National Planning Corporation

National Planning Corporation as of Dec. 31, 2011

Portfolio Holdings for National Planning Corporation

National Planning Corporation holds 475 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman Aggregate Bond (AGG) 13.8 $159M 1.4M 110.24
iShares Lehman 3-7 Yr Treasury Bond (IEI) 9.7 $112M 915k 122.02
iShares Barclays Credit Bond Fund (USIG) 4.5 $52M 474k 109.08
iShares Lehman MBS Bond Fund (MBB) 4.3 $50M 465k 108.04
Vanguard Short-Term Bond ETF (BSV) 2.4 $28M 342k 80.91
Central Fd Cda Ltd cl a 2.3 $26M 1.3M 19.58
PowerShares DB US Dollar Index Bullish 2.1 $24M 1.1M 22.46
Chevron Corporation (CVX) 2.0 $23M 216k 106.41
iShares Barclays TIPS Bond Fund (TIP) 1.7 $20M 169k 116.78
Endeavour Silver Corp (EXK) 1.4 $16M 1.7M 9.74
Vanguard Total Bond Market ETF (BND) 1.4 $16M 195k 83.65
Vanguard Intermediate-Term Bond ETF (BIV) 1.4 $16M 185k 86.68
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.4 $16M 302k 51.87
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.3 $15M 128k 113.76
Procter & Gamble Company (PG) 1.2 $14M 207k 66.71
Market Vectors High Yield Muni. Ind 1.1 $13M 438k 29.79
Consumer Discretionary SPDR (XLY) 1.1 $13M 326k 39.08
Jaguar Mng 1.0 $12M 1.9M 6.40
SPDR Dow Jones Industrial Average ETF (DIA) 0.9 $11M 90k 121.59
iShares Dow Jones US Technology (IYW) 0.9 $11M 166k 63.91
Kimber Res 0.9 $11M 12M 0.85
Spdr S&p 500 Etf (SPY) 0.8 $9.7M 77k 125.61
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $9.5M 106k 89.31
iShares MSCI EAFE Index Fund (EFA) 0.8 $9.0M 182k 49.50
Spdr Series Trust barcly cap etf (SPLB) 0.8 $9.1M 230k 39.46
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.8 $8.8M 84k 104.13
Vanguard Growth ETF (VUG) 0.7 $8.5M 138k 61.77
PowerShares QQQ Trust, Series 1 0.7 $8.5M 152k 55.71
Annaly Capital Management 0.7 $8.0M 504k 15.97
Vanguard Long-Term Bond ETF (BLV) 0.6 $7.4M 80k 92.30
Vanguard Value ETF (VTV) 0.6 $7.2M 138k 52.41
SPDR S&P Emerging Asia Pacific (GMF) 0.6 $7.3M 111k 66.07
PowerShares Hgh Yield Corporate Bnd 0.6 $7.2M 390k 18.44
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.6 $6.5M 77k 84.67
Silver Wheaton Corp 0.5 $6.0M 207k 28.80
iShares S&P 500 Index (IVV) 0.5 $5.7M 46k 125.76
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.5 $5.7M 97k 58.95
Vanguard Short Term Corporate Bond ETF (VCSH) 0.5 $5.5M 70k 77.90
Financial Select Sector SPDR (XLF) 0.5 $5.4M 412k 13.03
Vanguard Europe Pacific ETF (VEA) 0.5 $5.3M 174k 30.63
SPDR Gold Trust (GLD) 0.5 $5.2M 34k 152.17
Exxon Mobil Corporation (XOM) 0.4 $5.1M 61k 84.50
Utilities SPDR (XLU) 0.4 $5.1M 142k 35.92
SPDR Barclays Capital High Yield B 0.4 $5.1M 134k 38.48
iShares Dow Jones Select Dividend (DVY) 0.4 $4.8M 90k 53.57
CurrencyShares Australian Dollar Trust 0.4 $4.9M 48k 102.88
Stillwater Mining Company 0.4 $4.7M 456k 10.39
Spdr Series Trust cmn (HYMB) 0.4 $4.5M 86k 52.75
At&t (T) 0.4 $4.4M 146k 30.14
WisdomTree Pacific ex-Japan Ttl Div 0.4 $4.4M 76k 58.34
Energy Select Sector SPDR (XLE) 0.4 $4.2M 61k 69.30
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $4.2M 38k 110.46
