First Foundation Advisors as of Dec. 31, 2015
Portfolio Holdings for First Foundation Advisors
First Foundation Advisors holds 299 positions in its portfolio as reported in the December 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Microsoft Corporation (MSFT) | 6.8 | $99M | 1.8M | 55.48 | |
| Rexford Industrial Realty Inc reit (REXR) | 4.9 | $71M | 4.3M | 16.36 | |
| Vareit, Inc reits | 3.3 | $48M | 6.0M | 7.92 | |
| Johnson & Johnson (JNJ) | 2.6 | $38M | 369k | 102.72 | |
| Philip Morris International (PM) | 2.5 | $37M | 421k | 87.91 | |
| Pfizer (PFE) | 2.3 | $33M | 1.0M | 32.28 | |
| Berkshire Hathaway (BRK.B) | 2.3 | $33M | 251k | 132.04 | |
| Wells Fargo & Company (WFC) | 2.1 | $31M | 573k | 54.36 | |
| Mondelez Int (MDLZ) | 2.1 | $31M | 692k | 44.84 | |
| Diageo (DEO) | 2.1 | $30M | 278k | 109.07 | |
| United Parcel Service (UPS) | 2.0 | $29M | 300k | 96.23 | |
| Bank of New York Mellon Corporation (BK) | 1.9 | $28M | 669k | 41.22 | |
| American Express Company (AXP) | 1.7 | $25M | 363k | 69.55 | |
| Altria (MO) | 1.7 | $25M | 433k | 58.21 | |
| Oracle Corporation (ORCL) | 1.7 | $25M | 690k | 36.53 | |
| Level 3 Communications | 1.7 | $25M | 457k | 54.36 | |
| BlackRock (BLK) | 1.7 | $25M | 73k | 340.52 | |
| Merck & Co (MRK) | 1.6 | $24M | 449k | 52.82 | |
| Medtronic (MDT) | 1.6 | $24M | 309k | 76.92 | |
| Gramercy Ppty Tr | 1.6 | $24M | 3.1M | 7.72 | |
| Novartis (NVS) | 1.6 | $23M | 266k | 86.04 | |
| Alphabet Inc Class C cs (GOOG) | 1.5 | $22M | 29k | 758.88 | |
| TJX Companies (TJX) | 1.4 | $21M | 296k | 70.91 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.4 | $20M | 338k | 58.72 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 1.4 | $20M | 246k | 80.58 | |
| Comcast Corporation (CMCSA) | 1.3 | $19M | 337k | 56.43 | |
| Anheuser-Busch InBev NV (BUD) | 1.2 | $18M | 142k | 125.00 | |
| British American Tobac (BTI) | 1.1 | $16M | 147k | 110.45 | |
| Walt Disney Company (DIS) | 1.1 | $16M | 152k | 105.08 | |
| Republic Services (RSG) | 1.1 | $16M | 356k | 43.99 | |
| Boeing Company (BA) | 1.1 | $16M | 107k | 144.59 | |
| Starwood Property Trust (STWD) | 1.1 | $15M | 746k | 20.56 | |
| Goldman Sachs (GS) | 1.0 | $15M | 85k | 180.23 | |
| Qualcomm (QCOM) | 1.0 | $15M | 302k | 49.98 | |
| International Business Machines (IBM) | 1.0 | $15M | 108k | 137.62 | |
| Las Vegas Sands (LVS) | 1.0 | $14M | 328k | 43.84 | |
| Live Nation Entertainment (LYV) | 1.0 | $14M | 586k | 24.57 | |
| Dow Chemical Company | 0.9 | $14M | 265k | 51.48 | |
| Nielsen Hldgs Plc Shs Eur | 0.9 | $14M | 292k | 46.60 | |
| Monsanto Company | 0.9 | $13M | 133k | 98.52 | |
| Oaktree Cap | 0.9 | $13M | 277k | 47.72 | |
