Horizon Kinetics

Horizon Kinetics as of Sept. 30, 2013

Portfolio Holdings for Horizon Kinetics

Horizon Kinetics holds 539 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Liberty Media 9.6 $702M 4.8M 147.15
Howard Hughes 8.3 $604M 5.4M 112.37
Icahn Enterprises (IEP) 4.6 $338M 4.1M 83.27
DreamWorks Animation SKG 4.5 $329M 12M 28.46
AutoNation (AN) 4.3 $317M 6.1M 52.17
Leucadia National 3.7 $269M 9.9M 27.24
Jarden Corporation 3.6 $265M 5.5M 48.40
Wendy's/arby's Group (WEN) 3.2 $236M 28M 8.48
Brookfield Asset Management 3.1 $230M 6.2M 37.40
Starz - Liberty Capital 3.0 $218M 7.7M 28.13
Sears Holdings Corporation 2.9 $211M 3.5M 59.49
Liberty Media 2.3 $167M 7.1M 23.47
Rouse Pptys 2.2 $162M 7.9M 20.58
DISH Network 2.1 $157M 3.5M 45.01
Via 2.1 $154M 1.8M 83.58
CBOE Holdings (CBOE) 1.8 $133M 2.9M 45.23
Texas Pacific Land Trust 1.6 $114M 1.3M 84.53
Live Nation Entertainment (LYV) 1.5 $112M 6.1M 18.55
Forest City Enterprises 1.4 $102M 5.4M 18.94
L Brands 1.4 $100M 1.6M 61.10
Discovery Communications 1.2 $89M 1.0M 84.42
Libertyinteractivecorp lbtventcoma 1.2 $89M 1.0M 88.17
& PROD CO shares Brookfield 1.2 $86M 3.8M 23.02
Wynn Resorts (WYNN) 1.1 $82M 516k 158.01
Las Vegas Sands (LVS) 1.1 $81M 1.2M 66.42
CBS Corporation 1.1 $78M 1.4M 55.16
Echostar Corporation (SATS) 1.0 $74M 1.7M 43.94
IAC/InterActive 0.9 $68M 1.2M 54.67
Equity Lifestyle Properties (ELS) 0.9 $68M 2.0M 34.17
Colfax Corporation 0.9 $67M 1.2M 56.49
Continental Resources 0.8 $62M 575k 107.26
Oaktree Cap 0.8 $59M 1.1M 52.35
Berkshire Hathaway (BRK.B) 0.8 $58M 511k 113.51
Google 0.5 $36M 41k 875.92
Wpx Energy 0.5 $34M 1.8M 19.26
Ascent Media Corporation 0.5 $33M 405k 80.62
Family Dollar Stores 0.4 $31M 436k 72.02
WisdomTree Investments (WT) 0.4 $31M 2.7M 11.60
General Growth Properties 0.4 $29M 1.5M 19.29
Franco-Nevada Corporation (FNV) 0.4 $29M 647k 45.26
Scripps Networks Interactive 0.3 $26M 332k 78.11
MasterCard Incorporated (MA) 0.3 $25M 37k 672.77
Webmd Health Conv Sr Notes conv 0.3 $25M 26M 0.94
MGM Resorts International. (MGM) 0.3 $24M 1.2M 20.43
Sigma-Aldrich Corporation 0.3 $24M 276k 85.30
Sears Hometown and Outlet Stores 0.3 $24M 740k 31.75
Air Lease Corp (AL) 0.3 $23M 827k 27.66
Live Nation Entertainment In note 2.875% 7/1 0.3 $20M 20M 1.02
Markel Corporation (MKL) 0.3 $21M 40k 517.79
Time Warner 0.2 $18M 277k 65.81
Chesapeake Energy Corp note 2.250%12/1 0.2 $18M 20M 0.91
Berkshire Hathaway (BRK.A) 0.2 $18M 108.00 170413.79
CSX Corporation (CSX) 0.2 $18M 689k 25.74
Visa (V) 0.2 $18M 92k 191.10
Vornado Realty Trust (VNO) 0.2 $18M 208k 84.06
Canadian Natural Resources (CNQ) 0.2 $16M 515k 31.44
Madison Square Garden 0.2 $16M 273k 58.07
Lennar Corporation (LEN) 0.2 $16M 439k 35.40
Union Pacific Corporation (UNP) 0.2 $15M 98k 155.42
MSC Industrial Direct (MSM) 0.2 $15M 182k 81.35
ViaSat (VSAT) 0.2 $15M 233k 63.64
Tata Motors 0.2 $14M 542k 26.62
Pimco Income Strategy Fund II (PFN) 0.2 $14M 1.4M 10.20
Philip Morris International (PM) 0.2 $14M 164k 86.59
American International (AIG) 0.2 $14M 281k 48.63
Exxon Mobil Corporation (XOM) 0.2 $13M 151k 86.04
PIMCO Income Opportunity Fund 0.2 $13M 485k 27.49
Blackstone 0.2 $12M 490k 24.89
Greenlight Capital Re Ltd cl a (GLRE) 0.2 $13M 448k 28.44
NYSE Euronext 0.2 $11M 270k 41.98
