Prospera Financial Services

Prospera Financial Services as of June 30, 2013

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 234 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Financial Select Sector SPDR (XLF) 3.9 $8.4M 433k 19.51
Consumer Discretionary SPDR (XLY) 3.8 $8.3M 146k 56.79
Consumer Staples Select Sect. SPDR (XLP) 3.7 $8.0M 199k 39.96
Materials SPDR (XLB) 3.6 $7.8M 203k 38.57
iShares Dow Jones US Industrial (IYJ) 3.6 $7.8M 93k 83.83
iShares Dow Jones US Technology (IYW) 3.6 $7.7M 104k 74.12
iShares Dow Jones US Energy Sector (IYE) 3.5 $7.7M 171k 44.92
iShares S&P US Pref Stock Idx Fnd (PFF) 1.8 $3.9M 101k 39.12
At&t (T) 1.7 $3.7M 105k 35.30
Alerian Mlp Etf 1.4 $3.1M 174k 18.01
Altria (MO) 1.4 $3.0M 86k 35.38
Energy Transfer Partners 1.3 $2.8M 55k 50.99
Powershares Etf Tr Ii s^p500 low vol 1.2 $2.7M 87k 31.04
First Trust Cnsmer Disry Alpha Fnd (FXD) 1.2 $2.7M 97k 27.47
First Trust Cnsumer Stapl Alpha (FXG) 1.2 $2.7M 86k 31.14
iShares Lehman 3-7 Yr Treasury Bond (IEI) 1.2 $2.6M 22k 120.77
Plains All American Pipeline (PAA) 1.1 $2.5M 44k 55.99
Senior Housing Properties Trust 1.1 $2.4M 93k 25.81
NuStar Energy (NS) 1.0 $2.2M 48k 46.34
Eagle Materials (EXP) 1.0 $2.2M 33k 67.39
Vanguard Short-Term Bond ETF (BSV) 1.0 $2.2M 27k 80.06
Southern Company (SO) 1.0 $2.1M 49k 43.81
Verizon Communications (VZ) 1.0 $2.1M 42k 50.35
Exxon Mobil Corporation (XOM) 1.0 $2.1M 23k 90.30
PowerShares DWA Technical Ldrs Pf 1.0 $2.1M 66k 31.50
PowerShares Fin. Preferred Port. 0.9 $2.1M 115k 17.86
iShares Russell 2000 Index (IWM) 0.9 $2.0M 21k 98.56
Spdr S&p 500 Etf (SPY) 0.9 $2.0M 12k 161.37
Apple (AAPL) 0.9 $1.9M 4.6k 409.26
Claymore Exchange-traded Fd gugg bull 2013 0.9 $1.9M 74k 25.62
Guggenheim Bulletshs Etf equity 0.9 $1.9M 71k 26.27
Global X Etf equity 0.8 $1.8M 86k 21.35
American Electric Power Company (AEP) 0.8 $1.8M 40k 44.48
First Trust Health Care AlphaDEX (FXH) 0.8 $1.8M 44k 40.08
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.8 $1.7M 16k 107.57
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $1.7M 15k 113.58
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $1.6M 18k 90.90
iShares S&P MidCap 400 Index (IJH) 0.7 $1.6M 13k 116.98
Johnson & Johnson (JNJ) 0.7 $1.5M 18k 86.63
Microsoft Corporation (MSFT) 0.7 $1.5M 44k 34.35
International Business Machines (IBM) 0.7 $1.5M 7.8k 191.35
First Trust DJ Internet Index Fund (FDN) 0.7 $1.4M 31k 46.00
iShares S&P SmallCap 600 Index (IJR) 0.7 $1.4M 15k 91.72
SPDR Barclays Capital High Yield B 0.6 $1.3M 33k 39.46
Guggenheim Bulletshs Etf equity 0.6 $1.3M 49k 26.27
Prosperity Bancshares (PB) 0.6 $1.2M 23k 53.41
Vanguard REIT ETF (VNQ) 0.6 $1.2M 18k 68.55
SPDR Gold Trust (GLD) 0.5 $1.1M 9.1k 121.18
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.5 $1.1M 11k 102.36
First Trust Amex Biotech Index Fnd (FBT) 0.5 $1.1M 19k 59.57
ProShares Ultra Russell2000 (UWM) 0.5 $1.1M 17k 61.79
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $1.1M 78k 13.67
Vanguard Europe Pacific ETF (VEA) 0.5 $1.0M 28k 35.98
Vanguard Emerging Markets ETF (VWO) 0.5 $995k 26k 38.86