| Pimco Dynamic Credit Income other | 0.9 | $13M | 715k | 18.03 | |
| Vanguard REIT ETF (VNQ) | 0.8 | $12M | 147k | 79.73 | |
| PIMCO Corporate Opportunity Fund (PTY) | 0.8 | $11M | 844k | 13.34 | |
| Doubleline Income Solutions (DSL) | 0.7 | $11M | 671k | 16.22 | |
| Spdr S&p 500 Etf (SPY) | 0.7 | $11M | 52k | 203.88 | |
| Twenty-first Century Fox | 0.7 | $11M | 386k | 27.16 | |
| Cohen & Steers Ltd Dur Pfd I (LDP) | 0.7 | $10M | 448k | 22.52 | |
| PCM Fund (PCM) | 0.7 | $9.8M | 1.1M | 9.24 | |
| Occidental Petroleum Corporation (OXY) | 0.6 | $9.3M | 138k | 67.61 | |
| PICO Holdings | 0.6 | $9.1M | 879k | 10.32 | |
| Pimco Dynamic Incm Fund (PDI) | 0.6 | $9.0M | 328k | 27.36 | |
| Starbucks Corporation (SBUX) | 0.6 | $8.7M | 146k | 60.03 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.6 | $8.8M | 1.1M | 7.84 | |
| Pimco Income Strategy Fund II (PFN) | 0.6 | $8.7M | 994k | 8.77 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.6 | $8.3M | 90k | 92.86 | |
| Apple (AAPL) | 0.5 | $7.2M | 69k | 105.25 | |
| Gilead Sciences (GILD) | 0.5 | $6.8M | 68k | 101.20 | |
| Devon Energy Corporation (DVN) | 0.4 | $6.4M | 199k | 32.00 | |
| Blackrock Build America Bond Trust (BBN) | 0.4 | $6.3M | 301k | 20.98 | |
| Nuveen Build Amer Bd (NBB) | 0.4 | $5.4M | 269k | 20.09 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.3 | $5.1M | 560k | 9.16 | |
| Templeton Emerging Markets Income Fund (TEI) | 0.3 | $5.1M | 513k | 9.97 | |
| Retail Opportunity Investments (ROIC) | 0.3 | $4.9M | 273k | 17.90 | |
| PowerShares Hgh Yield Corporate Bnd | 0.3 | $4.8M | 277k | 17.44 | |
| Biogen Idec (BIIB) | 0.3 | $4.6M | 15k | 306.35 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $4.6M | 69k | 65.64 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.3 | $4.5M | 24k | 186.92 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $4.2M | 21.00 | 197809.52 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.3 | $4.2M | 337k | 12.34 | |
| Coca-Cola Company (KO) | 0.3 | $4.0M | 93k | 42.96 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.3 | $3.8M | 298k | 12.76 | |
| Nuveen Quality Pref. Inc. Fund II | 0.2 | $3.7M | 405k | 9.11 | |
| DreamWorks Animation SKG | 0.2 | $3.6M | 138k | 25.77 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.2 | $3.3M | 225k | 14.58 | |
| Ftd Cos | 0.2 | $3.3M | 125k | 26.17 | |
| Wynn Resorts (WYNN) | 0.2 | $3.1M | 45k | 69.18 | |
| Celgene Corporation | 0.2 | $3.0M | 25k | 119.77 | |
| Eaton Vance Short Duration Diversified I (EVG) | 0.2 | $3.1M | 228k | 13.41 | |
| Nuveen California Municipal Value Fund (NCA) | 0.2 | $3.1M | 284k | 10.88 | |
| Diversified Real Asset Inc F | 0.2 | $2.9M | 188k | 15.51 | |