PIMCO High Income Fund (PHK) 0.4 $4.1M 346k 11.98
Verizon Communications (VZ) 0.3 $3.9M 97k 40.01
Consumer Staples Select Sect. SPDR (XLP) 0.3 $3.8M 116k 32.59
General Electric Company 0.3 $3.6M 200k 17.95
Vanguard Emerging Markets ETF (VWO) 0.3 $3.6M 94k 38.18
iShares Gold Trust 0.3 $3.5M 230k 15.25
iShares Silver Trust (SLV) 0.3 $3.4M 125k 26.84
Jp Morgan Alerian Mlp Index 0.3 $3.4M 88k 38.65
iShares MSCI Emerging Markets Indx (EEM) 0.3 $3.3M 86k 37.96
EXCO Resources 0.3 $3.1M 302k 10.34
Enterprise Products Partners (EPD) 0.3 $3.0M 65k 46.31
iShares S&P 500 Growth Index (IVW) 0.2 $2.9M 42k 67.49
Caterpillar (CAT) 0.2 $2.8M 31k 90.29
iShares Russell 2000 Index (IWM) 0.2 $2.7M 37k 73.70
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $2.8M 23k 120.82
Vanguard Total World Stock Idx (VT) 0.2 $2.7M 63k 43.17
First Trust Cnsumer Stapl Alpha (FXG) 0.2 $2.7M 117k 23.61
Johnson & Johnson (JNJ) 0.2 $2.7M 41k 65.69
SPDR S&P Dividend (SDY) 0.2 $2.7M 50k 54.02
International Business Machines (IBM) 0.2 $2.6M 14k 183.81
Kinder Morgan Energy Partners 0.2 $2.6M 31k 83.88
iShares S&P 500 Value Index (IVE) 0.2 $2.5M 43k 57.89
iShares S&P SmallCap 600 Index (IJR) 0.2 $2.4M 35k 68.39
Yamana Gold 0.2 $2.3M 156k 14.49
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $2.3M 21k 106.70
Atlantic Power Corporation 0.2 $2.3M 163k 14.31
WisdomTree LargeCap Dividend Fund (DLN) 0.2 $2.3M 47k 49.02
iShares Morningstar Large Value (ILCV) 0.2 $2.2M 37k 58.98
WisdomTree Emerging Markets Eq (DEM) 0.2 $2.2M 43k 51.03
First Trust Morningstar Divid Ledr (FDL) 0.2 $2.2M 127k 17.53
Advisorshares Tr activ bear etf 0.2 $2.2M 87k 25.07
iShares S&P MidCap 400 Index (IJH) 0.2 $2.0M 23k 87.75
Vanguard Small-Cap ETF (VB) 0.2 $2.1M 30k 70.00
First Majestic Silver Corp (AG) 0.2 $2.1M 126k 16.70
Schwab U S Small Cap ETF (SCHA) 0.2 $2.0M 62k 32.91
Health Care SPDR (XLV) 0.2 $2.0M 57k 34.80
Apple (AAPL) 0.2 $2.0M 4.9k 405.41
Piedmont Office Realty Trust (PDM) 0.2 $1.9M 113k 17.14
PowerShares Intl. Dividend Achiev. 0.2 $2.0M 136k 14.59
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $1.9M 22k 87.13
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.9M 35k 54.36
JPMorgan Chase & Co. (JPM) 0.1 $1.8M 54k 33.26
Minefinders 0.1 $1.7M 157k 10.73
iShares S&P Europe 350 Index (IEV) 0.1 $1.7M 50k 33.83
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $1.8M 30k 57.51
PowerShares Dynamic Pharmaceuticals 0.1 $1.8M 63k 28.16
Provident Energy 0.1 $1.7M 180k 9.66
Microsoft Corporation (MSFT) 0.1 $1.6M 61k 25.91
Keegan Res 0.1 $1.6M 406k 3.89
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $1.6M 45k 35.84
Nuveen Quality Pref. Inc. Fund II 0.1 $1.6M 206k 7.78
PIMCO Income Opportunity Fund 0.1 $1.7M 65k 25.43
Rydex S&P MidCap 400 Pure Growth ETF 0.1 $1.6M 20k 78.44
WisdomTree MidCap Dividend Fund (DON) 0.1 $1.6M 31k 52.07
Coca-Cola Company (KO) 0.1 $1.5M 21k 69.66
Prospect Capital Corporation (PSEC) 0.1 $1.6M 167k 9.28
Templeton Global Income Fund 0.1 $1.4M 153k 9.47
Rydex S&P 500 Pure Growth ETF 0.1 $1.5M 35k 43.32
