k 10.20
Nortonlifelock (GEN) 0.1 $1.6M 63k 25.53
FirstEnergy (FE) 0.1 $1.5M 31k 48.60
Thermo Fisher Scientific (TMO) 0.1 $1.5M 4.5k 324.89
Becton, Dickinson and (BDX) 0.1 $1.5M 5.5k 271.90
Allstate Corporation (ALL) 0.1 $1.5M 13k 112.44
Chipotle Mexican Grill (CMG) 0.1 $1.5M 1.8k 837.17
Innophos Holdings 0.1 $1.5M 48k 31.97
Marcus Corporation (MCS) 0.1 $1.4M 45k 31.78
SPS Commerce (SPSC) 0.1 $1.5M 27k 55.41
Duke Energy (DUK) 0.1 $1.5M 17k 91.18
Commscope Hldg (COMM) 0.1 $1.5M 107k 14.19
Global Blood Therapeutics In call 0.1 $1.5M 191.00 7947.64
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.1 $1.5M 1.3M 1.20
Site Centers Corp 0.1 $1.5M 107k 14.02
Spirit Realty Capital 0.1 $1.5M 30k 49.18
Apellis Pharmaceuticals Inc put 0.1 $1.5M 494.00 3062.75
Fox Corp option 0.1 $1.5M 393.00 3705.13
Experience Investment Corp unit 09/01/2026 0.1 $1.4M 142k 10.14
AES Corporation (AES) 0.1 $1.4M 72k 19.90
Exelon Corporation (EXC) 0.1 $1.4M 31k 45.58
Consolidated-Tomoka Land 0.1 $1.3M 22k 60.31
Incyte Corp option 0.1 $1.4M 161.00 8732.92
Retail Opportunity Investments (ROIC) 0.1 $1.4M 79k 17.66
On Semiconductor Corp Cmn Stk cmn 0.1 $1.3M 545.00 2438.53
Liberty Global Inc C 0.1 $1.4M 62k 21.80
Fnf (FNF) 0.1 $1.3M 30k 45.34
Liberty Media Corp Delaware Com A Siriusxm 0.1 $1.3M 28k 48.34
Madrigal Pharmaceuticals (MDGL) 0.1 $1.4M 15k 91.10
Rh (RH) 0.1 $1.4M 6.5k 213.47
Crispr Therapeutics Ag put 0.1 $1.4M 225.00 6088.89
Infinera Corporation note 2.125% 9/0 0.1 $1.4M 1.3M 1.04
Tottenham Acquisition I 0.1 $1.3M 125k 10.49
International Money Express (IMXI) 0.1 $1.4M 114k 12.04
Yeti Hldgs (YETI) 0.1 $1.3M 39k 34.78
Monocle Acquisition Corp monocle acquisition cor-cw24 0.1 $1.4M 138k 10.18
Gores Metropoulos Inc *w exp 01/28/202 0.1 $1.4M 137k 10.20
Diamond Eagle Acquisition Co unit 0.1 $1.4M 115k 11.76
Finserv Acquisition Corp unit 12/31/2026 0.1 $1.3M 129k 10.21
Immunovant (IMVT) 0.1 $1.3M 85k 15.87
Ameren Corporation (AEE) 0.1 $1.2M 16k 76.80
McKesson Corporation (MCK) 0.1 $1.3M 9.4k 138.33
Universal Electronics (UEIC) 0.1 $1.2M 24k 52.27
SL Green Realty 0.1 $1.3M 14k 91.89
Central Garden & Pet (CENT) 0.1 $1.3M 42k 31.08
Lululemon Athletica (LULU) 0.1 $1.2M 5.3k 231.59
Duke Realty Corporation 0.1 $1.3M 37k 34.68
National Health Investors (NHI) 0.1 $1.2M 15k 81.47
Amazon Com Inc option 0.1 $1.3M 7.00 184714.29
Carrols Restaurant 0.1 $1.2M 174k 7.05
Hudson Pacific Properties (HPP) 0.1 $1.2M 32k 37.64
Asure Software (ASUR) 0.1 $1.2M 148k 8.18
Interxion Holding 0.1 $1.3M 15k 83.79
Intercept Pharmaceuticals In 0.1 $1.2M 101.00 12368.42
Equity Commonwealth (EQC) 0.1 $1.2M 37k 32.83
Diplomat Pharmacy 0.1 $1.3M 320k 4.00
Mylan Nv 0.1 $1.3M 64k 20.09
Vareit, Inc reits 0.1 $1.2M 135k 9.24
Zogenix Inc put 0.1 $1.3M 250.00 5212.00
Gores Holdings Iii Inc unit 09/07/2024 0.1 $1.2M 111k 11.00
Arya Sciences Acquisition Co unit 10/04/2023 0.1 $1.2M 108k 11.50
Apellis Pharmaceuticals Inc call 0.1 $1.2M 401.00 3064.81
Trine Acquisition Corp unit 03/31/2021 0.1 $1.3M 126k 10.43
Crowdstrike Hldgs Inc cl a (CRWD) 0.1 $1.3M 26k 49.87
V.F. Corporation (VFC) 0.1 $1.2M 12k 99.67
United Technologies Corporation 0.1 $1.1M 7.3k 149.78
Markel Corporation (MKL) 0.1 $1.1M 973.00 1142.86
Credit Acceptance (CACC) 0.1 $1.1M 2.5k 442.52
Consumer Discretionary SPDR (XLY) 0.1 $1.2M 9.4k 125.39
FleetCor Technologies 0.1 $1.1M 3.8k 287.61
Infosys Technologies Ltd call 0.1 $1.2M 1.1k 1031.63
Accenture 0.1 $1.2M 56.00 21053.57
Paychex Inc call 0.1 $1.2M 140.00 8507.14
Arqule Inc Cmn Stock cmn 0.1 $1.2M 576.00 1996.53
Cintas Corp Cmn Stk cmn 0.1 $1.2M 44.00 26909.09
