First Foundation Advisors as of Sept. 30, 2014
Portfolio Holdings for First Foundation Advisors
First Foundation Advisors holds 242 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| American Realty Capital Prop | 7.9 | $79M | 6.6M | 12.06 | |
| Microsoft Corporation (MSFT) | 7.8 | $78M | 1.7M | 46.36 | |
| Rexford Industrial Realty Inc reit (REXR) | 4.3 | $43M | 3.1M | 13.84 | |
| Johnson & Johnson (JNJ) | 3.4 | $34M | 318k | 106.59 | |
| Berkshire Hathaway (BRK.B) | 2.8 | $28M | 205k | 138.14 | |
| Diageo (DEO) | 2.5 | $25M | 217k | 115.40 | |
| Wells Fargo & Company (WFC) | 2.5 | $25M | 476k | 51.87 | |
| United Parcel Service (UPS) | 2.5 | $25M | 250k | 98.29 | |
| Philip Morris International (PM) | 2.3 | $23M | 273k | 83.40 | |
| Anheuser-Busch InBev NV (BUD) | 2.2 | $22M | 201k | 110.85 | |
| Novartis (NVS) | 2.2 | $22M | 233k | 94.13 | |
| International Business Machines (IBM) | 2.2 | $22M | 115k | 189.83 | |
| Oracle Corporation (ORCL) | 2.1 | $22M | 563k | 38.28 | |
| Bank of New York Mellon Corporation (BK) | 2.1 | $21M | 542k | 38.73 | |
| BlackRock (BLK) | 1.9 | $20M | 60k | 328.32 | |
| Boeing Company (BA) | 1.9 | $19M | 151k | 127.38 | |
| Qualcomm (QCOM) | 1.9 | $19M | 258k | 74.77 | |
| GlaxoSmithKline | 1.8 | $18M | 389k | 45.97 | |
| Altria (MO) | 1.8 | $18M | 384k | 45.94 | |
| Walt Disney Company (DIS) | 1.7 | $17M | 191k | 89.03 | |
| Devon Energy Corporation (DVN) | 1.7 | $17M | 247k | 68.18 | |
| Union Pacific Corporation (UNP) | 1.6 | $17M | 153k | 108.42 | |
| Schlumberger (SLB) | 1.5 | $15M | 152k | 101.69 | |
| Comcast Corporation | 1.5 | $15M | 285k | 53.50 | |
| Aon | 1.5 | $15M | 168k | 87.67 | |
| SYSCO Corporation (SYY) | 1.4 | $15M | 385k | 37.95 | |
| TJX Companies (TJX) | 1.4 | $15M | 246k | 59.17 | |
| Mondelez Int (MDLZ) | 1.4 | $15M | 425k | 34.27 | |
| Occidental Petroleum Corporation (OXY) | 1.4 | $14M | 149k | 96.15 | |
| Dow Chemical Company | 1.4 | $14M | 264k | 52.44 | |
| British American Tobac (BTI) | 1.3 | $13M | 114k | 113.08 | |
| Goldman Sachs (GS) | 1.3 | $13M | 70k | 183.57 | |
| Republic Services (RSG) | 1.2 | $13M | 322k | 39.02 | |
| American Express Company (AXP) | 1.2 | $12M | 141k | 87.54 | |
| Covidien | 1.2 | $12M | 135k | 86.51 | |
| General Motors Company (GM) | 1.1 | $12M | 360k | 31.94 | |
| Simon Property (SPG) | 1.1 | $11M | 69k | 164.42 | |
| Telefonica (TEF) | 1.0 | $9.8M | 637k | 15.37 | |
| Apple (AAPL) | 0.8 | $7.7M | 77k | 100.75 | |
| Chambers Str Pptys | 0.8 | $7.5M | 997k | 7.53 | |
| Gilead Sciences (GILD) | 0.7 | $7.4M | 70k | 106.44 | |
| PCM Fund (PCM) | 0.7 | $7.4M | 670k | 11.10 | |
| Pimco Income Strategy Fund II (PFN) | 0.5 | $5.3M | 508k | 10.53 | |
| Pimco Dynamic Incm Fund (PDI) | 0.4 | $3.6M | 116k | 31.56 | |
| Pfizer (PFE) | 0.3 | $3.4M | 116k | 29.57 | |
| Nuveen California Municipal Value Fund (NCA) | 0.3 | $3.5M | 335k | 10.34 | |
