FNY Investment Advisers

FNY Investment Advisers as of March 31, 2020

Portfolio Holdings for FNY Investment Advisers

FNY Investment Advisers holds 468 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Allergan 14.0 $18M 104k 177.09
WABCO Holdings 3.8 $5.0M 37k 135.03
Lloyds TSB (LYG) 2.6 $3.4M 2.3M 1.51
Asml Holding (ASML) 2.3 $3.0M 11k 261.63
BP (BP) 2.3 $3.0M 122k 24.39
Mellanox Technologies 2.2 $2.9M 24k 121.30
Cypress Semiconductor Corporation 2.1 $2.8M 118k 23.32
Alphabet Inc Class A cs (GOOGL) 2.0 $2.7M 2.3k 1161.67
Ryanair Holdings (RYAAY) 2.0 $2.6M 49k 53.08
Royal Dutch Shell 1.9 $2.6M 74k 34.88
Raytheon Technologies Corp (RTX) 1.8 $2.4M 43k 55.63
Vectoiq Acquisition Corp 1.7 $2.2M 209k 10.64
Sony Corporation (SONY) 1.6 $2.1M 36k 59.17
Forescout Technologies 1.6 $2.1M 67k 31.58
Forty Seven 1.6 $2.1M 22k 95.38
Craft Brewers Alliance 1.3 $1.8M 118k 14.90
Amazon (AMZN) 1.3 $1.8M 900.00 1948.89
Abb (ABBNY) 1.1 $1.5M 87k 17.25
Sap (SAP) 1.1 $1.4M 13k 110.46
Medtronic (MDT) 1.1 $1.4M 16k 90.17
Fitbit 1.1 $1.4M 212k 6.66
Inflarx Nv (IFRX) 1.1 $1.4M 370k 3.82
J2 Acquisition, Ltd. csd 1.0 $1.4M 194k 7.00
Intercontinental Hotels Group (IHG) 1.0 $1.3M 32k 42.13
Arch Capital Group (ACGL) 0.9 $1.2M 42k 28.46
Sasol (SSL) 0.9 $1.2M 584k 2.01
Taubman Centers 0.9 $1.2M 28k 41.87
Primo Water (PRMW) 0.8 $1.0M 115k 9.06
Mid-America Apartment (MAA) 0.8 $1.0M 10k 103.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $1.0M 8.4k 123.47
Trine Acquisition Corp unit 03/31/2021 0.8 $1.0M 101k 10.12
Broadcom (AVGO) 0.8 $995k 4.2k 236.90
Tyson Foods (TSN) 0.8 $983k 17k 57.82
Wec Energy Group (WEC) 0.7 $931k 11k 88.08
Slack Technologies 0.7 $939k 35k 26.83
iShares Dow Jones US Real Estate (IYR) 0.7 $918k 13k 69.55
Greenlane Holdings Cl A Ord 0.7 $894k 520k 1.72
KT Corporation (KT) 0.7 $863k 111k 7.78
Proshares Tr Ultrapro Sht Qqq 0.7 $860k 44k 19.46
Benefytt Technologies Cl A Ord 0.6 $828k 37k 22.38
Tallgrass Energy Gp Lp master ltd part 0.6 $819k 50k 16.44
SPDR S&P Biotech (XBI) 0.6 $774k 10k 77.40
Rts/bristol-myers Squibb Compa 0.6 $771k 203k 3.80
Howmet Aerospace (HWM) 0.6 $777k 60k 12.90
Nokia Corporation (NOK) 0.5 $711k 230k 3.10
Equinor Asa (EQNR) 0.5 $686k 56k 12.16
Credit Suisse Group 0.5 $675k 84k 8.08
Wpp Plc- (WPP) 0.5 $675k 20k 33.75
Tenaris (TS) 0.5 $602k 50k 12.04
Galapagos Nv- (GLPG) 0.5 $607k 3.1k 195.81
Sequans Communications Adr Rep 4 Ord (SQNS) 0.5 $588k 116k 5.08
Moderna (MRNA) 0.4 $559k 19k 29.93
Alleghany Corporation 0.4 $552k 1.0k 552.00
Scorpio Tankers 0.4 $558k 29k 19.11
Sportsmans Whse Hldgs (SPWH) 0.4 $544k 88k 6.15
Verso Corp cl a 0.4 $538k 48k 11.26
Mustang Bio 0.4 $536k 200k 2.68
BHP Billiton 0.4 $529k 18k 30.32
Vince Holding Corp (VNCE) 0.4 $523k 135k 3.87
Carolina Financial 0.4 $517k 20k 25.85
Genocea Biosciences (GNCAQ) 0.4 $516k 300k 1.72