Silver Standard Res 0.1 $1.4M 99k 13.70
Apollo Investment 0.1 $1.4M 219k 6.38
Claymore/BNY Mellon BRIC 0.1 $1.4M 41k 35.03
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $1.3M 168k 8.00
PowerShares DWA Technical Ldrs Pf 0.1 $1.3M 57k 23.85
Consolidated Edison (ED) 0.1 $1.2M 20k 61.72
Intel Corporation (INTC) 0.1 $1.2M 51k 24.08
Philip Morris International (PM) 0.1 $1.2M 15k 78.81
Starbucks Corporation (SBUX) 0.1 $1.2M 27k 46.10
iShares S&P MidCap 400 Growth (IJK) 0.1 $1.2M 12k 99.03
Penn West Energy Trust 0.1 $1.3M 63k 19.88
McDonald's Corporation (MCD) 0.1 $1.2M 12k 100.70
Abbott Laboratories (ABT) 0.1 $1.1M 19k 56.56
Cisco Systems (CSCO) 0.1 $1.1M 63k 18.15
Boeing Company (BA) 0.1 $1.1M 15k 73.54
Altria (MO) 0.1 $1.2M 40k 29.77
ConocoPhillips (COP) 0.1 $1.2M 16k 72.90
Toyota Motor Corporation (TM) 0.1 $1.2M 18k 66.49
Senior Housing Properties Trust 0.1 $1.1M 50k 22.36
SPDR S&P Biotech (XBI) 0.1 $1.1M 17k 66.63
Aberdeen Asia-Pacific Income Fund 0.1 $1.1M 154k 7.41
AllianceBernstein Global Hgh Incm (AWF) 0.1 $1.2M 85k 14.08
First Trust S&P REIT Index Fund (FRI) 0.1 $1.1M 72k 15.37
Pfizer (PFE) 0.1 $1.1M 51k 21.42
Teva Pharmaceutical Industries (TEVA) 0.1 $1.1M 27k 40.04
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.1M 29k 36.98
Enbridge Energy Partners 0.1 $995k 30k 33.31
Energy Transfer Partners 0.1 $1.1M 23k 46.28
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $994k 19k 51.96
Vanguard Consumer Discretionary ETF (VCR) 0.1 $1.0M 16k 61.70
Blackrock Muniyield Ariz 0.1 $1.0M 72k 14.13
Ishares Tr rus200 val idx (IWX) 0.1 $1.1M 39k 27.65
NVIDIA Corporation (NVDA) 0.1 $951k 69k 13.84
E.I. du Pont de Nemours & Company 0.1 $874k 19k 45.75
Occidental Petroleum Corporation (OXY) 0.1 $906k 9.6k 93.90
Coeur d'Alene Mines Corporation (CDE) 0.1 $948k 40k 23.98
iShares MSCI Brazil Index (EWZ) 0.1 $886k 15k 57.53
Rydex S&P Equal Weight ETF 0.1 $982k 21k 46.29
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $960k 25k 38.73
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $959k 14k 70.45
Market Vectors Emerging Mkts Local ETF 0.1 $955k 39k 24.53
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $910k 67k 13.58
Pioneer Municipal High Income Trust (MHI) 0.1 $896k 60k 14.83
PowerShares Dynamic Energy Sector 0.1 $936k 25k 38.14
Vanguard Mega Cap 300 Index (MGC) 0.1 $911k 21k 43.08
Pengrowth Energy Corp 0.1 $884k 85k 10.42
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $921k 42k 21.85
Bank of America Corporation (BAC) 0.1 $775k 137k 5.65
Berkshire Hathaway (BRK.B) 0.1 $864k 11k 75.52
Bristol Myers Squibb (BMY) 0.1 $857k 24k 35.59
Cummins (CMI) 0.1 $854k 9.6k 88.67
Deere & Company (DE) 0.1 $830k 11k 77.59
Merck & Co (MRK) 0.1 $859k 23k 38.16
ProShares Short S&P500 0.1 $783k 19k 40.53
Goldcorp 0.1 $839k 19k 44.20
iShares MSCI Japan Index 0.1 $809k 88k 9.15
Omega Healthcare Investors (OHI) 0.1 $831k 43k 19.38
iShares Russell 1000 Growth Index (IWF) 0.1 $782k 14k 57.87
iShares MSCI EAFE Value Index (EFV) 0.1 $846k 20k 42.99
iShares S&P SmallCap 600 Growth (IJT) 0.1 $789k 11k 74.11