iShares Barclays TIPS Bond Fund (TIP) 0.5 $997k 8.9k 111.98
PowerShares QQQ Trust, Series 1 0.5 $976k 14k 71.68
First Trust Financials AlphaDEX (FXO) 0.5 $962k 51k 19.00
First Trust Tech AlphaDEX Fnd (FXL) 0.4 $945k 38k 24.64
First Trust Ind/Prod AlphaDEX (FXR) 0.4 $956k 42k 22.87
First Trust Materials AlphaDEX Fnd (FXZ) 0.4 $931k 35k 26.94
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.4 $939k 9.0k 104.90
First Trust Energy AlphaDEX (FXN) 0.4 $897k 41k 21.69
Berkshire Hathaway (BRK.B) 0.4 $895k 7.9k 113.05
First Trust Morningstar Divid Ledr (FDL) 0.4 $882k 43k 20.62
General Electric Company 0.4 $855k 37k 23.34
Enterprise Products Partners (EPD) 0.4 $862k 14k 62.96
Pepsi (PEP) 0.4 $812k 9.9k 82.05
Starbucks Corporation (SBUX) 0.4 $817k 12k 66.26
Newlink Genetics Corporation 0.4 $823k 41k 20.16
Chevron Corporation (CVX) 0.4 $796k 6.7k 119.13
Invesco Van Kampen Municipal Trust (VKQ) 0.4 $806k 63k 12.76
Intel Corporation (INTC) 0.3 $767k 32k 23.89
Bank of America Corporation (BAC) 0.3 $729k 56k 12.93
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.3 $745k 28k 27.12
Permian Basin Royalty Trust (PBT) 0.3 $712k 54k 13.22
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $721k 4.8k 149.37
SPDR S&P Dividend (SDY) 0.3 $719k 11k 66.85
Rydex S&P Equal Weight ETF 0.3 $688k 11k 61.83
Proshares Tr ultr 7-10 trea (UST) 0.3 $692k 13k 52.14
Costco Wholesale Corporation (COST) 0.3 $677k 6.1k 110.46
McDonald's Corporation (MCD) 0.3 $676k 6.8k 99.88
Procter & Gamble Company (PG) 0.3 $666k 8.5k 78.00
Pfizer (PFE) 0.3 $656k 24k 27.76
iShares Cohen & Steers Realty Maj. (ICF) 0.3 $647k 8.1k 80.20
Chipotle Mexican Grill (CMG) 0.3 $636k 1.7k 363.64
Vanguard Total Bond Market ETF (BND) 0.3 $619k 7.7k 80.87
iShares Barclays Agency Bond Fund (AGZ) 0.3 $628k 5.6k 111.23
Consolidated Edison (ED) 0.3 $614k 11k 57.55
Kinder Morgan Energy Partners 0.3 $611k 7.1k 86.67
ConocoPhillips (COP) 0.3 $583k 9.5k 61.23
iShares S&P 500 Index (IVV) 0.3 $589k 3.6k 162.17
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.3 $574k 6.8k 84.30
FleetCor Technologies 0.3 $562k 6.8k 82.83
PowerShares Dynamic Lg. Cap Value 0.3 $554k 22k 25.37
Apache Corp. 6% Mandatory Conv pfd cv 0.2 $539k 11k 47.49
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.2 $532k 8.7k 60.89
PowerShares DWA Devld Markt Tech 0.2 $508k 24k 21.35
Health Care SPDR (XLV) 0.2 $507k 11k 47.76
Cisco Systems (CSCO) 0.2 $481k 20k 24.34
SYSCO Corporation (SYY) 0.2 $475k 14k 34.29
Wells Fargo & Company (WFC) 0.2 $484k 12k 41.39
iShares S&P 100 Index (OEF) 0.2 $475k 6.6k 72.41
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $477k 4.7k 102.36
Homeaway 0.2 $479k 15k 31.99
3M Company (MMM) 0.2 $453k 4.1k 109.21
V.F. Corporation (VFC) 0.2 $462k 2.4k 194.94
Energy Select Sector SPDR (XLE) 0.2 $443k 5.6k 78.85
PowerShares DWA Emerg Markts Tech 0.2 $452k 25k 18.15
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $447k 11k 42.57
Guggenheim Bulletshar 0.2 $444k 20k 21.78
Atlas Resource Partners 0.2 $451k 20k 22.16
HCP 0.2 $423k 9.4k 44.92