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.4 $500k 164k 3.06
Byrna Technologies Ord 0.4 $500k 2.1M 0.24
Unilever 0.4 $487k 10k 48.70
Gold Fields (GFI) 0.4 $468k 99k 4.75
Fiat Chrysler Auto 0.4 $468k 65k 7.18
Invesco Qqq Trust Series 1 (QQQ) 0.4 $479k 2.5k 190.40
Texas Capital Bancshares (TCBI) 0.3 $447k 20k 22.13
Barclays (BCS) 0.3 $437k 97k 4.52
Legacy Acquisition Corp 0.3 $416k 40k 10.35
Green Thumb Industries (GTBIF) 0.3 $402k 69k 5.82
Vodafone Group New Adr F (VOD) 0.3 $399k 29k 13.76
Haymaker Acquisition Corp Ii 0.3 $396k 41k 9.78
Tiffany & Co. 0.3 $383k 3.0k 129.39
Veoneer Incorporated 0.3 $366k 50k 7.32
Ironwood Pharmaceuticals (IRWD) 0.3 $353k 35k 10.09
Luckin Coffee (LKNCY) 0.3 $353k 13k 27.15
Twitter 0.3 $343k 14k 24.50
Rubicon Proj 0.3 $346k 63k 5.54
Trillium Therapeutics, Inc. Cmn 0.3 $343k 85k 4.04
Mersana Therapeutics (MRSN) 0.3 $340k 58k 5.82
Analog Devices (ADI) 0.2 $331k 3.7k 89.46
Fresenius Medical Care AG & Co. (FMS) 0.2 $328k 10k 32.80
Fortress Biotech 0.2 $330k 175k 1.89
Act Ii Global Acquisition Co Cl A (ACTT) 0.2 $335k 34k 9.85
Alexion Pharmaceuticals 0.2 $322k 3.6k 89.52
Novo Nordisk A/S (NVO) 0.2 $301k 5.0k 60.20
Brinker International (EAT) 0.2 $300k 25k 12.00
Nuveen Insd Dividend Advantage (NVG) 0.2 $303k 21k 14.67
Crawford & Company (CRD.B) 0.2 $285k 45k 6.37
Tencent Holdings Ltd - (TCEHY) 0.2 $292k 6.0k 49.08
Alteryx 0.2 $285k 3.0k 95.00
UnitedHealth (UNH) 0.2 $280k 1.1k 248.89
Takeda Pharmaceutical (TAK) 0.2 $273k 18k 15.17
Lmp Automotive Holdings (LMPX) 0.2 $276k 50k 5.54
Aegon 0.2 $247k 99k 2.49
Teekay Tankers Ltd cl a 0.2 $244k 11k 22.18
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $249k 18k 14.04
Alcon (ALC) 0.2 $254k 5.0k 50.80
HSBC Holdings (HSBC) 0.2 $241k 8.6k 27.99
Western Asset Municipal D Opp Trust 0.2 $241k 13k 18.84
China Mobile 0.2 $228k 6.1k 37.55
Euronav Sa (EURN) 0.2 $226k 20k 11.24
Inseego 0.2 $224k 36k 6.22
Fgl Holdings 0.2 $220k 23k 9.78
Bank of America Corporation (BAC) 0.2 $213k 10k 21.19
Rent-A-Center (UPBD) 0.2 $214k 15k 14.14
Macy's (M) 0.2 $211k 43k 4.91
Tsakos Energy Navigation 0.2 $211k 65k 3.25
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.2 $208k 17k 12.48
Nuveen Build Amer Bd (NBB) 0.2 $208k 11k 19.08
Maiden Holdings Ltd 6.625 Nt 2 cs (MHLA) 0.2 $212k 13k 16.78
Sonos (SONO) 0.2 $212k 25k 8.48
Linde 0.2 $216k 1.3k 172.80
Ascena Retail Group Ord 0.2 $208k 150k 1.39
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.1 $196k 42k 4.64
Genworth Financial (GNW) 0.1 $195k 59k 3.30
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $198k 35k 5.66
Wright Medical Group Nv 0.1 $200k 7.0k 28.57
Cerence (CRNC) 0.1 $198k 13k 15.35
AngloGold Ashanti 0.1 $184k 11k 16.58
Netflix (NFLX) 0.1 $183k 489.00 374.23
Tech Data Corporation 0.1 $183k 1.4k 130.19
