FNY Investment Advisers

FNY Investment Advisers as of Sept. 30, 2019

Portfolio Holdings for FNY Investment Advisers

FNY Investment Advisers holds 892 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Celgene Corporation 19.4 $64M 641k 99.30
Allergan 6.4 $21M 124k 168.28
Social Cap Hedosophia Hldgs cl a 3.8 $13M 1.2M 10.70
Zayo Group Hldgs 3.2 $10M 307k 33.90
WABCO Holdings 3.1 $10M 76k 133.74
Pivotal Acquisition Cl A Ord 2.8 $9.1M 889k 10.18
KT Corporation (KT) 2.6 $8.6M 758k 11.31
Spark Therapeutics 2.6 $8.4M 86k 96.97
Genesee & Wyoming 2.3 $7.4M 67k 110.50
Lloyds TSB (LYG) 2.2 $7.3M 2.8M 2.64
Las Vegas Sands (LVS) 1.5 $4.8M 83k 57.75
Visa (V) 1.4 $4.5M 26k 172.00
Linde 1.4 $4.6M 24k 193.70
Invesco Qqq Trust Series 1 (QQQ) 1.3 $4.1M 22k 188.80
Alliance Data Systems Corporation (BFH) 1.2 $4.0M 31k 128.12
Vaneck Vectors Gold Miners mutual (GDX) 1.1 $3.6M 135k 26.71
Pivotal Software Inc ordinary shares 1.0 $3.4M 227k 14.92
Occidental Petroleum Corporation (OXY) 1.0 $3.3M 74k 44.47
Caesars Entertainment 1.0 $3.2M 276k 11.66
Advanced Micro Devices (AMD) 0.8 $2.8M 96k 28.99
Versum Matls 0.8 $2.6M 50k 52.92
Liberty Global Inc C 0.8 $2.5M 105k 23.78
BB&T Corporation 0.7 $2.4M 45k 53.35
Carbon Black 0.7 $2.4M 91k 25.98
HEICO Corporation (HEI.A) 0.7 $2.3M 23k 97.30
DaVita (DVA) 0.7 $2.2M 39k 57.05
Tallgrass Energy Gp Lp master ltd part 0.6 $2.1M 102k 20.14
Broadcom 8 00 Manda Conv Srs A Prf 0.6 $2.1M 2.0k 1025.00
Ryanair Holdings (RYAAY) 0.6 $2.0M 31k 66.36
Tenaris (TS) 0.5 $1.7M 80k 21.18
iShares Russell 2000 Value Index (IWN) 0.5 $1.7M 14k 119.39
Cypress Semiconductor Corporation 0.5 $1.6M 69k 23.33
Ferrari Nv Ord (RACE) 0.5 $1.5M 10k 154.00
First united corporation (FUNC) 0.5 $1.5M 68k 21.99
Centene Corporation (CNC) 0.5 $1.5M 34k 43.26
Pivotal Acquisition Cl A Red Unt 0.4 $1.4M 126k 11.51
Bitauto Hldg 0.4 $1.4M 94k 14.96
Banco Santander (SAN) 0.4 $1.4M 338k 4.02
Inflarx Nv (IFRX) 0.4 $1.2M 500k 2.47
Telefonica (TEF) 0.4 $1.2M 159k 7.60
Pyx 0.4 $1.2M 91k 13.08
Deutsche Bank Ag-registered (DB) 0.3 $1.1M 153k 7.50
Mellanox Technologies 0.3 $1.1M 10k 109.54
BHP Billiton (BHP) 0.3 $1.1M 22k 49.36
Trine Acquisition Corp unit 03/31/2021 0.3 $1.1M 102k 10.34
Greenlane Holdings Cl A Ord 0.3 $1.0M 295k 3.39
Genworth Financial (GNW) 0.3 $996k 226k 4.40
Xilinx 0.3 $984k 10k 95.84
Cadence Design Systems (CDNS) 0.3 $991k 15k 66.07
Alder Biopharmaceuticals 0.3 $969k 51k 18.85
Softbank Corp-un (SFTBY) 0.3 $955k 49k 19.57
Crawford & Company (CRD.B) 0.3 $889k 88k 10.09
Medidata Solutions 0.3 $868k 9.5k 91.48
Intercontinental Hotels Group (IHG) 0.3 $856k 14k 62.22
American International Group-call pref 0.3 $866k 32k 27.25
Avon Products 0.2 $825k 188k 4.40
Green Thumb Industries (GTBIF) 0.2 $820k 100k 8.17
Berkshire Hathaway (BRK.B) 0.2 $773k 3.7k 208.02
Maiden Holdings Ltd 6.625 Nt 2 cs (MHLA) 0.2 $797k 45k 17.83
Alphabet Inc Class A cs (GOOGL) 0.2 $746k 611.00 1220.95
Carrizo Oil & Gas 0.2 $724k 84k 8.58
Vodafone Group New Adr F (VOD) 0.2 $732k 37k 19.89
Adesto Technologies 0.2 $731k 86k 8.55
Genocea Biosciences (GNCAQ) 0.2 $734k 253k 2.90
Ubs Group (UBS) 0.2 $686k 61k 11.30
Lukoil Pjsc (LUKOY) 0.2 $678k 8.2k 82.68
Vince Holding Corp (VNCE) 0.2 $702k 37k 18.97
Rewalk Robotics 0.2 $689k 225k 3.06
Tyson Foods (TSN) 0.2 $651k 7.6k 86.09
El Paso Electric Company 0.2 $651k 9.7k 67.01
Ensign (ENSG) 0.2 $664k 15k 44.27
Kratos Defense & Security Solutions (KTOS) 0.2 $650k 35k 18.57
Marathon Petroleum Corp (MPC) 0.2 $645k 11k 60.73
J2 Acquisition, Ltd. csd 0.2 $650k 66k 9.85
Pivotal Acq Corp Ii 0.2 $644k 67k 9.69
Wells Fargo & Company 0.2 $636k 26k 24.73
Silvercrest Metals 0.2 $627k 121k 5.20
Argenx Se (ARGX) 0.2 $623k 5.5k 113.79
Grupo Aval Acciones Y Valore (AVAL) 0.2 $588k 79k 7.46
Trine Acquisition Cl A Ord 0.2 $584k 59k 9.86
Coca-Cola Company (KO) 0.2 $561k 10k 54.36
Presidio 0.2 $540k 32k 16.88
Micron Technology (MU) 0.2 $538k 13k 42.78
Wells Fargo 5.85% public 0.2 $528k 20k 26.40
Banco Santander S A Sponsored Adr B 0.2 $519k 83k 6.29
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $477k 64k 7.47
Wesdome Gold Mines (WDOFF) 0.1 $485k 107k 4.52
Sba Communications Corp (SBAC) 0.1 $483k 2.0k 240.78
Twin River Worldwide Holdings Ord 0.1 $499k 22k 22.82
Scorpio Tankers 0.1 $455k 15k 29.70
DNB Financial Corp 0.1 $451k 10k 44.49
Ishares Inc msci india index (INDA) 0.1 $465k 14k 33.54
Metropcs Communications (TMUS) 0.1 $459k 5.8k 78.66
Hilton Grand Vacations (HGV) 0.1 $448k 14k 32.00
GlaxoSmithKline 0.1 $426k 10k 42.60
Ii-vi 0.1 $423k 12k 35.12
Navigant Consulting 0.1 $437k 16k 27.89
Shopify Inc cl a (SHOP) 0.1 $438k 1.4k 311.51
Wells Fargo & Co 5.500% Pfd pfd stk 0.1 $432k 17k 25.47
Twilio Inc cl a (TWLO) 0.1 $412k 3.8k 109.87
Azul Sa (AZULQ) 0.1 $426k 12k 35.80
Barclays Bk Plc cmn 0.1 $415k 18k 23.71
Clearway Energy Inc cl a (CWEN.A) 0.1 $438k 25k 17.31
Brookfield Asset Management 0.1 $398k 7.5k 53.07
Nxp Semiconductors N V (NXPI) 0.1 $382k 3.5k 109.02
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $392k 34k 11.43
Green Growth Brands (GGBXF) 0.1 $400k 400k 1.00
Applied Materials (AMAT) 0.1 $349k 7.0k 49.86
Empire Natl Bk 0.1 $360k 28k 12.85
Neon Therapeutics 0.1 $361k 210k 1.72
Spdr S&p 500 Etf (SPY) 0.1 $326k 1.1k 289.47
Credicorp (BAP) 0.1 $312k 1.5k 208.00
Callon Pete Co Del Com Stk 0.1 $329k 76k 4.33
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $333k 30k 11.05
Union Bankshares (UNB) 0.1 $311k 9.9k 31.46