Vanguard Information Technology ETF (VGT) 0.2 $441k 5.9k 74.52
Caterpillar (CAT) 0.2 $420k 5.1k 82.76
Wal-Mart Stores (WMT) 0.2 $401k 5.4k 74.54
Eli Lilly & Co. (LLY) 0.2 $413k 8.2k 50.22
Vanguard Small-Cap Value ETF (VBR) 0.2 $417k 4.9k 84.88
SPDR S&P Oil & Gas Equipt & Servs. 0.2 $415k 11k 39.52
Claymore Exchange-traded Fd gugg crp bd 2014 0.2 $413k 19k 21.27
Spdr Series Trust equity (IBND) 0.2 $421k 12k 34.40
Merck & Co (MRK) 0.2 $384k 8.3k 46.26
Philip Morris International (PM) 0.2 $389k 4.5k 87.42
PowerShares DB Com Indx Trckng Fund 0.2 $381k 15k 25.28
Industrial SPDR (XLI) 0.2 $393k 9.1k 43.04
Vanguard Consumer Discretionary ETF (VCR) 0.2 $383k 4.2k 91.71
First Trust S&P REIT Index Fund (FRI) 0.2 $395k 21k 18.56
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $388k 12k 33.63
Claymore Exchange-traded Fd gugg crp bd 2013 0.2 $383k 18k 20.77
Prospect Capital Corp note 0.2 $385k 360k 1.07
Powershares Exchange 0.2 $395k 14k 28.73
Powershares Etf Tr Ii em mrk low vol 0.2 $379k 14k 27.17
iShares Russell 1000 Value Index (IWD) 0.2 $373k 4.4k 84.18
Ford Motor Company (F) 0.2 $359k 23k 15.72
Van Kampen Advantage Muni Incm Tr II (VKI) 0.2 $366k 31k 11.88
Mitek Systems (MITK) 0.2 $367k 65k 5.66
Hollyfrontier Corp 0.2 $361k 8.9k 40.69
Claymore Etf gug blt2016 hy 0.2 $375k 14k 26.04
JPMorgan Chase & Co. (JPM) 0.2 $345k 6.6k 52.44
Bristol Myers Squibb (BMY) 0.2 $351k 7.8k 44.80
CenturyLink 0.2 $340k 9.7k 35.14
PPL Corporation (PPL) 0.2 $344k 12k 29.94
PowerShares Emerging Markets Sovere 0.2 $342k 12k 27.66
Vanguard Utilities ETF (VPU) 0.2 $356k 4.4k 81.09
American Realty Capital Prop 0.2 $351k 24k 14.81
Duke Energy (DUK) 0.2 $339k 5.1k 66.86
Lowe's Companies (LOW) 0.1 $322k 7.9k 41.00
Green Mountain Coffee Roasters 0.1 $314k 4.1k 77.06
iShares Dow Jones Select Dividend (DVY) 0.1 $326k 5.1k 64.25
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $322k 2.9k 109.71
Powershares Senior Loan Portfo mf 0.1 $321k 13k 24.76
Colgate-Palmolive Company (CL) 0.1 $313k 5.4k 58.00
GlaxoSmithKline 0.1 $295k 5.9k 50.19
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $296k 3.1k 94.57
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $295k 6.1k 47.98
WisdomTree Japan Total Dividend (DXJ) 0.1 $293k 6.3k 46.32
Nuveen Mun High Income Opp F (NMZ) 0.1 $303k 24k 12.73
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $296k 3.7k 79.21
iShares Gold Trust 0.1 $290k 24k 12.15
Technology SPDR (XLK) 0.1 $285k 9.3k 30.76
First Trust ISE Revere Natural Gas 0.1 $282k 18k 16.11
Francescas Hldgs Corp 0.1 $279k 10k 27.90
Phillips 66 (PSX) 0.1 $287k 4.9k 58.93
Cracker Barrel Old Country Store (CBRL) 0.1 $253k 2.6k 96.71
Helmerich & Payne (HP) 0.1 $257k 4.0k 63.79
General Mills (GIS) 0.1 $260k 5.3k 48.83
iShares MSCI EAFE Index Fund (EFA) 0.1 $249k 4.3k 57.92
Danaher Corporation (DHR) 0.1 $260k 4.0k 64.61
Google 0.1 $263k 296.00 888.51
El Paso Pipeline Partners 0.1 $256k 5.8k 44.29
Energy Transfer Equity (ET) 0.1 $265k 4.4k 60.82
CNO Financial (CNO) 0.1 $270k 21k 13.17
Bank Of America Corporation preferred (BAC.PL) 0.1 $264k 235.00 1123.40