Eaton Vance Short Duration Diversified I (EVG) 0.1 $806k 50k 16.14
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.1 $770k 32k 24.41
Vanguard REIT ETF (VNQ) 0.1 $806k 14k 58.01
iShares S&P Global Consumer Dis Sec (RXI) 0.1 $863k 18k 48.78
iShares Morningstar Mid Core Index (IMCB) 0.1 $811k 9.5k 85.31
SPDR Dow Jones Global Real Estate (RWO) 0.1 $762k 22k 35.03
CenturyLink 0.1 $751k 20k 37.34
United Technologies Corporation 0.1 $736k 10k 72.81
Hershey Company (HSY) 0.1 $679k 11k 61.93
Fifth Street Finance 0.1 $657k 68k 9.61
Transcanada Corp 0.1 $639k 15k 43.59
Oneok Partners 0.1 $751k 13k 58.01
Talisman Energy Inc Com Stk 0.1 $748k 59k 12.66
SPDR S&P Retail (XRT) 0.1 $712k 13k 53.06
iShares Russell Midcap Index Fund (IWR) 0.1 $740k 7.5k 99.14
iShares Russell 2000 Growth Index (IWO) 0.1 $636k 7.6k 84.17
Pharmaceutical HOLDRs 0.1 $675k 9.9k 68.18
Vanguard Materials ETF (VAW) 0.1 $685k 9.4k 72.66
PowerShares Emerging Markets Sovere 0.1 $667k 25k 27.18
Vanguard Utilities ETF (VPU) 0.1 $715k 9.3k 76.67
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $648k 49k 13.17
Pimco Income Strategy Fund (PFL) 0.1 $643k 62k 10.36
WisdomTree Dreyfus Emerging Currency (CEW) 0.1 $704k 36k 19.70
MFS Municipal Income Trust (MFM) 0.1 $717k 102k 7.04
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $673k 12k 57.56
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $749k 51k 14.79
BP (BP) 0.1 $531k 12k 42.67
Dominion Resources (D) 0.1 $540k 10k 53.03
Duke Energy Corporation 0.1 $568k 26k 21.94
3M Company (MMM) 0.1 $604k 7.4k 81.40
Alcoa 0.1 $625k 72k 8.67
Schlumberger (SLB) 0.1 $622k 9.1k 68.67
Telefonica (TEF) 0.1 $567k 33k 17.13
Exelon Corporation (EXC) 0.1 $588k 14k 43.32
Edison International (EIX) 0.1 $560k 14k 41.20
Huntsman Corporation (HUN) 0.1 $553k 55k 10.00
iShares Russell 1000 Index (IWB) 0.1 $563k 8.1k 69.28
AmeriGas Partners 0.1 $527k 11k 46.29
Penn Virginia Resource Partners 0.1 $578k 23k 25.66
BP Prudhoe Bay Royalty Trust (BPPTU) 0.1 $604k 5.3k 113.51
Ferrellgas Partners 0.1 $578k 31k 18.77
LTC Properties (LTC) 0.1 $564k 18k 31.06
Bank Of Montreal Cadcom (BMO) 0.1 $623k 12k 54.26
Seadrill 0.1 $578k 17k 33.52
American Capital Agency 0.1 $558k 20k 28.01
iShares MSCI EAFE Growth Index (EFG) 0.1 $553k 11k 52.01
Nuveen Premium Income Muni Fund 2 0.1 $605k 41k 14.94
Nuveen Insured Municipal Opp. Fund 0.1 $580k 39k 14.88
Lehman Brothers First Trust IOF (NHS) 0.1 $627k 46k 13.58
Phoenix Companies 0.0 $422k 248k 1.70
Home Depot (HD) 0.0 $494k 12k 41.59
Core Laboratories 0.0 $517k 4.6k 112.39
Newmont Mining Corporation (NEM) 0.0 $410k 6.9k 59.40
Reynolds American 0.0 $416k 10k 41.25
Transocean (RIG) 0.0 $488k 13k 38.40
Colgate-Palmolive Company (CL) 0.0 $476k 5.2k 91.86
General Mills (GIS) 0.0 $405k 10k 39.85
Honeywell International (HON) 0.0 $484k 8.9k 54.15
Royal Dutch Shell 0.0 $483k 6.6k 72.81
Royal Dutch Shell 0.0 $424k 5.5k 76.76
Walgreen Company 0.0 $476k 14k 33.10
Lowe's Companies (LOW) 0.0 $500k 20k 25.46
Clorox Company (CLX) 0.0 $469k 7.0k 66.84
USG Corporation 0.0 $497k 49k 10.08
Deluxe Corporation (DLX) 0.0 $412k 18k 22.89