Security Devices Intl Ord 0.1 $313k 2.1M 0.15
Eastside Distilling 0.1 $324k 66k 4.88
Mustang Bio 0.1 $326k 100k 3.26
Lyft (LYFT) 0.1 $340k 8.3k 40.77
Smiledirectclub (SDCCQ) 0.1 $325k 23k 13.87
Cme (CME) 0.1 $302k 1.4k 211.12
Discover Financial Services 0.1 $299k 3.7k 80.92
International Business Machines (IBM) 0.1 $295k 2.0k 145.18
PPL Corporation (PPL) 0.1 $297k 9.5k 31.40
Nektar Therapeutics 0.1 $282k 16k 18.19
Royal Bank of Scotland 0.1 $303k 60k 5.10
Doubleline Opportunistic Cr (DBL) 0.1 $300k 15k 20.69
Uniqure Nv (QURE) 0.1 $281k 7.1k 39.32
Fortress Biotech 0.1 $282k 200k 1.41
Laureate Education Inc cl a (LAUR) 0.1 $298k 18k 16.56
Ianthus Capital Holdings (ITHUF) 0.1 $298k 211k 1.41
Green Organic Dutchman Holdings 0.1 $287k 185k 1.55
Xerox Corp (XRX) 0.1 $299k 10k 29.90
Novo Nordisk A/S (NVO) 0.1 $258k 5.0k 51.60
Cree 0.1 $269k 5.5k 48.91
Six Flags Entertainment (SIX) 0.1 $253k 5.0k 50.60
Southern National Banc. of Virginia 0.1 $253k 17k 15.33
Ascena Retail 0.1 $260k 1.0M 0.26
Sportsmans Whse Hldgs (SPWH) 0.1 $259k 50k 5.18
Rubicon Proj 0.1 $261k 30k 8.70
Party City Hold 0.1 $256k 45k 5.69
Tailored Brands 0.1 $264k 60k 4.40
Inseego 0.1 $247k 52k 4.79
Canopy Gro 0.1 $248k 11k 22.92
Altaba 0.1 $247k 13k 19.45
Avaya Holdings Corp 0.1 $258k 25k 10.20
Proshares Tr Ii ultra vix short 0.1 $260k 10k 26.00
Pinterest Inc Cl A (PINS) 0.1 $250k 9.5k 26.42
Gx Acquisiton Unt 0.1 $262k 24k 11.05
Tsakos Enrg Nvgt Cm Rd Prp Srs F Prf (TNP.PF) 0.1 $265k 12k 22.23
FedEx Corporation (FDX) 0.1 $235k 1.6k 145.51
British American Tobac (BTI) 0.1 $238k 6.5k 36.75
Ciena Corporation (CIEN) 0.1 $231k 5.9k 39.15
Vicor Corporation (VICR) 0.1 $222k 7.5k 29.47
EXACT Sciences Corporation (EXAS) 0.1 $234k 2.6k 90.00
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $233k 19k 12.51
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $216k 15k 14.29
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $239k 21k 11.59
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $235k 16k 14.98
Pennantpark Floating Rate Capi (PFLT) 0.1 $238k 21k 11.57
New Media Inv Grp 0.1 $227k 26k 8.81
Liberty Broadband Corporation (LBRDA) 0.1 $245k 2.3k 104.30
C K Hutchison Holdin F Adr 1 Adr Reps 1 Ord (CKHUY) 0.1 $218k 25k 8.72
Paypal Holdings (PYPL) 0.1 $215k 2.1k 103.37
Funko (FNKO) 0.1 $215k 11k 20.50
Zosano Pharma Corp 0.1 $234k 150k 1.56
Tractor Supply Company (TSCO) 0.1 $194k 2.2k 90.23
McKesson Corporation (MCK) 0.1 $188k 1.4k 136.63
Aegon 0.1 $203k 49k 4.13
Symantec Corporation 0.1 $212k 9.0k 23.60
Barclays (BCS) 0.1 $183k 25k 7.32
SeaChange International 0.1 $192k 67k 2.87
Skyline Corporation (SKY) 0.1 $180k 6.0k 30.00
Urstadt Biddle Properties 0.1 $183k 9.7k 18.81
Financial Select Sector SPDR (XLF) 0.1 $197k 7.1k 27.88
Roche Holding (RHHBY) 0.1 $182k 5.0k 36.43
Amarin Corporation 0.1 $190k 13k 15.14
Eaton Vance Municipal Income Trust (EVN) 0.1 $196k 15k 12.82
Red Lion Hotels Corporation 0.1 $194k 30k 6.47
Teekay Tankers Ltd cl a 0.1 $182k 140k 1.30
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $197k 18k 11.00
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $197k 13k 15.57
Lehman Brothers First Trust IOF (NHS) 0.1 $181k 15k 12.07
BlackRock Core Bond Trust (BHK) 0.1 $200k 14k 14.44
Salisbury Ban 0.1 $202k 5.2k 39.04
U.s. Concrete Inc Cmn 0.1 $182k 3.3k 55.15
Apollo Sr Floating Rate Fd I (AFT) 0.1 $195k 13k 14.76
Nuveen Preferred And equity 0.1 $204k 8.3k 24.70
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $186k 7.9k 23.60
Blackrock Multi-sector Incom other (BIT) 0.1 $193k 11k 17.12
Fossil (FOSL) 0.1 $186k 15k 12.49
Principal Real Estate Income shs ben int (PGZ) 0.1 $189k 9.2k 20.54
Market Vectors Etf Tr Oil Svcs 0.1 $188k 16k 11.75
Nutanix Inc cl a (NTNX) 0.1 $191k 7.3k 26.21
Gridsum Hldg Inc adr repsg cl b 0.1 $196k 116k 1.69
Gardner Denver Hldgs 0.1 $183k 6.5k 28.25
Legg Mason Bw Global Income (BWG) 0.1 $187k 16k 12.09
Spirit Mta Reit 0.1 $211k 25k 8.44
Charlottes Web Holdings (CWBHF) 0.1 $207k 15k 13.80
Chewy Inc cl a (CHWY) 0.1 $199k 8.1k 24.57
Sundial Growers 0.1 $196k 41k 4.78
Vale (VALE) 0.1 $172k 15k 11.47
Cnooc 0.1 $152k 1.0k 152.00
Crocs (CROX) 0.1 $154k 5.6k 27.73
Norfolk Southern (NSC) 0.1 $179k 1.0k 179.00
Boeing Company (BA) 0.1 $156k 410.00 380.00
American Financial (AFG) 0.1 $170k 1.6k 107.26
Eni S.p.A. (E) 0.1 $176k 5.8k 30.43
Andersons (ANDE) 0.1 $177k 7.9k 22.40
PennantPark Investment (PNNT) 0.1 $164k 26k 6.23
Templeton Global Income Fund 0.1 $160k 26k 6.11
BlackRock Income Trust 0.1 $175k 29k 6.06
Aberdeen Asia-Pacific Income Fund 0.1 $157k 38k 4.19
American River Bankshares 0.1 $162k 12k 13.56
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $149k 11k 13.87
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $158k 13k 12.49
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $171k 26k 6.59
Eaton Vance Municipal Bond Fund (EIM) 0.1 $172k 13k 12.89
Sarepta Therapeutics (SRPT) 0.1 $154k 2.1k 74.94
Pimco Dynamic Credit Income other 0.1 $173k 7.1k 24.46
Ivy High Income Opportunities 0.1 $160k 12k 13.70
Quotient 0.1 $164k 21k 7.73
Sunnyside Ban 0.1 $161k 13k 12.79
Liberty Global 0.1 $172k 10k 17.03
At Home Group 0.1 $151k 16k 9.58
Akoustis Technologies (AKTSQ) 0.1 $148k 19k 7.73
Micron Solutions 0.1 $164k 75k 2.19
Okta Inc cl a (OKTA) 0.1 $157k 1.6k 98.12
Invesco High Income 2024 Tar cmn (IHTA) 0.1 $149k 14k 10.35
Pgim Global Short Duration H (GHY) 0.1 $160k 11k 14.32