| Spdr Short-term High Yield mf (SJNK) | 0.3 | $3.3M | 111k | 29.93 | |
| Retail Opportunity Investments (ROIC) | 0.3 | $3.2M | 219k | 14.70 | |
| Chevron Corporation (CVX) | 0.3 | $3.0M | 25k | 119.33 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $2.7M | 13.00 | 206923.08 | |
| Vanguard Europe Pacific ETF (VEA) | 0.3 | $2.7M | 67k | 39.75 | |
| Starwood Property Trust (STWD) | 0.3 | $2.6M | 119k | 21.96 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $2.6M | 28k | 94.06 | |
| Cohen & Steers Ltd Dur Pfd I (LDP) | 0.3 | $2.6M | 106k | 24.68 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $2.3M | 12k | 197.04 | |
| Unilever | 0.2 | $2.2M | 55k | 39.67 | |
| Enterprise Products Partners (EPD) | 0.2 | $2.0M | 50k | 40.30 | |
| Realty Income (O) | 0.2 | $2.1M | 50k | 40.79 | |
| Level 3 Communications | 0.2 | $2.1M | 45k | 45.73 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.2 | $2.0M | 11k | 180.55 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.2 | $1.9M | 209k | 8.93 | |
| Teva Pharmaceutical Industries (TEVA) | 0.2 | $1.7M | 31k | 53.75 | |
| PowerShrs CEF Income Cmpst Prtfl | 0.2 | $1.7M | 71k | 24.35 | |
| Doubleline Income Solutions (DSL) | 0.2 | $1.7M | 79k | 21.65 | |
| McDonald's Corporation (MCD) | 0.2 | $1.6M | 17k | 94.79 | |
| General Electric Company | 0.2 | $1.6M | 64k | 25.62 | |
| Flaherty & Crumrine Dyn P (DFP) | 0.2 | $1.7M | 73k | 22.59 | |
| Ambev Sa- (ABEV) | 0.2 | $1.6M | 250k | 6.55 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $1.5M | 17k | 90.20 | |
| Colony Financial | 0.1 | $1.4M | 62k | 22.38 | |
| Pimco CA Muni. Income Fund III (PZC) | 0.1 | $1.4M | 137k | 10.40 | |
| Prologis (PLD) | 0.1 | $1.4M | 36k | 37.71 | |
| Pimco Dynamic Credit Income other | 0.1 | $1.4M | 60k | 22.48 | |
| SPDR Gold Trust (GLD) | 0.1 | $1.4M | 12k | 116.25 | |
| Broadcom Corporation | 0.1 | $1.3M | 32k | 40.42 | |
| Doubleline Opportunistic Cr (DBL) | 0.1 | $1.3M | 56k | 23.60 | |
| World Wrestling Entertainment | 0.1 | $1.2M | 88k | 13.77 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.1 | $1.3M | 14k | 89.70 | |
| BofI Holding | 0.1 | $1.1M | 15k | 72.73 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.1 | $1.1M | 120k | 9.20 | |
| Nuveen Build Amer Bd (NBB) | 0.1 | $1.1M | 53k | 20.40 | |
| Blackrock Build America Bond Trust (BBN) | 0.1 | $1.1M | 53k | 21.02 | |
| Ucp Inc-cl A | 0.1 | $1.1M | 93k | 11.95 | |
| Procter & Gamble Company (PG) | 0.1 | $1.1M | 13k | 83.71 | |
| TCW Strategic Income Fund (TSI) | 0.1 | $1.0M | 178k | 5.63 | |
| Coca-Cola Company (KO) | 0.1 | $884k | 21k | 42.64 | |
| Magellan Midstream Partners | 0.1 | $947k | 11k | 84.19 | |
| General American Investors (GAM) | 0.1 | $903k | 24k | 37.06 | |
| Tortoise Energy Infrastructure | 0.1 | $920k | 19k | 48.12 | |
| Kayne Anderson Mdstm Energy | 0.1 | $904k | 23k | 40.08 | |
| Bristol Myers Squibb (BMY) | 0.1 | $827k | 16k | 51.20 | |
| Cisco Systems (CSCO) | 0.1 | $826k | 33k | 25.18 | |