Mallinckrodt Pub 0.1 $1.1M 314k 3.49
Ishares Tr 0-5yr hi yl cp (SHYG) 0.1 $1.1M 25k 46.41
Alphabet Inc Class A cs (GOOGL) 0.1 $1.1M 814.00 1336.61
Liberty Media Corp Del Com Ser 0.1 $1.2M 26k 43.76
Ihs Markit Ltd call 0.1 $1.2M 156.00 7532.05
Dropbox Inc-class A (DBX) 0.1 $1.1M 62k 17.91
Industrial Logistics pfds, reits (ILPT) 0.1 $1.2M 52k 22.42
Allegro Merger Corp 0.1 $1.1M 110k 10.23
Allegro Merger Corp *w exp 01/06/202 0.1 $1.1M 110k 10.22
Fintech Acquisition Corp Iii unit 12/01/2023 0.1 $1.2M 109k 10.85
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.1 $1.2M 116k 10.05
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.1 $1.1M 108k 10.45
Oaktree Acquisition Corp unit 99/99/9999 0.1 $1.2M 114k 10.23
Dominion Resources (D) 0.1 $1.0M 13k 82.79
Mid-America Apartment (MAA) 0.1 $1.1M 8.0k 131.81
Healthcare Realty Trust Incorporated 0.1 $1.0M 31k 33.38
Churchill Downs (CHDN) 0.1 $982k 7.2k 137.13
Discovery Communications 0.1 $984k 30k 32.80
Brinker International (EAT) 0.1 $1.1M 25k 42.01
Extreme Networks (EXTR) 0.1 $1.1M 143k 7.37
National Retail Properties (NNN) 0.1 $1.0M 19k 53.63
QEP Resources 0.1 $1.1M 238k 4.50
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $984k 26k 37.60
Acadia Pharmaceuticals, Inc. cmn 0.1 $992k 232.00 4275.86
Tower Semiconductor (TSEM) 0.1 $985k 41k 24.06
Dividend & Income Fund (BXSY) 0.1 $1.1M 80k 13.46
Nv5 Holding (NVEE) 0.1 $980k 19k 50.43
Empire St Rlty Tr Inc cl a (ESRT) 0.1 $1.1M 76k 13.96
Aptose Biosciences 0.1 $978k 172k 5.67
Mirati Therapeutics 0.1 $1.1M 82.00 12890.24
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $1.0M 20k 50.57
Mgm Growth Properties 0.1 $971k 31k 30.98
Arrowhead Pharmaceuticals In call 0.1 $1.0M 165.00 6345.45
Arrowhead Pharmaceuticals In put 0.1 $1.1M 168.00 6345.24
Fsb Ban 0.1 $975k 56k 17.38
Rhythm Pharmaceuticals (RYTM) 0.1 $1.0M 45k 22.96
Select Interior Concepts cl a 0.1 $1.1M 120k 8.99
Liveramp Holdings (RAMP) 0.1 $993k 21k 48.08
Deciphera Pharmaceuticals In call 0.1 $1.0M 168.00 6226.19
Forum Merger Ii Corp warrant 0.1 $1.0M 100k 10.21
Gores Metropoulos Inc unit 99/99/9999 0.1 $969k 91k 10.62
Hennessy Cap Acqustion Corp unit 99/99/9999 0.1 $1.1M 100k 10.80
Silver Spike Acquisition Unt 0.1 $1.0M 100k 10.18
Wayfair Inc convertible security 0.1 $1.0M 1.0M 1.04
Juniper Indl Hldgs Inc *w exp 11/13/202 0.1 $975k 100k 9.80
Ciig Merger Corp unit 12/31/2026 0.1 $1.0M 100k 10.16
Liv Cap Acquisition Corp unit 99/99/9999 0.1 $1.0M 100k 10.06
NiSource (NI) 0.1 $893k 32k 27.83
51job 0.1 $900k 11k 84.94
Netflix (NFLX) 0.1 $966k 3.0k 323.51
Edison International (EIX) 0.1 $864k 12k 75.40
Check Point Software Tech Lt option 0.1 $877k 79.00 11101.27
Lehman Brothers First Trust IOF (NHS) 0.1 $866k 70k 12.34
Mexico Equity and Income Fund (MXE) 0.1 $952k 82k 11.59
Amarin Corp Plc option 0.1 $887k 414.00 2142.86
Caesar Stone Sdot Yam (CSTE) 0.1 $904k 60k 15.07
Workday Inc cmn 0.1 $888k 54.00 16444.44
Clovis Oncology 0.1 $899k 863.00 1041.90
Royce Global Value Tr (RGT) 0.1 $933k 80k 11.69
Perrigo Company (PRGO) 0.1 $855k 17k 51.69
Bluerock Residential Growth Re 0.1 $899k 75k 12.05
Orion Engineered Carbons (OEC) 0.1 $916k 48k 19.29
Chiasma 0.1 $895k 180k 4.96
Gs Acquisition Hldgs Corp unit 06/12/2023 0.1 $871k 74k 11.81
Cigna Corp (CI) 0.1 $891k 4.4k 204.55
Rpt Realty 0.1 $932k 62k 15.04
Collier Creek Holdings 0.1 $957k 89k 10.70
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.1 $865k 84k 10.34
Dd3 Acquisition Corp 0.1 $864k 85k 10.22
Smiledirectclub (SDCCQ) 0.1 $901k 103k 8.74
Eidos Therapeutics Inc call 0.1 $964k 168.00 5738.10