Proshares Ultrashort Qqq etf 0.1 $150k 5.0k 30.00
Tilray (TLRY) 0.1 $175k 7.1k 24.68
Marker Therapeutics Ord 0.1 $163k 32k 5.08
Vertical Cap Income Fund shs ben int (CCIF) 0.1 $149k 14k 10.61
Datadog Inc Cl A (DDOG) 0.1 $161k 4.8k 33.89
Repay Holdings Corp 0.1 $152k 173k 0.88
China Mobile 0.0 $132k 3.2k 41.17
General Electric Company 0.0 $132k 15k 8.89
Credit Suisse Group 0.0 $131k 11k 12.14
NCR Corporation (VYX) 0.0 $146k 4.7k 31.39
Target Corporation (TGT) 0.0 $128k 1.2k 106.67
Methanex Corp (MEOH) 0.0 $141k 4.0k 35.25
LivePerson (LPSN) 0.0 $124k 3.5k 35.43
Flotek Industries 0.0 $125k 57k 2.19
Limelight Networks 0.0 $121k 40k 3.02
M.D.C. Holdings 0.0 $129k 3.0k 43.00
New Gold Inc Cda (NGD) 0.0 $115k 114k 1.01
Primo Water Corporation 0.0 $122k 10k 12.20
New America High Income Fund I 0.0 $140k 16k 8.81
Blackrock Muniyield Insured Fund (MYI) 0.0 $139k 10k 13.55
Pimco Income Strategy Fund II (PFN) 0.0 $134k 13k 10.26
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $137k 10k 13.60
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $118k 8.2k 14.35
Pioneer High Income Trust 0.0 $131k 14k 9.17
Nuveen Build Amer Bd (NBB) 0.0 $117k 5.3k 22.25
Nuveen Mortgage opportunity trm fd2 0.0 $126k 5.7k 22.11
First Tr High Income L/s (FSD) 0.0 $146k 9.7k 15.12
Celsius Holdings (CELH) 0.0 $139k 40k 3.48
Western Asset Mrtg Defined Oppn Fund (DMO) 0.0 $145k 6.7k 21.71
Gnc Holdings Inc Cl A 0.0 $123k 58k 2.14
First Tr Mlp & Energy Income 0.0 $142k 12k 11.45
Allianzgi Nfj Divid Int Prem S cefs 0.0 $116k 9.5k 12.16
Garrison Capital 0.0 $117k 17k 6.88
Doubleline Income Solutions (DSL) 0.0 $145k 7.3k 19.86
Livent Corp 0.0 $133k 20k 6.65
American Financial Group-callable pref (AFGB) 0.0 $141k 5.3k 26.60
Turning Point Therapeutics I 0.0 $118k 3.2k 37.46
Anterix Inc. Atex (ATEX) 0.0 $144k 4.0k 36.00
Network Associates Inc cl a (NET) 0.0 $129k 7.0k 18.43
Via 0.0 $91k 3.8k 24.02
CBS Corporation 0.0 $92k 2.3k 40.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $101k 11k 9.57
AvalonBay Communities (AVB) 0.0 $83k 386.00 215.03
PetroChina Company 0.0 $101k 2.0k 50.50
ViaSat (VSAT) 0.0 $112k 1.5k 74.67
America's Car-Mart (CRMT) 0.0 $91k 1.0k 91.00
United States Steel Corporation 0.0 $102k 8.9k 11.46
Cavco Industries (CVCO) 0.0 $96k 500.00 192.00
Endeavour Silver Corp (EXK) 0.0 $88k 40k 2.20
Discovery Communications 0.0 $106k 3.3k 32.32
Putnam Master Int. Income (PIM) 0.0 $95k 21k 4.55
Carrols Restaurant 0.0 $82k 10k 8.20
AllianceBernstein Global Hgh Incm (AWF) 0.0 $86k 7.2k 11.98
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $97k 7.5k 12.95
PIMCO Corporate Opportunity Fund (PTY) 0.0 $102k 5.6k 18.10
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $95k 23k 4.18
Templeton Emerging Markets Income Fund (TEI) 0.0 $86k 9.5k 9.07
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $88k 11k 8.20
PIMCO Income Opportunity Fund 0.0 $102k 3.9k 26.44
Reaves Utility Income Fund (UTG) 0.0 $110k 3.0k 36.67
Western Asset Global High Income Fnd (EHI) 0.0 $94k 9.5k 9.85
Michelin (MGDDY) 0.0 $111k 5.0k 22.20
Western Asset Invest. Grade Defined Opp (IGI) 0.0 $90k 4.2k 21.21
Morgan Stanley Emerging Markets Debt (MSD) 0.0 $93k 10k 9.13
Blackrock Build America Bond Trust (BBN) 0.0 $108k 4.4k 24.55
Glu Mobile 0.0 $99k 20k 4.95
Western Asset Global Cp Defi (GDO) 0.0 $114k 6.6k 17.37
Sequans Communications Adr adr usd.02 0.0 $112k 130k 0.86
Wesco Aircraft Holdings 0.0 $111k 10k 10.99
Duff & Phelps Global (DPG) 0.0 $96k 6.1k 15.84
Nuveen Real (JRI) 0.0 $93k 5.3k 17.40
Blackstone Gso Strategic (BGB) 0.0 $89k 6.1k 14.55
Cnh Industrial (CNH) 0.0 $101k 10k 10.10
Thl Cr Sr Ln 0.0 $102k 6.9k 14.88
Five9 (FIVN) 0.0 $107k 2.0k 53.50
West End Indiana Bancshares 0.0 $90k 2.6k 34.08
Healthequity (HQY) 0.0 $114k 2.0k 57.00
Nuveen Global High (JGH) 0.0 $85k 5.5k 15.45
Mylan Nv 0.0 $98k 4.9k 19.77
Galapagos Nv- (GLPG) 0.0 $109k 720.00 151.39
Nexpoint Credit Strategies Fund (NXDT) 0.0 $86k 4.8k 17.92
Liberty Media Corp Delaware Com C Siriusxm 0.0 $86k 2.1k 41.75
Line Corp- 0.0 $104k 2.9k 35.86
Rivernorth Doubleline Strate (OPP) 0.0 $91k 5.3k 17.25
Brookfield Real Assets Incom shs ben int (RA) 0.0 $90k 4.0k 22.50
Blackrock Debt Strat (DSU) 0.0 $90k 8.4k 10.71
Invesco High Income 2023 Tar 0.0 $105k 10k 10.37
Alteryx 0.0 $85k 800.00 106.25
Stars Group 0.0 $89k 6.0k 14.83
Naspers Ltd - N (NPSNY) 0.0 $90k 3.0k 29.92
Aspen Group (ASPU) 0.0 $84k 16k 5.18
Mcdermott International Inc mcdermott intl 0.0 $111k 55k 2.02
Pgim Short Duration High Yie (ISD) 0.0 $95k 6.4k 14.88
Lovesac Company (LOVE) 0.0 $92k 4.9k 18.67
Medmen Enterprises Inc Com Npv Isin #ca58507m1077 Sedol #byvpjp9 (MMNFQ) 0.0 $87k 60k 1.45
Leo Holdings Corp *w exp 02/07/202 0.0 $105k 142k 0.74
Barings Bdc (BBDC) 0.0 $106k 11k 10.14
Ares Management Corporation cl a com stk (ARES) 0.0 $99k 3.7k 26.56
Acreage Holdings 0.0 $110k 15k 7.33
Fox Corp (FOXA) 0.0 $93k 3.0k 31.37
Highland Global mf closed and mf open (HGLB) 0.0 $90k 8.8k 10.23
Fastly Inc cl a (FSLY) 0.0 $97k 4.0k 24.00
Replay Acquisition Unt 0.0 $86k 8.5k 10.12
Peloton Interactive Inc cl a (PTON) 0.0 $112k 4.5k 24.89
Neubase Therapeutics Ord 0.0 $86k 17k 4.97
Huntington Bancshares Incorporated (HBAN) 0.0 $61k 4.3k 14.19
BHP Billiton 0.0 $62k 1.5k 42.73
Range Resources (RRC) 0.0 $58k 15k 3.79
Cameco Corporation (CCJ) 0.0 $77k 8.2k 9.43
Goodyear Tire & Rubber Company (GT) 0.0 $81k 5.7k 14.27
Macy's (M) 0.0 $57k 3.7k 15.34
