Global Financial Private Capital

Global Financial Private Capital as of March 31, 2017

Portfolio Holdings for Global Financial Private Capital

Global Financial Private Capital holds 218 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares iBoxx $ High Yid Corp Bond (HYG) 7.2 $142M 1.6M 87.78
SPDR Barclays Capital High Yield B 6.7 $133M 3.6M 36.93
Spdr S&p 500 Etf (SPY) 2.4 $48M 205k 235.74
iShares S&P 1500 Index Fund (ITOT) 2.3 $45M 840k 54.03
First Trust Large Cap Core Alp Fnd (FEX) 2.2 $43M 837k 51.62
Philip Morris International (PM) 2.2 $43M 380k 112.90
Ishares Tr usa min vo (USMV) 2.1 $43M 893k 47.72
At&t (T) 2.0 $40M 954k 41.55
Vanguard Europe Pacific ETF (VEA) 1.9 $38M 955k 39.30
Verizon Communications (VZ) 1.9 $37M 761k 48.75
Abbvie (ABBV) 1.9 $37M 571k 65.16
Spdr Short-term High Yield mf (SJNK) 1.9 $37M 1.3M 27.96
SPDR S&P World ex-US (SPDW) 1.8 $37M 1.3M 27.73
Altria (MO) 1.8 $36M 497k 71.42
iShares S&P 500 Index (IVV) 1.8 $35M 149k 237.27
Sanofi-Aventis SA (SNY) 1.8 $35M 774k 45.25
Vodafone Group New Adr F (VOD) 1.7 $34M 1.3M 26.43
Bce (BCE) 1.6 $32M 730k 44.27
McDonald's Corporation (MCD) 1.6 $32M 246k 129.61
SPDR S&P MidCap 400 ETF (MDY) 1.6 $32M 101k 312.42
National Grid 1.4 $29M 450k 63.48
Vanguard Value ETF (VTV) 1.4 $29M 301k 95.37
Exxon Mobil Corporation (XOM) 1.3 $27M 326k 82.01
Vanguard Growth ETF (VUG) 1.3 $26M 216k 121.66
Duke Energy (DUK) 1.3 $26M 313k 82.01
Dominion Resources (D) 1.2 $25M 319k 77.57
Merck & Co (MRK) 1.2 $24M 372k 63.54
Southern Company (SO) 1.2 $24M 474k 49.78
Coca-Cola Company (KO) 1.2 $23M 552k 42.44
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 1.2 $23M 685k 34.13
Crown Castle Intl (CCI) 1.2 $24M 248k 94.45
Procter & Gamble Company (PG) 1.1 $22M 239k 89.85
GlaxoSmithKline 1.0 $20M 475k 42.16
AstraZeneca (AZN) 1.0 $20M 633k 31.14
Vanguard Charlotte Fds intl bd idx etf (BNDX) 1.0 $20M 363k 54.13
Chevron Corporation (CVX) 0.9 $19M 177k 107.37
Vanguard Short-Term Bond ETF (BSV) 0.9 $18M 231k 79.72
PowerShares QQQ Trust, Series 1 0.9 $19M 140k 132.38
PPL Corporation (PPL) 0.9 $18M 490k 37.39
Kimberly-Clark Corporation (KMB) 0.9 $18M 134k 131.63
Novartis (NVS) 0.9 $17M 233k 74.27
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.9 $17M 327k 53.06
iShares S&P SmallCap 600 Index (IJR) 0.9 $17M 249k 69.16
iShares Lehman Aggregate Bond (AGG) 0.8 $16M 151k 108.49
BP (BP) 0.8 $16M 469k 34.52
Occidental Petroleum Corporation (OXY) 0.8 $15M 237k 63.36
Ishares High Dividend Equity F (HDV) 0.7 $15M 175k 83.86
Rydex S&P Equal Weight ETF 0.7 $14M 153k 90.82
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.7 $14M 290k 47.54
Doubleline Total Etf etf (TOTL) 0.7 $13M 269k 48.87
Vanguard Long-Term Bond ETF (BLV) 0.7 $13M 143k 90.04
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.6 $13M 103k 120.71
