First Foundation Advisors

First Foundation Advisors as of Sept. 30, 2014

Portfolio Holdings for First Foundation Advisors

First Foundation Advisors holds 242 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Realty Capital Prop 7.9 $79M 6.6M 12.06
Microsoft Corporation (MSFT) 7.8 $78M 1.7M 46.36
Rexford Industrial Realty Inc reit (REXR) 4.3 $43M 3.1M 13.84
Johnson & Johnson (JNJ) 3.4 $34M 318k 106.59
Berkshire Hathaway (BRK.B) 2.8 $28M 205k 138.14
Diageo (DEO) 2.5 $25M 217k 115.40
Wells Fargo & Company (WFC) 2.5 $25M 476k 51.87
United Parcel Service (UPS) 2.5 $25M 250k 98.29
Philip Morris International (PM) 2.3 $23M 273k 83.40
Anheuser-Busch InBev NV (BUD) 2.2 $22M 201k 110.85
Novartis (NVS) 2.2 $22M 233k 94.13
International Business Machines (IBM) 2.2 $22M 115k 189.83
Oracle Corporation (ORCL) 2.1 $22M 563k 38.28
Bank of New York Mellon Corporation (BK) 2.1 $21M 542k 38.73
BlackRock (BLK) 1.9 $20M 60k 328.32
Boeing Company (BA) 1.9 $19M 151k 127.38
Qualcomm (QCOM) 1.9 $19M 258k 74.77
GlaxoSmithKline 1.8 $18M 389k 45.97
Altria (MO) 1.8 $18M 384k 45.94
Walt Disney Company (DIS) 1.7 $17M 191k 89.03
Devon Energy Corporation (DVN) 1.7 $17M 247k 68.18
Union Pacific Corporation (UNP) 1.6 $17M 153k 108.42
Schlumberger (SLB) 1.5 $15M 152k 101.69
Comcast Corporation 1.5 $15M 285k 53.50
Aon 1.5 $15M 168k 87.67
SYSCO Corporation (SYY) 1.4 $15M 385k 37.95
TJX Companies (TJX) 1.4 $15M 246k 59.17
Mondelez Int (MDLZ) 1.4 $15M 425k 34.27
Occidental Petroleum Corporation (OXY) 1.4 $14M 149k 96.15
Dow Chemical Company 1.4 $14M 264k 52.44
British American Tobac (BTI) 1.3 $13M 114k 113.08
Goldman Sachs (GS) 1.3 $13M 70k 183.57
Republic Services (RSG) 1.2 $13M 322k 39.02
American Express Company (AXP) 1.2 $12M 141k 87.54
Covidien 1.2 $12M 135k 86.51
General Motors Company (GM) 1.1 $12M 360k 31.94
Simon Property (SPG) 1.1 $11M 69k 164.42
Telefonica (TEF) 1.0 $9.8M 637k 15.37
Apple (AAPL) 0.8 $7.7M 77k 100.75
Chambers Str Pptys 0.8 $7.5M 997k 7.53
Gilead Sciences (GILD) 0.7 $7.4M 70k 106.44
PCM Fund (PCM) 0.7 $7.4M 670k 11.10
Pimco Income Strategy Fund II (PFN) 0.5 $5.3M 508k 10.53
Pimco Dynamic Incm Fund (PDI) 0.4 $3.6M 116k 31.56
Pfizer (PFE) 0.3 $3.4M 116k 29.57
Nuveen California Municipal Value Fund (NCA) 0.3 $3.5M 335k 10.34
Spdr Short-term High Yield mf (SJNK) 0.3 $3.3M 111k 29.93
Retail Opportunity Investments (ROIC) 0.3 $3.2M 219k 14.70
Chevron Corporation (CVX) 0.3 $3.0M 25k 119.33
Berkshire Hathaway (BRK.A) 0.3 $2.7M 13.00 206923.08
Vanguard Europe Pacific ETF (VEA) 0.3 $2.7M 67k 39.75
Starwood Property Trust (STWD) 0.3 $2.6M 119k 21.96
Exxon Mobil Corporation (XOM) 0.3 $2.6M 28k 94.06
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $2.6M 106k 24.68
Spdr S&p 500 Etf (SPY) 0.2 $2.3M 12k 197.04
Unilever 0.2 $2.2M 55k 39.67