Nuveen Mun High Income Opp F (NMZ) 0.1 $181k 15k 12.42
Third Point Reinsurance 0.1 $185k 25k 7.40
Soligenix 0.1 $184k 110k 1.67
Medifast (MED) 0.1 $170k 2.7k 62.27
Pimco Municipal Income Fund II (PML) 0.1 $168k 13k 12.64
Invesco Insured Municipal Income Trust (IIM) 0.1 $165k 12k 14.06
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $172k 13k 13.62
Quotient 0.1 $173k 44k 3.95
Prudential Public Limited Company (PUK) 0.1 $155k 6.3k 24.63
Scotts Miracle-Gro Company (SMG) 0.1 $153k 1.5k 102.00
Cavco Industries (CVCO) 0.1 $160k 1.1k 144.93
Eaton Vance Municipal Income Trust (EVN) 0.1 $160k 13k 11.96
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $162k 12k 13.50
Pimco Municipal Income Fund III (PMX) 0.1 $158k 15k 10.59
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $164k 7.5k 21.97
Liberty Global 0.1 $164k 16k 10.25
Navidea Biopharmaceuticals (NAVB) 0.1 $151k 200k 0.76
Legg Mason 0.1 $146k 3.0k 48.67
Eaton Vance Municipal Bond Fund (EIM) 0.1 $142k 11k 12.41
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $143k 6.3k 22.55
Proshares Ultrashort 20+y Tr etf (TBT) 0.1 $149k 9.3k 16.02
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $142k 13k 10.77
Rivernorth Opportunistic Mun (RMI) 0.1 $146k 7.3k 20.00
Vertiv Holdings Llc vertiv holdings (VRT) 0.1 $143k 17k 8.61
Advanced Micro Devices (AMD) 0.1 $134k 3.0k 45.41
Putnam Premier Income Trust (PPT) 0.1 $136k 30k 4.53
Celsius Holdings (CELH) 0.1 $134k 32k 4.19
Daxor Corporation (DXR) 0.1 $134k 10k 13.40
Norwegian Cruise Line Hldgs (NCLH) 0.1 $137k 13k 10.96
Fireeye 0.1 $135k 13k 10.55
Voya Prime Rate Trust sh ben int 0.1 $134k 36k 3.70
West End Indiana Bancshares 0.1 $137k 4.1k 33.08
Spdr S&p 500 Etf (SPY) 0.1 $123k 493.00 250.00
Honda Motor (HMC) 0.1 $112k 5.0k 22.40
Agree Realty Corporation (ADC) 0.1 $123k 2.0k 61.50
Skyline Corporation (SKY) 0.1 $117k 7.5k 15.60
Verint Systems (VRNT) 0.1 $119k 2.8k 42.99
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.1 $118k 9.8k 11.99
BlackRock Muni Income Investment Trust 0.1 $124k 10k 12.17
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $119k 8.7k 13.68
Leo Holdings Corp 0.1 $117k 11k 10.24
Viacomcbs (PARA) 0.1 $119k 8.5k 13.97
Canon (CAJPY) 0.1 $108k 5.0k 21.60
Pimco Municipal Income Fund (PMF) 0.1 $103k 8.2k 12.56
Nuveen Muni Value Fund (NUV) 0.1 $102k 11k 9.71
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $103k 32k 3.22
Duff & Phelps Utility & Corp Bond Trust 0.1 $106k 13k 8.36
Invesco Municipal Income Opp Trust (OIA) 0.1 $105k 15k 6.87
Pioneer Municipal High Income Advantage (MAV) 0.1 $102k 10k 10.16
Air Lease Corp (AL) 0.1 $105k 4.8k 22.11
C K Hutchison Holdin F Adr 1 Adr Reps 1 Ord (CKHUY) 0.1 $107k 16k 6.69
United States Oil Fund 0.1 $86k 21k 4.20
Bowl America Incorporated 0.1 $88k 10k 8.65