Corporate Executive Board Company 0.0 $430k 11k 38.22
Oracle Corporation (ORCL) 0.0 $418k 16k 25.68
Tibco Software 0.0 $429k 18k 23.97
Industrial SPDR (XLI) 0.0 $464k 14k 33.81
NuStar Energy 0.0 $435k 7.7k 56.17
Plains All American Pipeline (PAA) 0.0 $493k 6.7k 73.78
Sabine Royalty Trust (SBR) 0.0 $411k 6.6k 62.54
U.S. Gold Corporation 0.0 $406k 118k 3.43
Chimera Investment Corporation 0.0 $459k 179k 2.56
iShares Russell 2000 Value Index (IWN) 0.0 $415k 6.2k 66.85
Market Vectors Agribusiness 0.0 $457k 9.6k 47.71
Terra Nitrogen Company 0.0 $470k 2.8k 168.46
Vanguard Total Stock Market ETF (VTI) 0.0 $416k 6.4k 64.69
Vanguard Mid-Cap ETF (VO) 0.0 $509k 7.1k 71.93
Alerian Mlp Etf 0.0 $463k 28k 16.43
DNP Select Income Fund (DNP) 0.0 $465k 43k 10.92
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $429k 6.1k 69.77
Vanguard Extended Market ETF (VXF) 0.0 $459k 8.8k 52.01
PIMCO Corporate Opportunity Fund (PTY) 0.0 $413k 24k 17.30
iShares S&P 1500 Index Fund (ITOT) 0.0 $511k 8.9k 57.29
ING Prime Rate Trust 0.0 $465k 91k 5.11
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.0 $410k 6.8k 60.65
WisdomTree Equity Income Fund (DHS) 0.0 $498k 12k 42.83
Nuveen Fltng Rte Incm Opp 0.0 $420k 38k 11.04
SPDR Morgan Stanley Technology (XNTK) 0.0 $406k 6.8k 59.44
ARMOUR Residential REIT 0.0 $479k 69k 6.98
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $444k 8.3k 53.82
iShares Morningstar Small Core Idx (ISCB) 0.0 $500k 6.0k 83.56
ProShares Short MSCI EAFE (EFZ) 0.0 $429k 8.3k 51.91
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $520k 6.7k 77.27
Nuveen Insured Quality Muncipal Fund 0.0 $425k 28k 14.99
BlackRock Insured Municipal Income Trust (BYM) 0.0 $428k 29k 14.76
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $500k 6.0k 82.73
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.0 $417k 13k 33.10
Powershares Senior Loan Portfo mf 0.0 $455k 19k 23.86
Citigroup (C) 0.0 $505k 19k 26.41
U.S. Bancorp (USB) 0.0 $368k 14k 26.84
Costco Wholesale Corporation (COST) 0.0 $369k 4.5k 82.51
CSX Corporation (CSX) 0.0 $368k 18k 20.99
Eli Lilly & Co. (LLY) 0.0 $390k 9.4k 41.52
FirstEnergy (FE) 0.0 $309k 7.0k 44.33
United Parcel Service (UPS) 0.0 $399k 5.4k 73.36
Kraft Foods 0.0 $346k 9.2k 37.73
Public Storage (PSA) 0.0 $320k 2.4k 134.06
Union Pacific Corporation (UNP) 0.0 $329k 3.1k 106.99
Wells Fargo & Company (WFC) 0.0 $372k 13k 27.72
Dow Chemical Company 0.0 $403k 14k 28.85
Potash Corp. Of Saskatchewan I 0.0 $388k 9.5k 40.99
Health Care REIT 0.0 $303k 5.6k 54.20
Halliburton Company (HAL) 0.0 $388k 11k 34.45
Hewlett-Packard Company 0.0 $334k 13k 25.99
Buckeye Partners 0.0 $342k 5.4k 63.79
Southern Company (SO) 0.0 $348k 7.6k 45.98
Linn Energy 0.0 $299k 7.9k 37.99
PPL Corporation (PPL) 0.0 $354k 12k 29.50
Public Service Enterprise (PEG) 0.0 $300k 9.1k 32.96
Genes (GCO) 0.0 $328k 5.3k 61.89
CPFL Energia 0.0 $323k 12k 27.98
El Paso Pipeline Partners 0.0 $332k 9.6k 34.58
InterDigital (IDCC) 0.0 $314k 7.2k 43.92
Teekay Lng Partners 0.0 $319k 9.5k 33.63
Vector (VGR) 0.0 $301k 17k 17.99