Enterprise Products Partners (EPD) 0.2 $2.0M 50k 40.30
Realty Income (O) 0.2 $2.1M 50k 40.79
Level 3 Communications 0.2 $2.1M 45k 45.73
Vanguard S&p 500 Etf idx (VOO) 0.2 $2.0M 11k 180.55
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $1.9M 209k 8.93
Teva Pharmaceutical Industries (TEVA) 0.2 $1.7M 31k 53.75
PowerShrs CEF Income Cmpst Prtfl 0.2 $1.7M 71k 24.35
Doubleline Income Solutions (DSL) 0.2 $1.7M 79k 21.65
McDonald's Corporation (MCD) 0.2 $1.6M 17k 94.79
General Electric Company 0.2 $1.6M 64k 25.62
Flaherty & Crumrine Dyn P (DFP) 0.2 $1.7M 73k 22.59
Ambev Sa- (ABEV) 0.2 $1.6M 250k 6.55
Brown-Forman Corporation (BF.B) 0.1 $1.5M 17k 90.20
Colony Financial 0.1 $1.4M 62k 22.38
Pimco CA Muni. Income Fund III (PZC) 0.1 $1.4M 137k 10.40
Prologis (PLD) 0.1 $1.4M 36k 37.71
Pimco Dynamic Credit Income other 0.1 $1.4M 60k 22.48
SPDR Gold Trust (GLD) 0.1 $1.4M 12k 116.25
Broadcom Corporation 0.1 $1.3M 32k 40.42
Doubleline Opportunistic Cr (DBL) 0.1 $1.3M 56k 23.60
World Wrestling Entertainment 0.1 $1.2M 88k 13.77
iShares S&P 1500 Index Fund (ITOT) 0.1 $1.3M 14k 89.70
BofI Holding 0.1 $1.1M 15k 72.73
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $1.1M 120k 9.20
Nuveen Build Amer Bd (NBB) 0.1 $1.1M 53k 20.40
Blackrock Build America Bond Trust (BBN) 0.1 $1.1M 53k 21.02
Ucp Inc-cl A 0.1 $1.1M 93k 11.95
Procter & Gamble Company (PG) 0.1 $1.1M 13k 83.71
TCW Strategic Income Fund (TSI) 0.1 $1.0M 178k 5.63
Coca-Cola Company (KO) 0.1 $884k 21k 42.64
Magellan Midstream Partners 0.1 $947k 11k 84.19
General American Investors (GAM) 0.1 $903k 24k 37.06
Tortoise Energy Infrastructure 0.1 $920k 19k 48.12
Kayne Anderson Mdstm Energy 0.1 $904k 23k 40.08
Bristol Myers Squibb (BMY) 0.1 $827k 16k 51.20
Cisco Systems (CSCO) 0.1 $826k 33k 25.18
Nucor Corporation (NUE) 0.1 $761k 14k 54.24
National-Oilwell Var 0.1 $821k 11k 76.10
Amgen (AMGN) 0.1 $802k 5.7k 140.43
iShares MSCI EAFE Index Fund (EFA) 0.1 $775k 12k 64.08
Ventas (VTR) 0.1 $826k 13k 61.98
Vanguard Emerging Markets ETF (VWO) 0.1 $813k 20k 41.71
Templeton Emerging Markets Income Fund (TEI) 0.1 $765k 60k 12.72
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $831k 62k 13.32
Nuveen Build Amer Bd Opptny 0.1 $770k 36k 21.21
Oi Sa-adr sp 0.1 $762k 1.0M 0.74
Oaktree Cap 0.1 $772k 15k 51.13
Wci Cmntys Inc Com Par $0.01 0.1 $772k 42k 18.44
Ftd Cos 0.1 $853k 25k 34.11
Century Communities (CCS) 0.1 $851k 49k 17.36
Home Depot (HD) 0.1 $675k 7.4k 91.72
Eli Lilly & Co. (LLY) 0.1 $678k 11k 64.81
3M Company (MMM) 0.1 $737k 5.2k 141.76
At&t (T) 0.1 $671k 19k 35.24
Reynolds American 0.1 $655k 11k 59.01
Intel Corporation (INTC) 0.1 $674k 19k 34.83
Merck & Co (MRK) 0.1 $749k 13k 59.26
Pepsi (PEP) 0.1 $663k 7.1k 93.14
Total (TTE) 0.1 $745k 12k 64.42
Plains All American Pipeline (PAA) 0.1 $707k 12k 58.86
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $717k 42k 17.11