| iShares Lehman Aggregate Bond (AGG) | 0.2 | $2.8M | 26k | 108.03 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.2 | $2.8M | 218k | 12.90 | |
| Spdr Short-term High Yield mf (SJNK) | 0.2 | $2.8M | 109k | 25.69 | |
| Doubleline Opportunistic Cr (DBL) | 0.2 | $2.8M | 109k | 25.31 | |
| Flaherty & Crumrine Dyn P (DFP) | 0.2 | $2.8M | 123k | 22.90 | |
| Vanguard Mid-Cap ETF (VO) | 0.2 | $2.6M | 22k | 120.11 | |
| Lions Gate Entertainment | 0.2 | $2.4M | 75k | 32.39 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.2 | $2.5M | 24k | 105.79 | |
| Nuveen Global High (JGH) | 0.2 | $2.4M | 177k | 13.74 | |
| Alexandria Real Estate Equitie conv prf | 0.2 | $2.4M | 88k | 27.49 | |
| Bristol Myers Squibb (BMY) | 0.1 | $2.0M | 29k | 68.78 | |
| Pepsi (PEP) | 0.1 | $2.1M | 21k | 99.90 | |
| Ares Dynamic Cr Allocation (ARDC) | 0.1 | $2.1M | 155k | 13.36 | |
| Chevron Corporation (CVX) | 0.1 | $1.8M | 20k | 89.98 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $1.9M | 19k | 99.28 | |
| Ucp Inc-cl A | 0.1 | $1.8M | 257k | 7.20 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.8M | 23k | 77.93 | |
| McDonald's Corporation (MCD) | 0.1 | $1.8M | 15k | 118.14 | |
| AllianceBernstein Income Fund | 0.1 | $1.8M | 231k | 7.67 | |
| Aon | 0.1 | $1.7M | 19k | 92.22 | |
| Paypal Holdings (PYPL) | 0.1 | $1.7M | 48k | 36.21 | |
| Cisco Systems (CSCO) | 0.1 | $1.6M | 59k | 27.15 | |
| Procter & Gamble Company (PG) | 0.1 | $1.6M | 21k | 79.43 | |
| Alexandria Real Estate Equities (ARE) | 0.1 | $1.6M | 18k | 90.36 | |
| Time Warner | 0.1 | $1.4M | 22k | 64.68 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $1.5M | 44k | 32.94 | |
| Home Depot (HD) | 0.1 | $1.4M | 11k | 132.29 | |
| Mead Johnson Nutrition | 0.1 | $1.5M | 18k | 78.93 | |
| Coca-cola Enterprises | 0.1 | $1.5M | 30k | 49.25 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $1.5M | 1.9k | 777.89 | |
| Leucadia National | 0.1 | $1.3M | 78k | 17.39 | |
| Broadcom Corporation | 0.1 | $1.4M | 24k | 57.84 | |
| BlackRock Debt Strategies Fund | 0.1 | $1.3M | 383k | 3.37 | |
| Eaton Vance Natl Mun Opport (EOT) | 0.1 | $1.3M | 62k | 21.43 | |
| Great Ajax Corp reit (AJX) | 0.1 | $1.4M | 113k | 12.12 | |
| General Electric Company | 0.1 | $1.2M | 40k | 31.15 | |
| Intel Corporation (INTC) | 0.1 | $1.1M | 33k | 34.45 | |
| Amgen (AMGN) | 0.1 | $1.2M | 7.2k | 162.29 | |
| UnitedHealth (UNH) | 0.1 | $1.1M | 9.6k | 117.63 | |
| Vanguard Admiral Fds Inc cmn (VIOO) | 0.1 | $1.2M | 13k | 99.12 | |
| Facebook Inc cl a (META) | 0.1 | $1.2M | 12k | 104.63 | |
| At&t (T) | 0.1 | $963k | 28k | 34.41 | |
| Schlumberger (SLB) | 0.1 | $988k | 14k | 69.73 | |