Suncor Energy (SU) 0.2 $12M 328k 35.78
Nuveen Performance Plus Municipal Fund 0.1 $11M 836k 13.51
Royal Gold Inc conv 0.1 $11M 12M 0.96
Pimco Dynamic Incm Fund (PDI) 0.1 $11M 386k 28.69
Bank of America Corporation (BAC) 0.1 $10M 740k 13.80
Regis Corp Minn note 5.000% 7/1 0.1 $10M 9.1M 1.10
Inter Parfums (IPAR) 0.1 $10M 338k 29.99
Burger King Worldwide 0.1 $10M 512k 19.52
Norfolk Southern (NSC) 0.1 $9.7M 126k 77.33
Williams Companies (WMB) 0.1 $9.7M 266k 36.36
Winthrop Realty Trust 0.1 $9.4M 843k 11.15
White Mountains Insurance Gp (WTM) 0.1 $8.4M 15k 567.67
Cresud (CRESY) 0.1 $8.9M 1.0M 8.74
Susser Holdings Corporation 0.1 $8.8M 165k 53.15
Market Vectors Gaming 0.1 $8.8M 187k 47.41
Pimco Dynamic Credit Income other 0.1 $9.1M 409k 22.25
Doubleline Income Solutions (DSL) 0.1 $8.7M 397k 21.95
Amtrust Financial Services 0.1 $8.0M 205k 39.00
Virtus Investment Partners (VRTS) 0.1 $8.1M 50k 162.64
Brookfield Ppty Partners L P unit ltd partn 0.1 $7.9M 410k 19.38
Leucadia Natl Corp debt 0.1 $7.0M 5.4M 1.30
Brookfield Infrastructure Part (BIP) 0.1 $6.3M 167k 38.01
Valhi 0.1 $6.8M 342k 19.96
HEICO Corporation (HEI.A) 0.1 $6.5M 163k 40.10
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $6.9M 442k 15.64
Pimco Income Strategy Fund (PFL) 0.1 $6.6M 567k 11.57
Cme (CME) 0.1 $5.9M 80k 73.85
M&T Bank Corporation (MTB) 0.1 $5.8M 52k 111.93
IntercontinentalEx.. 0.1 $5.5M 31k 181.45
Loral Space & Communications 0.1 $5.9M 87k 67.75
Liberty Global Inc C 0.1 $5.6M 74k 75.43
Movado (MOV) 0.1 $5.3M 122k 43.75
LMP Corporate Loan Fund 0.1 $5.3M 426k 12.41
PCM Fund (PCM) 0.1 $5.2M 458k 11.45
Barclays Bk Plc ipath invs^p stf 0.1 $4.9M 127k 38.39
eBay (EBAY) 0.1 $4.7M 84k 55.84
Freeport-McMoRan Copper & Gold (FCX) 0.1 $4.4M 133k 33.08
Penske Automotive (PAG) 0.1 $4.5M 105k 42.72
BOK Financial Corporation (BOKF) 0.1 $4.2M 67k 63.36
KKR & Co 0.1 $4.4M 212k 20.58
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $4.1M 278k 14.83
Western Asset Mrtg Defined Oppn Fund (DMO) 0.1 $4.5M 199k 22.50
Interdigital Inc 2.5% conv 0.1 $4.2M 4.0M 1.05
Electronic Arts Inc conv 0.1 $4.1M 3.8M 1.09
BlackRock Floating Rate Income Trust (BGT) 0.1 $3.5M 246k 14.17
Nuveen Senior Income Fund 0.1 $3.3M 461k 7.18
Mcewen Mining 0.1 $4.0M 1.7M 2.40
Doubleline Opportunistic Cr (DBL) 0.1 $3.4M 150k 22.88
Federal-Mogul Corporation 0.0 $2.8M 164k 16.80
Johnson & Johnson (JNJ) 0.0 $2.7M 31k 86.67
Bristol Myers Squibb (BMY) 0.0 $2.8M 61k 46.29
CACI International (CACI) 0.0 $3.0M 44k 69.11
Sotheby's 0.0 $2.9M 58k 49.14
Danaher Corporation (DHR) 0.0 $3.1M 45k 69.32
Prestige Brands Holdings (PBH) 0.0 $3.1M 104k 30.12
E.W. Scripps Company (SSP) 0.0 $2.9M 158k 18.35
CenterPoint Energy (CNP) 0.0 $2.8M 118k 23.97
Dorman Products (DORM) 0.0 $2.6M 52k 49.54
iShares Barclays TIPS Bond Fund (TIP) 0.0 $2.8M 25k 112.59
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $2.8M 27k 105.30
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $3.2M 602k 5.25
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $2.9M 224k 13.04
Montgomery Street Income Securities 0.0 $3.0M 189k 15.71
Nuveen Munpl Markt Opp Fund 0.0 $3.0M 247k 12.26
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $3.0M 230k 13.03
American Intl Group 0.0 $2.9M 153k 18.95