Marvell Technology Group 0.1 $90k 4.0k 22.50
Blackrock Kelso Capital 0.1 $98k 45k 2.20
Blackrock Muniassets Fund (MUA) 0.1 $95k 7.2k 13.25
Pioneer Municipal High Income Trust (MHI) 0.1 $91k 8.1k 11.27
Blackrock California Mun. Income Trust (BFZ) 0.1 $98k 7.7k 12.68
Nuveen NY Municipal Value (NNY) 0.1 $94k 10k 9.40
Adesto Technologies 0.1 $89k 8.0k 11.12
Cellectar Biosciences 0.1 $88k 70k 1.26
Anterix Inc. Atex (ATEX) 0.1 $91k 2.0k 45.50
Datadog Inc Cl A (DDOG) 0.1 $93k 2.6k 35.77
Pae Inc gores holdings iii inc-a 0.1 $92k 14k 6.43
SPDR Gold Trust (GLD) 0.1 $74k 500.00 148.00
Suncor Energy (SU) 0.1 $79k 5.0k 15.80
Blackrock Muniyield Insured Fund (MYI) 0.1 $82k 6.5k 12.64
SPDR S&P Metals and Mining (XME) 0.1 $80k 5.0k 16.00
Blackrock Municipal 2020 Term Trust 0.1 $79k 5.4k 14.63
Five9 (FIVN) 0.1 $76k 1.0k 76.00
Zillow Group Inc Cl A (ZG) 0.1 $78k 2.3k 33.91
Turning Pt Brands (TPB) 0.1 $84k 4.0k 21.00
B Riley Finl Inc Sr Nt 27 prd 0.1 $85k 4.5k 18.77
Eastside Distilling 0.1 $77k 66k 1.16
Green Growth Brands (GGBXF) 0.1 $82k 1.0M 0.08
Bny Mellon Mun Bd Infrastructu Com Shs closed end funds (DMB) 0.1 $85k 6.9k 12.32
Network Associates Inc cl a (NET) 0.1 $82k 3.5k 23.43
Neubase Therapeutics Ord 0.1 $80k 11k 7.10
B. Riley Fincl (RILYM) 0.1 $82k 4.5k 18.22
Invesco Van Kampen Bond Fund (VBF) 0.1 $70k 4.0k 17.50
Lehman Brothers First Trust IOF (NHS) 0.1 $67k 7.8k 8.56
Pimco CA Muni. Income Fund II (PCK) 0.1 $67k 8.0k 8.38
Gain Capital Holdings 0.1 $68k 12k 5.53
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $70k 5.0k 14.00
ardmore Shipping (ASC) 0.1 $62k 12k 5.19
Ipb 0.1 $63k 2.5k 25.25
Neurotrope Inc equity 0.1 $61k 75k 0.81
Harvest Health & Rec 0.1 $65k 71k 0.91
Replay Acquisition Unt 0.1 $70k 7.2k 9.72
Subversive Cptl Acqustn Wrt 08/26/2024 0.1 $69k 106k 0.65
Subversive Real Est Acqn Reit Rts 0.1 $62k 100k 0.62
Cameco Corporation (CCJ) 0.0 $57k 7.5k 7.60
Tata Motors 0.0 $48k 10k 4.70
Royal Bank of Scotland 0.0 $59k 22k 2.72
BlackRock Income Trust 0.0 $56k 9.9k 5.68
BlackRock Municipal Income Trust II (BLE) 0.0 $53k 4.0k 13.25
Blackrock Muniyield Quality Fund II (MQT) 0.0 $55k 4.5k 12.22
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $49k 4.3k 11.32
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $56k 5.0k 11.20
Western Asset Global High Income Fnd (EHI) 0.0 $49k 6.7k 7.36
Blackrock Muniyield Quality Fund (MQY) 0.0 $48k 3.4k 14.30
Blackrock Build America Bond Trust (BBN) 0.0 $58k 2.7k 21.47
Chembio Diagnostics 0.0 $55k 11k 5.08
Eaton Vance Mun Income Term Tr (ETX) 0.0 $52k 2.6k 19.72
Eaton Vance Fltg Rate In 0.0 $48k 4.2k 11.50
Gridsum Hldg Inc adr repsg cl b 0.0 $56k 83k 0.68
Arcelormittal Cl A Ny Registry (MT) 0.0 $56k 6.0k 9.32
Bny Mellon Strategic Muns (LEO) 0.0 $58k 7.8k 7.44
Crowdstrike Hldgs Inc cl a (CRWD) 0.0 $55k 1.0k 55.00