Huntington Bancshares Inc pfd conv ser a 0.1 $256k 209.00 1224.88
Chesapeake Enrgy Cvt Ppd 4.50 cv p 0.1 $253k 2.8k 89.72
iShares MSCI United Kingdom Index 0.1 $266k 15k 17.84
Vanguard Mid-Cap Value ETF (VOE) 0.1 $270k 3.9k 69.43
Essex Rental 0.1 $257k 59k 4.34
Vanguard S&p 500 0.1 $264k 3.6k 73.85
Qr Energy 0.1 $263k 15k 17.78
First Tr Exch Trd Alpha Fd I (FJP) 0.1 $258k 6.1k 42.22
Coca-Cola Company (KO) 0.1 $232k 5.7k 40.40
Brookfield Asset Management 0.1 $245k 6.8k 36.05
United Technologies Corporation 0.1 $230k 2.4k 94.73
Vodafone 0.1 $242k 8.4k 28.69
Qualcomm (QCOM) 0.1 $238k 3.9k 60.85
Chesapeake Energy Corporation 0.1 $231k 11k 20.77
Magellan Midstream Partners 0.1 $241k 4.3k 55.62
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $235k 4.2k 56.41
United Technol conv prf 0.1 $241k 4.0k 60.25
Mondelez Int (MDLZ) 0.1 $237k 8.2k 28.99
Flaherty & Crumrine Dyn P (DFP) 0.1 $241k 9.8k 24.59
Baxter International (BAX) 0.1 $217k 3.1k 70.20
Kimberly-Clark Corporation (KMB) 0.1 $225k 2.3k 97.15
Wisconsin Energy Corporation 0.1 $220k 5.5k 40.32
Gilead Sciences (GILD) 0.1 $223k 4.3k 51.57
Accenture (ACN) 0.1 $220k 3.1k 72.08
Linn Energy 0.1 $221k 6.6k 33.29
Denbury Resources 0.1 $216k 12k 17.42
iShares Lehman MBS Bond Fund (MBB) 0.1 $218k 2.1k 105.42
iShares MSCI Germany Index Fund (EWG) 0.1 $223k 9.0k 24.81
Tesoro Logistics Lp us equity 0.1 $209k 3.4k 61.47
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $211k 10k 21.21
Global X Fds glbx suprinc e (SPFF) 0.1 $218k 15k 14.58
Dominion Resources (D) 0.1 $201k 3.6k 56.33
Jack Henry & Associates (JKHY) 0.1 $204k 4.3k 47.89
Federal Realty Inv. Trust 0.1 $205k 2.0k 102.50
AllianceBernstein Income Fund 0.1 $197k 26k 7.48
Vanguard High Dividend Yield ETF (VYM) 0.1 $201k 3.6k 56.60
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $178k 14k 13.05
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $157k 16k 10.05
Retail Properties Of America 0.1 $150k 10k 14.48
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $129k 17k 7.44
Direxion Shs Etf Large Cap Bea 0.1 $120k 11k 10.65
KKR Financial Holdings 0.1 $105k 10k 10.29
Dynex Capital 0.1 $109k 11k 10.23
CenterState Banks 0.1 $115k 13k 8.76
China Housing & Land Development 0.1 $109k 60k 1.81
Liberty All-Star Equity Fund (USA) 0.1 $107k 20k 5.24
Nuveen Muni Value Fund (NUV) 0.1 $107k 11k 9.68
New York Mortgage Trust 0.1 $101k 15k 6.77
Synovus Financial 0.0 $96k 32k 2.98
G Willi-food International ord (WILC) 0.0 $80k 12k 6.67
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $96k 12k 7.80
Astrotech 0.0 $78k 112k 0.70
RadioShack Corporation 0.0 $68k 21k 3.20
Chesapeake Energy Corp note 2.250%12/1 0.0 $44k 50k 0.88
Frontier Communications 0.0 $44k 11k 3.98
Xinyuan Real Estate 0.0 $43k 10k 4.30
Sirius XM Radio 0.0 $42k 12k 3.40
Managed High Yield Plus Fund 0.0 $35k 18k 2.00
Genco Shipping & Trading 0.0 $18k 11k 1.70
Dryships Inc. note 5.000%12/0 0.0 $18k 20k 0.90
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $20k 30k 0.67
Ares Capital Corp 5.125 2016 conv 0.0 $32k 30k 1.07