Alpine Income Ppty Tr (PINE) 0.1 $913k 48k 19.02
Chp Merger Corp unit 11/22/2024 0.1 $890k 88k 10.17
American Electric Power Company (AEP) 0.1 $830k 8.8k 94.55
CenterPoint Energy (CNP) 0.1 $814k 30k 27.28
DTE Energy Company (DTE) 0.1 $799k 6.2k 129.88
Centene Corporation (CNC) 0.1 $853k 14k 62.85
Nektar Therapeutics (NKTR) 0.1 $788k 37k 21.57
Vicor Corporation (VICR) 0.1 $768k 16k 46.71
Astronics Corporation (ATRO) 0.1 $751k 27k 27.93
Alerian Mlp Etf 0.1 $820k 97k 8.50
D Ishares Tr option 0.1 $755k 59.00 12796.61
Hecla Mng Co call 0.1 $848k 2.5k 339.20
4068594 Enphase Energy (ENPH) 0.1 $806k 31k 26.13
Ishares Tr msci usavalfct (VLUE) 0.1 $763k 8.5k 89.76
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.1 $799k 6.4k 125.59
Jd (JD) 0.1 $751k 21k 35.23
Ardelyx (ARDX) 0.1 $804k 107k 7.51
Kite Rlty Group Tr (KRG) 0.1 $802k 41k 19.53
Axalta Coating Sys (AXTA) 0.1 $843k 28k 30.39
Nexpoint Residential Tr (NXRT) 0.1 $813k 18k 44.98
Colliers International Group sub vtg (CIGI) 0.1 $811k 10k 77.98
Evolent Health (EVH) 0.1 $847k 94k 9.05
Madison Square Garden Cl A (MSGS) 0.1 $832k 2.8k 294.20
S&p Global (SPGI) 0.1 $807k 3.0k 273.10
Adverum Biotechnologies Inc call 0.1 $760k 660.00 1151.19
Kalvista Pharmaceuticals (KALV) 0.1 $779k 44k 17.81
Solaris Oilfield Infrstr (SEI) 0.1 $842k 60k 14.00
Legacy Acquisition Corp wt 0.1 $747k 73k 10.27
Greentree Hospitalty Group L (GHG) 0.1 $844k 77k 11.00
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.1 $830k 75k 11.03
Tottenham Acquisition I Ltd *w exp 05/06/202 0.1 $786k 75k 10.48
Resideo Technologies Inc call 0.1 $775k 650.00 1192.31
Steris Plc Ord equities (STE) 0.1 $816k 5.4k 152.44
Gigcapital2 Inc unit 02/28/2026 0.1 $785k 75k 10.45
Sc Health Corp unit 99/99/9999 0.1 $782k 75k 10.43
Goldman Sachs (GS) 0.1 $671k 2.9k 229.87
Discover Financial Services (DFS) 0.1 $685k 8.1k 84.78
Bunge 0.1 $719k 13k 57.58
Autodesk (ADSK) 0.1 $629k 3.4k 183.54
Core Laboratories 0.1 $722k 19k 37.67
Qualcomm (QCOM) 0.1 $673k 7.6k 88.29
Quanta Services (PWR) 0.1 $694k 17k 40.70
Seagate Technology Com Stk 0.1 $640k 11k 59.46
Macquarie Infrastructure Company 0.1 $655k 15k 42.82
Hanger Orthopedic 0.1 $672k 24k 27.62
Acacia Research Corporation (ACTG) 0.1 $653k 246k 2.66
American Water Works (AWK) 0.1 $718k 5.8k 122.82
Bitauto Hldg 0.1 $652k 44k 14.83
Taiwan Fund (TWN) 0.1 $657k 32k 20.59
Wellesley Ban 0.1 $696k 15k 45.25
Chegg (CHGG) 0.1 $694k 18k 37.90
Cara Therapeutics (CARA) 0.1 $644k 40k 16.10
Revance Therapeutics (RVNC) 0.1 $701k 43k 16.23
Heritage Ins Hldgs (HRTG) 0.1 $681k 51k 13.26
Otonomy 0.1 $720k 188k 3.83
Karyopharm Therapeutics 0.1 $684k 357.00 1915.97
Anthem (ELV) 0.1 $669k 2.2k 302.17
Xenon Pharmaceuticals (XENE) 0.1 $669k 51k 13.12
International Game Technology (IGT) 0.1 $667k 45k 14.96
Msb Financial 0.1 $648k 36k 18.01
Avangrid 0.1 $662k 13k 51.15
Carolina Tr Bancshares 0.1 $721k 55k 13.06
Wheeler Real Estate Invt Tr pfd cnv ser d (WHLRD) 0.1 $696k 46k 14.98
Axon Enterprise (AXON) 0.1 $735k 10k 73.29
Myokardia Inc put 0.1 $714k 98.00 7285.71
Leisure Acquisition Corp unit 99/99/9999 0.1 $653k 60k 10.88
Advanced Semiconductor Engineering (ASX) 0.1 $666k 120k 5.56
Opes Acquisition Corp w exp 01/15/202 0.1 $737k 70k 10.53
Essential Properties Realty reit (EPRT) 0.1 $726k 29k 24.82
Vectoiq Acquisition Corp *w exp 05/16/202 0.1 $660k 64k 10.31
Tkk Symphony Acquistion Cor 0.1 $681k 67k 10.24
Dell Technologies Inc call 0.1 $668k 130.00 5138.46
Collier Creek Holdings *w exp 99/99/999 0.1 $685k 67k 10.27
Change Healthcare 0.1 $714k 44k 16.39
8i Enterprises Acquisi -cw25 warrants 0.1 $690k 69k 10.01
