Oxbow Advisors

Oxbow Advisors as of Sept. 30, 2018

Portfolio Holdings for Oxbow Advisors

Oxbow Advisors holds 299 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 20+ Yr Treas.Bond (TLT) 9.2 $76M 651k 117.27
Tallgrass Energy Gp Lp master ltd part 5.1 $42M 1.8M 23.58
Enterprise Products Partners (EPD) 3.1 $25M 885k 28.73
Aberdeen Asia-Pacific Income Fund (FAX) 2.3 $19M 4.6M 4.14
Nuveen Insured Tax-Free Adv Munici (NEA) 2.2 $18M 1.5M 12.66
Tortoise MLP Fund 2.0 $16M 1.0M 16.08
Nuveen Div. Advantage Muni. Fund (NAD) 1.8 $15M 1.2M 12.79
Apple (AAPL) 1.7 $14M 63k 225.73
Exxon Mobil Corporation (XOM) 1.7 $14M 164k 85.02
Nuveen Insd Dividend Advantage (NVG) 1.7 $14M 954k 14.56
Microsoft Corporation (MSFT) 1.6 $13M 115k 114.37
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.4 $12M 837k 14.41
Clearbridge Energy M 1.4 $12M 1.1M 11.36
Bank Of America Corporation preferred (BAC.PL) 1.3 $11M 8.5k 1294.19
Alphabet Inc Class C cs (GOOG) 1.3 $11M 9.2k 1193.52
Pfizer (PFE) 1.3 $11M 245k 44.07
Invesco S&p 500 Equal Weight Etf (RSP) 1.2 $10M 96k 106.81
D First Tr Exchange-traded (FPE) 1.2 $9.8M 511k 19.10
GAMCO Natural Resources, Gold & Income Trust (GNT) 1.1 $9.1M 1.5M 5.85
Gamco Global Gold Natural Reso (GGN) 1.1 $9.0M 1.9M 4.70
Blackrock Build America Bond Trust (BBN) 1.1 $8.9M 421k 21.20
Dowdupont 1.1 $8.9M 139k 64.31
Center Coast Mlp And Infrastructure unit 1.1 $8.8M 934k 9.42
Flaherty & Crumrine Dyn P (DFP) 0.9 $7.9M 340k 23.20
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.9 $7.4M 90k 83.19
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.9 $7.4M 376k 19.79
Southwest Airlines (LUV) 0.9 $7.1M 114k 62.45
Morgan Stanley 6.875 Pfd Cal (MS.PF) 0.8 $7.0M 255k 27.38
Royal Dutch Shell 0.8 $6.9M 101k 68.14
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.8 $6.8M 374k 18.22
Comcast Corporation (CMCSA) 0.8 $6.8M 191k 35.41
Medical Properties Trust (MPW) 0.8 $6.6M 445k 14.91
Abbvie (ABBV) 0.8 $6.6M 69k 94.58
Redwood Trust Inc convertible security 0.8 $6.4M 6.5M 0.99
Plains All American Pipeline (PAA) 0.8 $6.2M 250k 25.01
Stonecastle Finl (BANX) 0.7 $6.1M 271k 22.42
Bank of America Corporation (BAC) 0.7 $5.8M 196k 29.46
Regions Fin Tr 6.375% Ser A 0.7 $5.8M 230k 25.21
Popular (BPOP) 0.7 $5.8M 112k 51.25
Honeywell International (HON) 0.7 $5.7M 34k 166.40
Voya Emerging Markets High I etf (IHD) 0.7 $5.6M 697k 8.07
Goldman Sachs Floating Ser D P p (GS.PD) 0.7 $5.4M 243k 22.36
iShares Dow Jones Select Dividend (DVY) 0.6 $5.3M 53k 99.75
Williams Companies (WMB) 0.6 $5.3M 194k 27.19