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $731k 50k 14.58
Source Capital (SOR) 0.1 $708k 11k 64.95
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $721k 52k 13.96
Facebook Inc cl a (META) 0.1 $712k 9.0k 79.00
Nexpoint Credit Strategies 0.1 $750k 71k 10.61
Kraft Foods 0.1 $686k 12k 56.39
Artisan Partners (APAM) 0.1 $667k 13k 52.05
NRG Energy (NRG) 0.1 $627k 21k 30.46
JPMorgan Chase & Co. (JPM) 0.1 $582k 9.7k 60.28
Verizon Communications (VZ) 0.1 $623k 13k 50.00
Colgate-Palmolive Company (CL) 0.1 $576k 8.8k 65.22
Halliburton Company (HAL) 0.1 $624k 9.7k 64.56
United Technologies Corporation 0.1 $561k 5.3k 105.63
Starbucks Corporation (SBUX) 0.1 $591k 7.8k 75.51
Energy Transfer Equity (ET) 0.1 $624k 10k 61.71
Nuveen Quality Pref. Inc. Fund II 0.1 $572k 66k 8.72
U.S. Bancorp (USB) 0.1 $510k 12k 41.80
Dominion Resources (D) 0.1 $455k 6.6k 69.04
Public Storage (PSA) 0.1 $548k 3.3k 165.71
Live Nation Entertainment (LYV) 0.1 $528k 22k 24.01
Sunoco Logistics Partners 0.1 $532k 11k 48.23
Rockwell Automation (ROK) 0.1 $488k 4.4k 109.98
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $494k 12k 39.72
Pimco Income Strategy Fund (PFL) 0.1 $471k 40k 11.94
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $544k 34k 16.16
LEGG MASON BW GLOBAL Income 0.1 $488k 29k 16.93
Costco Wholesale Corporation (COST) 0.0 $446k 3.6k 125.42
Wal-Mart Stores (WMT) 0.0 $365k 4.8k 76.44
Automatic Data Processing (ADP) 0.0 $433k 5.2k 83.11
Medtronic 0.0 $364k 5.9k 62.00
Nordstrom (JWN) 0.0 $356k 5.2k 68.33
Emerson Electric (EMR) 0.0 $353k 5.6k 62.66
Safeway 0.0 $352k 10k 34.30
Pearson (PSO) 0.0 $359k 18k 20.01
ConocoPhillips (COP) 0.0 $429k 5.6k 76.50
Royal Dutch Shell 0.0 $431k 5.7k 76.07
Stryker Corporation (SYK) 0.0 $368k 4.6k 80.70
Walgreen Company 0.0 $432k 7.3k 59.28
Illinois Tool Works (ITW) 0.0 $384k 4.5k 84.45
Google 0.0 $357k 618.00 577.67
Dynex Capital 0.0 $396k 49k 8.08
Linn Energy 0.0 $382k 13k 30.15
Glacier Ban (GBCI) 0.0 $413k 16k 25.84
HCP 0.0 $403k 10k 39.74
iShares Dow Jones Select Dividend (DVY) 0.0 $358k 4.9k 73.81
iShares S&P SmallCap 600 Index (IJR) 0.0 $401k 3.8k 104.35
Cohen & Steers Total Return Real (RFI) 0.0 $429k 36k 11.95
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $421k 30k 14.24
Citigroup (C) 0.0 $447k 8.6k 51.77
Stratasys (SSYS) 0.0 $362k 3.0k 120.67
Abbvie (ABBV) 0.0 $370k 6.4k 57.73
Google Inc Class C 0.0 $373k 634.00 588.33
Bank of America Corporation (BAC) 0.0 $331k 19k 17.07
Ecolab (ECL) 0.0 $323k 2.8k 114.91
Avon Products 0.0 $331k 26k 12.60
Coach 0.0 $291k 8.2k 35.56
Spectra Energy 0.0 $271k 6.9k 39.23
E.I. du Pont de Nemours & Company 0.0 $255k 3.6k 71.71
Rockwell Collins 0.0 $338k 4.3k 78.60
Staples 0.0 $326k 27k 12.11
Buckeye Partners 0.0 $331k 4.2k 79.76