Altisource Asset Management 0.0 $2.7M 5.1k 532.94
Loews Corporation (L) 0.0 $2.3M 50k 46.74
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.0 $2.6M 2.5M 1.02
L-3 Communications Corp debt 3.000% 8/0 0.0 $2.0M 1.8M 1.09
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $1.9M 1.6k 1137.78
Walt Disney Company (DIS) 0.0 $2.3M 35k 64.50
J.C. Penney Company 0.0 $2.4M 273k 8.81
Pall Corporation 0.0 $2.4M 31k 77.05
Novartis (NVS) 0.0 $2.2M 29k 76.73
Merck & Co (MRK) 0.0 $2.3M 48k 47.60
Pepsi (PEP) 0.0 $1.9M 24k 79.49
Biogen Idec (BIIB) 0.0 $2.1M 8.6k 240.81
Yahoo! 0.0 $2.2M 67k 33.20
Boardwalk Pipeline Partners 0.0 $2.4M 78k 30.37
Alexander's (ALX) 0.0 $2.3M 8.1k 286.21
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.5M 162k 15.43
ING Prime Rate Trust 0.0 $1.9M 315k 6.06
Eaton Vance Senior Income Trust (EVF) 0.0 $2.0M 287k 7.03
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $2.2M 169k 12.86
Market Vectors Short Municipal Index ETF 0.0 $2.1M 120k 17.51
Nuveen Premium Income Muni Fund 2 0.0 $1.8M 142k 13.05
Nuveen Fltng Rte Incm Opp 0.0 $1.9M 151k 12.37
Nuveen Premium Income Muni Fd 4 0.0 $2.0M 166k 11.90
Penn West Energy Trust 0.0 $2.2M 193k 11.13
Kinder Morgan (KMI) 0.0 $2.5M 70k 35.57
Amc Networks Inc Cl A (AMCX) 0.0 $1.8M 27k 68.48
Expedia (EXPE) 0.0 $2.0M 38k 51.80
Pimco Total Return Etf totl (BOND) 0.0 $2.1M 20k 105.85
BP (BP) 0.0 $1.4M 34k 42.02
Caci Intl Inc note 2.125% 5/0 0.0 $1.8M 1.4M 1.27
Chesapeake Energy Corp note 2.750%11/1 0.0 $1.7M 1.7M 1.03
CMS Energy Corporation (CMS) 0.0 $1.3M 48k 26.33
Progressive Corporation (PGR) 0.0 $1.3M 48k 27.22
Bank of New York Mellon Corporation (BK) 0.0 $1.1M 38k 30.20
Nasdaq Omx (NDAQ) 0.0 $1.1M 35k 32.11
Monsanto Company 0.0 $1.3M 12k 104.36
Abbott Laboratories (ABT) 0.0 $1.2M 37k 33.18
Eli Lilly & Co. (LLY) 0.0 $1.8M 36k 50.31
Pfizer (PFE) 0.0 $1.7M 59k 28.74
HSN 0.0 $1.8M 33k 53.62
Chevron Corporation (CVX) 0.0 $1.4M 12k 121.49
General Electric Company 0.0 $1.6M 65k 23.89
Copart (CPRT) 0.0 $1.2M 39k 31.78
Fidelity National Financial 0.0 $1.2M 46k 26.61
Harris Corporation 0.0 $1.3M 22k 59.29
Emerson Electric (EMR) 0.0 $1.4M 21k 64.72
Altria (MO) 0.0 $1.2M 34k 34.36
GlaxoSmithKline 0.0 $1.2M 24k 50.16
Sanofi-Aventis SA (SNY) 0.0 $1.3M 26k 50.62
Vodafone 0.0 $1.4M 39k 35.18
Imperial Oil (IMO) 0.0 $1.7M 39k 43.96
Pioneer Floating Rate Trust (PHD) 0.0 $1.6M 126k 12.55
Cablevision Systems Corporation 0.0 $1.6M 95k 16.84
ManTech International Corporation 0.0 $1.4M 48k 28.75
American Railcar Industries 0.0 $1.6M 41k 39.22
Cubist Pharmaceuticals 0.0 $1.5M 24k 63.54
Novagold Resources Inc Cad (NG) 0.0 $1.7M 740k 2.32
Flowers Foods (FLO) 0.0 $1.2M 57k 21.45
Medallion Financial (MFIN) 0.0 $1.5M 100k 14.88
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $1.2M 132k 9.35
SPDR S&P China (GXC) 0.0 $1.5M 21k 74.02
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.2M 79k 15.04
Cohen & Steers Quality Income Realty (RQI) 0.0 $1.3M 131k 9.77
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $1.2M 1.2M 1.05
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $1.5M 76k 19.32
Claymore/AlphaShares China Real Est ETF 0.0 $1.5M 68k 21.58
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $1.3M 93k 13.97
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $1.5M 98k 15.58