Procter & Gamble Company (PG) 0.0 $63k 510.00 123.53
Brown-Forman Corporation (BF.A) 0.0 $52k 871.00 59.70
Penn National Gaming (PENN) 0.0 $68k 3.7k 18.44
Papa John's Int'l (PZZA) 0.0 $71k 1.4k 52.28
Pioneer Floating Rate Trust (PHD) 0.0 $79k 7.6k 10.40
Nexstar Broadcasting (NXST) 0.0 $60k 587.00 101.80
SPDR Gold Trust (GLD) 0.0 $53k 383.00 138.38
NetEase (NTES) 0.0 $51k 192.00 265.62
Activision Blizzard 0.0 $71k 1.4k 52.51
United Bankshares (UBSI) 0.0 $65k 1.7k 37.79
Central Garden & Pet (CENTA) 0.0 $74k 2.7k 27.41
Industrial Services of America 0.0 $73k 65k 1.12
Signet Jewelers (SIG) 0.0 $77k 4.6k 16.64
Orbcomm 0.0 $59k 13k 4.72
Tesla Motors (TSLA) 0.0 $74k 318.00 234.04
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $65k 6.3k 10.32
Flaherty & Crumrine Pref. Income (PFD) 0.0 $66k 4.5k 14.73
Invesco Van Kampen Bond Fund (VBF) 0.0 $66k 3.4k 19.67
Safeguard Scientifics 0.0 $73k 6.5k 11.23
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $76k 7.1k 10.66
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $67k 5.4k 12.51
Eaton Vance Senior Income Trust (EVF) 0.0 $81k 13k 6.05
Nuveen Quality Pref. Inc. Fund II 0.0 $66k 6.7k 9.80
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $76k 7.7k 9.93
Pimco Income Strategy Fund (PFL) 0.0 $60k 5.3k 11.41
Western Asset High Incm Fd I (HIX) 0.0 $76k 11k 6.73
Franklin Universal Trust (FT) 0.0 $74k 9.8k 7.53
Credit Suisse AM Inc Fund (CIK) 0.0 $63k 20k 3.15
PIMCO Strategic Global Government Fund (RCS) 0.0 $55k 6.0k 9.24
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $80k 6.5k 12.32
Western Asset Premier Bond Fund (WEA) 0.0 $60k 4.3k 14.09
BlackRock MuniHolding Insured Investm 0.0 $71k 5.3k 13.50
First Trust/Aberdeen Global Opportunity 0.0 $52k 5.0k 10.40
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.0 $76k 2.4k 31.77
Claymore Guggenheim Strategic (GOF) 0.0 $59k 3.1k 19.03
Air Lease Corp (AL) 0.0 $73k 1.8k 41.71
Amc Networks Inc Cl A (AMCX) 0.0 $78k 1.6k 48.75
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $53k 2.2k 24.09
Cohen & Steers Ltd Dur Pfd I (LDP) 0.0 $50k 2.0k 25.51
Malvern Ban 0.0 $72k 3.3k 21.58
Ares Dynamic Cr Allocation (ARDC) 0.0 $55k 3.7k 14.84
Apollo Tactical Income Fd In (AIF) 0.0 $61k 4.0k 15.14
HEALTH INSURANCE Common equity Innovations shares 0.0 $68k 2.8k 24.73
Flaherty & Crumrine Dyn P (DFP) 0.0 $72k 2.8k 25.95
Bankwell Financial (BWFG) 0.0 $58k 2.1k 27.26
Lipocine 0.0 $75k 27k 2.78
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $53k 2.4k 22.01
Cryoport Inc Com Par $0 001 (CYRX) 0.0 $65k 4.0k 16.25
Maiden Holdings 7.125%prpcl 12 p 0.0 $70k 10k 7.00
Odyssey Marine Exploration I (OMEX) 0.0 $63k 17k 3.77
C V Sciences (CVSI) 0.0 $54k 32k 1.71
Gaia (GAIA) 0.0 $52k 8.1k 6.43
Agnc Invt Corp Com reit (AGNC) 0.0 $54k 3.4k 15.88
Coupa Software 0.0 $64k 500.00 128.00
Condor Hospitality reit 0.0 $53k 4.8k 11.01
Roku (ROKU) 0.0 $71k 709.00 100.74
Despegar Com Corp ord 0.0 $56k 5.0k 11.20
Venator Materials 0.0 $67k 28k 2.41
Willscot Corp 0.0 $62k 4.0k 15.50
Greentree Hospitalty Group L (GHG) 0.0 $51k 5.1k 9.93
Megalith Finl Acquisition Co unit 09/30/2025 0.0 $80k 7.7k 10.39
Ra Med Sys 0.0 $58k 42k 1.40
Liqtech International 0.0 $79k 10k 7.90
Crowdstrike Hldgs Inc cl a (CRWD) 0.0 $58k 1.0k 58.00
Francescas Holdings Corp 0.0 $64k 4.6k 13.86
Bny Mellon High Yield Strate sh ben int (DHF) 0.0 $57k 19k 3.02
Landcadia Holdings Ii Unt 0.0 $72k 7.2k 10.00
Viveve Med 0.0 $71k 16k 4.40
LG Display (LPL) 0.0 $49k 8.3k 5.92
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $21k 540.00 38.89
American Express Company (AXP) 0.0 $35k 300.00 116.67
CSX Corporation (CSX) 0.0 $24k 350.00 68.57
Sony Corporation (SONY) 0.0 $29k 500.00 58.00
Bed Bath & Beyond 0.0 $21k 2.0k 10.50
Brown & Brown (BRO) 0.0 $22k 611.00 36.01
Cummins (CMI) 0.0 $25k 155.00 161.29
Greif (GEF) 0.0 $37k 999.00 37.04
Power Integrations (POWI) 0.0 $45k 500.00 90.00
Wells Fargo & Company (WFC) 0.0 $30k 600.00 50.00
Western Digital (WDC) 0.0 $31k 536.00 57.84
MSC Industrial Direct (MSM) 0.0 $25k 350.00 71.43
Allstate Corporation (ALL) 0.0 $37k 344.00 107.56
Hess (HES) 0.0 $19k 330.00 57.58
Maxim Integrated Products 0.0 $36k 650.00 56.00
Nike (NKE) 0.0 $28k 301.00 93.33
Royal Dutch Shell 0.0 $27k 462.00 58.44
Qualcomm (QCOM) 0.0 $21k 293.00 72.29
Credit Acceptance (CACC) 0.0 $21k 46.00 456.52
MFS Intermediate Income Trust (MIN) 0.0 $38k 10k 3.78
Lennar Corporation (LEN.B) 0.0 $37k 849.00 43.58
New York Times Company (NYT) 0.0 $36k 1.3k 28.04
Fair Isaac Corporation (FICO) 0.0 $21k 70.00 300.00
iShares Russell 2000 Index (IWM) 0.0 $38k 257.00 147.86
Universal Display Corporation (OLED) 0.0 $19k 119.00 159.66
Bio-Rad Laboratories (BIO) 0.0 $21k 65.00 323.08
GameStop (GME) 0.0 $31k 5.6k 5.51
Rush Enterprises (RUSHA) 0.0 $40k 1.1k 38.10
Teledyne Technologies Incorporated (TDY) 0.0 $22k 70.00 314.29
UGI Corporation (UGI) 0.0 $17k 344.00 49.42
West Pharmaceutical Services (WST) 0.0 $21k 150.00 140.00
Pan American Silver Corp Can (PAAS) 0.0 $20k 1.3k 14.96
Urban Outfitters (URBN) 0.0 $22k 800.00 27.50
Fresenius Medical Care AG & Co. (FMS) 0.0 $23k 700.00 32.86
Town Sports International Holdings 0.0 $19k 12k 1.64
Southern Copper Corporation (SCCO) 0.0 $18k 540.00 33.97
Teradyne (TER) 0.0 $22k 382.00 57.59
Aspen Technology 0.0 $21k 176.00 119.32
SPDR KBW Regional Banking (KRE) 0.0 $31k 600.00 51.67
Seneca Foods Corporation (SENEB) 0.0 $35k 1.2k 30.33