MarkWest Energy Partners 0.0 $293k 3.8k 76.86
Western Gas Partners 0.0 $341k 4.5k 75.08
Calavo Growers (CVGW) 0.0 $278k 6.2k 45.14
Oneok (OKE) 0.0 $326k 5.0k 65.50
Eaton Vance Short Duration Diversified I (EVG) 0.0 $346k 24k 14.68
Pimco Municipal Income Fund II (PML) 0.0 $277k 24k 11.65
Schwab U S Broad Market ETF (SCHB) 0.0 $259k 5.4k 47.62
Time Warner 0.0 $217k 2.9k 75.16
iShares MSCI Emerging Markets Indx (EEM) 0.0 $215k 5.2k 41.47
Two Harbors Investment 0.0 $151k 16k 9.66
Rli (RLI) 0.0 $203k 4.7k 43.19
Abbott Laboratories (ABT) 0.0 $220k 5.3k 41.67
Travelers Companies (TRV) 0.0 $223k 2.4k 94.05
AmerisourceBergen (COR) 0.0 $225k 2.9k 77.35
Lockheed Martin Corporation (LMT) 0.0 $245k 1.3k 182.97
Allergan 0.0 $249k 1.4k 178.11
Honeywell International (HON) 0.0 $203k 2.2k 93.25
Nextera Energy (NEE) 0.0 $243k 2.6k 93.71
Accenture (ACN) 0.0 $229k 2.8k 81.35
Frontier Communications 0.0 $179k 28k 6.51
Paccar (PCAR) 0.0 $227k 4.0k 56.75
Tibco Software 0.0 $250k 11k 23.58
TICC Capital 0.0 $200k 23k 8.84
Regency Energy Partners 0.0 $215k 6.6k 32.66
Kinder Morgan Energy Partners 0.0 $249k 2.7k 93.43
Prospect Capital Corporation (PSEC) 0.0 $218k 22k 9.91
Ball Corporation (BALL) 0.0 $211k 3.3k 63.31
iShares S&P MidCap 400 Growth (IJK) 0.0 $243k 1.6k 151.69
SPDR S&P MidCap 400 ETF (MDY) 0.0 $220k 881.00 249.72
iShares Silver Trust (SLV) 0.0 $224k 14k 16.36
Tesla Motors (TSLA) 0.0 $222k 916.00 242.36
Tanzanian Royalty Expl Corp 0.0 $248k 117k 2.11
Nuveen Muni Value Fund (NUV) 0.0 $159k 17k 9.42
BlackRock Floating Rate Income Trust (BGT) 0.0 $178k 13k 13.79
ARMOUR Residential REIT 0.0 $231k 60k 3.85
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $233k 16k 14.26
Cys Investments 0.0 $247k 30k 8.23
Oiltanking Partners L P unit 0.0 $251k 5.1k 49.52
Fifth Street Finance 0.0 $92k 10k 9.20
Gladstone Capital Corporation (GLAD) 0.0 $111k 13k 8.74
Wet Seal 0.0 $109k 210k 0.52
PennantPark Investment (PNNT) 0.0 $128k 12k 10.94
Alaska Communications Systems 0.0 $118k 75k 1.57
Portugal Telecom, SGPS 0.0 $63k 30k 2.10
Intersections 0.0 $96k 25k 3.84
Eldorado Gold Corp 0.0 $76k 11k 6.71
Nuveen Mun High Income Opp F (NMZ) 0.0 $134k 10k 13.02
Penn West Energy Trust 0.0 $108k 16k 6.75
Cornerstone Strategic Value 0.0 $146k 25k 5.84
Nuveen NY Municipal Value (NNY) 0.0 $99k 10k 9.71
Neophotonics Corp 0.0 $84k 25k 3.36
Just Energy Group 0.0 $140k 30k 4.67
Roundy's 0.0 $60k 20k 3.00
Western Asset Mortgage cmn 0.0 $148k 10k 14.80
Sprint 0.0 $68k 11k 6.33
NII Holdings 0.0 $2.0k 40k 0.05
Novatel Wireless 0.0 $37k 10k 3.70
Rubicon Minerals Corp 0.0 $19k 14k 1.36
Bank Of America Corp w exp 10/201 0.0 $10k 10k 1.00
Comstock Mining Inc cs 0.0 $17k 14k 1.20
Diana Containerships 0.0 $39k 18k 2.23
Citigroup Inc Com Us cmn 0.0 $18k 19k 0.95
Oi Sa-adr sp 0.0 $24k 34k 0.70
Cosiinccomnewadded 0.0 $34k 15k 2.26