Apex Technology Acquisitn Co unit 06/11/2026 0.1 $643k 61k 10.47
Datadog Inc Cl A (DDOG) 0.1 $687k 18k 37.77
New Providence Acquisitin Co unit 09/01/2024 0.1 $719k 70k 10.27
First Seacoast Bancorp 0.1 $629k 67k 9.43
Brooge Hldgs Ltd *w exp 12/20/202 0.1 $662k 75k 8.83
BHP Billiton 0.1 $545k 12k 46.98
NRG Energy (NRG) 0.1 $544k 14k 39.72
Boyd Gaming Corporation (BYD) 0.1 $610k 20k 29.96
Danaher Corporation (DHR) 0.1 $576k 3.8k 153.44
W.R. Berkley Corporation (WRB) 0.1 $617k 8.9k 69.06
Papa John's Int'l (PZZA) 0.1 $575k 9.1k 63.19
W.R. Grace & Co. 0.1 $536k 7.7k 69.89
Activision Blizzard 0.1 $542k 9.1k 59.42
Ferro Corporation 0.1 $540k 36k 14.83
iShares Russell 2000 Index (IWM) 0.1 $604k 3.6k 165.80
Atmos Energy Corporation (ATO) 0.1 $522k 4.7k 111.95
Rogers Corporation (ROG) 0.1 $531k 4.3k 124.65
Taseko Cad (TGB) 0.1 $552k 1.2M 0.48
StarTek 0.1 $578k 72k 7.98
Verizon Communications Inc option 0.1 $589k 96.00 6135.42
United States Stl Corp New option 0.1 $559k 490.00 1140.82
Coca Cola Co option 0.1 $603k 109.00 5532.11
Discovery Communications Inc cmn 0.1 $589k 180.00 3272.22
American Tower Corp - Cl A C mn 0.1 $598k 26.00 23000.00
Chembio Diagnostics 0.1 $558k 123k 4.56
Epizyme 0.1 $615k 25k 24.60
Tg Therapeutics (TGTX) 0.1 $582k 52k 11.10
Prudential Ban 0.1 $527k 28k 18.53
Cdw 0.1 $586k 41.00 14292.68
Nextera Energy Partners (NEP) 0.1 $555k 11k 52.62
Pra Health Sciences 0.1 $533k 4.8k 111.20
Sientra 0.1 $517k 58k 8.93
Wex Inc call 0.1 $607k 29.00 20931.03
Hewlett Packard Enterprise C call 0.1 $579k 365.00 1586.30
Square Inc call 0.1 $563k 90.00 6255.56
Assembly Biosciences Inc put 0.1 $516k 252.00 2047.62
Cars (CARS) 0.1 $611k 50k 12.23
Athenex 0.1 $534k 35k 15.26
Kala Pharmaceuticals 0.1 $623k 169k 3.69
Ribbon Communication (RBBN) 0.1 $591k 191k 3.10
Altair Engr (ALTR) 0.1 $599k 17k 35.89
Bluegreen Vacations Ord 0.1 $606k 59k 10.34
Legacy Acquisition Corp 0.1 $543k 53k 10.28
Sensata Technologies Hldng P call 0.1 $587k 109.00 5385.32
Far Pt Acquisition Corp cl a founders sh 0.1 $603k 58k 10.32
Tilray (TLRY) 0.1 $514k 30k 17.13
Frontdoor (FTDR) 0.1 $539k 11k 47.46
Thomson Reuters Corp 0.1 $601k 8.4k 71.55
Resideo Technologies Inc put 0.1 $620k 520.00 1192.31
Liqtech International 0.1 $549k 94k 5.85
Blackstone Group Inc Com Cl A (BX) 0.1 $619k 11k 55.92
Act Ii Global Acquisition Unt 0.1 $604k 57k 10.66
Conyers Pk Ii Acquisition Co *w exp 07/18/202 0.1 $533k 51k 10.40
Alimera Sciences 0.1 $566k 75k 7.58
Brookfield Asset Management 0.0 $496k 8.6k 57.81
Cracker Barrel Old Country Store (CBRL) 0.0 $508k 3.3k 153.85
Zebra Technologies (ZBRA) 0.0 $454k 1.8k 255.20
Akamai Technologies (AKAM) 0.0 $427k 4.9k 86.47
MDU Resources (MDU) 0.0 $412k 14k 29.68
Waters Corporation (WAT) 0.0 $434k 1.9k 233.58
PPL Corporation (PPL) 0.0 $405k 11k 35.86
Sempra Energy (SRE) 0.0 $477k 3.1k 151.52
Lannett Company 0.0 $441k 50k 8.82
ESCO Technologies (ESE) 0.0 $434k 4.7k 92.50
STMicroelectronics (STM) 0.0 $498k 19k 26.89
ArQule 0.0 $485k 24k 19.95
Medifast (MED) 0.0 $399k 3.6k 109.62
Hill International 0.0 $421k 133k 3.16
UGI Corporation (UGI) 0.0 $434k 9.6k 45.13
Aqua America 0.0 $434k 9.2k 46.93
Allete (ALE) 0.0 $414k 5.1k 81.22
Comfort Systems USA (FIX) 0.0 $461k 9.2k 49.84
Acorda Therapeutics 0.0 $504k 247k 2.04
Golar Lng (GLNG) 0.0 $476k 34k 14.22
Sunstone Hotel Investors (SHO) 0.0 $406k 29k 13.93
Rosetta Stone 0.0 $511k 28k 18.14
Colfax Corporation 0.0 $425k 12k 36.39
China Fund (CHN) 0.0 $427k 20k 21.07
Caterpillar 0.0 $473k 32.00 14781.25
Robert Half Intl Inc Cmn Stk cmn 0.0 $442k 70.00 6314.29
Meritor 0.0 $432k 17k 26.17