| iShares S&P 500 Index (IVV) | 0.1 | $1.0M | 5.0k | 204.89 | |
| Prudential Financial (PRU) | 0.1 | $1.0M | 13k | 81.38 | |
| BofI Holding | 0.1 | $1.0M | 49k | 21.06 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $969k | 13k | 75.12 | |
| General American Investors (GAM) | 0.1 | $1.0M | 32k | 31.94 | |
| Source Capital (SOR) | 0.1 | $1.0M | 16k | 66.25 | |
| SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) | 0.1 | $958k | 32k | 30.40 | |
| Global Net Lease | 0.1 | $976k | 123k | 7.95 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $810k | 12k | 66.05 | |
| Costco Wholesale Corporation (COST) | 0.1 | $843k | 5.2k | 161.49 | |
| Eli Lilly & Co. (LLY) | 0.1 | $828k | 9.8k | 84.26 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $852k | 88k | 9.74 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.1 | $825k | 8.2k | 100.57 | |
| Pioneer Municipal High Income Trust (MHI) | 0.1 | $867k | 66k | 13.05 | |
| BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) | 0.1 | $926k | 43k | 21.56 | |
| Abbvie (ABBV) | 0.1 | $925k | 16k | 59.26 | |
| 0.1 | $925k | 40k | 23.13 | ||
| Public Storage (PSA) | 0.1 | $672k | 2.7k | 247.88 | |
| Verizon Communications (VZ) | 0.1 | $660k | 14k | 46.24 | |
| Cooper Companies | 0.1 | $721k | 5.4k | 134.14 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $747k | 3.4k | 217.28 | |
| GlaxoSmithKline | 0.1 | $779k | 19k | 40.34 | |
| Unilever | 0.1 | $661k | 15k | 43.30 | |
| Syngenta | 0.1 | $772k | 9.8k | 78.78 | |
| Amazon (AMZN) | 0.1 | $719k | 1.1k | 675.75 | |
| Enterprise Products Partners (EPD) | 0.1 | $785k | 31k | 25.57 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $768k | 7.7k | 99.49 | |
| Simon Property (SPG) | 0.1 | $766k | 3.9k | 194.42 | |
| SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd | 0.1 | $798k | 33k | 24.37 | |
| Market Vectors Short Municipal Index ETF | 0.1 | $797k | 46k | 17.54 | |
| Pimco CA Muni. Income Fund III (PZC) | 0.1 | $793k | 67k | 11.92 | |
| Nuveen Build Amer Bd Opptny | 0.1 | $692k | 34k | 20.28 | |
| Market Vectors Inv Gr | 0.1 | $798k | 32k | 24.67 | |
| Alexander & Baldwin (ALEX) | 0.1 | $759k | 22k | 35.31 | |
| Walgreen Boots Alliance (WBA) | 0.1 | $683k | 8.0k | 85.12 | |
| Ishares U S Etf Tr shr mat mu etf (MEAR) | 0.1 | $798k | 16k | 50.03 | |
| Ecolab (ECL) | 0.0 | $546k | 4.8k | 114.44 | |
| FedEx Corporation (FDX) | 0.0 | $583k | 3.9k | 148.88 | |
| Abbott Laboratories (ABT) | 0.0 | $620k | 14k | 44.89 | |
| Dominion Resources (D) | 0.0 | $611k | 9.0k | 67.67 | |
| 3M Company (MMM) | 0.0 | $649k | 4.3k | 150.65 | |
| Edwards Lifesciences (EW) | 0.0 | $521k | 6.6k | 78.99 | |
| Nucor Corporation (NUE) | 0.0 | $564k | 14k | 40.29 | |
