First Foundation Advisors

First Foundation Advisors as of Sept. 30, 2015

Portfolio Holdings for First Foundation Advisors

First Foundation Advisors holds 241 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microsoft Corporation (MSFT) 6.3 $76M 1.7M 44.26
Rexford Industrial Realty Inc reit (REXR) 5.0 $62M 4.5M 13.79
Vareit, Inc reits 4.8 $59M 7.6M 7.72
Johnson & Johnson (JNJ) 2.6 $32M 346k 93.35
Berkshire Hathaway Inc Cl B Cl B New (BRK.B) 2.6 $31M 239k 130.40
Pfizer (PFE) 2.5 $30M 967k 31.41
Philip Morris International (PM) 2.5 $30M 382k 79.33
Diageo Spon Adr New (DEO) 2.3 $29M 264k 107.79
Wells Fargo & Company (WFC) 2.3 $28M 538k 51.35
United Parcel Service CL B (UPS) 2.3 $28M 279k 98.69
Mondelez International Cl A (MDLZ) 2.1 $26M 624k 41.87
Medtronic SHS (MDT) 2.1 $26M 381k 66.94
Bank of New York Mellon Corporation (BK) 2.0 $25M 637k 39.15
American Express Company (AXP) 2.0 $25M 333k 74.13
Oracle Corporation (ORCL) 1.9 $23M 649k 36.12
Novartis Sponsored Adr (NVS) 1.9 $23M 249k 91.92
Altria (MO) 1.9 $23M 419k 54.40
TJX Companies (TJX) 1.6 $20M 277k 71.42
BlackRock (BLK) 1.6 $20M 66k 297.47
Chambers Str Pptys 1.6 $20M 3.0M 6.49
Level 3 Communications Com New 1.5 $19M 428k 43.69
Merck & Co (MRK) 1.5 $18M 366k 49.39
Comcast Corp Cl A Spl 1.5 $18M 314k 57.24
Google Inc Class C CL C 1.3 $16M 27k 608.42
Qualcomm (QCOM) 1.3 $16M 299k 53.73
International Business Machines (IBM) 1.3 $16M 110k 144.97
British American Tobacco Sponsored Adr (BTI) 1.3 $16M 142k 110.08
Union Pacific Corporation (UNP) 1.3 $16M 176k 88.41
Walt Disney Com Disney (DIS) 1.2 $15M 145k 102.20
Anheuser-Busch InBev NV Sponsored Adr (BUD) 1.2 $14M 133k 106.32
Republic Services (RSG) 1.2 $14M 343k 41.20
Goldman Sachs (GS) 1.1 $13M 77k 173.77
Spdr S&P 500 Etf Tr Tr Unit Tr Unit (SPY) 1.1 $13M 68k 191.63
Live Nation Entertainment (LYV) 1.1 $13M 535k 24.04
Oaktree Capital Group Unit Cl A 1.0 $13M 256k 49.50
Boeing Company (BA) 1.0 $12M 95k 130.95
Nielsen Holdings Shs Eur 1.0 $12M 275k 44.47
PIMCO Dynamic Credit Income Fu Com Shs 0.9 $12M 631k 18.27
Dow Chemical Company 0.9 $11M 265k 42.40
Monsanto Company 0.9 $10M 122k 85.34
Twenty First Centy Fox Cl A Cl A 0.9 $10M 385k 26.98
Occidental Petroleum Corporation (OXY) 0.8 $9.8M 149k 66.15
PCM Fund (PCM) 0.8 $9.3M 984k 9.50
Devon Energy Corporation (DVN) 0.7 $9.0M 242k 37.09
Doubleline Income Solutions (DSL) 0.7 $8.5M 489k 17.29
Starbucks Corporation (SBUX) 0.7 $8.2M 144k 56.84