Realty Income (O) 0.0 $378k 11k 34.90
Southern Copper Corporation (SCCO) 0.0 $383k 13k 30.24
Oil Service HOLDRs 0.0 $330k 3.0k 110.00
iShares Dow Jones US Oil Equip. (IEZ) 0.0 $320k 6.1k 52.16
Eldorado Gold Corp 0.0 $355k 26k 13.67
Market Vectors Gold Miners ETF 0.0 $304k 6.0k 50.27
American International (AIG) 0.0 $335k 15k 23.07
iShares Russell 3000 Index (IWV) 0.0 $387k 5.2k 74.25
Paramount Gold and Silver 0.0 $302k 145k 2.08
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $401k 30k 13.18
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.0 $318k 2.8k 112.17
iShares MSCI Canada Index (EWC) 0.0 $336k 12k 27.96
Kayne Anderson MLP Investment (KYN) 0.0 $357k 12k 30.10
PowerShares Fin. Preferred Port. 0.0 $357k 22k 15.97
New America High Income Fund I 0.0 $345k 34k 10.09
iShares Morningstar Large Growth (ILCG) 0.0 $290k 4.4k 65.98
CurrencyShares Swiss Franc Trust 0.0 $311k 3.0k 105.00
Vanguard Mid-Cap Value ETF (VOE) 0.0 $384k 7.5k 51.28
iShares Dow Jones US Energy Sector (IYE) 0.0 $356k 9.0k 39.73
iShares Dow Jones US Pharm Indx (IHE) 0.0 $289k 3.8k 76.43
iShares S&P Global Energy Sector (IXC) 0.0 $314k 8.3k 38.03
John Hancock Pref. Income Fund II (HPF) 0.0 $321k 15k 21.08
Enerplus Corp 0.0 $342k 13k 25.73
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.0 $321k 2.4k 133.53
Templeton Emerging Markets Income Fund (TEI) 0.0 $395k 25k 15.68
MFS Multimarket Income Trust (MMT) 0.0 $297k 44k 6.68
PIMCO Corporate Income Fund (PCN) 0.0 $327k 20k 16.03
SPDR Barclays Capital TIPS (SPIP) 0.0 $381k 6.5k 58.18
Western Asset Premier Bond Fund (WEA) 0.0 $384k 24k 16.00
Nuveen Premium Income Municipal Fund 0.0 $344k 24k 14.43
Nuveen Performance Plus Municipal Fund 0.0 $360k 23k 15.46
Global X Fds glb x uranium 0.0 $403k 49k 8.22
SPDR S&P International Dividend (DWX) 0.0 $300k 6.5k 46.42
Etfs Precious Metals Basket phys pm bskt 0.0 $396k 4.6k 86.09
iShares S&P Moderate Allocation Fund ETF (AOM) 0.0 $342k 12k 29.87
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $326k 11k 29.98
Claymore Exchange-traded Fd wlshr us reit 0.0 $350k 11k 32.31
Companhia de Bebidas das Americas 0.0 $274k 7.6k 35.96
Petroleo Brasileiro SA (PBR) 0.0 $261k 11k 24.92
Vale (VALE) 0.0 $260k 13k 20.44
Goldman Sachs (GS) 0.0 $202k 2.2k 91.57
MasterCard Incorporated (MA) 0.0 $227k 611.00 371.52
American Express Company (AXP) 0.0 $255k 5.5k 46.65
Waste Management (WM) 0.0 $263k 8.1k 32.50
Norfolk Southern (NSC) 0.0 $245k 3.3k 73.29
Ameren Corporation (AEE) 0.0 $226k 6.8k 33.10
Eaton Corporation 0.0 $209k 4.8k 43.74
Kimberly-Clark Corporation (KMB) 0.0 $287k 3.9k 73.51
Paychex (PAYX) 0.0 $244k 8.1k 30.31
Progress Energy 0.0 $216k 3.8k 56.22
Cooper Companies 0.0 $284k 4.0k 71.00
Diageo (DEO) 0.0 $210k 2.4k 87.61
Nextera Energy (NEE) 0.0 $218k 3.6k 60.40
Target Corporation (TGT) 0.0 $216k 4.2k 51.02
American Electric Power Company (AEP) 0.0 $253k 6.1k 41.27
iShares Russell 1000 Value Index (IWD) 0.0 $280k 4.4k 64.00
Qualcomm (QCOM) 0.0 $232k 4.3k 54.51
Ford Motor Company (F) 0.0 $244k 23k 10.73
Windstream Corporation 0.0 $179k 15k 11.86