| Emerson Electric (EMR) | 0.0 | $557k | 12k | 47.82 | |
| Colgate-Palmolive Company (CL) | 0.0 | $534k | 8.0k | 66.65 | |
| United Technologies Corporation | 0.0 | $516k | 5.4k | 96.05 | |
| Kellogg Company (K) | 0.0 | $530k | 7.3k | 72.26 | |
| SPDR Gold Trust (GLD) | 0.0 | $525k | 5.2k | 101.49 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $616k | 5.5k | 111.90 | |
| General Motors Company (GM) | 0.0 | $598k | 18k | 34.00 | |
| Blackrock MuniHoldings CA Insrd Fnd (MUC) | 0.0 | $647k | 44k | 14.85 | |
| Nuveen CA Dividend Advantage Muni. Fund (NAC) | 0.0 | $558k | 36k | 15.49 | |
| Schwab Strategic Tr us reit etf (SCHH) | 0.0 | $613k | 16k | 39.66 | |
| U.S. Bancorp (USB) | 0.0 | $380k | 8.9k | 42.67 | |
| SYSCO Corporation (SYY) | 0.0 | $470k | 12k | 41.03 | |
| Automatic Data Processing (ADP) | 0.0 | $412k | 4.9k | 84.70 | |
| E.I. du Pont de Nemours & Company | 0.0 | $404k | 6.1k | 66.61 | |
| Rockwell Collins | 0.0 | $445k | 4.8k | 92.23 | |
| CIGNA Corporation | 0.0 | $403k | 2.8k | 146.49 | |
| Honeywell International (HON) | 0.0 | $426k | 4.1k | 103.55 | |
| iShares Russell 1000 Value Index (IWD) | 0.0 | $441k | 4.5k | 97.76 | |
| Illinois Tool Works (ITW) | 0.0 | $430k | 4.6k | 92.63 | |
| Advance Auto Parts (AAP) | 0.0 | $469k | 3.1k | 150.66 | |
| Industrial SPDR (XLI) | 0.0 | $480k | 9.1k | 53.03 | |
| Glacier Ban (GBCI) | 0.0 | $414k | 16k | 26.51 | |
| Kansas City Southern | 0.0 | $396k | 5.3k | 74.72 | |
| CoreSite Realty | 0.0 | $449k | 7.9k | 56.68 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.0 | $406k | 30k | 13.72 | |
| Pimco Municipal Income Fund II (PML) | 0.0 | $481k | 38k | 12.51 | |
| Pimco Municipal Income Fund III (PMX) | 0.0 | $464k | 40k | 11.50 | |
| Ishares Tr eafe min volat (EFAV) | 0.0 | $380k | 5.9k | 64.84 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.0 | $506k | 9.3k | 54.43 | |
| Zoetis Inc Cl A (ZTS) | 0.0 | $440k | 9.2k | 47.88 | |
| Fox News | 0.0 | $394k | 15k | 27.22 | |
| Kraft Heinz (KHC) | 0.0 | $381k | 5.2k | 72.84 | |
| Baxalta Incorporated | 0.0 | $493k | 13k | 39.01 | |
| Time Warner Cable | 0.0 | $313k | 1.7k | 185.87 | |
| Fidelity National Information Services (FIS) | 0.0 | $231k | 3.8k | 60.69 | |
| Rli (RLI) | 0.0 | $322k | 5.2k | 61.72 | |
| Bank of America Corporation (BAC) | 0.0 | $274k | 16k | 16.82 | |
| Wal-Mart Stores (WMT) | 0.0 | $360k | 5.9k | 61.31 | |
| Health Care SPDR (XLV) | 0.0 | $226k | 3.1k | 72.11 | |
| Lennar Corporation (LEN) | 0.0 | $318k | 6.5k | 48.92 | |
| Copart (CPRT) | 0.0 | $313k | 8.2k | 38.04 | |
| Digital Realty Trust (DLR) | 0.0 | $279k | 3.7k | 75.55 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $280k | 2.2k | 127.21 | |