Facebook Inc cl a (META) 0.6 $5.1M 31k 164.45
Kinder Morgan (KMI) 0.6 $5.1M 287k 17.73
Doubleline Opportunistic Cr (DBL) 0.6 $5.1M 247k 20.57
Kkr & Co (KKR) 0.6 $5.0M 185k 27.27
eBay (EBAY) 0.6 $4.9M 149k 33.02
Dollar Tree (DLTR) 0.6 $4.9M 60k 81.55
Nuveen Build Amer Bd Opptny 0.6 $4.9M 222k 21.87
Citigroup (C) 0.6 $4.9M 68k 71.74
JPMorgan Chase & Co. (JPM) 0.6 $4.5M 40k 112.83
Corning Incorporated (GLW) 0.5 $4.5M 128k 35.30
Johnson & Johnson (JNJ) 0.5 $4.4M 32k 138.17
Roche Holding (RHHBY) 0.5 $4.4M 146k 30.16
Charter Communications Inc New Cl A cl a (CHTR) 0.5 $4.3M 13k 325.87
Hca Holdings (HCA) 0.5 $4.2M 30k 139.13
Bank Of America Corporation warrant 0.5 $4.1M 233k 17.81
Bbt Pfd D preferred 0.5 $4.1M 164k 25.22
Automatic Data Processing (ADP) 0.5 $3.9M 26k 150.67
First Trust Amex Biotech Index Fnd (FBT) 0.5 $4.0M 25k 158.50
Charles Schwab Corporation (SCHW) 0.5 $3.9M 79k 49.15
Western Union Company (WU) 0.4 $3.5M 181k 19.06
Visa (V) 0.4 $3.4M 23k 150.10
Nuveen Quality Pref. Inc. Fund II 0.4 $3.5M 395k 8.80
Nuveen Build Amer Bd (NBB) 0.4 $3.5M 176k 20.00
Sanofi-Aventis SA (SNY) 0.4 $3.4M 75k 44.68
Oracle Corporation (ORCL) 0.4 $3.3M 64k 51.57
3M Company (MMM) 0.4 $3.3M 16k 210.69
Amazon (AMZN) 0.4 $3.2M 1.6k 2003.17
At&t (T) 0.3 $2.9M 86k 33.57
Anadarko Petroleum Corporation 0.3 $2.9M 43k 67.41
Discovery Communications 0.3 $2.9M 91k 32.00
First Trust/Aberdeen Global Opportunity (FAM) 0.3 $2.9M 305k 9.61
Hanesbrands (HBI) 0.3 $2.8M 155k 18.43
Medtronic (MDT) 0.3 $2.8M 29k 98.37
Moody's Corporation (MCO) 0.3 $2.7M 16k 167.19
Chevron Corporation (CVX) 0.3 $2.8M 23k 122.29
Williams-Sonoma (WSM) 0.3 $2.5M 39k 65.72
Walt Disney Company (DIS) 0.3 $2.5M 21k 116.94
Wells Fargo & Company (WFC) 0.3 $2.4M 46k 52.56
Tencent Holdings Ltd - (TCEHY) 0.3 $2.3M 56k 40.84
Adient (ADNT) 0.3 $2.3M 59k 39.30
Cleveland-cliffs (CLF) 0.3 $2.3M 182k 12.66
Altria (MO) 0.3 $2.3M 37k 60.31
Tristate Capital Hlds 6.75. Pe p 0.3 $2.3M 87k 26.24
Parker-Hannifin Corporation (PH) 0.3 $2.2M 12k 183.95
Advent Claymore Convertible Sec & Inc (AVK) 0.3 $2.2M 139k 15.67
Nustar Logistics Lp prf (NSS) 0.3 $2.1M 84k 25.25
Iron Mountain (IRM) 0.3 $2.2M 63k 34.52
Agnc Investment Corp p (AGNCN) 0.3 $2.1M 82k 25.98
Pinnacle Financial Partners (PNFP) 0.2 $2.1M 35k 60.16
Ventas (VTR) 0.2 $2.0M 37k 54.37
ING Groep (ING) 0.2 $2.0M 155k 12.97
Newmont Mining Corporation (NEM) 0.2 $1.8M 60k 30.21
United Technologies Corporation 0.2 $1.8M 13k 139.78
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.8M 84k 22.13