EOG Resources (EOG) 0.0 $288k 2.9k 98.03
W. P. Carey & Co 0.0 $215k 5.3k 40.51
Visa (V) 0.0 $286k 2.8k 101.85
MarkWest Energy Partners 0.0 $244k 4.3k 56.22
AvalonBay Communities (AVB) 0.0 $270k 2.1k 131.64
Sempra Energy (SRE) 0.0 $264k 4.8k 54.95
Marathon Oil Corporation (MRO) 0.0 $258k 8.8k 29.41
Amazon (AMZN) 0.0 $223k 1.3k 176.98
Baidu (BIDU) 0.0 $263k 2.2k 116.99
Enbridge (ENB) 0.0 $280k 7.6k 37.09
Navios Maritime Partners 0.0 $247k 17k 14.55
Rogers Corporation (ROG) 0.0 $222k 6.0k 37.00
Teekay Offshore Partners 0.0 $259k 9.7k 26.71
Abb (ABBNY) 0.0 $197k 11k 18.45
Novagold Resources Inc Cad (NG) 0.0 $288k 35k 8.30
National Grid 0.0 $272k 5.6k 48.57
Sunoco Logistics Partners 0.0 $276k 7.0k 39.40
Healthcare Services (HCSG) 0.0 $263k 15k 17.68
Kinross Gold Corp (KGC) 0.0 $288k 25k 11.52
Smith & Nephew (SNN) 0.0 $264k 5.4k 48.70
Magellan Midstream Partners 0.0 $225k 3.2k 69.29
Technology SPDR (XLK) 0.0 $224k 8.8k 25.52
Quaterra Resources 0.0 $288k 534k 0.54
Blackrock Kelso Capital 0.0 $196k 25k 8.01
B&G Foods (BGS) 0.0 $229k 9.6k 23.97
SPDR S&P MidCap 400 ETF (MDY) 0.0 $247k 1.5k 160.81
iShares Dow Jones US Basic Mater. (IYM) 0.0 $254k 4.0k 64.22
Inland Real Estate Corporation 0.0 $258k 34k 7.62
iShares Dow Jones US Real Estate (IYR) 0.0 $245k 4.3k 56.88
Templeton Dragon Fund (TDF) 0.0 $270k 11k 25.28
Putnam Master Int. Income (PIM) 0.0 $195k 38k 5.11
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $245k 2.3k 108.02
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $283k 25k 11.42
BLDRS Emerging Markets 50 ADR Index 0.0 $215k 5.6k 38.42
AGIC Convertible & Income Fund 0.0 $184k 22k 8.39
American Select Portfolio 0.0 $240k 24k 10.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $177k 17k 10.17
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $196k 14k 14.41
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $277k 14k 19.60
First Trust Large Cap Core Alp Fnd (FEX) 0.0 $239k 8.8k 27.19
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $241k 14k 16.74
Franklin Templeton (FTF) 0.0 $273k 21k 13.24
PowerShares Preferred Portfolio 0.0 $186k 13k 13.96
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $225k 2.1k 107.14
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $239k 6.2k 38.41
General Mtrs Co jr pfd cnv srb 0.0 $249k 7.2k 34.54
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 0.0 $200k 8.0k 25.00
Claymore/Zacks Multi-Asset Inc Idx 0.0 $252k 13k 20.14
iShares Dow Jones US Healthcare (IYH) 0.0 $210k 3.0k 71.14
iShares S&P Global Industrials Sec (EXI) 0.0 $276k 5.8k 47.59
iShares S&P Global Technology Sect. (IXN) 0.0 $259k 4.4k 58.89
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.0 $210k 2.2k 95.76
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $201k 14k 14.84
Barclays Bk Plc ipth s^p vix 0.0 $206k 5.8k 35.65
iShares Russell 3000 Growth Index (IUSG) 0.0 $250k 5.3k 47.04
Pimco Income Strategy Fund II (PFN) 0.0 $204k 22k 9.28
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $220k 22k 10.00
Franklin Universal Trust (FT) 0.0 $242k 37k 6.64