| Nucor Corporation (NUE) | 0.1 | $761k | 14k | 54.24 | |
| National-Oilwell Var | 0.1 | $821k | 11k | 76.10 | |
| Amgen (AMGN) | 0.1 | $802k | 5.7k | 140.43 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $775k | 12k | 64.08 | |
| Ventas (VTR) | 0.1 | $826k | 13k | 61.98 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $813k | 20k | 41.71 | |
| Templeton Emerging Markets Income Fund (TEI) | 0.1 | $765k | 60k | 12.72 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.1 | $831k | 62k | 13.32 | |
| Nuveen Build Amer Bd Opptny | 0.1 | $770k | 36k | 21.21 | |
| Oi Sa-adr sp | 0.1 | $762k | 1.0M | 0.74 | |
| Oaktree Cap | 0.1 | $772k | 15k | 51.13 | |
| Wci Cmntys Inc Com Par $0.01 | 0.1 | $772k | 42k | 18.44 | |
| Ftd Cos | 0.1 | $853k | 25k | 34.11 | |
| Century Communities (CCS) | 0.1 | $851k | 49k | 17.36 | |
| Home Depot (HD) | 0.1 | $675k | 7.4k | 91.72 | |
| Eli Lilly & Co. (LLY) | 0.1 | $678k | 11k | 64.81 | |
| 3M Company (MMM) | 0.1 | $737k | 5.2k | 141.76 | |
| At&t (T) | 0.1 | $671k | 19k | 35.24 | |
| Reynolds American | 0.1 | $655k | 11k | 59.01 | |
| Intel Corporation (INTC) | 0.1 | $674k | 19k | 34.83 | |
| Merck & Co (MRK) | 0.1 | $749k | 13k | 59.26 | |
| Pepsi (PEP) | 0.1 | $663k | 7.1k | 93.14 | |
| Total (TTE) | 0.1 | $745k | 12k | 64.42 | |
| Plains All American Pipeline (PAA) | 0.1 | $707k | 12k | 58.86 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $717k | 42k | 17.11 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.1 | $731k | 50k | 14.58 | |
| Source Capital (SOR) | 0.1 | $708k | 11k | 64.95 | |
| Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.1 | $721k | 52k | 13.96 | |
| Facebook Inc cl a (META) | 0.1 | $712k | 9.0k | 79.00 | |
| Nexpoint Credit Strategies | 0.1 | $750k | 71k | 10.61 | |
| Kraft Foods | 0.1 | $686k | 12k | 56.39 | |
| Artisan Partners (APAM) | 0.1 | $667k | 13k | 52.05 | |
| NRG Energy (NRG) | 0.1 | $627k | 21k | 30.46 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $582k | 9.7k | 60.28 | |
| Verizon Communications (VZ) | 0.1 | $623k | 13k | 50.00 | |
| Colgate-Palmolive Company (CL) | 0.1 | $576k | 8.8k | 65.22 | |
| Halliburton Company (HAL) | 0.1 | $624k | 9.7k | 64.56 | |
| United Technologies Corporation | 0.1 | $561k | 5.3k | 105.63 | |
| Starbucks Corporation (SBUX) | 0.1 | $591k | 7.8k | 75.51 | |
| Energy Transfer Equity (ET) | 0.1 | $624k | 10k | 61.71 | |
| Nuveen Quality Pref. Inc. Fund II | 0.1 | $572k | 66k | 8.72 | |
| U.S. Bancorp (USB) | 0.1 | $510k | 12k | 41.80 | |
| Dominion Resources (D) | 0.1 | $455k | 6.6k | 69.04 | |
| Public Storage (PSA) | 0.1 | $548k | 3.3k | 165.71 | |
| Live Nation Entertainment (LYV) | 0.1 | $528k | 22k | 24.01 | |
| Sunoco Logistics Partners | 0.1 | $532k | 11k | 48.23 | |
| Rockwell Automation (ROK) | 0.1 | $488k | 4.4k | 109.98 | |
