Capital One Financial Corp

Capital One Financial Corp as of Sept. 30, 2020

Portfolio Holdings for Capital One Financial Corp

Capital One Financial Corp holds 249 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Msci Usa Mmentm (MTUM) 9.7 $77M 521k 147.40
Goldman Sachs Etf Tr Activebeta Int (GSIE) 6.9 $55M 1.9M 28.15
Vanguard Charlotte Fds Intl Bd Idx Etf (BNDX) 6.4 $51M 871k 58.19
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 4.8 $38M 431k 88.22
Ishares Tr Msci Usa Qlt Fct (QUAL) 4.5 $36M 343k 103.74
Vanguard Malvern Fds Strm Infproidx (VTIP) 4.4 $35M 685k 51.02
Ishares Tr Msci Usa Min Vol (USMV) 4.0 $32M 496k 63.73
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.9 $31M 353k 86.51
Ishares Tr Msci Eafe Min Vl (EFAV) 3.5 $28M 411k 68.13
Spdr Ser Tr Blomberg Brc Inv (FLRN) 3.2 $25M 823k 30.58
Vanguard Scottsdale Fds Inter Term Treas (VGIT) 2.9 $23M 330k 70.48
Goldman Sachs Etf Tr Activebeta Eme (GEM) 2.8 $22M 682k 32.79
Vanguard Scottsdale Fds Int-term Corp (VCIT) 2.6 $21M 218k 95.80
Ishares Tr Jpmorgan Usd Emg (EMB) 2.3 $18M 164k 110.89
Ishares Tr Msci Usa Value (VLUE) 1.6 $13M 176k 73.78
Spdr S&p 500 Etf Tr Tr Unit (SPY) 1.6 $12M 37k 334.89
Ishares Msci Emerg Mrkt (EEMV) 1.5 $12M 209k 55.18
Apple (AAPL) 1.0 $7.9M 68k 115.81
Schwab Strategic Tr Schwab Fdt Us Sc (FNDA) 1.0 $7.8M 237k 33.05
Microsoft Corporation (MSFT) 0.8 $6.0M 28k 210.35
Amazon (AMZN) 0.7 $5.4M 1.7k 3148.69
Ishares Tr Core Msci Eafe (IEFA) 0.7 $5.4M 90k 60.28
Ishares Tr Core S&p500 Etf (IVV) 0.7 $5.2M 16k 336.06
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.7 $5.2M 49k 105.48
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.6 $5.0M 63k 80.63
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.6 $4.6M 85k 54.44
Ishares Core Msci Emkt (IEMG) 0.6 $4.5M 86k 52.80
Select Sector Spdr Tr Technology (XLK) 0.5 $4.1M 35k 116.69
Vanguard Specialized Funds Div App Etf (VIG) 0.5 $4.1M 32k 128.67
Ishares Tr Core High Dv Etf (HDV) 0.5 $4.0M 50k 80.48
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.5 $4.0M 79k 49.87
Schwab Strategic Tr Schwb Fdt Int Sc (FNDC) 0.5 $4.0M 132k 29.90
Ishares Tr National Mun Etf (MUB) 0.5 $3.9M 34k 115.94
Danaher Corporation (DHR) 0.5 $3.8M 18k 215.34
Invesco Exch Traded Fd Tr Ii S&p Smlcp Low (XSLV) 0.5 $3.7M 110k 33.20
Ishares Tr Expnd Tec Sc Etf (IGM) 0.4 $3.5M 11k 309.09
First Tr Exchange-traded First Tr Enh New (FTSM) 0.4 $3.4M 57k 60.02
Thermo Fisher Scientific (TMO) 0.4 $3.1M 7.1k 441.45
Ishares Tr Msci Intl Multft (INTF) 0.4 $3.1M 127k 24.30
McDonald's Corporation (MCD) 0.3 $2.8M 13k 219.51
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) 0.3 $2.6M 13k 206.27
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.3 $2.5M 44k 56.09
Home Depot (HD) 0.3 $2.4M 8.8k 277.75
Goldman Sachs Etf Tr Activebeta Us Lg (GSLC) 0.3 $2.4M 35k 68.04