Blackrock Muniassets Fund (MUA) 0.0 $205k 16k 12.69
Nuveen Ca Invt Quality Mun F 0.0 $212k 15k 14.51
Nuveen Municipal Advantage Fund 0.0 $192k 13k 14.48
Nuveen Munpl Markt Opp Fund 0.0 $288k 21k 14.08
Nuveen Premier Insd Mun Inco 0.0 $205k 13k 16.40
PIMCO Strategic Global Government Fund (RCS) 0.0 $214k 19k 11.13
Pioneer High Income Trust 0.0 $174k 10k 17.19
PowerShares Dynamic Lg. Cap Value 0.0 $213k 11k 19.39
Spdr S&p Bric 40 0.0 $286k 13k 22.10
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $264k 11k 23.88
Vanguard Extended Duration ETF (EDV) 0.0 $285k 2.3k 121.79
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $194k 26k 7.58
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $204k 16k 12.75
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $276k 22k 12.78
Nuveen Investment Quality Munl Fund 0.0 $288k 18k 15.82
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $207k 19k 10.70
Brigus Gold Corp 0.0 $252k 252k 1.00
Nuveen Select Quality Municipal Fund 0.0 $185k 12k 15.35
Cbre Clarion Global Real Estat re (IGR) 0.0 $177k 27k 6.67
Gt Solar Int'l 0.0 $216k 30k 7.27
Market Vectors Etf Tr mun bd closed 0.0 $200k 7.5k 26.67
Franklin Street Properties (FSP) 0.0 $103k 10k 9.99
Frontier Communications 0.0 $73k 16k 4.51
MFS Intermediate Income Trust (MIN) 0.0 $75k 12k 6.39
Anworth Mortgage Asset Corporation 0.0 $104k 17k 6.15
Golden Star Cad 0.0 $71k 42k 1.69
Investors Real Estate Trust 0.0 $79k 11k 7.12
Metali 0.0 $60k 18k 3.33
Dendreon Corporation 0.0 $114k 15k 7.63
Exeter Res Corp 0.0 $60k 24k 2.50
Midway Gold Corp 0.0 $65k 31k 2.13
Silvercorp Metals (SVM) 0.0 $108k 17k 6.39
Kodiak Oil & Gas 0.0 $171k 18k 9.61
AllianceBernstein Income Fund 0.0 $171k 21k 8.10
Calamos Strategic Total Return Fund (CSQ) 0.0 $86k 10k 8.51
ING Global Equity Divid.&Premium Opp-ETF 0.0 $170k 19k 8.90
Invesco Mortgage Capital 0.0 $153k 11k 13.97
Putnam Premier Income Trust (PPT) 0.0 $78k 15k 5.24
Nuveen Quality Preferred Income Fund 0.0 $138k 18k 7.60
Nuveen Global Govt. Enhanced Income Fund 0.0 $164k 12k 14.14
Blackrock Fl Rate Ome Stra I 0.0 $135k 11k 12.16
Credit Suisse High Yield Bond Fund (DHY) 0.0 $87k 30k 2.90
DWS Multi Market Income Trust (KMM) 0.0 $102k 10k 10.00
Eaton Vance Senior Income Trust (EVF) 0.0 $108k 17k 6.43
Nuveen Diversified Dividend & Income 0.0 $140k 13k 10.45
Nuveen Qual Preferred Inc. Fund III 0.0 $133k 17k 8.00
Alpine Total Dynamic Dividend Fund 0.0 $78k 18k 4.31
Nuveen Quality Income Municipal Fund 0.0 $160k 11k 14.61
Pimco CA Muni. Income Fund II (PCK) 0.0 $119k 13k 9.30
Putnam Municipal Opportunities Trust (PMO) 0.0 $153k 13k 11.98
Nuveen Insured CA Dividend Adv Muni Fund (NKL) 0.0 $160k 10k 15.43
BlackRock High Yield Trust 0.0 $135k 20k 6.75
Aurico Gold 0.0 $149k 19k 8.00
Sirius XM Radio 0.0 $46k 25k 1.84
Arena Pharmaceuticals 0.0 $24k 12k 2.00
Oilsands Quest 0.0 $2.0k 10k 0.20
International Tower Hill Mines (THM) 0.0 $54k 12k 4.50
Somaxon Pharmaceuticals 0.0 $12k 24k 0.50
Towerstream Corporation 0.0 $30k 15k 2.00
Uranerz Energy Corporation Cmn 0.0 $30k 15k 2.00
Dejour Enterprise 0.0 $5.0k 10k 0.50