PIMCO Dynamic Income Fund SHS (PDI) 0.6 $7.6M 262k 28.80
Apple (AAPL) 0.6 $7.3M 66k 110.29
Nuveen Credit Strategies Incom Com Shs (JQC) 0.6 $7.2M 909k 7.98
Cohen & Steers Ltd Dur Pfd I (LDP) 0.6 $7.0M 315k 22.15
PICO Holdings Com New 0.5 $6.0M 619k 9.68
Pimco Income Strategy Fund II (PFN) 0.5 $5.9M 665k 8.84
Gilead Sciences (GILD) 0.5 $5.8M 59k 98.18
PIMCO Corporate Opportunity Fund (PTY) 0.5 $5.5M 414k 13.30
Teva Pharmaceutical Industries Adr (TEVA) 0.4 $5.3M 94k 56.46
Nuveen Build Amer Bd (NBB) 0.4 $4.6M 233k 19.65
Blackrock Build America Bond T SHS (BBN) 0.4 $4.5M 224k 20.18
Retail Opportunity Investments (ROIC) 0.4 $4.5M 271k 16.54
Doubleline Opportunistic Cr (DBL) 0.4 $4.5M 180k 24.88
Templeton Emerging Markets Income Fund (TEI) 0.4 $4.5M 460k 9.69
Biogen Idec (BIIB) 0.4 $4.3M 15k 291.81
Nuveen Global High Income Fund SHS (JGH) 0.3 $4.1M 282k 14.42
Coca-Cola Company (KO) 0.3 $4.0M 99k 40.12
Nuveen Multi-Strategy Income & Growth (JPC) 0.3 $3.8M 427k 8.99
Starwood Property Trust (STWD) 0.3 $3.4M 167k 20.52
SPDR BarCap ST High Yield Bond Sht Trm Hgh Yld (SJNK) 0.3 $3.2M 119k 26.94
Berkshire Hathaway CL A Cl A (BRK.A) 0.3 $3.1M 1.6k 1952.50
BlackRock Credit All Inc Trust IV (BTZ) 0.3 $3.1M 254k 12.17
GlaxoSmithKline Sponsored Adr 0.3 $3.1M 80k 38.45
Vanguard S&P 500 ETF S&p 500 Etf Shs (VOO) 0.2 $3.0M 17k 175.70
Ftd Cos 0.2 $2.9M 97k 29.80
Flaherty and Crumrine Dynamic SHS (DFP) 0.2 $2.9M 128k 22.38
Nuveen Quality Pref. Inc. Fund II 0.2 $2.7M 305k 8.75
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $2.6M 207k 12.68
DreamWorks Animation SKG Cl A 0.2 $2.5M 146k 17.45
Nuveen California Municipal Value Fund (NCA) 0.2 $2.5M 238k 10.55
iShares Core S&P Total US Stoc Core S&p Ttl Stl (ITOT) 0.2 $2.5M 28k 87.60
Diversified Real Asset Income Com Shs 0.2 $2.4M 152k 16.08
Blackrock Ltd Duration Com Shs (BLW) 0.2 $2.4M 168k 14.44
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $2.4M 183k 12.94
Eaton Vance Short Duration Diversified I (EVG) 0.2 $2.2M 166k 13.23
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $2.1M 159k 13.32
Prologis (PLD) 0.2 $2.1M 53k 38.90
BofI Holding 0.2 $2.0M 15k 128.83
McDonald's Corporation (MCD) 0.2 $1.9M 19k 98.53
Brown Forman Corp Class B With CL B (BF.B) 0.2 $1.8M 19k 96.91
Exxon Mobil Corporation (XOM) 0.1 $1.8M 24k 74.35
Chevron Corporation (CVX) 0.1 $1.8M 23k 78.87
Bristol Myers Squibb (BMY) 0.1 $1.8M 30k 59.20
Aon Shs Cl A 0.1 $1.7M 20k 88.62