Total (TTE) 0.6 $12M 234k 50.42
SPDR S&P Emerging Markets (SPEM) 0.6 $11M 175k 64.16
iShares MSCI Emerging Markets Indx (EEM) 0.6 $11M 276k 39.39
Fqf Tr 0.5 $11M 369k 28.84
Vanguard Emerging Markets ETF (VWO) 0.5 $10M 260k 39.72
SPDR DJ Wilshire REIT (RWR) 0.5 $10M 109k 92.28
Wisdomtree Tr blmbg us bull (USDU) 0.5 $10M 371k 27.12
Financial Select Sector SPDR (XLF) 0.5 $10M 423k 23.73
Vanguard Intermediate-Term Bond ETF (BIV) 0.5 $9.8M 117k 83.61
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.5 $9.5M 182k 52.52
American Electric Power Company (AEP) 0.5 $9.3M 139k 67.13
Vanguard Small-Cap ETF (VB) 0.5 $9.1M 68k 133.28
Consolidated Edison (ED) 0.5 $8.9M 114k 77.66
SPDR S&P International Small Cap (GWX) 0.5 $9.0M 285k 31.52
SPDR Barclays Capital Long Term Tr (SPTL) 0.5 $8.9M 127k 69.75
SPDR Barclays Capital TIPS (SPIP) 0.4 $8.8M 154k 56.97
Pepsi (PEP) 0.4 $8.6M 77k 111.86
SPDR DJ International Real Estate ETF (RWX) 0.4 $7.6M 203k 37.40
Vanguard S&p 500 Etf idx (VOO) 0.4 $7.4M 34k 216.34
Spdr Ser Tr spdr russel 2000 (SPSM) 0.4 $7.5M 91k 81.55
General Mills (GIS) 0.3 $6.9M 118k 59.01
Vanguard Total Bond Market ETF (BND) 0.3 $6.7M 82k 81.08
Technology SPDR (XLK) 0.3 $6.2M 117k 53.31
Industrial SPDR (XLI) 0.3 $5.9M 90k 65.06
Ishares Tr cur hdg ms emu (HEZU) 0.3 $5.4M 190k 28.68
Vanguard Pacific ETF (VPL) 0.2 $5.0M 80k 63.28
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $5.0M 41k 123.04
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $4.8M 114k 42.03
Health Care SPDR (XLV) 0.2 $4.3M 58k 74.36
iShares Russell 2000 Index (IWM) 0.2 $4.2M 30k 137.49
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $3.7M 101k 36.82
Powershares Senior Loan Portfo mf 0.2 $3.4M 146k 23.26
Pimco Etf Tr 0-5 high yield (HYS) 0.2 $3.4M 34k 101.05
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $2.9M 61k 48.10
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $2.9M 64k 45.38
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.1 $2.6M 85k 30.61
SPDR DJ Wilshire Large Cap Value (SPYV) 0.1 $2.6M 23k 112.72
Lam Research Corporation 0.1 $2.3M 18k 128.35
First Trust Cnsumer Stapl Alpha (FXG) 0.1 $2.3M 50k 46.14
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $2.3M 67k 34.32
Spdr Series Trust barcly cap etf (SPLB) 0.1 $2.4M 61k 40.16
Apple (AAPL) 0.1 $2.2M 15k 143.67
Alaska Air (ALK) 0.1 $2.2M 24k 92.24
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $2.2M 41k 54.81
Real Estate Select Sect Spdr (XLRE) 0.1 $2.2M 68k 31.60
Broad 0.1 $2.2M 9.8k 218.97
Owens Corning (OC) 0.1 $1.9M 32k 61.37
Stanley Black & Decker (SWK) 0.1 $2.0M 15k 132.90
Valero Energy Corporation (VLO) 0.1 $2.0M 31k 66.27
iShares Russell 1000 Value Index (IWD) 0.1 $1.9M 17k 114.95
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.9M 16k 122.84
Vanguard Mid-Cap ETF (VO) 0.1 $2.1M 15k 139.21