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $32k 375.00 85.33
SPDR S&P Homebuilders (XHB) 0.0 $22k 500.00 44.00
Alexco Resource Corp 0.0 $17k 10k 1.70
Green Dot Corporation (GDOT) 0.0 $25k 1.0k 25.00
Mag Silver Corp 0.0 $42k 4.0k 10.50
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $33k 2.3k 14.45
LMP Capital and Income Fund (SCD) 0.0 $24k 1.7k 13.95
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $22k 311.00 70.74
O'reilly Automotive (ORLY) 0.0 $19k 50.00 380.00
Pacific Biosciences of California (PACB) 0.0 $19k 3.9k 4.95
Kayne Anderson MLP Investment (KYN) 0.0 $28k 2.0k 14.00
Nuveen Equity Premium Income Fund (BXMX) 0.0 $37k 2.8k 13.04
BlackRock Floating Rate Income Trust (BGT) 0.0 $34k 2.8k 12.02
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $44k 3.7k 11.77
Nuveen Floating Rate Income Fund (JFR) 0.0 $30k 3.2k 9.46
Nuveen Insd Dividend Advantage (NVG) 0.0 $34k 2.1k 16.47
Duff & Phelps Utility & Corp Bond Trust 0.0 $32k 3.5k 9.15
John Hancock Investors Trust (JHI) 0.0 $30k 1.8k 16.49
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $19k 1.3k 14.73
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $30k 1.9k 15.86
Nuveen Core Equity Alpha Fund (JCE) 0.0 $19k 1.4k 13.81
PCM Fund (PCM) 0.0 $37k 3.4k 10.97
Pimco CA Muni. Income Fund II (PCK) 0.0 $48k 4.9k 9.74
PIMCO Corporate Income Fund (PCN) 0.0 $43k 2.3k 18.34
Mountain Province Diamonds (MPVDF) 0.0 $22k 24k 0.93
Ellsworth Fund (ECF) 0.0 $26k 2.5k 10.41
John Hancock Income Securities Trust (JHS) 0.0 $41k 2.9k 14.38
shares First Bancorp P R (FBP) 0.0 $29k 3.0k 9.67
Royal Financial 0.0 $25k 1.6k 16.13
Norwood Financial Corporation (NWFL) 0.0 $25k 801.00 31.21
Just Energy Group 0.0 $22k 9.5k 2.32
Expedia (EXPE) 0.0 $37k 280.00 132.14
Facebook Inc cl a (META) 0.0 $26k 149.00 174.50
Wright Express (WEX) 0.0 $21k 107.00 196.26
Chembio Diagnostics 0.0 $21k 3.6k 5.86
Diamondback Energy (FANG) 0.0 $41k 464.00 88.36
Allianzgi Conv & Income Fd I 0.0 $29k 5.8k 5.01
Boston Proerties p 0.0 $25k 1.0k 25.00
Hd Supply 0.0 $19k 500.00 38.00
First Tr Inter Duration Pfd & Income (FPF) 0.0 $21k 900.00 23.33
Gabelli Equity Tr Inc. pfd stk (GAB.PH) 0.0 $20k 800.00 25.00
Ringcentral (RNG) 0.0 $21k 172.00 122.09
Kkr Income Opportunities (KIO) 0.0 $48k 3.1k 15.48
Voya Prime Rate Trust sh ben int 0.0 $41k 8.9k 4.63
Synovus Finl (SNV) 0.0 $18k 516.00 34.88
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.0 $22k 1.0k 21.15
Zendesk 0.0 $21k 295.00 71.19
Keysight Technologies (KEYS) 0.0 $48k 500.00 96.00
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $38k 2.2k 17.67
Dbv Technologies S A 0.0 $36k 4.2k 8.60
Fitbit 0.0 $35k 9.3k 3.78
Viking Therapeutics (VKTX) 0.0 $35k 5.2k 6.70
First Virginia Community Bank (FVCB) 0.0 $23k 1.3k 17.13
Direxion Shs Etf Tr daily rgnal bull 0.0 $40k 1.0k 40.00
Match 0.0 $20k 289.00 69.20
Avangrid 0.0 $31k 602.00 51.50
Frontline 0.0 $40k 4.5k 9.00
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.0 $44k 376.00 117.02
Talend S A ads 0.0 $39k 1.2k 33.91
Trade Desk (TTD) 0.0 $19k 102.00 186.27
Insight Select Income Fund Ins (INSI) 0.0 $20k 1.0k 20.00
Dxc Technology (DXC) 0.0 $20k 700.00 28.57
J Jill Inc call 0.0 $17k 9.3k 1.83
Cloudera 0.0 $22k 2.5k 8.80
Carvana Co cl a (CVNA) 0.0 $26k 400.00 65.00
Direxion Shs Etf Tr dly jr gold 3x 0.0 $37k 2.1k 17.52
Black Knight 0.0 $21k 353.00 59.49
Valley National Bancorp-call pref (VLYPO) 0.0 $25k 992.00 25.20
Mongodb Inc. Class A (MDB) 0.0 $28k 240.00 116.67
Booking Holdings (BKNG) 0.0 $29k 15.00 1933.33
Bilibili Ads (BILI) 0.0 $20k 1.4k 13.84
Zscaler Incorporated (ZS) 0.0 $23k 485.00 47.19
Victory Cap Hldgs (VCTR) 0.0 $30k 2.0k 15.00
Spotify Technology Sa (SPOT) 0.0 $42k 370.00 113.51
Huya Inc ads rep shs a (HUYA) 0.0 $21k 912.00 23.03
Leo Holdings Corp 0.0 $26k 2.6k 10.12
Aslan Pharmaceuticals Adr ads 0.0 $33k 19k 1.73
Summit Wireless Technologies 0.0 $24k 27k 0.88
Apollo Investment Corp. (MFIC) 0.0 $32k 2.0k 16.00
Elastic N V ord (ESTC) 0.0 $32k 400.00 80.00
Dynagas Lng Partners Srs B Prf 0.0 $48k 2.3k 20.45
Blackstone Group Inc Com Cl A (BX) 0.0 $20k 420.00 47.62
Revolve Group Inc cl a (RVLV) 0.0 $30k 1.3k 22.80
Appollo Global Mgmt Inc Cl A 0.0 $20k 546.00 37.04
Ping Identity Hldg Corp 0.0 $25k 1.5k 16.67
Vista Oil & Gas S A B De C V (VIST) 0.0 $27k 5.4k 5.04
Grayscale Ethereum Com Unt (ETHE) 0.0 $21k 1.0k 21.00
Jmp Group 6 875 Snr Nts 0.0 $17k 700.00 24.29
Minera Alamos (MAIFF) 0.0 $20k 150k 0.13
Barrick Gold Corp (GOLD) 0.0 $0 1.00 0.00
China Petroleum & Chemical 0.0 $5.0k 99.00 50.51
Cognizant Technology Solutions (CTSH) 0.0 $13k 218.00 59.63
Comcast Corporation (CMCSA) 0.0 $13k 308.00 42.21
Sociedad Quimica y Minera (SQM) 0.0 $2.0k 100.00 20.00
Owens Corning (OC) 0.0 $6.0k 100.00 60.00
HSBC Holdings (HSBC) 0.0 $1.0k 40.00 25.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $0 205.00 0.00
Exxon Mobil Corporation (XOM) 0.0 $4.0k 60.00 66.67
Teva Pharmaceutical Industries (TEVA) 0.0 $0 134.00 0.00
Chevron Corporation (CVX) 0.0 $9.0k 82.00 109.76
Pulte (PHM) 0.0 $3.0k 107.00 28.04
At&t (T) 0.0 $11k 300.00 35.00
Carnival Corporation (CCL) 0.0 $0 20.00 0.00
Cerner Corporation 0.0 $999.900000 22.00 45.45
NVIDIA Corporation (NVDA) 0.0 $7.0k 41.00 170.73
Nuance Communications 0.0 $11k 800.00 13.75
Paychex (PAYX) 0.0 $1.0k 24.00 41.67
Adobe Systems Incorporated (ADBE) 0.0 $4.0k 16.00 250.00
Newell Rubbermaid (NWL) 0.0 $5.0k 300.00 16.67
Fresh Del Monte Produce (FDP) 0.0 $1.0k 40.00 25.00