| Mattel (MAT) | 0.0 | $272k | 10k | 27.20 | |
| Reynolds American | 0.0 | $229k | 5.0k | 46.13 | |
| Travelers Companies (TRV) | 0.0 | $351k | 3.1k | 113.01 | |
| Union Pacific Corporation (UNP) | 0.0 | $277k | 3.5k | 78.18 | |
| Nordstrom (JWN) | 0.0 | $255k | 5.1k | 49.81 | |
| Mohawk Industries (MHK) | 0.0 | $301k | 1.6k | 189.31 | |
| National-Oilwell Var | 0.0 | $357k | 11k | 33.50 | |
| Raytheon Company | 0.0 | $231k | 1.9k | 124.53 | |
| CVS Caremark Corporation (CVS) | 0.0 | $296k | 3.0k | 97.63 | |
| Kroger (KR) | 0.0 | $247k | 5.9k | 41.82 | |
| ConocoPhillips (COP) | 0.0 | $339k | 7.3k | 46.67 | |
| General Mills (GIS) | 0.0 | $241k | 4.2k | 57.77 | |
| Halliburton Company (HAL) | 0.0 | $286k | 8.4k | 33.98 | |
| Macy's (M) | 0.0 | $227k | 6.5k | 34.92 | |
| Nextera Energy (NEE) | 0.0 | $259k | 2.5k | 103.77 | |
| Ford Motor Company (F) | 0.0 | $288k | 20k | 14.11 | |
| Total (TTE) | 0.0 | $270k | 6.0k | 44.89 | |
| PG&E Corporation (PCG) | 0.0 | $240k | 4.5k | 53.22 | |
| Accenture (ACN) | 0.0 | $244k | 2.3k | 104.63 | |
| Toll Brothers (TOL) | 0.0 | $281k | 8.4k | 33.35 | |
| Yahoo! | 0.0 | $339k | 10k | 33.22 | |
| Illumina (ILMN) | 0.0 | $286k | 1.5k | 191.69 | |
| Edison International (EIX) | 0.0 | $287k | 4.8k | 59.21 | |
| iShares Russell 1000 Index (IWB) | 0.0 | $323k | 2.9k | 113.21 | |
| Acuity Brands (AYI) | 0.0 | $256k | 1.1k | 233.58 | |
| MetLife (MET) | 0.0 | $245k | 5.1k | 48.21 | |
| Realty Income (O) | 0.0 | $220k | 4.3k | 51.59 | |
| Rockwell Automation (ROK) | 0.0 | $333k | 3.2k | 102.52 | |
| Magellan Midstream Partners | 0.0 | $255k | 3.7k | 68.02 | |
| Sunstone Hotel Investors (SHO) | 0.0 | $234k | 19k | 12.51 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $315k | 45k | 6.98 | |
| Tesla Motors (TSLA) | 0.0 | $357k | 1.5k | 240.24 | |
| Valeant Pharmaceuticals Int | 0.0 | $254k | 2.5k | 101.60 | |
| Nordic American Tanker Shippin (NAT) | 0.0 | $311k | 20k | 15.55 | |
| SPDR S&P Dividend (SDY) | 0.0 | $305k | 4.1k | 73.58 | |
| PowerShares Emerging Markets Sovere | 0.0 | $361k | 13k | 27.29 | |
| iShares S&P Cal AMTFr Mncpl Bnd (CMF) | 0.0 | $302k | 2.6k | 118.29 | |
| WisdomTree Total Dividend Fund (DTD) | 0.0 | $344k | 4.8k | 71.67 | |
| Invesco Van Kampen Cal Val Mun Inc Trust (VCV) | 0.0 | $237k | 18k | 13.25 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.0 | $296k | 3.7k | 79.12 | |
| Citigroup (C) | 0.0 | $363k | 7.0k | 51.76 | |
| Ishares Tr fltg rate nt (FLOT) | 0.0 | $270k | 5.3k | 50.51 | |
| Db-x Msci Eafe Currency-hedged (DBEF) | 0.0 | $309k | 11k | 27.13 | |
| Express Scripts Holding | 0.0 | $335k | 3.8k | 87.51 | |