Landcadia Holdings Ii Unt 0.0 $56k 5.7k 9.80
Repay Holdings Corp 0.0 $57k 44k 1.29
Ellington Financial 0.0 $52k 4.9k 10.61
Mercury General Corporation (MCY) 0.0 $40k 1.0k 40.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $33k 5.0k 6.60
Tutor Perini Corporation (TPC) 0.0 $33k 5.0k 6.60
PennantPark Investment (PNNT) 0.0 $46k 18k 2.56
MGM Resorts International. (MGM) 0.0 $38k 3.3k 11.56
Central Garden & Pet (CENTA) 0.0 $33k 1.3k 25.48
Carrols Restaurant (TAST) 0.0 $37k 21k 1.78
Embraer S A (ERJ) 0.0 $40k 5.5k 7.25
Blackrock MuniEnhanced Fund 0.0 $42k 4.0k 10.50
Mgp Ingredients Inc Common Sto (MGPI) 0.0 $34k 1.3k 26.71
Tcs Group Holding -reg S gdr 0.0 $42k 3.7k 11.48
Nuveen Mun 2021 Target Term 0.0 $42k 4.5k 9.26
Liberty Media Corp Delaware Com C Siriusxm 0.0 $38k 1.2k 31.41
Mcdermott International Inc mcdermott intl 0.0 $34k 600k 0.06
Marker Therapeutics Ord 0.0 $38k 20k 1.90
Tsakos Enrg Nvgt Cm Rd Prp Srs F Prf (TNP.PF) 0.0 $44k 2.4k 18.04
Rivernorth Managed (RMM) 0.0 $41k 2.3k 17.83
B. Riley Financial-callable pref (RILYN) 0.0 $36k 2.0k 18.00
American Fin Trust (RTLPP) 0.0 $35k 2.0k 17.50
Triton Intl 6 875 Srs D Red Prp Prf (TRTN.PD) 0.0 $37k 2.3k 16.09
Himax Technologies (HIMX) 0.0 $29k 11k 2.64
TD Ameritrade Holding 0.0 $20k 600.00 33.33
Raytheon Company 0.0 $25k 200.00 126.67
Royal Dutch Shell 0.0 $32k 1.0k 32.00
Amarin Corporation (AMRN) 0.0 $24k 6.1k 3.97
THL Credit 0.0 $23k 8.8k 2.61
United States 12 Month Oil Fund (USL) 0.0 $24k 2.0k 12.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $31k 2.0k 15.43
Putnam Municipal Opportunities Trust (PMO) 0.0 $23k 2.0k 11.50
BlackRock MuniHolding Insured Investm 0.0 $32k 2.5k 12.80
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $28k 2.7k 10.37
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $21k 1.6k 13.12
Dht Holdings (DHT) 0.0 $22k 2.9k 7.50
Garrison Capital 0.0 $24k 15k 1.66
Arcbest (ARCB) 0.0 $29k 1.7k 17.06
Nantkwest 0.0 $28k 10k 2.80
Direxion Shs Etf Tr brz bl 3x sh 0.0 $30k 20k 1.50
Nn Group Nv - Un (NNGRY) 0.0 $27k 2.0k 13.50
Terraform Power Inc - A 0.0 $26k 1.7k 15.29
Clearway Energy Inc cl a (CWEN.A) 0.0 $26k 1.6k 16.67
Proshares Short Vix St Futur etf (SVXY) 0.0 $23k 750.00 30.67
Sundial Growers 0.0 $24k 38k 0.63
Nortonlifelock (GEN) 0.0 $31k 1.7k 18.45
Petroleo Brasileiro SA (PBR) 0.0 $9.0k 1.8k 5.00
Greif (GEF) 0.0 $13k 445.00 29.21
McKesson Corporation (MCK) 0.0 $15k 117.00 128.21
MSC Industrial Direct (MSM) 0.0 $8.0k 150.00 53.33
International Business Machines (IBM) 0.0 $7.0k 72.00 97.22
AvalonBay Communities (AVB) 0.0 $8.0k 55.00 145.45
iShares Russell 2000 Index (IWM) 0.0 $17k 150.00 113.33
El Paso Electric Company 0.0 $13k 200.00 65.00
Rush Enterprises (RUSHB) 0.0 $10k 342.00 29.24
LogMeIn 0.0 $8.0k 100.00 80.00
Nxp Semiconductors N V (NXPI) 0.0 $9.0k 120.00 75.00