Gaslog Partners Lp Pfd 8.625 pfd stk (GLOP.PA) 0.2 $1.8M 71k 25.90
BP (BP) 0.2 $1.8M 38k 46.09
Goldman Sachs Group I preferr (GS.PA) 0.2 $1.7M 77k 22.70
Te Connectivity Ltd for (TEL) 0.2 $1.7M 20k 87.92
Global X Etf equity 0.2 $1.7M 81k 20.41
Intel Corporation (INTC) 0.2 $1.6M 33k 47.28
Clearbridge Energy M 0.2 $1.6M 107k 14.53
Cohen & Steers REIT/P (RNP) 0.2 $1.6M 81k 19.53
Trimtabs Float Shrink Etf (TTAC) 0.2 $1.6M 41k 38.18
Cowen 7.35. Sn Notes 2027 Cal 0.2 $1.6M 63k 25.65
Spdr S&p 500 Etf (SPY) 0.2 $1.5M 5.1k 290.77
Leggett & Platt (LEG) 0.2 $1.5M 33k 43.78
Verizon Communications (VZ) 0.2 $1.5M 27k 53.40
East West Ban (EWBC) 0.2 $1.5M 24k 60.37
D Gmac Capital Trust I pfddom 0.2 $1.5M 56k 26.30
Jd (JD) 0.2 $1.5M 58k 26.10
Landmark Infrastructure 0.2 $1.5M 108k 13.85
Madison Square Garden Cl A (MSGS) 0.2 $1.5M 4.6k 315.24
Invesco Qqq Trust Series 1 (QQQ) 0.2 $1.5M 8.0k 185.82
Weyerhaeuser Company (WY) 0.2 $1.4M 45k 32.27
Pembina Pipeline Corp (PBA) 0.2 $1.4M 41k 33.99
Caterpillar (CAT) 0.2 $1.3M 8.7k 152.46
ConocoPhillips (COP) 0.2 $1.3M 17k 77.40
Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series F equity (NLY.PF) 0.2 $1.3M 50k 25.52
Invesco Cef Income Composite Etf (PCEF) 0.2 $1.4M 60k 22.80
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) 0.2 $1.3M 31k 42.98
W.W. Grainger (GWW) 0.1 $1.2M 3.5k 357.39
Anheuser-Busch InBev NV (BUD) 0.1 $1.2M 14k 87.57
Pan American Silver Corp Can (PAAS) 0.1 $1.3M 85k 14.76
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $1.2M 87k 14.05
Bsjj etf 0.1 $1.2M 50k 24.28
Barrick Gold Corp (GOLD) 0.1 $1.2M 105k 11.08
Molson Coors Brewing Company (TAP) 0.1 $1.2M 19k 61.51
Pepsi (PEP) 0.1 $1.2M 10k 111.80
SPDR Gold Trust (GLD) 0.1 $1.1M 10k 112.73
Texas Capital Bancshares (TCBI) 0.1 $1.2M 14k 82.64
Vanguard Total Stock Market ETF (VTI) 0.1 $1.2M 7.9k 149.62
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $1.1M 125k 9.07
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.1 $1.2M 49k 24.38
Compass Minerals International (CMP) 0.1 $1.0M 16k 67.20
Bristol Myers Squibb (BMY) 0.1 $1.1M 18k 62.08
Procter & Gamble Company (PG) 0.1 $1.0M 13k 83.21
Goldcorp 0.1 $1.1M 109k 10.20
Agnico (AEM) 0.1 $1.1M 32k 34.20
Calamos Strategic Total Return Fund (CSQ) 0.1 $1.1M 82k 13.44
Blackstone Gso Flting Rte Fu (BSL) 0.1 $1.1M 59k 17.99
J P Morgan Exchange Traded F ultra shrt (JPST) 0.1 $1.1M 22k 50.14
CVS Caremark Corporation (CVS) 0.1 $981k 13k 78.70
BlackRock Income Trust 0.1 $1.0M 179k 5.72
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $976k 66k 14.89