Cisco Systems (CSCO) 0.3 $2.3M 59k 39.40
Johnson & Johnson (JNJ) 0.3 $2.1M 14k 148.88
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.3 $2.1M 19k 115.15
Pepsi (PEP) 0.2 $2.0M 14k 138.63
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 0.2 $2.0M 48k 40.90
Invesco Exchange Traded Fd T S&p500 Quality (SPHQ) 0.2 $1.9M 49k 38.66
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.2 $1.9M 37k 50.52
Qualcomm (QCOM) 0.2 $1.9M 16k 117.65
Disney Walt Com Disney (DIS) 0.2 $1.8M 15k 124.06
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.2 $1.8M 22k 82.86
NVIDIA Corporation (NVDA) 0.2 $1.8M 3.3k 541.20
Procter & Gamble Company (PG) 0.2 $1.8M 13k 138.97
Verizon Communications (VZ) 0.2 $1.7M 29k 59.50
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.2 $1.5M 28k 53.62
Ishares Tr Rus Tp200 Gr Etf (IWY) 0.2 $1.5M 12k 121.35
Pacer Fds Tr Trendp Us Lar Cp (PTLC) 0.2 $1.5M 50k 29.54
Etf Managers Tr Prime Mobile Pay 0.2 $1.5M 27k 54.38
Ishares Tr Core Msci Total (IXUS) 0.2 $1.5M 25k 58.34
Honeywell International (HON) 0.2 $1.5M 8.9k 164.60
Jd.com Spon Adr Cl A (JD) 0.2 $1.4M 18k 77.60
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.2 $1.4M 27k 50.73
JPMorgan Chase & Co. (JPM) 0.2 $1.4M 14k 96.28
Costco Wholesale Corporation (COST) 0.2 $1.4M 3.8k 354.90
Ishares Tr Pfd And Incm Sec (PFF) 0.2 $1.4M 37k 36.45
Wisdomtree Tr Emg Mkts Smcap (DGS) 0.2 $1.3M 32k 41.35
Amgen (AMGN) 0.2 $1.3M 5.1k 254.09
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.2 $1.3M 8.8k 147.00
Vanguard Index Fds Value Etf (VTV) 0.2 $1.3M 12k 104.49
Ishares Tr Core Intl Aggr (IAGG) 0.2 $1.3M 23k 55.65
Bristol Myers Squibb (BMY) 0.2 $1.3M 21k 60.28
Visa Com Cl A (V) 0.2 $1.2M 6.0k 199.93
Pimco Etf Tr Active Bd Etf (BOND) 0.2 $1.2M 11k 112.44
Eli Lilly & Co. (LLY) 0.2 $1.2M 8.1k 147.99
Lowe's Companies (LOW) 0.2 $1.2M 7.2k 165.86
Ishares Tr Core Us Aggbd Et (AGG) 0.2 $1.2M 10k 118.08
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.1 $1.2M 36k 33.07
Facebook Cl A (META) 0.1 $1.2M 4.4k 261.86
Ishares Tr Russell 2000 Etf (IWM) 0.1 $1.2M 7.7k 149.77
Vanguard Whitehall Fds Emerg Mkt Bd Etf (VWOB) 0.1 $1.1M 15k 78.92
Etf Managers Tr Prime Cybr Scrty 0.1 $1.1M 25k 46.52
CVS Caremark Corporation (CVS) 0.1 $1.1M 19k 58.42
J P Morgan Exchange-traded F Ultra Sht Muncpl (JMST) 0.1 $1.1M 22k 51.01
Air Products & Chemicals (APD) 0.1 $1.1M 3.7k 297.90
Alliance Resource Partners L Ut Ltd Part (ARLP) 0.1 $1.1M 399k 2.77
Spdr Gold Tr Gold Shs (GLD) 0.1 $1.1M 6.2k 177.20
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $1.1M 6.1k 180.14
Oneok (OKE) 0.1 $1.1M 42k 25.97
Exxon Mobil Corporation (XOM) 0.1 $1.1M 31k 34.33
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $1.1M 9.6k 110.66
Ishares Msci Emerg Mkt (EMGF) 0.1 $1.0M 24k 43.87
Union Pacific Corporation (UNP) 0.1 $1.0M 5.3k 196.89