EXACT Sciences Corporation (EXAS) 0.0 $8.0k 150.00 53.33
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $7.0k 1.8k 3.86
Kelly Services (KELYB) 0.0 $7.0k 706.00 9.91
Goldman Sachs Group I preferr (GS.PA) 0.0 $17k 900.00 18.89
Direxion Daily Semiconductor Bull 3X (SOXL) 0.0 $11k 126.00 87.30
Goldman Sachs Group In Pfd 1/1 (GS.PC) 0.0 $7.0k 400.00 17.50
Citigroup (C) 0.0 $8.0k 200.00 40.00
General Fin Corp Delcum Redeem p 0.0 $8.0k 100.00 80.00
Uniqure Nv (QURE) 0.0 $9.0k 200.00 45.00
Alibaba Group Holding (BABA) 0.0 $7.0k 40.00 175.00
Htg Molecular Diagnostics 0.0 $18k 57k 0.32
Arbutus Biopharma (ABUS) 0.0 $9.0k 9.9k 0.91
Frontline 0.0 $10k 1.1k 9.00
Dxc Technology (DXC) 0.0 $19k 1.5k 12.67
Akoustis Technologies (AKTS) 0.0 $14k 2.6k 5.32
Aphria Inc foreign 0.0 $12k 4.2k 2.92
Avaya Holdings Corp 0.0 $17k 2.2k 7.87
B Riley Finl Inc Sr Nt 7.25 2 prd 0.0 $7.0k 400.00 17.50
Organigram Holdings In 0.0 $10k 5.2k 1.94
Megalith Finl Acquisition Co unit 09/30/2025 0.0 $19k 1.9k 10.22
Spartan Energy Acquisition Cl A Unt 0.0 $7.0k 668.00 10.48
Market Vectors Etf High Yield Muni Index etf (HYD) 0.0 $15k 300.00 50.00
Curaleaf Holdings Inc equities (CURLF) 0.0 $7.0k 1.8k 3.89
Gores Metropoulos Inc unit 99/99/9999 0.0 $9.0k 933.00 9.65
Change Healthcare 0.0 $8.8k 972.00 9.05
Gsx Techedu 3 Adr Rep 2 Cl A Ord (GOTU) 0.0 $8.0k 200.00 40.00
Trine Acquisition Cl A Ord 0.0 $14k 1.5k 9.33
Synchrony Finl 40 Ds Rep Srs A Prf preferred (SYF.PA) 0.0 $8.0k 500.00 16.00
China Petroleum & Chemical 0.0 $4.0k 99.00 40.40
ICICI Bank (IBN) 0.0 $0 50.00 0.00
Aercap Holdings Nv Ord Cmn (AER) 0.0 $0 3.00 0.00
Goldman Sachs (GS) 0.0 $0 11.00 0.00
JPMorgan Chase & Co. (JPM) 0.0 $0 31.00 0.00
MasterCard Incorporated (MA) 0.0 $2.0k 12.00 166.67
U.S. Bancorp (USB) 0.0 $1.0k 50.00 20.00
Caterpillar (CAT) 0.0 $2.0k 20.00 100.00
FedEx Corporation (FDX) 0.0 $2.0k 22.00 90.91
Home Depot (HD) 0.0 $2.0k 15.00 133.33
Walt Disney Company (DIS) 0.0 $2.0k 27.00 74.07
Martin Marietta Materials (MLM) 0.0 $0 5.00 0.00
Bristol Myers Squibb (BMY) 0.0 $0 3.00 0.00
Apache Corporation 0.0 $0 2.2k 0.00
Continental Resources 0.0 $0 110.00 0.00
Kohl's Corporation (KSS) 0.0 $0 30.00 0.00
International Paper Company (IP) 0.0 $0 30.00 0.00
Western Digital (WDC) 0.0 $0 31.00 0.00
Office Depot 0.0 $0 500.00 0.00
AstraZeneca (AZN) 0.0 $0 1.00 0.00
Apple (AAPL) 0.0 $3.0k 15.00 200.00
Schlumberger (SLB) 0.0 $0 50.00 0.00
PG&E Corporation (PCG) 0.0 $0 1.00 0.00
Brown-Forman Corporation (BF.A) 0.0 $5.0k 110.00 45.45
Manpower (MAN) 0.0 $999.999000 30.00 33.33
Fannie Mae Pfd. H (FNMAM) 0.0 $5.0k 600.00 8.33
Dollar Tree (DLTR) 0.0 $5.0k 79.00 63.29
WESCO International (WCC) 0.0 $4.0k 200.00 20.00
Fiserv (FI) 0.0 $0 5.00 0.00
Pioneer Floating Rate Trust (PHD) 0.0 $0 100.00 0.00