International Business Machines (IBM) 0.1 $933k 6.2k 151.14
Unilever 0.1 $886k 16k 55.55
Applied Materials (AMAT) 0.1 $891k 23k 38.66
Magellan Midstream Partners 0.1 $912k 14k 67.71
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $884k 111k 7.97
Vanguard Small-Cap ETF (VB) 0.1 $886k 5.5k 162.57
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $911k 83k 11.01
Altagas (ATGFF) 0.1 $896k 56k 16.03
H & Q Healthcare Fund equities (HQH) 0.1 $880k 38k 23.16
Atlantic Cap Bancshares 0.1 $876k 52k 16.75
Valley National Bancorp-call pref (VLYPO) 0.1 $937k 37k 25.27
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $927k 38k 24.65
State Street Corporation (STT) 0.1 $825k 9.9k 83.76
Blackstone 0.1 $812k 21k 38.06
Kimberly-Clark Corporation (KMB) 0.1 $810k 7.1k 113.67
Transcanada Corp 0.1 $841k 21k 40.45
Royal Gold (RGLD) 0.1 $820k 11k 77.07
Westpac Banking Corporation 0.1 $846k 42k 20.02
Trimtabs Etf Tr all cap intl (TTAI) 0.1 $791k 29k 26.92
Pgx etf (PGX) 0.1 $820k 57k 14.32
BlackRock (BLK) 0.1 $773k 1.6k 471.34
Waste Management (WM) 0.1 $768k 8.5k 90.37
SYSCO Corporation (SYY) 0.1 $733k 10k 73.26
Enbridge Energy Partners 0.1 $768k 70k 10.99
Randgold Resources 0.1 $731k 10k 70.56
Blackrock Muniyield Quality Fund II (MQT) 0.1 $774k 66k 11.74
Nuveen Real Estate Income Fund (JRS) 0.1 $738k 75k 9.79
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $718k 8.6k 83.58
Union Bankshares Corporation 0.1 $716k 19k 38.54
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.1 $711k 14k 50.49
Unilever (UL) 0.1 $651k 12k 55.01
Vanguard Mid-Cap ETF (VO) 0.1 $624k 3.8k 164.21
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $657k 71k 9.27
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $666k 5.2k 128.08
Global X Fds glbl x mlp etf 0.1 $659k 69k 9.56
Bancofcalifornia 7.00% Cal2021 p (BANC.PE) 0.1 $638k 25k 25.91
Energy Transfer Partners 0.1 $698k 31k 22.27
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $630k 26k 24.34
MGIC Investment (MTG) 0.1 $599k 45k 13.31
Berkshire Hathaway (BRK.B) 0.1 $582k 2.7k 214.05
McDonald's Corporation (MCD) 0.1 $579k 3.5k 167.20
Merck & Co (MRK) 0.1 $620k 8.7k 70.95
Clorox Company (CLX) 0.1 $582k 3.9k 150.39
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $568k 46k 12.24
Tristate Capital Hldgs 0.1 $543k 20k 27.58
Japan Equity Fund ietf (JEQ) 0.1 $578k 69k 8.38
Kraft Heinz (KHC) 0.1 $551k 10k 55.08
Republic Services (RSG) 0.1 $514k 7.1k 72.65
Abbott Laboratories (ABT) 0.1 $533k 7.3k 73.43
iShares MSCI EAFE Index Fund (EFA) 0.1 $472k 6.9k 68.06
BHP Billiton (BHP) 0.1 $501k 10k 49.85