Unilever NV N Y Shs New 0.1 $1.7M 43k 40.21
AllianceBernstein Income Fund 0.1 $1.7M 215k 7.86
Pepsi (PEP) 0.1 $1.7M 18k 94.32
UCP Inc CL A Cl A 0.1 $1.7M 249k 6.71
Ares Dynamic Cr Allocation (ARDC) 0.1 $1.6M 117k 13.97
Broadcom Corp Cl A 0.1 $1.5M 30k 51.42
Ventas (VTR) 0.1 $1.5M 27k 56.07
Coca-cola Enterprises 0.1 $1.5M 30k 48.35
Telefonica SA Sponsored Adr (TEF) 0.1 $1.4M 120k 12.04
Great Ajax Corp reit (AJX) 0.1 $1.4M 115k 12.37
iShares MSCI Eafe Index Fund Msci Eafe Etf (EFA) 0.1 $1.4M 24k 57.33
BlackRock Debt Strategies Fund 0.1 $1.3M 399k 3.34
Procter & Gamble Company (PG) 0.1 $1.3M 19k 71.93
Paypal Holdings (PYPL) 0.1 $1.3M 42k 31.04
Lions Gate Entertainment Corp Com New 0.1 $1.3M 35k 36.80
Wynn Resorts (WYNN) 0.1 $1.2M 23k 53.13
Home Depot (HD) 0.1 $1.2M 11k 115.53
Global Net Lease 0.1 $1.2M 131k 9.20
General Electric Company 0.1 $1.1M 46k 25.23
Twitter 0.1 $1.1M 42k 26.93
Cogent Communication Conm New (CCOI) 0.1 $1.1M 41k 27.17
Source Capital (SOR) 0.1 $1.1M 16k 67.72
UnitedHealth (UNH) 0.1 $1.1M 9.3k 116.06
Ambev SA American Depositary Sponsored Adr (ABEV) 0.1 $1.0M 214k 4.90
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.1 $1.0M 56k 18.75
Schlumberger (SLB) 0.1 $1.0M 15k 69.00
Vanguard Mid Cap ETF Mid Cap Etf (VO) 0.1 $1.0M 8.7k 116.66
Enterprise Products Partners (EPD) 0.1 $1.0M 40k 24.91
Cisco Systems (CSCO) 0.1 $955k 36k 26.25
Prudential Financial (PRU) 0.1 $946k 12k 76.17
Amgen (AMGN) 0.1 $927k 6.7k 138.38
Pioneer Municipal High Income Com Shs (MHI) 0.1 $882k 70k 12.70
Google Inc Class A Cl A 0.1 $882k 1.4k 638.21
Abbvie (ABBV) 0.1 $823k 15k 54.42
General American Investors (GAM) 0.1 $819k 26k 30.97
Eli Lilly & Co. (LLY) 0.1 $803k 9.6k 83.71
At&t (T) 0.1 $777k 24k 32.60
Alexander & Baldwin (ALEX) 0.1 $770k 22k 34.34
Pimco CA Muni. Income Fund III (PZC) 0.1 $737k 67k 10.93
Facebook Cl A (META) 0.1 $729k 8.1k 89.93
Eaton Vance National Muni Com Shs (EOT) 0.1 $715k 35k 20.72
Nuveen Build Amer Bd Opptny 0.1 $712k 37k 19.42
Intel Corporation (INTC) 0.1 $673k 22k 30.13
3M Company (MMM) 0.1 $626k 4.4k 141.69
iShares DJ Select Dividend Ind Select Divid Etf (DVY) 0.1 $626k 8.6k 72.79
JPMorgan Chase & Co. (JPM) 0.0 $593k 9.7k 60.96
Costco Wholesale Corporation (COST) 0.0 $589k 4.1k 144.68
Public Storage (PSA) 0.0 $576k 2.7k 211.76
Walgreen Boots Alliance (WBA) 0.0 $565k 6.8k 83.09
Ishares Lehman Aggregate Core Us Aggbd Et (AGG) 0.0 $564k 5.1k 109.64
Verizon Communications (VZ) 0.0 $549k 13k 43.47