RMK Multi-Sector High Income Fund (HMH) 0.0 $1.3M 217k 5.81
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.6M 136k 11.96
RMK Advantage Income Fund (HAV) 0.0 $1.5M 182k 8.52
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $1.3M 91k 13.83
Invesco Municipal Income Opp Trust (OIA) 0.0 $1.6M 253k 6.33
Managed Duration Invtmt Grd Mun Fund 0.0 $1.8M 141k 12.75
Nuveen Premium Income Municipal Fund 0.0 $1.2M 95k 12.78
First Trust/Aberdeen Global Opportunity 0.0 $1.3M 92k 14.55
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.2M 96k 12.24
BlackRock New York Insured Municipal 0.0 $1.3M 108k 12.30
Nuveen New York Perf. Plus Muni Fund 0.0 $1.8M 130k 13.68
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.5M 114k 12.91
Pimco NY Municipal Income Fund (PNF) 0.0 $1.4M 139k 10.37
Apollo Global Management 'a' 0.0 $1.4M 48k 28.27
Fortune Brands (FBIN) 0.0 $1.4M 33k 41.63
Mondelez Int (MDLZ) 0.0 $1.4M 45k 31.42
Susser Petroleum Partners 0.0 $1.6M 53k 30.12
Abbvie (ABBV) 0.0 $1.5M 34k 44.71
Navistar Intl Corp New note 3.000%10/1 0.0 $1.0M 1.0M 1.01
Peabody Energy Corp sdcv 4.750%12/1 0.0 $459k 574k 0.80
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.0M 1.0M 0.98
Cnooc 0.0 $753k 3.7k 201.93
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $742k 20k 37.07
Microsoft Corporation (MSFT) 0.0 $545k 16k 33.26
Fidelity National Information Services (FIS) 0.0 $475k 10k 46.43
DST Systems 0.0 $413k 5.5k 75.38
Caterpillar (CAT) 0.0 $793k 9.5k 83.39
McDonald's Corporation (MCD) 0.0 $958k 10k 96.24
Archer Daniels Midland Company (ADM) 0.0 $896k 24k 36.82
Bunge 0.0 $963k 13k 75.89
Spdr S&p 500 Etf (SPY) 0.0 $600k 3.6k 167.93
FirstEnergy (FE) 0.0 $840k 23k 36.46
United Parcel Service (UPS) 0.0 $372k 4.1k 91.47
Avon Products 0.0 $806k 39k 20.60
Carnival Corporation (CCL) 0.0 $1.1M 33k 32.65
Cisco Systems (CSCO) 0.0 $990k 42k 23.43
Genuine Parts Company (GPC) 0.0 $392k 4.8k 80.91
Kimberly-Clark Corporation (KMB) 0.0 $375k 4.0k 94.13
Leggett & Platt (LEG) 0.0 $1.0M 34k 30.15
Mercury General Corporation (MCY) 0.0 $378k 7.8k 48.29
Reynolds American 0.0 $598k 12k 48.76
Royal Caribbean Cruises (RCL) 0.0 $1.0M 27k 38.30
Sealed Air (SEE) 0.0 $835k 31k 27.18
Sonoco Products Company (SON) 0.0 $1.1M 28k 38.95
McGraw-Hill Companies 0.0 $524k 8.0k 65.53
Boeing Company (BA) 0.0 $982k 8.4k 117.53
Verizon Communications (VZ) 0.0 $522k 11k 46.64
Affymetrix 0.0 $644k 104k 6.19
International Flavors & Fragrances (IFF) 0.0 $383k 4.7k 82.37
Analog Devices (ADI) 0.0 $480k 10k 47.04
Cincinnati Financial Corporation (CINF) 0.0 $450k 9.5k 47.15
AstraZeneca (AZN) 0.0 $624k 12k 51.91
Raytheon Company 0.0 $682k 8.9k 77.06
Honeywell International (HON) 0.0 $1.0M 12k 83.06
Nike (NKE) 0.0 $384k 5.3k 72.56
Procter & Gamble Company (PG) 0.0 $845k 11k 75.56
Royal Dutch Shell 0.0 $891k 14k 65.69
Schlumberger (SLB) 0.0 $829k 9.4k 88.36
Encana Corp 0.0 $606k 35k 17.35
Qualcomm (QCOM) 0.0 $838k 12k 67.35
Shire 0.0 $719k 6.0k 119.83
Marriott International (MAR) 0.0 $946k 23k 42.05
Deluxe Corporation (DLX) 0.0 $881k 21k 41.65
Enstar Group (ESGR) 0.0 $990k 7.2k 136.57
Dr Pepper Snapple 0.0 $685k 15k 44.79
PetroChina Company 0.0 $1.0M 9.3k 109.95
NewMarket Corporation (NEU) 0.0 $460k 1.6k 288.22