Oneok (OKE) 0.1 $494k 7.3k 67.75
Vanguard REIT ETF (VNQ) 0.1 $478k 5.9k 80.63
Cohen & Steers Total Return Real (RFI) 0.1 $472k 39k 12.16
Phillips 66 (PSX) 0.1 $484k 4.3k 112.64
Crestwood Equity Partners master ltd part 0.1 $489k 13k 36.75
Spdr Ser Tr 1 3 hgh yield (BIL) 0.1 $485k 5.3k 91.56
Boeing Company (BA) 0.1 $402k 1.1k 371.88
Foot Locker (FL) 0.1 $403k 7.9k 50.99
Valero Energy Corporation (VLO) 0.1 $393k 3.5k 113.75
General Mills (GIS) 0.1 $387k 9.0k 42.95
GlaxoSmithKline 0.1 $437k 11k 40.21
Schlumberger (SLB) 0.1 $411k 6.7k 60.95
TC Pipelines 0.1 $382k 13k 30.32
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $448k 47k 9.48
Sprott Physical Gold Trust (PHYS) 0.1 $377k 40k 9.54
Goldman Sachs Group In Pfd 1/1 (GS.PC) 0.1 $413k 18k 23.01
Zoetis Inc Cl A (ZTS) 0.1 $456k 5.0k 91.66
American Express Company (AXP) 0.0 $292k 2.7k 106.57
Devon Energy Corporation (DVN) 0.0 $367k 9.2k 39.89
Wal-Mart Stores (WMT) 0.0 $305k 3.2k 93.96
General Electric Company 0.0 $358k 32k 11.30
Cisco Systems (CSCO) 0.0 $302k 6.2k 48.61
Emerson Electric (EMR) 0.0 $304k 4.0k 76.48
Berkshire Hathaway (BRK.A) 0.0 $320k 1.00 320000.00
Halliburton Company (HAL) 0.0 $366k 9.0k 40.50
Cincinnati Bell Inc 6.75% Cum p 0.0 $334k 6.8k 48.85
Nuveen North Carol Premium Incom Mun 0.0 $338k 28k 12.00
Vodafone Group New Adr F (VOD) 0.0 $343k 16k 21.72
Alamos Gold Inc New Class A (AGI) 0.0 $336k 73k 4.62
Proshares Tr short s&p 500 ne (SH) 0.0 $306k 11k 27.34
Ssr Mining (SSRM) 0.0 $307k 35k 8.71
Broadcom (AVGO) 0.0 $292k 1.2k 246.83
Invesco Exch Trd Slf Idx Fd Tr 0.0 $342k 14k 25.16
Invesco S&p High Income Infrastructure Etf etf 0.0 $359k 14k 25.99
Pgim Global Short Duration H (GHY) 0.0 $327k 24k 13.87
Legg Mason 0.0 $213k 6.8k 31.25
Coca-Cola Company (KO) 0.0 $268k 5.8k 46.21
Costco Wholesale Corporation (COST) 0.0 $262k 1.1k 234.98
FedEx Corporation (FDX) 0.0 $240k 998.00 240.48
Union Pacific Corporation (UNP) 0.0 $218k 1.3k 162.69
Adobe Systems Incorporated (ADBE) 0.0 $244k 903.00 270.21
Yum! Brands (YUM) 0.0 $221k 2.4k 91.10
Amgen (AMGN) 0.0 $278k 1.3k 207.46
PennantPark Investment (PNNT) 0.0 $208k 28k 7.46
Spectra Energy Partners 0.0 $216k 6.0k 35.78
iShares Russell 1000 Growth Index (IWF) 0.0 $229k 1.5k 156.31
iShares Russell Midcap Growth Idx. (IWP) 0.0 $268k 2.0k 135.35
Calamos Convertible & Hi Income Fund (CHY) 0.0 $273k 21k 13.26
Sabra Health Care REIT (SBRA) 0.0 $230k 9.9k 23.16
Howard Hughes 0.0 $255k 2.1k 124.39
SPDR Barclays Capital High Yield B 0.0 $235k 6.5k 36.03
Aberdeen Global Income Fund (FCO) 0.0 $277k 33k 8.45