| Spdr Euro Stoxx 50 Etf (FEZ) | 0.1 | $494k | 12k | 39.72 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $471k | 40k | 11.94 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.1 | $544k | 34k | 16.16 | |
| LEGG MASON BW GLOBAL Income | 0.1 | $488k | 29k | 16.93 | |
| Costco Wholesale Corporation (COST) | 0.0 | $446k | 3.6k | 125.42 | |
| Wal-Mart Stores (WMT) | 0.0 | $365k | 4.8k | 76.44 | |
| Automatic Data Processing (ADP) | 0.0 | $433k | 5.2k | 83.11 | |
| Medtronic | 0.0 | $364k | 5.9k | 62.00 | |
| Nordstrom (JWN) | 0.0 | $356k | 5.2k | 68.33 | |
| Emerson Electric (EMR) | 0.0 | $353k | 5.6k | 62.66 | |
| Safeway | 0.0 | $352k | 10k | 34.30 | |
| Pearson (PSO) | 0.0 | $359k | 18k | 20.01 | |
| ConocoPhillips (COP) | 0.0 | $429k | 5.6k | 76.50 | |
| Royal Dutch Shell | 0.0 | $431k | 5.7k | 76.07 | |
| Stryker Corporation (SYK) | 0.0 | $368k | 4.6k | 80.70 | |
| Walgreen Company | 0.0 | $432k | 7.3k | 59.28 | |
| Illinois Tool Works (ITW) | 0.0 | $384k | 4.5k | 84.45 | |
| 0.0 | $357k | 618.00 | 577.67 | ||
| Dynex Capital | 0.0 | $396k | 49k | 8.08 | |
| Linn Energy | 0.0 | $382k | 13k | 30.15 | |
| Glacier Ban (GBCI) | 0.0 | $413k | 16k | 25.84 | |
| HCP | 0.0 | $403k | 10k | 39.74 | |
| iShares Dow Jones Select Dividend (DVY) | 0.0 | $358k | 4.9k | 73.81 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $401k | 3.8k | 104.35 | |
| Cohen & Steers Total Return Real (RFI) | 0.0 | $429k | 36k | 11.95 | |
| Blackrock MuniHoldings CA Insrd Fnd (MUC) | 0.0 | $421k | 30k | 14.24 | |
| Citigroup (C) | 0.0 | $447k | 8.6k | 51.77 | |
| Stratasys (SSYS) | 0.0 | $362k | 3.0k | 120.67 | |
| Abbvie (ABBV) | 0.0 | $370k | 6.4k | 57.73 | |
| Google Inc Class C | 0.0 | $373k | 634.00 | 588.33 | |
| Bank of America Corporation (BAC) | 0.0 | $331k | 19k | 17.07 | |
| Ecolab (ECL) | 0.0 | $323k | 2.8k | 114.91 | |
| Avon Products | 0.0 | $331k | 26k | 12.60 | |
| Coach | 0.0 | $291k | 8.2k | 35.56 | |
| Spectra Energy | 0.0 | $271k | 6.9k | 39.23 | |
| E.I. du Pont de Nemours & Company | 0.0 | $255k | 3.6k | 71.71 | |
| Rockwell Collins | 0.0 | $338k | 4.3k | 78.60 | |
| Staples | 0.0 | $326k | 27k | 12.11 | |
| Buckeye Partners | 0.0 | $331k | 4.2k | 79.76 | |
| MarkWest Energy Partners | 0.0 | $293k | 3.8k | 76.86 | |
| Western Gas Partners | 0.0 | $341k | 4.5k | 75.08 | |
| Calavo Growers (CVGW) | 0.0 | $278k | 6.2k | 45.14 | |
| Oneok (OKE) | 0.0 | $326k | 5.0k | 65.50 | |
| Eaton Vance Short Duration Diversified I (EVG) | 0.0 | $346k | 24k | 14.68 | |
| Pimco Municipal Income Fund II (PML) | 0.0 | $277k | 24k | 11.65 | |
| Schwab U S Broad Market ETF (SCHB) | 0.0 | $259k | 5.4k | 47.62 | |
| Time Warner | 0.0 | $217k | 2.9k | 75.16 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $215k | 5.2k | 41.47 | |
| Two Harbors Investment | 0.0 | $151k | 16k | 9.66 | |
| Rli (RLI) | 0.0 | $203k | 4.7k | 43.19 | |
| Abbott Laboratories (ABT) | 0.0 | $220k | 5.3k | 41.67 | |
| Travelers Companies (TRV) | 0.0 | $223k | 2.4k | 94.05 | |