MDU Resources (MDU) 0.0 $16k 602.00 26.58
Office Depot 0.0 $0 160.00 0.00
Sotheby's 0.0 $3.0k 70.00 42.86
Altria (MO) 0.0 $16k 400.00 40.00
Amgen (AMGN) 0.0 $7.0k 41.00 170.73
eBay (EBAY) 0.0 $2.0k 58.00 34.48
Pepsi (PEP) 0.0 $13k 95.00 136.84
Texas Instruments Incorporated (TXN) 0.0 $999.960000 13.00 76.92
UnitedHealth (UNH) 0.0 $10k 50.00 200.00
Encana Corp 0.0 $0 1.00 0.00
Biogen Idec (BIIB) 0.0 $3.0k 13.00 230.77
KB Financial (KB) 0.0 $3.0k 99.00 30.30
Total (TTE) 0.0 $10k 200.00 50.00
Gilead Sciences (GILD) 0.0 $5.0k 86.00 58.14
PG&E Corporation (PCG) 0.0 $0 28.00 0.00
Buckeye Partners 0.0 $5.8k 155.00 37.50
Bayer (BAYRY) 0.0 $0 1.00 0.00
Federal Home Loan Mortgage (FMCC) 0.0 $0 100.00 0.00
EOG Resources (EOG) 0.0 $14k 200.00 70.00
Marriott International (MAR) 0.0 $2.0k 22.00 90.91
Valley National Ban (VLY) 0.0 $16k 1.5k 10.34
International Speedway Corporation 0.0 $13k 300.00 43.33
Fannie Mae Pfd. H (FNMAM) 0.0 $13k 600.00 21.67
Dollar Tree (DLTR) 0.0 $3.0k 30.00 100.00
Fiserv (FI) 0.0 $0 5.00 0.00
Fastenal Company (FAST) 0.0 $0 5.00 0.00
Pioneer Natural Resources 0.0 $12k 100.00 120.00
Contango Oil & Gas Company 0.0 $997.500000 570.00 1.75
Netflix (NFLX) 0.0 $2.0k 8.00 250.00
Ctrip.com International 0.0 $0 107.00 0.00
iShares NASDAQ Biotechnology Index (IBB) 0.0 $1.0k 20.00 50.00
Brinker International (EAT) 0.0 $5.0k 135.00 37.04
Stage Stores 0.0 $9.0k 5.0k 1.80
salesforce (CRM) 0.0 $0 1.00 0.00
Baidu (BIDU) 0.0 $6.3k 119.00 52.63
Sanderson Farms 0.0 $9.0k 60.00 150.00
Sigma Designs 0.0 $1.0k 6.3k 0.16
Herbalife Ltd Com Stk (HLF) 0.0 $0 4.00 0.00
BBVA Banco Frances 0.0 $0 109.00 0.00
Cedar Shopping Centers 0.0 $2.0k 700.00 2.86
Cooper Tire & Rubber Company 0.0 $16k 656.00 24.62
Concho Resources 0.0 $2.0k 30.00 66.67
Energy Recovery (ERII) 0.0 $4.0k 500.00 8.00
Exelixis (EXEL) 0.0 $0 25.00 0.00
First Financial Bankshares (FFIN) 0.0 $14k 430.00 32.56
Hormel Foods Corporation (HRL) 0.0 $4.0k 100.00 40.00
New Jersey Resources Corporation (NJR) 0.0 $11k 258.00 42.64
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $1.0k 4.00 250.00
Cimarex Energy 0.0 $2.0k 50.00 40.00
China Life Insurance Company 0.0 $0 1.00 0.00
Lululemon Athletica (LULU) 0.0 $1.0k 8.00 125.00
MGM Resorts International. (MGM) 0.0 $5.0k 200.00 25.00
Progenics Pharmaceuticals 0.0 $0 10.00 0.00
Aqua America 0.0 $5.0k 126.00 39.68
Cambrex Corporation 0.0 $0 169.00 0.00
Community Trust Ban (CTBI) 0.0 $3.0k 86.00 34.88
PriceSmart (PSMT) 0.0 $14k 200.00 70.00
TrustCo Bank Corp NY 0.0 $7.0k 860.00 8.14
WesBan (WSBC) 0.0 $16k 430.00 37.21
Enersis 0.0 $8.0k 972.00 8.23
Globalstar 0.0 $0 110.00 0.00
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $3.0k 150.00 20.00
Bel Fuse (BELFA) 0.0 $0 15.00 0.00
Communications Systems 0.0 $9.0k 2.1k 4.31
iShares Dow Jones US Home Const. (ITB) 0.0 $2.0k 56.00 35.71
National Retail Properties (NNN) 0.0 $12k 214.00 56.07
Westwood Holdings (WHG) 0.0 $2.0k 86.00 23.26
Altra Holdings 0.0 $0 1.00 0.00
BioDelivery Sciences International 0.0 $2.0k 500.00 4.00
Changyou 0.0 $0 38.00 0.00
Oneok (OKE) 0.0 $0 6.00 0.00
ProShares Ultra S&P500 (SSO) 0.0 $10k 85.00 117.65
Northern Dynasty Minerals Lt (NAK) 0.0 $11k 20k 0.55
Utilities SPDR (XLU) 0.0 $6.0k 100.00 60.00
Inphonic 0.0 $0 15k 0.00
iShares Silver Trust (SLV) 0.0 $10k 753.00 13.33
3D Systems Corporation (DDD) 0.0 $9.0k 1.2k 7.63
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $0 103.00 0.00
SPDR S&P Oil & Gas Explore & Prod. 0.0 $0 24.00 0.00
ZIOPHARM Oncology 0.0 $0 5.00 0.00
QEP Resources 0.0 $0 632.00 0.00
Blackrock Municipal Income Trust (BFK) 0.0 $7.0k 516.00 13.57
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $2.0k 172.00 11.63
Calamos Convertible & Hi Income Fund (CHY) 0.0 $7.0k 686.00 10.20
Opko Health (OPK) 0.0 $0 200.00 0.00
Howard Hughes 0.0 $0 1.00 0.00
Omeros Corporation (OMER) 0.0 $0 5.00 0.00
Univest Corp. of PA (UVSP) 0.0 $6.0k 258.00 23.26
Takeda Pharmaceutical (TAK) 0.0 $0 1.00 0.00
Putnam Premier Income Trust (PPT) 0.0 $5.0k 1.0k 4.84
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $6.0k 1.3k 4.62
Pimco Municipal Income Fund (PMF) 0.0 $9.0k 602.00 14.95
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.0 $5.0k 25.00 200.00
ACADIA Pharmaceuticals (ACAD) 0.0 $0 3.00 0.00
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $2.0k 172.00 11.63
Nuveen California Municipal Value Fund (NCA) 0.0 $2.0k 258.00 7.75
Nuveen Fltng Rte Incm Opp 0.0 $5.0k 602.00 8.31
Nuveen Diversified Dividend & Income 0.0 $12k 1.1k 10.73
Pimco Municipal Income Fund II (PML) 0.0 $12k 774.00 15.50
SPDR S&P Metals and Mining (XME) 0.0 $1.0k 60.00 16.67
Western Asset Managed Municipals Fnd (MMU) 0.0 $3.0k 258.00 11.63
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $2.0k 172.00 11.63
BlackRock Muni Income Investment Trust 0.0 $2.0k 172.00 11.63
BlackRock Municipal Bond Trust 0.0 $2.0k 172.00 11.63
BlackRock Municipal Income Trust II (BLE) 0.0 $3.0k 258.00 11.63
BlackRock MuniHoldings Fund (MHD) 0.0 $2.0k 172.00 11.63
Blackrock Muniholdings Fund II 0.0 $2.0k 172.00 11.63
Blackrock Munivest Fund II (MVT) 0.0 $2.0k 172.00 11.63
Blackrock MuniEnhanced Fund 0.0 $999.320000 172.00 5.81
Blackrock Muniyield Quality Fund II (MQT) 0.0 $3.0k 258.00 11.63
Blackrock Muniassets Fund (MUA) 0.0 $5.0k 344.00 14.53
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $2.0k 172.00 11.63
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $8.0k 371.00 21.56