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $1.0M 19k 54.93
Paypal Holdings (PYPL) 0.1 $1.0M 5.2k 197.08
Lockheed Martin Corporation (LMT) 0.1 $1.0M 2.7k 383.29
Enterprise Products Partners (EPD) 0.1 $1.0M 64k 15.78
Alphabet Cap Stk Cl C (GOOG) 0.1 $1.0M 688.00 1469.48
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.1 $992k 4.7k 212.97
Ishares Tr Msci Eafe Etf (EFA) 0.1 $983k 15k 63.65
At&t (T) 0.1 $976k 34k 28.50
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $967k 12k 80.91
Ishares Tr Calif Mun Bd Etf (CMF) 0.1 $901k 14k 62.42
Chevron Corporation (CVX) 0.1 $894k 12k 71.96
Intel Corporation (INTC) 0.1 $893k 17k 51.75
Ishares Tr Nasdaq Biotech (IBB) 0.1 $881k 6.5k 135.39
Ishares Tr Us Aer Def Etf (ITA) 0.1 $873k 5.5k 158.44
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.1 $851k 20k 43.24
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.1 $848k 16k 51.71
United Parcel Service CL B (UPS) 0.1 $840k 5.0k 166.67
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.1 $837k 15k 55.50
Accenture Plc Ireland Shs Class A (ACN) 0.1 $836k 3.7k 225.95
Select Sector Spdr Tr Communication (XLC) 0.1 $833k 14k 59.37
American Express Company (AXP) 0.1 $820k 8.2k 100.24
Ishares Tr Ibonds Dec25 Etf (IBDQ) 0.1 $815k 30k 27.14
Abbvie (ABBV) 0.1 $806k 9.2k 87.54
Invesco Exchange Traded Fd T Dynmc Biotech (PBE) 0.1 $782k 14k 56.63
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.1 $774k 7.6k 101.96
L3harris Technologies (LHX) 0.1 $774k 4.6k 169.77
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $771k 6.3k 122.34
Abbott Laboratories (ABT) 0.1 $770k 7.1k 108.83
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.1 $765k 11k 68.91
Ishares Tr Msci China Etf (MCHI) 0.1 $758k 10k 74.14
Starbucks Corporation (SBUX) 0.1 $744k 8.7k 85.95
First Tr Exchange Traded Chindia Etf 0.1 $737k 16k 47.61
Nike CL B (NKE) 0.1 $733k 5.8k 125.47
UnitedHealth (UNH) 0.1 $732k 2.3k 311.89
Alphabet Cap Stk Cl A (GOOGL) 0.1 $723k 493.00 1466.53
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.1 $716k 29k 24.57
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $708k 8.4k 83.85
ConocoPhillips (COP) 0.1 $708k 22k 32.84
One Gas (OGS) 0.1 $698k 10k 69.05
Ishares Tr U.s. Med Dvc Etf (IHI) 0.1 $695k 2.3k 299.57
Magellan Midstream Prtnrs Com Unit Rp Lp 0.1 $678k 20k 34.21
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.1 $677k 5.0k 134.62
Bk Of America Corp 7.25%CNV PFD L (BAC.PL) 0.1 $673k 452.00 1488.94
Albemarle Corporation (ALB) 0.1 $652k 7.3k 89.28
Vanguard Index Fds Growth Etf (VUG) 0.1 $652k 2.9k 227.57
Crown Castle Intl (CCI) 0.1 $648k 3.9k 166.58
Ishares Tr Msci Usa Smcp Mn (SMMV) 0.1 $645k 22k 29.20
Exchange Traded Concepts Tr Emqq Em Intern (EMQQ) 0.1 $602k 12k 52.23
Caterpillar (CAT) 0.1 $601k 4.0k 149.13
Wal-Mart Stores (WMT) 0.1 $601k 4.3k 139.96