Lennar Corporation (LEN.B) 0.0 $999.998000 62.00 16.13
Energy Select Sector SPDR (XLE) 0.0 $1.0k 50.00 20.00
salesforce (CRM) 0.0 $0 2.00 0.00
Sigma Designs 0.0 $1.0k 5.3k 0.19
Cedar Shopping Centers 0.0 $0 300.00 0.00
HEICO Corporation (HEI) 0.0 $3.0k 50.00 60.00
United States Steel Corporation (X) 0.0 $0 35.00 0.00
Vicor Corporation (VICR) 0.0 $0 10.00 0.00
Bel Fuse (BELFB) 0.0 $999.999600 191.00 5.24
Navistar International Corporation 0.0 $0 70.00 0.00
Discovery Communications 0.0 $3.0k 133.00 22.56
Urstadt Biddle Properties 0.0 $0 35.00 0.00
Direxion Daily Large Cp Bull 3X (SPXL) 0.0 $0 1.00 0.00
Simon Property (SPG) 0.0 $0 15.00 0.00
KAR Auction Services (KAR) 0.0 $0 10.00 0.00
Inphonic 0.0 $0 15k 0.00
iShares Silver Trust (SLV) 0.0 $2.0k 200.00 10.00
3D Systems Corporation (DDD) 0.0 $3.0k 400.00 7.50
QEP Resources 0.0 $0 16.00 0.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $3.0k 100.00 30.00
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $2.0k 200.00 10.00
Nuveen Enhanced Mun Value 0.0 $6.0k 500.00 12.00
Longwei Petroleum Investment Hold 0.0 $0 5.0k 0.00
BlackRock Insured Municipal Income Inves 0.0 $2.0k 186.00 10.75
Astronics Corporation (ATROB) 0.0 $0 67.00 0.00
Mosaic (MOS) 0.0 $3.0k 360.00 8.33
Marathon Petroleum Corp (MPC) 0.0 $1.0k 50.00 20.00
Boingo Wireless 0.0 $0 50.00 0.00
Cytodin (CYDY) 0.0 $3.0k 1.2k 2.50
Moneygram International 0.0 $0 200.00 0.00
Delphi Automotive 0.0 $999.999000 198.00 5.05
Carver Ban (CARV) 0.0 $2.0k 1.5k 1.33
Caesars Entertainment 0.0 $2.0k 420.00 4.76
Tidelands Oil & Gas (TIDE) 0.0 $0 526k 0.00
Allon Therapeutics (NPCUF) 0.0 $0 30k 0.00
Zions Bancorp 6.3% Ser G (ZIONO) 0.0 $2.0k 100.00 20.00
Second Str Cap 0.0 $0 20.00 0.00
Ambac Finl (AMBC) 0.0 $3.0k 250.00 12.00
First Nbc Bank Holding 0.0 $0 8.5k 0.00
Cnh Industrial (CNHI) 0.0 $0 3.00 0.00
Zions Bancorporation 6.9500% 09/15/28 pfd stk (ZIONL) 0.0 $2.0k 100.00 20.00
Wells Fargo 5.85% public 0.0 $2.0k 100.00 20.00
Morgan Stanley 7.125% p (MS.PE) 0.0 $2.0k 100.00 20.00
Sprint Corp call 0.0 $2.0k 1.3k 1.60
Jd (JD) 0.0 $4.0k 110.00 36.36
Osisko Gold Royalties (OR) 0.0 $2.0k 303.00 6.60
Aldeyra Therapeutics (ALDX) 0.0 $0 100.00 0.00
Enerteck Corporation (ETCK) 0.0 $0 7.5k 0.00
Dbv Technologies S A (DBVT) 0.0 $4.0k 1.2k 3.34
Shake Shack Inc cl a (SHAK) 0.0 $0 1.00 0.00
Tegna (TGNA) 0.0 $1.0k 160.00 6.25
Viking Therapeutics (VKTX) 0.0 $1.0k 220.00 4.55
Nielsen Hldgs Plc Shs Eur 0.0 $0 10.00 0.00
Aqua Metals (AQMS) 0.0 $0 440.00 0.00
Hp (HPQ) 0.0 $1.0k 100.00 10.00
Hewlett Packard Enterprise (HPE) 0.0 $5.0k 586.00 8.53
Square Inc cl a (SQ) 0.0 $0 1.00 0.00
Voyager Therapeutics (VYGR) 0.0 $0 12.00 0.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $1.0k 50.00 20.00
Acacia Communications 0.0 $0 11.00 0.00
Twilio Inc cl a (TWLO) 0.0 $0 2.00 0.00