Fastenal Company (FAST) 0.0 $389k 7.7k 50.26
Verisk Analytics (VRSK) 0.0 $500k 7.7k 64.94
Calpine Corporation 0.0 $398k 21k 19.43
Simcere Pharmaceutical 0.0 $454k 48k 9.46
BGC Partners 0.0 $396k 70k 5.65
Enterprise Products Partners (EPD) 0.0 $962k 16k 61.07
DSW 0.0 $373k 8.7k 42.70
Albany Molecular Research 0.0 $722k 56k 12.89
Quest Diagnostics Incorporated (DGX) 0.0 $411k 6.7k 61.80
Teleflex Incorporated (TFX) 0.0 $551k 6.7k 82.23
ViroPharma Incorporated 0.0 $746k 19k 39.26
ISIS Pharmaceuticals 0.0 $638k 17k 37.53
KLA-Tencor Corporation (KLAC) 0.0 $931k 15k 60.85
Valmont Industries (VMI) 0.0 $476k 3.4k 138.82
Cubic Corporation 0.0 $541k 10k 53.73
Rockwell Automation (ROK) 0.0 $937k 8.8k 106.93
Urstadt Biddle Properties 0.0 $693k 35k 19.88
Veeco Instruments (VECO) 0.0 $408k 11k 37.26
Halozyme Therapeutics (HALO) 0.0 $381k 35k 11.03
CoreLogic 0.0 $1.0M 37k 27.05
Pharmacyclics 0.0 $387k 2.8k 138.16
Boston Properties (BXP) 0.0 $372k 3.5k 106.80
IDT Corporation (IDT) 0.0 $369k 21k 17.77
Simon Property (SPG) 0.0 $374k 2.5k 148.41
Dole Food Company 0.0 $386k 28k 13.62
Internet Initiative Japan (IIJIY) 0.0 $589k 41k 14.39
Celldex Therapeutics 0.0 $933k 26k 35.43
WisdomTree India Earnings Fund (EPI) 0.0 $522k 34k 15.31
American Municipal Income Portfolio 0.0 $723k 51k 14.11
Eaton Vance Municipal Income Trust (EVN) 0.0 $439k 40k 11.04
Eaton Vance Short Duration Diversified I (EVG) 0.0 $500k 32k 15.48
Opko Health (OPK) 0.0 $699k 79k 8.81
Vanguard Extended Market ETF (VXF) 0.0 $598k 7.8k 77.06
PIMCO Corporate Opportunity Fund (PTY) 0.0 $717k 40k 18.05
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $943k 158k 5.97
SPDR Nuveen Barclays Capital Build Amer 0.0 $512k 9.5k 53.66
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $756k 53k 14.32
Nuveen Premier Mun Income 0.0 $1.1M 82k 12.90
Templeton Emerging Markets Income Fund (TEI) 0.0 $986k 69k 14.27
Nuveen Insd Dividend Advantage (NVG) 0.0 $371k 29k 12.68
BlackRock Muni Income Investment Trust 0.0 $690k 53k 13.07
Blackrock Muniyield Quality Fund II (MQT) 0.0 $981k 79k 12.38
BlackRock Senior High Income Fund 0.0 $685k 174k 3.94
Dreyfus Municipal Income 0.0 $456k 53k 8.67
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $409k 36k 11.53
RMK High Income Fund (HIH) 0.0 $1.0M 125k 8.30
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $511k 43k 11.79
Invesco Quality Municipal Inc Trust (IQI) 0.0 $500k 43k 11.56
Nuveen Municipal Advantage Fund 0.0 $639k 51k 12.50
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $880k 70k 12.49
Nuveen Mun High Income Opp F (NMZ) 0.0 $622k 53k 11.67
Nuveen Dividend Advantage Municipal Fd 2 0.0 $658k 51k 12.97
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $1.0M 80k 12.70
Nuveen Quality Income Municipal Fund 0.0 $799k 63k 12.60
PIMCO Corporate Income Fund (PCN) 0.0 $773k 46k 16.70
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $473k 4.7k 101.24
Putnam Municipal Opportunities Trust (PMO) 0.0 $860k 79k 10.94
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $738k 24k 30.75
Nuveen Insured Quality Muncipal Fund 0.0 $397k 32k 12.30
Nuveen Investment Quality Munl Fund 0.0 $448k 33k 13.80
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $660k 53k 12.39
Promotora De Informaciones S adr cl b conv 0.0 $782k 420k 1.86