Arthur J. Gallagher & Co. (AJG) 0.1 $599k 5.7k 105.66
Servicenow (NOW) 0.1 $577k 1.2k 484.87
Ishares Tr Core Div Grwth (DGRO) 0.1 $577k 15k 39.78
Invesco Exch Traded Fd Tr Ii S&p500 Hdl Vol (SPHD) 0.1 $567k 17k 33.01
First Tr Exchange-traded Cap Strength Etf (FTCS) 0.1 $566k 8.9k 63.26
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $550k 1.9k 293.96
Novartis Sponsored Adr (NVS) 0.1 $549k 6.3k 86.92
Spdr Ser Tr Ssga Us Smal Etf (SMLV) 0.1 $547k 7.2k 75.77
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $541k 5.3k 101.33
Ishares Tr S&p 500 Val Etf (IVE) 0.1 $540k 4.8k 112.52
American Water Works (AWK) 0.1 $536k 3.7k 144.83
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.1 $523k 6.6k 79.65
Mccormick & Co Com Non Vtg (MKC) 0.1 $523k 2.7k 194.14
Microchip Technology (MCHP) 0.1 $509k 5.0k 102.66
Fortive (FTV) 0.1 $507k 6.6k 76.28
Wisdomtree Tr Glb Us Qtly Div (DNL) 0.1 $503k 7.5k 66.65
Duke Energy Corp Com New (DUK) 0.1 $502k 5.7k 88.49
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 0.1 $500k 23k 21.72
Alliancebernstein Hldg Unit Ltd Partn (AB) 0.1 $486k 18k 27.06
Raytheon Technologies Corp (RTX) 0.1 $484k 8.4k 57.58
Bank of America Corporation (BAC) 0.1 $483k 20k 24.09
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 0.1 $482k 9.5k 50.81
Upwork (UPWK) 0.1 $475k 27k 17.44
Analog Devices (ADI) 0.1 $474k 4.1k 116.63
Schwab Strategic Tr Intrm Trm Tres (SCHR) 0.1 $469k 8.0k 58.65
Annaly Capital Management 0.1 $460k 65k 7.12
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.1 $458k 19k 23.73
Diageo Spon Adr New (DEO) 0.1 $455k 3.3k 137.55
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.1 $449k 2.8k 163.15
Vanguard Scottsdale Fds Lg-term Cor Bd (VCLT) 0.1 $445k 4.2k 106.95
Capital One Financial (COF) 0.1 $444k 6.2k 71.80
Ishares Tr Ibonds Dec20 Etf 0.1 $439k 17k 25.25
Merck & Co (MRK) 0.1 $439k 5.3k 82.94
Wells Fargo & Company (WFC) 0.1 $436k 19k 23.51
Ishares Tr Ibonds Dec24 Etf (IBDP) 0.1 $432k 16k 26.48
Ishares Tr Phlx Semicnd Etf (SOXX) 0.1 $423k 1.4k 304.32
Blackstone Group Com Cl A (BX) 0.1 $421k 8.1k 52.17
Bank of New York Mellon Corporation (BK) 0.1 $404k 12k 34.36
Ishares Tr Esg Aw Msci Eafe (ESGD) 0.0 $393k 6.2k 63.52
Lululemon Athletica (LULU) 0.0 $393k 1.2k 329.70
Phillips 66 (PSX) 0.0 $376k 7.3k 51.85
General Electric Company 0.0 $373k 60k 6.24
Marvell Technology Group Ord 0.0 $369k 9.3k 39.68
Invesco Exch Trd Slf Idx Bulshs 2021 Hy 0.0 $367k 16k 22.94
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.0 $359k 1.3k 277.86
Paychex (PAYX) 0.0 $358k 4.5k 79.73
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $357k 1.9k 185.26
Ishares Tr Msci Usa Esg Slc (SUSA) 0.0 $354k 2.4k 147.01
Ishares Tr Ibonds Dec 26 (IBMO) 0.0 $350k 13k 26.93
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.0 $348k 4.3k 81.10