| Pimco Total Return Etf totl (BOND) | 0.0 | $263k | 2.5k | 104.16 | |
| Ambarella (AMBA) | 0.0 | $223k | 4.0k | 55.75 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.0 | $291k | 5.0k | 58.61 | |
| Ishares B-ca | 0.0 | $279k | 6.7k | 41.82 | |
| Ishares Tr 2018 cp tm etf | 0.0 | $268k | 2.6k | 102.29 | |
| Ambev Sa- (ABEV) | 0.0 | $223k | 50k | 4.46 | |
| Hmh Holdings | 0.0 | $309k | 14k | 21.81 | |
| Qts Realty Trust | 0.0 | $282k | 6.3k | 45.12 | |
| Enlink Midstream Ptrs | 0.0 | $232k | 14k | 16.57 | |
| Jd (JD) | 0.0 | $323k | 10k | 32.30 | |
| Madison Square Garden Cl A (MSGS) | 0.0 | $309k | 1.9k | 161.95 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $203k | 2.2k | 93.85 | |
| eBay (EBAY) | 0.0 | $218k | 7.9k | 27.54 | |
| Frontier Communications | 0.0 | $131k | 28k | 4.68 | |
| Fifth Street Finance | 0.0 | $96k | 15k | 6.40 | |
| Gladstone Capital Corporation (GLAD) | 0.0 | $93k | 13k | 7.32 | |
| Activision Blizzard | 0.0 | $209k | 5.4k | 38.65 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $209k | 1.9k | 112.73 | |
| TICC Capital | 0.0 | $153k | 25k | 6.09 | |
| Lionbridge Technologies | 0.0 | $80k | 16k | 4.94 | |
| New America High Income Fund I (HYB) | 0.0 | $207k | 27k | 7.65 | |
| iShares Dow Jones US Healthcare (IYH) | 0.0 | $206k | 1.4k | 150.04 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $161k | 13k | 12.47 | |
| Flaherty & Crumrine Pref. Incme Opp (PFO) | 0.0 | $213k | 20k | 10.65 | |
| Nuveen Calif Municpal Valu F | 0.0 | $173k | 10k | 17.06 | |
| Intellipharmaceuticsintl Inc C | 0.0 | $101k | 50k | 2.02 | |
| Just Energy Group | 0.0 | $199k | 28k | 7.11 | |
| Western Asset Mortgage cmn | 0.0 | $112k | 11k | 10.18 | |
| Fireeye | 0.0 | $207k | 10k | 20.70 | |
| Alibaba Group Holding (BABA) | 0.0 | $203k | 2.5k | 81.14 | |
| Monogram Residential Trust | 0.0 | $125k | 13k | 9.77 | |
| BreitBurn Energy Partners | 0.0 | $57k | 85k | 0.67 | |
| Linn Energy | 0.0 | $25k | 20k | 1.28 | |
| Novatel Wireless | 0.0 | $17k | 10k | 1.70 | |
| Natural Resource Partners | 0.0 | $15k | 12k | 1.25 | |
| Eldorado Gold Corp | 0.0 | $34k | 11k | 3.00 | |
| Rubicon Minerals Corp | 0.0 | $980.000000 | 14k | 0.07 | |
| Bank Of America Corp w exp 10/201 | 0.0 | $3.0k | 10k | 0.30 | |
| Tanzanian Royalty Expl Corp | 0.0 | $31k | 117k | 0.26 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $66k | 14k | 4.59 | |
| Penn West Energy Trust | 0.0 | $38k | 46k | 0.83 | |
| Comstock Mining Inc cs | 0.0 | $5.9k | 14k | 0.42 | |
| Diana Containerships | 0.0 | $8.0k | 10k | 0.80 | |
| Citigroup Inc Com Us cmn | 0.0 | $3.0k | 19k | 0.16 | |
| Javelin Mtg Invt | 0.0 | $63k | 10k | 6.30 |