Chemocentryx 0.0 $447k 11k 39.58
stock 0.0 $423k 2.8k 149.95
Puma Biotechnology (PBYI) 0.0 $466k 53k 8.74
Ishares Tr option 0.0 $510k 58.00 8793.10
Biosante Pharmaceuticals (ANIP) 0.0 $432k 7.0k 61.71
Aerie Pharmaceuticals 0.0 $483k 20k 24.15
Tecnoglass (TGLS) 0.0 $509k 62k 8.25
Wheeler Real Estate Invt Tr cv pfd ser b (WHLRP) 0.0 $421k 38k 11.00
Paypal Holdings (PYPL) 0.0 $409k 3.8k 108.26
Exterran 0.0 $479k 61k 7.82
Audentes Therapeutics 0.0 $485k 8.1k 59.88
Forterra 0.0 $443k 38k 11.57
Anaptysbio Inc Common (ANAB) 0.0 $484k 30k 16.26
Ni Hldgs (NODK) 0.0 $402k 23k 17.20
Hamilton Beach Brand (HBB) 0.0 $402k 21k 19.11
Anaptysbio Inc put 0.0 $437k 269.00 1624.54
Axsome Therapeutics 0.0 $465k 45.00 10333.33
Kiniksa Pharmaceuticals 0.0 $487k 44k 11.07
Aquestive Therapeutics (AQST) 0.0 $483k 83k 5.82
Establishment Labs Holdings Ord (ESTA) 0.0 $454k 16k 27.68
Wave Life Sciences Ltd put 0.0 $399k 498.00 801.20
Cel-sci Corp 0.0 $480k 525.00 914.29
Covetrus 0.0 $412k 31k 13.20
Lyft (LYFT) 0.0 $485k 11k 43.00
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $471k 47k 10.13
Harpoon Therapeutics 0.0 $503k 34k 14.79
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $486k 96k 5.05
Avantor (AVTR) 0.0 $503k 28k 18.16
Personalis Ord (PSNL) 0.0 $436k 40k 10.90
Us Ecology 0.0 $484k 8.4k 57.94
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.0 $504k 50k 10.08
Healthcare Merger Corp unit 12/17/2021 0.0 $414k 40k 10.35
Barrick Gold Corp (GOLD) 0.0 $335k 18k 18.56
Genworth Financial (GNW) 0.0 $367k 84k 4.40
Charles Schwab Corporation (SCHW) 0.0 $358k 7.5k 47.61
Principal Financial (PFG) 0.0 $331k 6.0k 54.98
Rli (RLI) 0.0 $376k 4.2k 90.08
Equifax (EFX) 0.0 $348k 2.5k 140.15
Berkshire Hathaway (BRK.B) 0.0 $391k 1.7k 226.27
Exxon Mobil Corporation (XOM) 0.0 $315k 4.5k 69.83
Lennar Corporation (LEN) 0.0 $394k 7.1k 55.81
Edwards Lifesciences (EW) 0.0 $292k 1.3k 233.23
Newmont Mining Corporation (NEM) 0.0 $300k 6.9k 43.50
Northrop Grumman Corporation (NOC) 0.0 $294k 854.00 344.26
Vulcan Materials Company (VMC) 0.0 $302k 2.1k 144.15
Intuitive Surgical (ISRG) 0.0 $339k 574.00 590.59
Target Corporation (TGT) 0.0 $305k 2.4k 128.04
Freeport-McMoRan Copper & Gold (FCX) 0.0 $383k 29k 13.11
Accenture (ACN) 0.0 $374k 1.8k 210.59
Roper Industries (ROP) 0.0 $379k 1.1k 354.21
Universal Technical Institute (UTI) 0.0 $367k 48k 7.71
SPDR Gold Trust (GLD) 0.0 $286k 2.0k 143.00
Black Hills Corporation (BKH) 0.0 $381k 4.9k 78.56
CIRCOR International 0.0 $391k 8.5k 46.26
Concho Resources 0.0 $396k 4.5k 87.53
Lennox International (LII) 0.0 $319k 1.3k 244.07
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $379k 8.0k 47.15
Jack Henry & Associates (JKHY) 0.0 $290k 2.0k 145.73
Zumiez (ZUMZ) 0.0 $332k 9.6k 34.51
Insteel Industries (IIIN) 0.0 $326k 15k 21.46
Marlin Business Services 0.0 $292k 13k 22.01
BRF Brasil Foods SA (BRFS) 0.0 $309k 36k 8.70
iShares Russell Midcap Growth Idx. (IWP) 0.0 $382k 2.5k 152.50
MaxLinear (MXL) 0.0 $289k 14k 21.20
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $342k 68k 5.07
First united corporation (FUNC) 0.0 $341k 14k 24.10
Gamestop Corp New call 0.0 $395k 650.00 607.69
Trimble Navigation Ltd Cmn Stk cmn 0.0 $309k 74.00 4175.68
Hca Holdings (HCA) 0.0 $370k 2.5k 147.88
Seaworld Entertainment (PRKS) 0.0 $366k 12k 31.68
Ducommun Inc Del 0.0 $328k 65.00 5046.15
Ultragenyx Pharmaceutical (RARE) 0.0 $354k 8.3k 42.71
Agios Pharmaceuticals 0.0 $396k 83.00 4771.08
Ocular Therapeutix (OCUL) 0.0 $352k 89k 3.95
Proqr Thrapeutics N V shs euro (PRQR) 0.0 $357k 36k 9.90
Macrogenics 0.0 $286k 263.00 1087.45