Dominion Resources (D) 0.0 $541k 7.7k 70.37
iShares Iboxx High Yield Corpo Ibox Hi Yd Etf (HYG) 0.0 $530k 6.4k 83.32
Nucor Corporation (NUE) 0.0 $526k 14k 37.57
Abbott Laboratories (ABT) 0.0 $525k 13k 40.22
Emerson Electric (EMR) 0.0 $514k 12k 44.13
Edwards Lifesciences (EW) 0.0 $513k 3.6k 142.22
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $500k 35k 14.38
SPDR Gold Trust GLD SHS (GLD) 0.0 $492k 4.6k 106.89
Lockheed Martin Corporation (LMT) 0.0 $486k 2.3k 207.34
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $485k 47k 10.27
Kansas City Southern Com New 0.0 $482k 5.3k 90.94
SYSCO Corporation (SYY) 0.0 $479k 12k 38.96
Colgate-Palmolive Company (CL) 0.0 $472k 7.4k 63.49
Fox Entertainment Group CL B 0.0 $468k 17k 27.09
US Bancorp Com New (USB) 0.0 $465k 11k 40.99
Pimco Municipal Income Fund II (PML) 0.0 $462k 38k 12.02
General Motors Company (GM) 0.0 $459k 15k 30.05
Blackrock Target Trm Tr Com Shs Ben In (BTT) 0.0 $459k 23k 20.38
iShares Russell 2000 Index Fun Russell 2000 Etf (IWM) 0.0 $457k 4.2k 109.23
CIGNA Corporation 0.0 $452k 3.3k 135.13
Pimco Municipal Income Fund III (PMX) 0.0 $443k 40k 10.98
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $443k 30k 14.97
Vanguard S&P Small-Cap 600 ETF Smllcp 600 Idx (VIOO) 0.0 $441k 4.6k 96.92
SPDR S&P MidCap 400 ETF Trust Utser1 S&pdcrp (MDY) 0.0 $433k 1.7k 248.99
United Technologies Corporation 0.0 $417k 4.7k 88.97
National-Oilwell Var 0.0 $413k 11k 37.65
Glacier Ban (GBCI) 0.0 $412k 16k 26.39
iShares Russell 1000 Growth In Rus 1000 Grw Etf (IWF) 0.0 $411k 4.4k 93.01
Alexandria Real Estate Equities (ARE) 0.0 $403k 4.8k 84.63
Smart Balance 0.0 $387k 47k 8.18
Illinois Tool Works (ITW) 0.0 $385k 4.7k 82.41
Rockwell Collins 0.0 $379k 4.6k 81.95
Nordstrom (JWN) 0.0 $362k 5.1k 71.68
Magellan Midstream Partners Com Unit Rp Lp 0.0 $359k 6.0k 60.03
Citigroup Com New (C) 0.0 $356k 7.2k 49.62
HCP 0.0 $347k 9.3k 37.22
TCW Strategic Income Fund (TSI) 0.0 $347k 67k 5.20
Honeywell International (HON) 0.0 $337k 3.6k 94.66
Kraft Heinz (KHC) 0.0 $336k 4.8k 70.50
Halliburton Company (HAL) 0.0 $333k 9.4k 35.37
Rockwell Automation (ROK) 0.0 $330k 3.2k 101.60
Yahoo! 0.0 $306k 11k 28.93
Ecolab (ECL) 0.0 $304k 2.8k 109.71
E.I. du Pont de Nemours & Company 0.0 $300k 6.2k 48.19
Time Warner Com New 0.0 $298k 4.3k 68.82
Vanguard Short Term Corporate Shtrm Gvt Bd Etf (VCSH) 0.0 $298k 3.7k 79.66
Prospect Capital Corporation (PSEC) 0.0 $298k 42k 7.13