Market Vectors Pre-Refunded Mun. In 0.0 $430k 18k 24.59
MFS High Income Municipal Trust (CXE) 0.0 $474k 102k 4.64
BlackRock MuniHoldings New York Insured (MHN) 0.0 $401k 31k 12.88
Eaton Vance New York Muni. Incm. Trst 0.0 $479k 39k 12.46
Invesco Insured Municipal Income Trust (IIM) 0.0 $390k 29k 13.55
RMK Strategic Income Fund 0.0 $390k 61k 6.35
Lexington Rlty Trst Pref 6.50% p (LXP.PC) 0.0 $953k 21k 45.85
Alkermes (ALKS) 0.0 $840k 25k 33.60
Beam 0.0 $758k 12k 64.69
Marriott Vacations Wrldwde Cp (VAC) 0.0 $387k 8.8k 44.04
First Trust Strategic 0.0 $742k 47k 15.92
Webmd Health Corp note 0.0 $392k 400k 0.98
Molycorp Inc conv bnd 0.0 $1.0M 1.5M 0.69
Forest City Enterprises conv 0.0 $495k 446k 1.11
Ipath S&p 500 Vix Short Term F 0.0 $409k 28k 14.71
Kraft Foods 0.0 $1.0M 20k 52.49
Dominion Diamond Corp foreign 0.0 $915k 75k 12.19
Liberty Global Inc Com Ser A 0.0 $450k 5.7k 79.34
Twenty-first Century Fox 0.0 $390k 12k 33.50
Altisource Portfolio Solns S reg (ASPS) 0.0 $340k 2.4k 140.15
Covanta Holding Corporation 0.0 $334k 16k 21.40
Comcast Corporation (CMCSA) 0.0 $344k 7.6k 45.12
Charles Schwab Corporation (SCHW) 0.0 $336k 16k 21.16
First Citizens BancShares (FCNCA) 0.0 $340k 1.7k 205.56
FedEx Corporation (FDX) 0.0 $330k 2.9k 114.03
Dick's Sporting Goods (DKS) 0.0 $342k 6.4k 53.31
Baxter International (BAX) 0.0 $281k 4.3k 65.78
Teva Pharmaceutical Industries (TEVA) 0.0 $357k 9.5k 37.74
Tree 0.0 $258k 9.8k 26.24
American Eagle Outfitters (AEO) 0.0 $320k 23k 13.98
Brown & Brown (BRO) 0.0 $331k 10k 32.07
Cerner Corporation 0.0 $357k 6.8k 52.59
Federated Investors (FHI) 0.0 $251k 9.2k 27.15
Franklin Resources (BEN) 0.0 $330k 6.5k 50.50
Host Hotels & Resorts (HST) 0.0 $328k 19k 17.68
Molex Incorporated 0.0 $336k 8.7k 38.47
Paychex (PAYX) 0.0 $335k 8.2k 40.62
Ritchie Bros. Auctioneers Inco 0.0 $242k 12k 20.17
Rollins (ROL) 0.0 $346k 13k 26.52
T. Rowe Price (TROW) 0.0 $216k 3.0k 72.00
W.W. Grainger (GWW) 0.0 $329k 1.3k 261.53
Brown-Forman Corporation (BF.B) 0.0 $331k 4.9k 68.08
Buckle (BKE) 0.0 $341k 6.3k 54.11
Transocean (RIG) 0.0 $355k 8.0k 44.50
Airgas 0.0 $341k 3.2k 106.20
Nordstrom (JWN) 0.0 $333k 5.9k 56.16
Equity Residential (EQR) 0.0 $323k 6.0k 53.60
Mohawk Industries (MHK) 0.0 $338k 2.6k 130.25
Cabela's Incorporated 0.0 $335k 5.3k 62.97
Mentor Graphics Corporation 0.0 $345k 15k 23.34
Colgate-Palmolive Company (CL) 0.0 $318k 5.4k 59.28
ConocoPhillips (COP) 0.0 $226k 3.3k 69.45
Hess (HES) 0.0 $333k 4.3k 77.42
Apollo 0.0 $335k 16k 20.79
Gap (GAP) 0.0 $328k 8.1k 40.31
Dell 0.0 $334k 24k 13.74
Illinois Tool Works (ITW) 0.0 $337k 4.4k 76.23
Starbucks Corporation (SBUX) 0.0 $346k 4.5k 77.03
EOG Resources (EOG) 0.0 $237k 1.4k 169.04
Novo Nordisk A/S (NVO) 0.0 $262k 1.5k 169.25
Cintas Corporation (CTAS) 0.0 $337k 6.6k 51.13
Tootsie Roll Industries (TR) 0.0 $348k 11k 30.83
W.R. Berkley Corporation (WRB) 0.0 $335k 7.8k 42.89
Penn National Gaming (PENN) 0.0 $329k 5.9k 55.41
Hilltop Holdings (HTH) 0.0 $345k 19k 18.49
D.R. Horton (DHI) 0.0 $325k 17k 19.42
CoStar (CSGP) 0.0 $336k 2.0k 168.00
Fiserv (FI) 0.0 $303k 3.0k 101.00
Chesapeake Energy Corporation 0.0 $331k 13k 25.90
Credit Acceptance (CACC) 0.0 $340k 3.1k 110.86
Marathon Oil Corporation (MRO) 0.0 $255k 7.3k 34.93