Aduro Biotech 0.0 $376k 319k 1.18
Paypal Hldgs Inc call 0.0 $335k 31.00 10806.45
Shopify Inc put 0.0 $398k 10.00 39800.00
Selecta Biosciences 0.0 $395k 166k 2.38
Tpi Composites (TPIC) 0.0 $359k 19k 18.50
Hostess Brands 0.0 $388k 27k 14.53
Aurora Cannabis Inc snc 0.0 $290k 134k 2.16
Dxc Technology (DXC) 0.0 $307k 8.2k 37.62
Alteryx 0.0 $390k 3.9k 100.00
Ovid Therapeutics (OVID) 0.0 $314k 76k 4.15
Secoo Holding Ltd - 0.0 $336k 57k 5.89
Cronos Group (CRON) 0.0 $384k 50k 7.68
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $362k 34k 10.60
Bioxcel Therapeutics (BTAI) 0.0 $384k 26k 14.63
Spirit Mta Reit 0.0 $291k 378k 0.77
Nlight (LASR) 0.0 $391k 19k 20.26
Invesco Exchange Traded Fd T rusel mdcp gwt (XMMO) 0.0 $338k 5.5k 61.10
Far Pt Acquisition Corp w exp 06/01/202 0.0 $379k 37k 10.34
111 Inc ads (YI) 0.0 $325k 48k 6.73
Upwork (UPWK) 0.0 $384k 36k 10.67
Axonics Modulation Technolog (AXNX) 0.0 $334k 12k 27.73
Fox Corp (FOXA) 0.0 $323k 8.7k 37.13
Advaxis 0.0 $337k 391k 0.86
Covetrus Inc put 0.0 $343k 260.00 1319.23
Francescas Holdings Corp 0.0 $389k 38k 10.37
Gx Acquisition Corp *w exp 05/24/202 0.0 $332k 33k 9.96
Rts/bristol-myers Squibb Compa 0.0 $386k 128k 3.01
Hasbro (HAS) 0.0 $270k 2.6k 105.59
Melco Crown Entertainment (MLCO) 0.0 $245k 10k 24.13
Portland General Electric Company (POR) 0.0 $276k 4.9k 55.84
Corning Incorporated (GLW) 0.0 $211k 7.2k 29.16
Interactive Brokers (IBKR) 0.0 $242k 5.2k 46.54
IAC/InterActive 0.0 $252k 1.0k 249.01
Home Depot (HD) 0.0 $257k 1.2k 218.17
Johnson & Johnson (JNJ) 0.0 $219k 1.5k 146.00
Consolidated Edison (ED) 0.0 $262k 2.9k 90.63
At&t (T) 0.0 $251k 6.4k 39.13
Cisco Systems (CSCO) 0.0 $204k 4.2k 48.01
Sealed Air (SEE) 0.0 $246k 6.2k 39.81
Comerica Incorporated (CMA) 0.0 $261k 3.6k 71.82
Regions Financial Corporation (RF) 0.0 $192k 11k 17.16
Xilinx 0.0 $232k 2.4k 97.97
Coherent 0.0 $283k 1.7k 166.47
Shoe Carnival (SCVL) 0.0 $225k 6.0k 37.29
Hess (HES) 0.0 $200k 3.0k 66.67
Lazard Ltd-cl A shs a 0.0 $204k 5.1k 40.00
General Dynamics Corporation (GD) 0.0 $237k 1.3k 176.47
Lowe's Companies (LOW) 0.0 $217k 1.8k 119.89
Pioneer Natural Resources 0.0 $203k 1.3k 151.15
Zimmer Holdings (ZBH) 0.0 $215k 1.4k 149.41
Entercom Communications 0.0 $211k 46k 4.64
Advanced Micro Devices (AMD) 0.0 $267k 5.8k 45.79
Industrial SPDR (XLI) 0.0 $255k 3.1k 81.34
RPC (RES) 0.0 $219k 42k 5.24
Hecla Mining Company (HL) 0.0 $220k 65k 3.38
Cognex Corporation (CGNX) 0.0 $280k 5.0k 56.00
Douglas Emmett (DEI) 0.0 $272k 6.2k 43.90
Hill-Rom Holdings 0.0 $247k 2.2k 113.41
South Jersey Industries 0.0 $235k 7.1k 33.02
NetScout Systems (NTCT) 0.0 $248k 10k 24.03
Progenics Pharmaceuticals 0.0 $174k 34k 5.10
United States Steel Corporation (X) 0.0 $190k 17k 11.42
Church & Dwight (CHD) 0.0 $241k 3.4k 70.43
Tanger Factory Outlet Centers (SKT) 0.0 $191k 13k 14.69
TransDigm Group Incorporated (TDG) 0.0 $211k 376.00 561.17
Silicon Motion Technology (SIMO) 0.0 $241k 4.8k 50.73
NN (NNBR) 0.0 $176k 19k 9.24
CalAmp 0.0 $201k 21k 9.56
Rush Enterprises (RUSHB) 0.0 $266k 5.8k 45.66
Baidu Inc option 0.0 $240k 19.00 12631.58
Ball Corporation (BALL) 0.0 $234k 3.6k 64.69
iShares MSCI Brazil Index (EWZ) 0.0 $265k 5.6k 47.39
Consumer Staples Select Sect. SPDR (XLP) 0.0 $202k 3.2k 62.97
SPDR S&P MidCap 400 ETF (MDY) 0.0 $237k 632.00 375.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $215k 2.5k 87.76
Camden Property Trust (CPT) 0.0 $284k 2.7k 106.09
SPDR S&P Oil & Gas Explore & Prod. 0.0 $239k 10k 23.69
Equus Total Return (EQS) 0.0 $177k 97k 1.83
Eagle Ban (EBMT) 0.0 $257k 12k 21.40
Bancorp of New Jersey 0.0 $267k 15k 17.92