Wal-Mart Stores (WMT) 0.0 $291k 4.5k 64.93
Time Warner Cable 0.0 $290k 1.6k 179.23
Automatic Data Processing (ADP) 0.0 $286k 3.6k 80.25
Illumina (ILMN) 0.0 $275k 1.6k 175.83
ConocoPhillips (COP) 0.0 $275k 5.7k 48.04
Total SA Sponsored Adr (TTE) 0.0 $272k 6.1k 44.66
PG&E Corporation (PCG) 0.0 $271k 5.1k 52.83
Ford Motor Com Par $0.01 (F) 0.0 $266k 20k 13.55
Pimco Income Strategy Fund (PFL) 0.0 $264k 27k 9.68
Edison International (EIX) 0.0 $261k 4.1k 62.98
GoPro Cl A (GPRO) 0.0 $255k 8.2k 31.21
Rli (RLI) 0.0 $252k 4.7k 53.62
Nextera Energy (NEE) 0.0 $245k 2.5k 97.49
Advance Auto Parts (AAP) 0.0 $240k 1.3k 189.27
Bank of America Corporation (BAC) 0.0 $234k 15k 15.60
Express Scripts Holding 0.0 $231k 2.9k 81.02
Zoetis Cl A (ZTS) 0.0 $226k 5.5k 41.15
Sempra Energy (SRE) 0.0 $226k 2.3k 96.87
Mattel (MAT) 0.0 $211k 10k 21.10
Southwest Airlines (LUV) 0.0 $210k 5.5k 38.13
Kroger (KR) 0.0 $210k 5.8k 36.14
Paccar (PCAR) 0.0 $209k 4.0k 52.25
City National Corporation 0.0 $207k 2.4k 88.09
Kimberly-Clark Corporation (KMB) 0.0 $205k 1.9k 108.98
Raytheon Com New 0.0 $203k 1.9k 109.43
Realty Income (O) 0.0 $202k 4.3k 47.40
Just Energy Group 0.0 $185k 30k 6.17
Wells Fargo Multi-Sector Incom Com Shs (ERC) 0.0 $184k 16k 11.35
Nuveen Muni Value Fund (NUV) 0.0 $176k 18k 9.83
TICC Capital 0.0 $169k 25k 6.73
BreitBurn Energy Partners Com Ut Ltd Ptn 0.0 $164k 81k 2.02
BlackRock Floating Rate Income Trust (BGT) 0.0 $161k 13k 12.47
Western Asset Mortgage cmn 0.0 $139k 11k 12.64
Frontier Communications 0.0 $131k 28k 4.75
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $127k 10k 12.58
Monogram Residential Trust 0.0 $119k 13k 9.30
Nuveen Floating Rate Income Op Com Shs 0.0 $117k 12k 9.99
Annaly Capital Management 0.0 $113k 11k 9.89
Gladstone Capital Corporation (GLAD) 0.0 $103k 13k 8.11
Fifth Street Finance 0.0 $93k 15k 6.20
Linn Energy Unit Ltd Liab 0.0 $91k 34k 2.68
Intellipharmaceuticsintl Inc C 0.0 $90k 50k 1.80
Javelin Mtg Invt 0.0 $60k 10k 6.00
Eldorado Gold Corp 0.0 $36k 11k 3.18
Tanzanian Royalty Expl Corp 0.0 $35k 117k 0.30
Natural Resource Partners Com Unit L P 0.0 $30k 12k 2.50
Novatel Wireless Com New 0.0 $22k 10k 2.20
Penn West Energy Trust 0.0 $21k 46k 0.46
Diana Containerships 0.0 $12k 10k 1.20
Rubicon Minerals Corp 0.0 $10k 14k 0.71
Citi A Warrants Exp 01/04/19 *w Exp 01/04/201 0.0 $9.0k 19k 0.47
Comstock Mining Inc cs 0.0 $9.0k 14k 0.64
Bank Amer Corp Wt 10/28/2018 *w Exp 01/19/201 0.0 $3.0k 10k 0.30