Kelly Services (KELYB) 0.0 $3.0k 181.00 16.57
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $2.0k 172.00 11.63
Nuveen Select Tax Free Incom Portfolio 2 0.0 $2.0k 172.00 11.63
Nuveen Senior Income Fund 0.0 $1.0k 344.00 2.91
Nuveen Mun High Income Opp F (NMZ) 0.0 $7.0k 516.00 13.57
Nuveen Real Estate Income Fund (JRS) 0.0 $8.0k 774.00 10.34
Nuveen Tax-Advantaged Dividend Growth 0.0 $11k 688.00 15.99
Pimco CA Municipal Income Fund (PCQ) 0.0 $3.0k 172.00 17.44
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $2.0k 258.00 7.75
PIMCO High Income Fund (PHK) 0.0 $11k 1.5k 7.11
Pimco Municipal Income Fund III (PMX) 0.0 $4.0k 344.00 11.63
Putnam Municipal Opportunities Trust (PMO) 0.0 $6.0k 516.00 11.63
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $7.0k 1.4k 5.09
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $999.320000 172.00 5.81
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $6.0k 430.00 13.95
BlackRock MuniVest Fund (MVF) 0.0 $3.0k 430.00 6.98
Vestas Wind Systems - Unsp (VWDRY) 0.0 $0 1.00 0.00
Blackrock Muniyield Quality Fund (MQY) 0.0 $3.0k 258.00 11.63
Nuveen Tax-Advantaged Total Return Strat 0.0 $5.0k 516.00 9.69
Nuveen Maryland Premium Income Municipal 0.0 $2.0k 172.00 11.63
BlackRock Insured Municipal Income Trust (BYM) 0.0 $3.0k 258.00 11.63
Blackrock MuniHoldings Insured 0.0 $2.0k 172.00 11.63
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $1.0k 86.00 11.63
Nuveen Ohio Quality Income M 0.0 $2.0k 172.00 11.63
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $2.0k 172.00 11.63
Nuveen Enhanced Mun Value 0.0 $2.0k 172.00 11.63
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $2.0k 172.00 11.63
Blackrock California Mun. Income Trust (BFZ) 0.0 $3.0k 258.00 11.63
Pimco NY Muni. Income Fund III (PYN) 0.0 $0 86.00 0.00
Blackrock Muniyield Fund (MYD) 0.0 $3.0k 258.00 11.63
BlackRock MuniYield California Fund 0.0 $3.0k 258.00 11.63
Blackrock Muniyield California Ins Fund 0.0 $6.0k 430.00 13.95
BlackRock MuniYield New Jersey Fund 0.0 $2.0k 172.00 11.63
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.0 $1.0k 86.00 11.63
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $2.0k 172.00 11.63
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $6.0k 430.00 13.95
Pimco NY Muni Income Fund II (PNI) 0.0 $2.0k 172.00 11.63
Pimco CA Muni. Income Fund III (PZC) 0.0 $9.0k 844.00 10.66
Western Asset Municipal Partners Fnd 0.0 $2.0k 172.00 11.63
Nuveen Michigan Qlity Incom Municipal 0.0 $2.0k 172.00 11.63
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $2.0k 172.00 11.63
Longwei Petroleum Investment Hold 0.0 $0 5.0k 0.00
BlackRock Insured Municipal Income Inves 0.0 $2.0k 172.00 11.63
Nuveen Municipal Income Fund (NMI) 0.0 $999.320000 172.00 5.81
Astronics Corporation (ATROB) 0.0 $1.0k 67.00 14.93
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $1.0k 86.00 11.63
Samsung Electronics Gdr (SSNHZ) 0.0 $1.0k 1.00 1000.00
Athersys 0.0 $1.0k 1.5k 0.67
BlackRock MuniYield Investment Fund 0.0 $3.0k 258.00 11.63
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $2.0k 172.00 11.63
Nuveen Calif Municpal Valu F 0.0 $1.0k 86.00 11.63
Nuveen Mun Value Fd 2 (NUW) 0.0 $2.0k 172.00 11.63
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $2.0k 172.00 11.63
Wells Fargo Advantage Utils (ERH) 0.0 $2.0k 172.00 11.63
Western Asset Hgh Yld Dfnd (HYI) 0.0 $2.0k 172.00 11.63
Cabco 04-101 Goldmam Sac P referred 0.0 $2.0k 100.00 20.00
Chemung Financial Corp (CHMG) 0.0 $11k 262.00 41.98
Tokyo Electronic (TOELY) 0.0 $0 2.00 0.00
THE GDL FUND Closed-End fund (GDL) 0.0 $11k 1.3k 8.51
Acelrx Pharmaceuticals 0.0 $0 50.00 0.00
Income Opportunity Rlty Invs (IOR) 0.0 $0 31.00 0.00
Sandridge Miss Trust (SDTTU) 0.0 $1.0k 2.2k 0.45
Nuveen Sht Dur Cr Opp 0.0 $5.0k 344.00 14.53
Moneygram International 0.0 $0 210.00 0.00
Acadia Healthcare (ACHC) 0.0 $1.0k 40.00 25.00
Clovis Oncology 0.0 $0 5.00 0.00
Carver Ban (CARV) 0.0 $6.0k 2.0k 3.00
Us Silica Hldgs (SLCA) 0.0 $14k 1.5k 9.33
Yelp Inc cl a (YELP) 0.0 $2.0k 75.00 26.67
Pimco Dynamic Incm Fund (PDI) 0.0 $16k 516.00 31.01
Oaktree Cap 0.0 $0 2.00 0.00
Servicenow (NOW) 0.0 $2.0k 10.00 200.00
Tidelands Oil & Gas (TIDE) 0.0 $0 526k 0.00
Bloomin Brands (BLMN) 0.0 $1.0k 70.00 14.29
Mondelez Int (MDLZ) 0.0 $2.0k 49.00 40.82
Sandstorm Gold (SAND) 0.0 $0 50.00 0.00
Axogen (AXGN) 0.0 $0 44.00 0.00
Allon Therapeutics (NPCUF) 0.0 $0 30k 0.00
Stratasys (SSYS) 0.0 $3.0k 150.00 20.00
Nuveen Intermediate 0.0 $3.0k 258.00 11.63
Allianzgi Conv & Inc Fd taxable cef 0.0 $3.0k 688.00 4.36
L Brands 0.0 $1.0k 94.00 10.64
Second Str Cap 0.0 $0 20.00 0.00
Banc Of California (BANC) 0.0 $3.0k 258.00 11.63
Therapeuticsmd 0.0 $0 87.00 0.00
First Nbc Bank Holding 0.0 $0 20k 0.00
Kayne Anderson Pfd 3.5% prd 0.0 $2.0k 100.00 20.00
Morgan Stanley 7.125% p (MS.PE) 0.0 $2.0k 92.00 21.74
Eaton Vance Fltg Rate In 0.0 $16k 1.1k 14.64
Sorrento Therapeutics (SRNE) 0.0 $4.0k 2.0k 2.00
Federal National Mortgage Association p (FNMAI) 0.0 $12k 1.0k 12.00
Knowles (KN) 0.0 $0 20.00 0.00
Energous 0.0 $11k 3.5k 3.14
Glycomimetics 0.0 $0 20.00 0.00
Ladder Capital Corp Class A (LADR) 0.0 $8.0k 516.00 15.50
Stock Yards Ban (SYBT) 0.0 $6.0k 172.00 34.88
Parsley Energy Inc-class A 0.0 $0 21.00 0.00
Jd (JD) 0.0 $999.810000 63.00 15.87
Hc2 Holdings 0.0 $1.0k 430.00 2.33
Aldeyra Therapeutics (ALDX) 0.0 $0 100.00 0.00
Enerteck Corporation (ETCK) 0.0 $0 7.5k 0.00