Fortive (FTV) 0.0 $0 1.00 0.00
C V Sciences (CVSI) 0.0 $1.0k 2.5k 0.40
Etf Managers Tr tierra xp latin 0.0 $0 67.00 0.00
Alcoa (AA) 0.0 $0 100.00 0.00
Ra Pharmaceuticals 0.0 $0 46.00 0.00
Gds Holdings ads (GDS) 0.0 $0 10.00 0.00
Aurora Cannabis Inc snc 0.0 $0 500.00 0.00
Hilton Grand Vacations (HGV) 0.0 $1.0k 100.00 10.00
China Industrial Group Ord (CIND) 0.0 $4.1k 1.4M 0.00
Meet 0.0 $6.0k 1.1k 5.31
Genius Products Ord (GNPR) 0.0 $0 122.00 0.00
Iovance Biotherapeutics (IOVA) 0.0 $4.0k 155.00 25.81
Mongodb Inc. Class A (MDB) 0.0 $0 7.00 0.00
Nxchain Ord 0.0 $0 800.00 0.00
Fte Networks 0.0 $5.0k 4.0k 1.25
Alta Mesa Resour 0.0 $0 2.5k 0.00
Motus Gi Hldgs Incorporated 0.0 $0 500.00 0.00
Curis 0.0 $1.0k 2.0k 0.50
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $0 1.0k 0.00
Tilray (TLRY) 0.0 $1.0k 150.00 6.67
Assertio Therapeutics 0.0 $0 100.00 0.00
Elanco Animal Health (ELAN) 0.0 $2.0k 100.00 20.00
Energy Transfer Partners p 0.0 $6.0k 500.00 12.00
Allegro Merger Corp right 12/31/2023 0.0 $0 10k 0.00
Graf Industrial Red Unt 0.0 $3.0k 300.00 10.00
Schultze Special Purpose Acquisi Unt 0.0 $1.0k 100.00 10.00
Spartan Energy Acquisition Cl A Ord 0.0 $5.0k 500.00 10.00
Phunware 0.0 $0 400.00 0.00
Fox Corp (FOXA) 0.0 $2.0k 100.00 20.00
Crescent Acquisition Corp unit 99/99/9999 0.0 $1.0k 100.00 10.00
Rewalk Robotics 0.0 $0 120.00 0.00
Fintech Acquisition Corp Iii 0.0 $5.0k 580.00 8.62
Parker Drilling Co-post Bank 0.0 $0 99.00 0.00
Dupont De Nemours (DD) 0.0 $999.999000 30.00 33.33
Uber Technologies (UBER) 0.0 $6.0k 220.00 27.27
Hermitage Offshore Service L 0.0 $5.0k 8.3k 0.60
Beyond Meat (BYND) 0.0 $0 5.00 0.00
Zoom Video Communications In cl a (ZM) 0.0 $1.0k 10.00 100.00
Pagerduty (PD) 0.0 $0 2.00 0.00
Act Ii Global Acquisition Unt 0.0 $2.0k 300.00 6.67
Gx Acquisiton Unt 0.0 $6.0k 680.00 8.82
Haymaker Acquisition Unt 0.0 $2.0k 200.00 10.00
Onespaworld Holdings 0.0 $0 300.00 0.00
South Mountain Merger Unt 0.0 $3.0k 300.00 10.00
Smiledirectclub (SDCCQ) 0.0 $4.0k 1.0k 4.00
Peloton Interactive Inc cl a (PTON) 0.0 $1.0k 50.00 20.00
Nesco Hldgs 0.0 $0 100.00 0.00
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $0 20.00 0.00
Silver Spike Acquisition Unt 0.0 $6.0k 700.00 8.57
Cansortium Eqy Wrt Exp 03/21/2021 On Tium/u Cf 0.0 $0 39k 0.00
Lgl Sys Acquisition Corp unit 10/24/2024 0.0 $4.0k 450.00 8.89
Forward Pharma A/s Sponsord Ads 0.0 $6.0k 1.1k 5.37
Osprey Technlgy Aquistion Co unit 10/30/2024 0.0 $999.999000 110.00 9.09
Triton Intl Ltd 7.375 Cum P 0.0 $3.0k 185.00 16.22
Encana Corporation (OVV) 0.0 $2.0k 1.0k 1.97
Ecmoho 0.0 $6.0k 1.2k 5.00
Spdr Ser Tr s&p oilgas exp (XOP) 0.0 $4.0k 150.00 26.67
B Riley Financial 6 75 Snr Nts 0.0 $3.0k 200.00 15.00
B Riley Financial 6.875 Snr Nts 0.0 $4.0k 209.00 19.14
Churchill Capital Iii Corp 0.0 $1.0k 100.00 10.00