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.0 $348k 14k 24.09
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.0 $345k 1.6k 215.09
Oracle Corporation (ORCL) 0.0 $344k 5.8k 59.78
Ecolab (ECL) 0.0 $341k 1.7k 200.00
Mondelez Intl Cl A (MDLZ) 0.0 $337k 5.9k 57.42
Kkr & Co (KKR) 0.0 $329k 9.6k 34.31
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.0 $327k 5.1k 64.08
Royal Dutch Shell Spon Adr B 0.0 $327k 14k 24.19
Ishares Tr Ibonds Dec23 Etf 0.0 $324k 12k 26.23
Comcast Corp Cl A (CMCSA) 0.0 $314k 6.8k 46.33
S&p Global (SPGI) 0.0 $313k 867.00 361.01
Ishares Tr Msci Kld400 Soc (DSI) 0.0 $312k 2.4k 127.97
Ishares Tr Us Treas Bd Etf (GOVT) 0.0 $308k 11k 27.92
Fidelity Covington Trust Msci Hlth Care I (FHLC) 0.0 $304k 5.8k 52.61
Ishares Tr Ibonds Mar23 Etf 0.0 $295k 11k 27.34
International Business Machines (IBM) 0.0 $289k 2.4k 121.79
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $288k 6.5k 44.04
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.0 $287k 846.00 339.24
Franco-Nevada Corporation (FNV) 0.0 $286k 2.1k 139.51
Gilead Sciences (GILD) 0.0 $284k 4.5k 63.29
Novo-nordisk A S Adr (NVO) 0.0 $278k 4.0k 69.41
First Financial Ban (FFBC) 0.0 $276k 23k 12.02
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.0 $275k 3.3k 82.98
TJX Companies (TJX) 0.0 $273k 4.9k 55.71
Ishares Tr Rus 1000 Etf (IWB) 0.0 $271k 1.4k 187.54
Markel Corporation (MKL) 0.0 $268k 275.00 974.55
Select Sector Spdr Tr Rl Est Sel Sec (XLRE) 0.0 $266k 7.5k 35.25
Wisdomtree Tr Us Qtly Div Grt (DGRW) 0.0 $266k 5.4k 49.49
Pfizer (PFE) 0.0 $263k 7.2k 36.70
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $258k 21k 12.49
3M Company (MMM) 0.0 $253k 1.6k 159.92
Royal Gold (RGLD) 0.0 $252k 2.1k 120.00
Vanguard Index Fds Total Stk Mkt (VTI) 0.0 $249k 1.5k 170.55
Netflix (NFLX) 0.0 $241k 482.00 500.00
Seattle Genetics 0.0 $240k 1.2k 195.92
Boeing Company (BA) 0.0 $233k 1.4k 165.01
Sprott Physical Gold & Silve Tr Unit (CEF) 0.0 $231k 13k 18.33
Stryker Corporation (SYK) 0.0 $228k 1.1k 208.79
Tyson Foods Cl A (TSN) 0.0 $224k 3.8k 59.43
Advisorshares Tr Newflt Mulsinc 0.0 $222k 4.6k 48.61
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $217k 40k 5.43
Wisdomtree Tr Us Smallcap Divd (DES) 0.0 $215k 10k 21.06
Ishares Tr Ibonds Dec (IBMM) 0.0 $213k 7.9k 27.08
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $213k 984.00 216.46
Ishares Tr Ibonds Dec2023 0.0 $211k 8.0k 26.28
Ishares Tr Ibonds Dec 28 (IBMQ) 0.0 $211k 7.7k 27.35
Cme (CME) 0.0 $210k 1.3k 167.06
Ishares Tr Ibonds Dec2022 0.0 $209k 7.9k 26.45
Ishares Tr Ibonds Dec2021 0.0 $207k 8.0k 25.88
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.0 $204k 2.7k 76.92
Carvana Cl A (CVNA) 0.0 $201k 900.00 223.33
DNP Select Income Fund (DNP) 0.0 $138k 14k 10.06
Kinder Morgan (KMI) 0.0 $136k 11k 12.36
Titan Med Com New (TMDIF) 0.0 $73k 100k 0.73