Sanofi Aventis Wi Conval Rt 0.0 $210k 244k 0.86
First Internet Bancorp (INBK) 0.0 $247k 10k 23.75
Xpo Logistics Inc equity (XPO) 0.0 $225k 2.8k 79.70
Splunk Inc cmn 0.0 $225k 15.00 15000.00
Pbf Energy Inc cl a (PBF) 0.0 $219k 7.0k 31.43
Blackrock Multi-sector Incom other (BIT) 0.0 $178k 11k 16.18
Taylor Morrison Hom (TMHC) 0.0 $201k 9.2k 21.85
Insmed 0.0 $256k 107.00 2392.52
Quad / Graphics 0.0 $215k 460.00 467.39
Ring Energy (REI) 0.0 $225k 85k 2.64
Endurance Intl Group Hldgs I 0.0 $195k 42k 4.69
A10 Networks (ATEN) 0.0 $275k 40k 6.87
Applied Genetic Technol Corp C 0.0 $183k 41k 4.51
On Deck Capital 0.0 $182k 44k 4.13
Coherus Biosciences (CHRS) 0.0 $216k 12k 18.00
Dbv Technologies S A 0.0 $221k 21k 10.70
Coherus Biosciences Inc call 0.0 $259k 144.00 1798.61
Viking Therapeutics (VKTX) 0.0 $193k 24k 8.04
Everi Hldgs (EVRI) 0.0 $279k 21k 13.42
Aimmune Therapeutics 0.0 $222k 6.6k 33.43
Nexpoint Credit Strategies Fund (NXDT) 0.0 $266k 15k 17.73
Pb Ban 0.0 $244k 16k 15.14
Vaneck Vectors Etf Tr opt 0.0 $275k 65.00 4230.77
Hilton Worldwide Holdings (HLT) 0.0 $209k 1.9k 110.88
Qiagen Nv 0.0 $237k 7.0k 33.81
Tellurian (TELL) 0.0 $240k 33k 7.27
Tidewater (TDW) 0.0 $208k 11k 19.26
Mustang Bio 0.0 $225k 55k 4.08
Iqvia Holdings (IQV) 0.0 $223k 1.4k 154.54
Sailpoint Technlgies Hldgs I 0.0 $245k 10k 23.62
Willscot Corp 0.0 $251k 14k 18.51
Casa Systems 0.0 $235k 58k 4.09
Inflarx Nv (IFRX) 0.0 $238k 60k 3.96
Apollo Medical Hldgs (ASTH) 0.0 $208k 11k 18.40
Broadcom (AVGO) 0.0 $284k 900.00 315.56
Liberty Oilfield Services -a (LBRT) 0.0 $243k 22k 11.12
Viking Therapeutics Inc call 0.0 $225k 281.00 800.71
Viking Therapeutics Inc put 0.0 $225k 281.00 800.71
Amneal Pharmaceuticals (AMRX) 0.0 $272k 56k 4.82
Bausch Health Companies (BHC) 0.0 $209k 7.0k 29.86
Kala Pharmaceuticals Inc call 0.0 $243k 658.00 369.30
Lexinfintech Hldgs Ltd call 0.0 $229k 165.00 1387.88
Clearway Energy Inc cl c (CWEN) 0.0 $225k 11k 19.94
Solid Biosciences 0.0 $227k 510.00 445.10
Aurora Cannabis Inc call 0.0 $216k 1.0k 216.00
Livent Corp 0.0 $186k 22k 8.57
Alberton Acquisition Corp right 10/04/2020 0.0 $213k 924k 0.23
Highland Global mf closed and mf open (HGLB) 0.0 $187k 20k 9.35
Precision Biosciences Ord 0.0 $184k 13k 13.87
Tc Energy Corp (TRP) 0.0 $203k 3.8k 53.42
Axovant Gene The 0.0 $199k 39k 5.13
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $215k 632k 0.34
Dupont De Nemours (DD) 0.0 $243k 3.8k 64.29
Blue Apron Hldgs Inc Cl A 0.0 $172k 26k 6.58
B Riley Principal Merger Cor unit 99/99/9999 0.0 $235k 22k 10.48
Akero Therapeutics (AKRO) 0.0 $222k 10k 22.20
Adaptive Biotechnologies Cor (ADPT) 0.0 $269k 9.0k 29.89
Karuna Therapeutics Ord 0.0 $226k 3.0k 75.33
Babcock & Wilcox Enterpr (BW) 0.0 $226k 62k 3.65
Replay Acquisition -cw20 warrants 0.0 $225k 22k 10.03
Xpel (XPEL) 0.0 $252k 17k 14.68
Pioneer Bancorp (PBFS) 0.0 $224k 15k 15.30
Kaleyra 0.0 $227k 27k 8.48
Ehang Hldgs Ltd ads (EH) 0.0 $249k 23k 10.73
Pitney Bowes (PBI) 0.0 $100k 25k 4.03
Contango Oil & Gas Company 0.0 $82k 22k 3.69
SeaChange International 0.0 $73k 18k 4.18
Intevac (IVAC) 0.0 $83k 12k 7.08
Orion Marine (ORN) 0.0 $69k 13k 5.18
Century Aluminum Company (CENX) 0.0 $105k 14k 7.50
Kirkland's (KIRK) 0.0 $128k 103k 1.24
BioCryst Pharmaceuticals (BCRX) 0.0 $104k 30k 3.47
Rigel Pharmaceuticals 0.0 $136k 64k 2.14
Axt (AXTI) 0.0 $85k 20k 4.35
LSI Industries (LYTS) 0.0 $76k 13k 6.03
Richardson Electronics (RELL) 0.0 $58k 10k 5.63
PFSweb 0.0 $110k 29k 3.82
Western Asset High Incm Fd I (HIX) 0.0 $162k 24k 6.75
Dyadic International (DYAI) 0.0 $58k 11k 5.17
Servicesource 0.0 $79k 47k 1.67