iShares Russell Microcap Index (IWC) 0.1 $1.9M 22k 85.65
Spdr Series Trust brcly em locl (EBND) 0.1 $2.0M 71k 28.19
Facebook Inc cl a (META) 0.1 $1.9M 13k 142.04
Cdw (CDW) 0.1 $2.1M 36k 57.72
Microsoft Corporation (MSFT) 0.1 $1.8M 27k 65.84
Broadridge Financial Solutions (BR) 0.1 $1.8M 26k 67.93
JPMorgan Chase & Co. (JPM) 0.1 $1.8M 20k 87.85
Stryker Corporation (SYK) 0.1 $1.9M 14k 131.65
UnitedHealth (UNH) 0.1 $1.9M 11k 164.01
Lowe's Companies (LOW) 0.1 $1.8M 22k 82.21
D.R. Horton (DHI) 0.1 $1.8M 55k 33.31
Dr Pepper Snapple 0.1 $1.7M 17k 97.92
SPDR Gold Trust (GLD) 0.1 $1.7M 14k 118.75
Ipath Dow Jones-aig Commodity (DJP) 0.1 $1.8M 78k 23.52
Ishares Tr fltg rate nt (FLOT) 0.1 $1.8M 35k 50.87
Chubb (CB) 0.1 $1.7M 13k 136.26
Discover Financial Services (DFS) 0.1 $1.7M 24k 68.41
Johnson & Johnson (JNJ) 0.1 $1.6M 13k 124.53
Boeing Company (BA) 0.1 $1.7M 9.4k 176.84
Morgan Stanley (MS) 0.1 $1.6M 37k 42.85
Amgen (AMGN) 0.1 $1.7M 10k 164.06
Halliburton Company (HAL) 0.1 $1.6M 32k 49.20
Prudential Financial (PRU) 0.1 $1.6M 15k 106.69
Juniper Networks (JNPR) 0.1 $1.6M 59k 27.83
Activision Blizzard 0.1 $1.5M 30k 49.87
iShares Gold Trust 0.1 $1.5M 126k 12.01
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $1.6M 14k 108.95
Clyme US Cptl Mkts Mco Trm Fxd Idx 0.1 $1.6M 31k 50.25
Citizens Financial (CFG) 0.1 $1.6M 46k 34.54
Alphabet Inc Class A cs (GOOGL) 0.1 $1.5M 1.8k 847.91
Dell Technologies Inc Class V equity 0.1 $1.6M 24k 64.10
Comcast Corporation (CMCSA) 0.1 $1.4M 36k 37.59
Lear Corporation (LEA) 0.1 $1.4M 9.7k 141.58
Bank of America Corporation (BAC) 0.1 $1.5M 62k 23.59
Baxter International (BAX) 0.1 $1.4M 27k 51.85
Pfizer (PFE) 0.1 $1.3M 38k 34.21
CBS Corporation 0.1 $1.5M 21k 69.36
Royal Caribbean Cruises (RCL) 0.1 $1.5M 15k 98.10
Honeywell International (HON) 0.1 $1.4M 11k 124.91
Exelon Corporation (EXC) 0.1 $1.4M 39k 35.97
American Tower Reit (AMT) 0.1 $1.5M 12k 121.57
Ingredion Incorporated (INGR) 0.1 $1.4M 12k 120.39
SYSCO Corporation (SYY) 0.1 $1.3M 25k 51.93
Albemarle Corporation (ALB) 0.1 $1.1M 10k 105.66
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $1.2M 21k 57.11
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.1 $1.3M 29k 43.96
First Trust Energy AlphaDEX (FXN) 0.1 $1.2M 78k 15.08
Packaging Corporation of America (PKG) 0.1 $1.0M 11k 91.61
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $942k 9.4k 99.71
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $941k 19k 50.26
Ishares Crncy Hedgd Msci Em etp (HEEM) 0.1 $904k 40k 22.75
Wec Energy Group (WEC) 0.1 $1.1M 18k 60.63
Vanguard REIT ETF (VNQ) 0.0 $853k 10k 82.56
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $809k 30k 27.39
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $866k 16k 53.28
Ishares Tr hdg msci eafe (HEFA) 0.0 $891k 32k 27.51
Etfis Ser Tr I Virtus Newfleet Multi-sector Unconst Bd Etf (NFLT) 0.0 $836k 33k 25.49