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $241k 21k 11.27
John Hancock Preferred Income Fund (HPI) 0.0 $240k 11k 22.00
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $287k 67k 4.31
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $224k 19k 11.66
Guggenheim Bld Amr Bds Mng D (GBAB) 0.0 $210k 9.9k 21.21
B2gold Corp (BTG) 0.0 $208k 91k 2.30
WESTERN GAS EQUITY Partners 0.0 $243k 8.1k 29.94
Allianzgi Conv & Inc Fd taxable cef 0.0 $282k 41k 6.95
Alphabet Inc Class A cs (GOOGL) 0.0 $241k 200.00 1205.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $276k 15k 18.50
Wheaton Precious Metals Corp (WPM) 0.0 $271k 16k 17.53
Invesco Bulletshares 2021 Corp 0.0 $210k 10k 20.72
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.0 $272k 11k 24.81
Resolute Mining (RMGGF) 0.0 $213k 270k 0.79
EOG Resources (EOG) 0.0 $203k 1.6k 127.35
Southwestern Energy Company (SWN) 0.0 $186k 36k 5.11
Dundee Precious Metals (DPMLF) 0.0 $137k 59k 2.32
Gulfport Energy Corporation 0.0 $156k 15k 10.40
iShares Silver Trust (SLV) 0.0 $166k 12k 13.75
BlackRock Muni Income Investment Trust 0.0 $143k 11k 13.00
BlackRock MuniYield Insured Investment 0.0 $136k 11k 12.42
BlackRock Insured Municipal Income Inves 0.0 $129k 10k 12.88
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $150k 28k 5.32
Perseus Mining Ltd Sh (PMNXF) 0.0 $166k 615k 0.27
Semafo 0.0 $203k 86k 2.36
Cbre Clarion Global Real Estat re (IGR) 0.0 $157k 22k 7.29
Oceanagold (OCANF) 0.0 $190k 63k 3.02
Allianzgi Nfj Divid Int Prem S cefs 0.0 $189k 14k 13.12
Centamin Plc Shs fgn (CELTF) 0.0 $159k 115k 1.38
Delphi Automotive Inc international (APTV) 0.0 $207k 2.5k 83.98
Credit Suisse Nassau Brh Veloc 0.0 $157k 20k 7.85
Gold Fields (GFI) 0.0 $94k 39k 2.43
AngloGold Ashanti 0.0 $108k 13k 8.60
New York Community Ban (NYCB) 0.0 $117k 11k 10.41
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $48k 10k 4.80
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $122k 10k 11.82
Peyto Expl & Dev (PEYUF) 0.0 $92k 11k 8.59
Regis Resources (RGRNF) 0.0 $61k 23k 2.71
Cion Investment Corp Fund 0.0 $105k 12k 9.14
Evolution Mining (CAHPF) 0.0 $115k 60k 1.92
Northern Star Resources (NESRF) 0.0 $114k 19k 6.00
Ramelius Resources (RMLRF) 0.0 $121k 345k 0.35
Saracen Mineral Holdings 0.0 $94k 70k 1.34
New Gold Inc Cda (NGD) 0.0 $26k 33k 0.79
Hycroft Mining Corp-cw22 Wts Exp 10/12/2022 right/warrant 0.0 $1.0k 10k 0.10
Linn Co Llc Escrow Com Shs Rps 0.0 $0 12k 0.00
Tanager Energy 0.0 $6.8k 225k 0.03
Amfil Technologies (FUNN) 0.0 $1.0k 10k 0.10