Amazon (AMZN) 0.0 $334k 1.1k 312.73
Forest Laboratories 0.0 $326k 7.6k 42.80
TeleTech Holdings 0.0 $333k 13k 25.07
Choice Hotels International (CHH) 0.0 $345k 8.0k 43.13
SPDR Gold Trust (GLD) 0.0 $221k 1.7k 128.34
Take-Two Interactive Software (TTWO) 0.0 $361k 20k 18.15
Ctrip.com International 0.0 $338k 5.8k 58.28
Amkor Technology (AMKR) 0.0 $337k 79k 4.28
Estee Lauder Companies (EL) 0.0 $330k 4.7k 70.00
salesforce (CRM) 0.0 $333k 6.4k 51.97
Under Armour (UAA) 0.0 $345k 4.3k 79.53
Broadcom Corporation 0.0 $322k 12k 26.04
American Capital 0.0 $257k 19k 13.75
Marvell Technology Group 0.0 $312k 27k 11.50
Och-Ziff Capital Management 0.0 $123k 11k 10.98
Osiris Therapeutics 0.0 $266k 16k 16.62
RPC (RES) 0.0 $343k 22k 15.46
Syntel 0.0 $342k 4.3k 80.11
W&T Offshore (WTI) 0.0 $339k 19k 17.71
Huntsman Corporation (HUN) 0.0 $339k 16k 20.62
Western Refining 0.0 $350k 12k 30.05
Bruker Corporation (BRKR) 0.0 $341k 17k 20.63
Columbia Sportswear Company (COLM) 0.0 $340k 5.6k 60.25
CARBO Ceramics 0.0 $356k 3.6k 98.97
CVR Energy (CVI) 0.0 $308k 8.0k 38.50
Gorman-Rupp Company (GRC) 0.0 $268k 6.7k 40.13
Intuit (INTU) 0.0 $335k 5.1k 66.24
Kronos Worldwide (KRO) 0.0 $330k 21k 15.49
MarketAxess Holdings (MKTX) 0.0 $342k 5.7k 60.00
Morningstar (MORN) 0.0 $340k 4.3k 79.27
Pegasystems (PEGA) 0.0 $342k 8.6k 39.81
Raymond James Financial (RJF) 0.0 $324k 7.8k 41.65
Boston Beer Company (SAM) 0.0 $333k 1.4k 244.31
Banco Santander (SAN) 0.0 $174k 21k 8.19
Werner Enterprises (WERN) 0.0 $337k 14k 23.32
MannKind Corporation 0.0 $327k 58k 5.69
Ocwen Financial Corporation 0.0 $329k 5.9k 55.74
Progenics Pharmaceuticals 0.0 $337k 67k 5.01
Pain Therapeutics 0.0 $103k 38k 2.71
Urban Outfitters (URBN) 0.0 $326k 8.9k 36.73
Arena Pharmaceuticals 0.0 $237k 45k 5.27
CENTRAL EUROPEAN MEDIA Enterpr Com Stk 0.0 $334k 64k 5.25
McDermott International 0.0 $123k 17k 7.43
PriceSmart (PSMT) 0.0 $342k 3.6k 95.37
Seaboard Corporation (SEB) 0.0 $357k 130.00 2746.15
Scotts Miracle-Gro Company (SMG) 0.0 $335k 6.1k 54.98
TAL International 0.0 $353k 7.6k 46.72
Westlake Chemical Corporation (WLK) 0.0 $338k 3.2k 104.55
Anixter International 0.0 $336k 3.8k 87.55
Dendreon Corporation 0.0 $100k 34k 2.94
Taubman Centers 0.0 $331k 4.9k 67.22
National Instruments 0.0 $348k 11k 30.96
Navistar International Corporation 0.0 $323k 8.9k 36.44
Apollo Investment 0.0 $218k 27k 8.13
Harbinger 0.0 $350k 34k 10.38
Hyatt Hotels Corporation (H) 0.0 $319k 7.4k 43.02
Rydex S&P Equal Weight ETF 0.0 $278k 4.3k 65.27
Rackspace Hosting 0.0 $332k 6.3k 52.71
Vical Incorporated 0.0 $106k 85k 1.25
Alpine Global Premier Properties Fund 0.0 $133k 18k 7.22
Garmin (GRMN) 0.0 $351k 7.8k 45.23
Tesla Motors (TSLA) 0.0 $357k 1.8k 193.60
Babcock & Wilcox 0.0 $301k 8.9k 33.77
RealPage 0.0 $333k 14k 23.10
WidePoint Corporation 0.0 $34k 38k 0.89
AllianceBernstein Income Fund 0.0 $229k 33k 7.05
American Select Portfolio 0.0 $180k 19k 9.61
American Strategic Income Portfolio 0.0 $112k 11k 9.78
American Strategic Income Portfolio III 0.0 $75k 11k 6.95
Cohen & Steers Dividend Majors Fund 0.0 $220k 16k 13.65
Dreyfus Strategic Municipal Bond Fund 0.0 $147k 19k 7.71
Franklin Templeton (FTF) 0.0 $292k 23k 12.99
Industries N shs - a - (LYB) 0.0 $339k 4.6k 73.19