Phoenix New Media 0.0 $133k 68k 1.96
Voxx International Corporation (VOXX) 0.0 $88k 20k 4.40
Manning & Napier Inc cl a 0.0 $71k 41k 1.75
Icad (ICAD) 0.0 $81k 11k 7.74
Therapeuticsmd 0.0 $101k 42k 2.42
Chimerix (CMRX) 0.0 $67k 33k 2.02
Antero Res (AR) 0.0 $84k 29k 2.86
Amc Entmt Hldgs Inc Cl A 0.0 $99k 14k 7.22
Gtt Communications 0.0 $167k 15k 11.32
Voya Global Eq Div & Pr Opp (IGD) 0.0 $142k 23k 6.17
Rayonier Advanced Matls (RYAM) 0.0 $102k 27k 3.85
Truecar (TRUE) 0.0 $110k 23k 4.73
Minerva Neurosciences 0.0 $118k 17k 7.12
Dynavax Technologies (DVAX) 0.0 $114k 20k 5.70
Fiat Chrysler Auto 0.0 $165k 11k 14.80
Pangaea Logistics Solution L (PANL) 0.0 $68k 23k 2.96
Vistaoutdoor (VSTO) 0.0 $101k 13k 7.51
Fortress Biotech 0.0 $90k 35k 2.56
Party City Hold 0.0 $59k 25k 2.36
Arbutus Biopharma (ABUS) 0.0 $59k 21k 2.78
Silvercrest Metals (SILV) 0.0 $135k 20k 6.75
Workhorse Group Inc ordinary shares 0.0 $78k 26k 3.04
Emmis Communications Cp-cl A (EMMS) 0.0 $106k 26k 4.01
Protagonist Therapeutics (PTGX) 0.0 $91k 13k 7.06
smith Micro Software 0.0 $60k 15k 4.01
Centennial Resource Developmen cs 0.0 $87k 19k 4.60
Sandridge Energy (SD) 0.0 $136k 32k 4.25
Conduent Incorporate (CNDT) 0.0 $106k 17k 6.17
Mannkind (MNKD) 0.0 $129k 100k 1.29
Peabody Energy (BTU) 0.0 $128k 14k 9.10
Kbl Merger Corp Iv right 03/22/2019 0.0 $65k 404k 0.16
Female Health (VERU) 0.0 $84k 25k 3.37
Aspen Group (ASPU) 0.0 $80k 10k 7.95
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $80k 287k 0.28
Evolus (EOLS) 0.0 $134k 11k 12.18
Unity Biotechnology 0.0 $99k 14k 7.20
Xeris Pharmaceuticals 0.0 $97k 14k 7.05
Klx Energy Servics Holdngs I 0.0 $102k 16k 6.47
Farfetch Ltd ord sh cl a (FTCHQ) 0.0 $155k 15k 10.35
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $67k 266k 0.25
Platinum Group Metals (PLG) 0.0 $74k 44k 1.69
Harrow Health (HROW) 0.0 $89k 11k 7.80
X4 Pharmaceuticals (XFOR) 0.0 $169k 16k 10.67
Andina Acquisition Corp Iii right 07/31/2020 0.0 $130k 465k 0.28
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $102k 10k 10.20
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $140k 14k 9.94
8i Enterprises Acquisiti-rts rights 0.0 $114k 300k 0.38
Viveve Med 0.0 $69k 55k 1.27
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $134k 13k 10.72
Bellus Health 0.0 $92k 12k 7.55
Gigcapital2 Inc right 02/28/2026 0.0 $100k 400k 0.25
Powerfleet (AIOT) 0.0 $76k 12k 6.51
Tff Pharmaceuticals 0.0 $133k 25k 5.35
New Frontier Health Corp ord 0.0 $165k 17k 10.01
Encana Corp 0.0 $48k 10k 4.68
Akorn 0.0 $41k 27k 1.52
Build-A-Bear Workshop (BBW) 0.0 $43k 13k 3.23
Moneygram International 0.0 $56k 27k 2.11
Mei Pharma 0.0 $25k 10k 2.50
Endo International 0.0 $56k 12k 4.67
Marinus Pharmaceuticals 0.0 $22k 10k 2.20
Contrafect 0.0 $39k 62k 0.63
Cytosorbents (CTSO) 0.0 $54k 14k 3.87
Matinas Biopharma Holdings, In 0.0 $23k 10k 2.30
Abeona Therapeutics 0.0 $33k 10k 3.30
Nii Holdings 0.0 $28k 13k 2.15
Nantkwest 0.0 $55k 15k 3.80
Aeterna Zentaris 0.0 $22k 24k 0.91
Tailored Brands 0.0 $55k 13k 4.14
Proteostasis Therapeutics In 0.0 $37k 16k 2.25
Aptevo Therapeutics Inc apvo 0.0 $51k 78k 0.65
Sunesis Pharmaceuticals Inc Ne 0.0 $16k 49k 0.33
Obseva Sa 0.0 $53k 14k 3.83
Harte-hanks (HHS) 0.0 $56k 16k 3.61
Solid Biosciences 0.0 $56k 13k 4.47
Synthetic Biologics 0.0 $30k 60k 0.50
Izea Worldwide 0.0 $15k 62k 0.24
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $32k 175k 0.18
Allegro Merger Corp right 12/31/2023 0.0 $35k 110k 0.32
Creative Realities 0.0 $27k 18k 1.51
Creative Realities Inc *w exp 11/09/202 0.0 $19k 13k 1.52
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $26k 125k 0.21