Vaneck Vectors Etf Tr fallen angel hg (ANGL) 0.0 $862k 29k 29.55
Interpublic Group of Companies (IPG) 0.0 $682k 28k 24.55
Chesapeake Energy Corporation 0.0 $516k 87k 5.94
Cinemark Holdings (CNK) 0.0 $503k 11k 44.35
SPDR S&P Dividend (SDY) 0.0 $603k 6.8k 88.17
First Trust Materials AlphaDEX Fnd (FXZ) 0.0 $629k 17k 37.88
Newfleet Multi-sector Income E 0.0 $537k 11k 48.59
Virtus Newfleet Dynamic Credit Etf (VSHY) 0.0 $625k 25k 25.02
Emcor (EME) 0.0 $438k 7.0k 62.89
Avery Dennison Corporation (AVY) 0.0 $339k 4.2k 80.66
PG&E Corporation (PCG) 0.0 $397k 6.0k 66.33
Deluxe Corporation (DLX) 0.0 $467k 6.5k 72.22
J.M. Smucker Company (SJM) 0.0 $406k 3.1k 131.14
Amdocs Ltd ord (DOX) 0.0 $436k 7.2k 60.95
Seagate Technology Com Stk 0.0 $437k 9.5k 45.90
Macquarie Infrastructure Company 0.0 $341k 4.2k 80.63
MKS Instruments (MKSI) 0.0 $311k 4.5k 68.71
Quest Diagnostics Incorporated (DGX) 0.0 $473k 4.8k 98.15
VMware 0.0 $474k 5.1k 92.22
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $347k 1.7k 206.55
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.0 $410k 15k 27.43
Berry Plastics (BERY) 0.0 $326k 6.7k 48.62
First Tr Exchange-traded Fd cmn (HYLS) 0.0 $462k 9.5k 48.84
Antero Res (AR) 0.0 $493k 22k 22.82
Hasbro (HAS) 0.0 $248k 2.5k 99.84
Northern Trust Corporation (NTRS) 0.0 $261k 3.0k 86.54
Via 0.0 $276k 5.9k 46.64
Walt Disney Company (DIS) 0.0 $295k 2.6k 113.29
Cerner Corporation 0.0 $268k 4.5k 58.95
Cummins (CMI) 0.0 $235k 1.6k 150.93
C.R. Bard 0.0 $252k 1.0k 248.77
Newell Rubbermaid (NWL) 0.0 $201k 4.3k 47.17
Regions Financial Corporation (RF) 0.0 $198k 14k 14.51
E.I. du Pont de Nemours & Company 0.0 $239k 3.0k 80.20
Campbell Soup Company (CPB) 0.0 $243k 4.2k 57.30
Deere & Company (DE) 0.0 $235k 2.2k 108.90
Symantec Corporation 0.0 $230k 7.5k 30.70
United Technologies Corporation 0.0 $220k 2.0k 112.36
Patterson Companies (PDCO) 0.0 $272k 6.0k 45.18
Jacobs Engineering 0.0 $252k 4.6k 55.19
Starbucks Corporation (SBUX) 0.0 $232k 4.0k 58.34
Marriott International (MAR) 0.0 $246k 2.6k 94.11
Tupperware Brands Corporation (TUPBQ) 0.0 $237k 3.8k 62.70
Discovery Communications 0.0 $254k 8.7k 29.11
Entergy Corporation (ETR) 0.0 $228k 3.0k 76.05
Align Technology (ALGN) 0.0 $275k 2.4k 114.63
Southwest Airlines (LUV) 0.0 $212k 4.0k 53.64
Akorn 0.0 $203k 8.4k 24.11
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $209k 1.8k 117.95
PowerShares Build America Bond Portfolio 0.0 $207k 7.0k 29.37
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.0 $243k 3.8k 64.32
Marathon Petroleum Corp (MPC) 0.0 $202k 4.0k 50.47
Global X Fds glbl x mlp etf 0.0 $173k 15k 11.59
Zoetis Inc Cl A (ZTS) 0.0 $256k 4.8k 53.30
Spirit Realty reit 0.0 $274k 27k 10.14
Walgreen Boots Alliance (WBA) 0.0 $212k 2.5k 83.17
Lockheed Martin Corporation (LMT) 0.0 $26k 97.00 268.04