Pacific Biosciences of California (PACB) 0.0 $66k 12k 5.50
Costamare (CMRE) 0.0 $213k 12k 17.60
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $344k 3.2k 106.04
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $253k 3.0k 84.33
Nuveen Select Maturities Mun Fund (NIM) 0.0 $209k 22k 9.72
Putnam Premier Income Trust (PPT) 0.0 $94k 18k 5.24
BlackRock Real Asset Trust 0.0 $339k 38k 8.97
Market Vectors High Yield Muni. Ind 0.0 $248k 8.5k 29.19
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $165k 13k 12.91
BlackRock Debt Strategies Fund 0.0 $150k 37k 4.03
Nuveen Quality Preferred Income Fund 0.0 $293k 39k 7.55
Blackrock Muniyield Insured Fund (MYI) 0.0 $157k 12k 13.06
BlackRock Corporate High Yield Fund III 0.0 $73k 10k 7.30
Nuveen Quality Pref. Inc. Fund II 0.0 $135k 17k 8.19
Nuveen Qual Preferred Inc. Fund III 0.0 $114k 15k 7.88
Nuveen Insured Municipal Opp. Fund 0.0 $363k 28k 13.00
Pimco Municipal Income Fund II (PML) 0.0 $345k 31k 11.03
Putnam High Income Securities Fund 0.0 $89k 11k 7.91
Western Asset Managed High Incm Fnd 0.0 $167k 29k 5.67
Alpine Total Dynamic Dividend Fund 0.0 $137k 34k 4.02
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $147k 10k 14.26
Blackrock MuniEnhanced Fund 0.0 $108k 10k 10.59
Blackrock Defined Opprty Cr 0.0 $324k 23k 13.97
DWS Municipal Income Trust 0.0 $269k 22k 12.36
Dreyfus Strategic Muni. 0.0 $317k 40k 8.02
Eaton Vance Municipal Bond Fund (EIM) 0.0 $181k 16k 11.55
MFS Municipal Income Trust (MFM) 0.0 $140k 22k 6.42
Mfs Calif Mun 0.0 $175k 17k 10.22
Neuberger Berman NY Int Mun Common 0.0 $355k 27k 12.97
Nuveen Real Estate Income Fund (JRS) 0.0 $175k 17k 10.55
PIMCO Short Term Mncpl (SMMU) 0.0 $200k 4.0k 50.00
Pioneer Municipal High Income Trust (MHI) 0.0 $184k 13k 14.15
Putnam Managed Municipal Income Trust (PMM) 0.0 $356k 52k 6.85
Blackrock MuniHoldings Insured 0.0 $172k 14k 12.39
Alliance New York Municipal Income Fund 0.0 $262k 22k 12.10
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $235k 19k 12.33
Nuveen California Select Qlty Mun Inc Fu 0.0 $243k 17k 13.95
MFS High Yield Municipal Trust (CMU) 0.0 $237k 57k 4.13
Pimco NY Muni. Income Fund III (PYN) 0.0 $158k 17k 9.29
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $363k 35k 10.32
40/86 Strategic Income Fund (HHY) 0.0 $127k 13k 9.85
Nuveen Ny Div Advantg Mun 0.0 $286k 23k 12.68
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $176k 15k 11.64
Pimco CA Muni. Income Fund III (PZC) 0.0 $112k 12k 9.39
Promotora De Informaciones Adr adr cl a 0.0 $283k 167k 1.69
Nuveen Mortgage opportunity trm fd2 0.0 $294k 12k 24.03
Oncothyreon 0.0 $67k 32k 2.07
BlackRock MuniYield Investment Fund 0.0 $271k 20k 13.83
BlackRock Municipal Bond Investment Tst 0.0 $361k 26k 13.78
Claymore Exchange Trd Fd Tr gugg shippng etf 0.0 $287k 15k 19.73
China Hydroelectric Corporat w exp 01/25/201 0.0 $0 40k 0.00
Sanofi Aventis Wi Conval Rt 0.0 $32k 16k 2.01
Api Technologies Corp 0.0 $202k 69k 2.93
Ralph Lauren Corp (RL) 0.0 $332k 2.0k 164.52
Monster Beverage 0.0 $316k 6.0k 52.24
Novacopper 0.0 $186k 98k 1.89
Wp Carey (WPC) 0.0 $239k 3.7k 64.59
Aeterna Zentaris 0.0 $26k 17k 1.52
Cvr Refng 0.0 $317k 13k 24.97
Fossil (FOSL) 0.0 $331k 2.8k 116.18
News (NWSA) 0.0 $334k 21k 16.05
Straight Path Communic Cl B 0.0 $55k 10k 5.27