| AmerisourceBergen (COR) | 0.0 | $225k | 2.9k | 77.35 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $245k | 1.3k | 182.97 | |
| Allergan | 0.0 | $249k | 1.4k | 178.11 | |
| Honeywell International (HON) | 0.0 | $203k | 2.2k | 93.25 | |
| Nextera Energy (NEE) | 0.0 | $243k | 2.6k | 93.71 | |
| Accenture (ACN) | 0.0 | $229k | 2.8k | 81.35 | |
| Frontier Communications | 0.0 | $179k | 28k | 6.51 | |
| Paccar (PCAR) | 0.0 | $227k | 4.0k | 56.75 | |
| Tibco Software | 0.0 | $250k | 11k | 23.58 | |
| TICC Capital | 0.0 | $200k | 23k | 8.84 | |
| Regency Energy Partners | 0.0 | $215k | 6.6k | 32.66 | |
| Kinder Morgan Energy Partners | 0.0 | $249k | 2.7k | 93.43 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $218k | 22k | 9.91 | |
| Ball Corporation (BALL) | 0.0 | $211k | 3.3k | 63.31 | |
| iShares S&P MidCap 400 Growth (IJK) | 0.0 | $243k | 1.6k | 151.69 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $220k | 881.00 | 249.72 | |
| iShares Silver Trust (SLV) | 0.0 | $224k | 14k | 16.36 | |
| Tesla Motors (TSLA) | 0.0 | $222k | 916.00 | 242.36 | |
| Tanzanian Royalty Expl Corp | 0.0 | $248k | 117k | 2.11 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $159k | 17k | 9.42 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $178k | 13k | 13.79 | |
| ARMOUR Residential REIT | 0.0 | $231k | 60k | 3.85 | |
| Nuveen CA Dividend Advantage Muni. Fund (NAC) | 0.0 | $233k | 16k | 14.26 | |
| Cys Investments | 0.0 | $247k | 30k | 8.23 | |
| Oiltanking Partners L P unit | 0.0 | $251k | 5.1k | 49.52 | |
| Fifth Street Finance | 0.0 | $92k | 10k | 9.20 | |
| Gladstone Capital Corporation | 0.0 | $111k | 13k | 8.74 | |
| Wet Seal | 0.0 | $109k | 210k | 0.52 | |
| PennantPark Investment (PNNT) | 0.0 | $128k | 12k | 10.94 | |
| Alaska Communications Systems | 0.0 | $118k | 75k | 1.57 | |
| Portugal Telecom, SGPS | 0.0 | $63k | 30k | 2.10 | |
| Intersections | 0.0 | $96k | 25k | 3.84 | |
| Eldorado Gold Corp | 0.0 | $76k | 11k | 6.71 | |
| Nuveen Mun High Income Opp F (NMZ) | 0.0 | $134k | 10k | 13.02 | |
| Penn West Energy Trust | 0.0 | $108k | 16k | 6.75 | |
| Cornerstone Strategic Value | 0.0 | $146k | 25k | 5.84 | |
| Nuveen NY Municipal Value (NNY) | 0.0 | $99k | 10k | 9.71 | |
| Neophotonics Corp | 0.0 | $84k | 25k | 3.36 | |
| Just Energy Group | 0.0 | $140k | 30k | 4.67 | |
| Roundy's | 0.0 | $60k | 20k | 3.00 | |
| Western Asset Mortgage cmn | 0.0 | $148k | 10k | 14.80 | |
| Sprint | 0.0 | $68k | 11k | 6.33 | |
| NII Holdings | 0.0 | $2.0k | 40k | 0.05 | |
| Novatel Wireless | 0.0 | $37k | 10k | 3.70 | |
| Rubicon Minerals Corp | 0.0 | $19k | 14k | 1.36 | |
| Bank Of America Corp w exp 10/201 | 0.0 | $10k | 10k | 1.00 | |
| Comstock Mining Inc cs | 0.0 | $17k | 14k | 1.20 | |
| Diana Containerships | 0.0 | $39k | 18k | 2.23 | |
| Citigroup Inc Com Us cmn | 0.0 | $18k | 19k | 0.95 | |
| Oi Sa-adr sp | 0.0 | $24k | 34k | 0.70 | |
| Cosiinccomnewadded | 0.0 | $34k | 15k | 2.26 |