Alibaba Group Holding (BABA) 0.0 $1.0k 8.00 125.00
Brainstorm Cell Therapeutics 0.0 $0 20.00 0.00
Dynavax Technologies (DVAX) 0.0 $0 5.00 0.00
Paratek Pharmaceuticals 0.0 $2.0k 500.00 4.00
Walgreen Boots Alliance 0.0 $8.0k 161.00 49.69
Fiat Chrysler Auto 0.0 $3.0k 300.00 10.00
Upland Software (UPLD) 0.0 $10k 300.00 33.33
Vuzix Corp Com Stk (VUZI) 0.0 $0 50.00 0.00
Box Inc cl a (BOX) 0.0 $2.0k 150.00 13.33
Bellerophon Therapeutics 0.0 $3.0k 6.8k 0.44
Euronav Sa (CMBT) 0.0 $0 25.00 0.00
Htg Molecular Diagnostics 0.0 $12k 19k 0.65
Chemours (CC) 0.0 $4.0k 300.00 13.33
Nielsen Hldgs Plc Shs Eur 0.0 $2.0k 114.00 17.54
Zynerba Pharmaceuticals 0.0 $0 20.00 0.00
Aqua Metals 0.0 $0 440.00 0.00
Hewlett Packard Enterprise (HPE) 0.0 $8.0k 586.00 13.65
Pure Storage Inc - Class A (PSTG) 0.0 $1.0k 100.00 10.00
Empire Resorts 0.0 $9.0k 1.0k 9.00
Voyager Therapeutics (VYGR) 0.0 $0 30.00 0.00
Arrowhead Pharmaceuticals (ARWR) 0.0 $0 5.00 0.00
Under Armour Inc Cl C (UA) 0.0 $5.0k 300.00 16.67
Western Asset Corporate Loan F 0.0 $999.320000 172.00 5.81
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $6.0k 171.00 35.09
Armstrong Flooring (AFIIQ) 0.0 $9.0k 1.5k 5.90
Adverum Biotechnologies 0.0 $2.0k 436.00 4.59
Mgm Growth Properties 0.0 $5.0k 180.00 27.78
Bayerische Motoren Werke A G 0.0 $0 1.00 0.00
Barings Global Short Duration Com cef (BGH) 0.0 $7.0k 430.00 16.28
Nuveen High Income November 0.0 $3.0k 344.00 8.72
Arconic 0.0 $0 30.00 0.00
Capital One Financialco Ser G p 0.0 $5.0k 200.00 25.00
Crispr Therapeutics (CRSP) 0.0 $1.0k 25.00 40.00
Camping World Hldgs (CWH) 0.0 $0 100.00 0.00
Tivity Health 0.0 $0 38.00 0.00
Village Farms International (VFF) 0.0 $0 48.00 0.00
Aurora Cannabis Inc snc 0.0 $0 40.00 0.00
China Industrial Group Ord 0.0 $0 1.4M 0.00
Lilis Energy 0.0 $990.000000 3.3k 0.30
Tellurian (TELL) 0.0 $4.0k 550.00 7.27
New Age Beverages 0.0 $0 51.00 0.00
Daimler (MBGYY) 0.0 $0 2.00 0.00
Nuveen Cr Opportunities 2022 0.0 $2.0k 258.00 7.75
Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series E equity 0.0 $4.0k 200.00 20.00
Genius Products Ord (GNPR) 0.0 $0 122.00 0.00
Aphria Inc foreign 0.0 $2.0k 555.00 3.60
Catasys 0.0 $0 36.00 0.00
Kirkland Lake Gold 0.0 $0 1.00 0.00
Potnetwork Hldgs In 0.0 $0 3.0k 0.00
Allianzgi Con Incm 2024 Targ 0.0 $0 86.00 0.00
Cleveland-cliffs (CLF) 0.0 $999.600000 210.00 4.76
Angi Homeservices 0.0 $0 5.00 0.00
Loma Negra Compania Industrial Argentina Sa (LOMA) 0.0 $0 12.00 0.00
Nxchain Ord 0.0 $0 800.00 0.00
Cronos Group (CRON) 0.0 $0 315.00 0.00
Alta Mesa Resour 0.0 $0 2.5k 0.00
Evolus (EOLS) 0.0 $0 4.00 0.00
Motus Gi Hldgs Incorporated 0.0 $1.0k 600.00 1.67
Jefferies Finl Group (JEF) 0.0 $0 10.00 0.00
Kkr & Co (KKR) 0.0 $0 12.00 0.00
Curis 0.0 $4.0k 2.0k 2.00
Hancock Jaffe Laboratories I 0.0 $4.0k 5.0k 0.80
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $0 1.0k 0.00
Far Pt Acquisition Corp cl a founders sh 0.0 $1.0k 100.00 10.00
Canntrust Holdings (CNTTQ) 0.0 $0 20.00 0.00
Brookfield Property Reit Inc cl a 0.0 $2.0k 100.00 20.00
Assertio Therapeutics 0.0 $0 100.00 0.00
Nio Inc spon ads (NIO) 0.0 $8.0k 5.2k 1.54
Elanco Animal Health (ELAN) 0.0 $2.2k 108.00 20.00
Farfetch Ltd ord sh cl a (FTCHQ) 0.0 $0 25.00 0.00
Kush Bottles 0.0 $1.0k 1.0k 1.00
Gs Acquisition Holdings Cl A Ord 0.0 $15k 1.5k 10.12
Spartan Energy Acquisition Cl A Unt 0.0 $11k 1.1k 10.00
Dell Technologies (DELL) 0.0 $0 1.00 0.00
Catabasis Pharmaceuticals Ord 0.0 $1.0k 200.00 5.00
Graf Industrial Red Unt 0.0 $5.0k 500.00 10.00
Grayscale Bitcoin Ord (GBTC) 0.0 $2.0k 250.00 8.00
Schultze Special Purpose Acquisi Unt 0.0 $7.0k 751.00 9.32
Spartan Energy Acquisition Cl A Ord 0.0 $16k 1.6k 10.06
Guardant Health (GH) 0.0 $0 5.00 0.00
Pintec Technology Hldgs 0.0 $0 800.00 0.00
Khiron Life Sciences Corp (KHRNF) 0.0 $0 1.0k 0.00
Phunware 0.0 $0 400.00 0.00
Fox Corporation (FOX) 0.0 $6.0k 200.00 30.00
Gty Govtech Inc gty govtech 0.0 $1.0k 250.00 4.00
Crescent Acquisition Corp unit 99/99/9999 0.0 $4.0k 400.00 10.00
Gores Metropoulos Inc unit 99/99/9999 0.0 $11k 1.1k 10.00
Schultze Special Purpose Acquisi Ord 0.0 $0 62.00 0.00
Rite Aid Corporation (RADCQ) 0.0 $1.0k 205.00 4.88
Fintech Acquisition Corp Iii 0.0 $16k 1.7k 9.70
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $999.940000 17.00 58.82
Parker Drilling Co-post Bank 0.0 $0 5.00 0.00
Uber Technologies (UBER) 0.0 $5.1k 254.00 20.00
Beyond Meat (BYND) 0.0 $4.8k 40.00 120.00
Pack (PACK) 0.0 $999.900000 198.00 5.05
Luckin Coffee (LKNCY) 0.0 $0 50.00 0.00
Realreal (REAL) 0.0 $0 12.00 0.00
Slack Technologies 0.0 $4.0k 200.00 20.00
Act Ii Global Acquisition Unt 0.0 $3.0k 300.00 10.00
Haymaker Acquisition Unt 0.0 $2.0k 200.00 10.00
Nuveen Preferrd And Incm 2022 Trm Cf 0.0 $4.0k 172.00 23.26
Onespaworld Holdings 0.0 $9.0k 1.9k 4.74
South Mountain Merger Unt 0.0 $6.0k 618.00 9.71
Bioscrip 0.0 $0 192.00 0.00
Ww Intl 0.0 $3.0k 100.00 30.00
Inmode Ltd. Inmd (INMD) 0.0 $5.0k 250.00 20.00
Livongo Health 0.0 $3.0k 200.00 15.00
10x Genomics Inc Cl A (TXG) 0.0 $10k 200.00 50.00
Health Catalyst (HCAT) 0.0 $6.0k 200.00 30.00
Dynatrace (DT) 0.0 $4.0k 250.00 16.00
Exagen (XGN) 0.0 $3.0k 200.00 15.00
China Xiangtai Food Ord 0.0 $0 100.00 0.00
Integra Resources Ord 0.0 $9.0k 10k 0.90
Liberty Gold (LGDTF) 0.0 $10k 20k 0.50
Rio2 (RIOFF) 0.0 $10k 33k 0.31
Satsuma Pharmaceuticals Ord 0.0 $4.0k 300.00 13.33
Silver Spike Acquisition Unt 0.0 $0 56.00 0.00
Slang Worldwide Ord 0.0 $6.0k 15k 0.40