Prospera Financial Services

Prospera Financial Services as of Dec. 31, 2013

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 258 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Dow Jones US Technology (IYW) 4.2 $12M 140k 88.44
Financial Select Sector SPDR (XLF) 4.1 $12M 562k 21.86
iShares Dow Jones US Industrial (IYJ) 4.1 $12M 121k 101.38
Consumer Discretionary SPDR (XLY) 4.1 $12M 183k 66.83
Materials SPDR (XLB) 4.1 $12M 262k 46.22
iShares Dow Jones US Healthcare (IYH) 4.0 $12M 102k 116.49
iShares Dow Jones US Energy Sector (IYE) 4.0 $12M 235k 50.49
Consumer Staples Select Sect. SPDR (XLP) 3.9 $12M 267k 42.98
Eagle Materials (EXP) 2.8 $8.3M 108k 77.43
iShares S&P 500 Index (IVV) 2.6 $7.7M 42k 185.66
iShares S&P MidCap 400 Index (IJH) 2.0 $5.9M 44k 133.81
Powershares Etf Tr Ii s^p500 low vol 1.7 $5.2M 156k 33.16
PowerShares DWA Technical Ldrs Pf 1.6 $4.9M 134k 36.65
iShares S&P US Pref Stock Idx Fnd (PFF) 1.6 $4.8M 129k 36.83
First Trust Cnsumer Stapl Alpha (FXG) 1.4 $4.1M 116k 35.66
First Trust Health Care AlphaDEX (FXH) 1.3 $3.8M 79k 48.07
First Trust Cnsmer Disry Alpha Fnd (FXD) 1.3 $3.8M 117k 32.25
First Trust DJ Internet Index Fund (FDN) 1.2 $3.5M 58k 59.86
ProShares Ultra S&P500 (SSO) 1.1 $3.4M 33k 102.56
Guggenheim Bulletshs Etf equity 1.1 $3.4M 126k 26.67
Altria (MO) 1.1 $3.3M 85k 38.39
ProShares Ultra MidCap400 (MVV) 1.1 $3.2M 26k 126.90
Vanguard Short-Term Bond ETF (BSV) 1.1 $3.2M 40k 79.94
iShares iBoxx $ High Yid Corp Bond (HYG) 1.1 $3.2M 34k 92.89
Guggenheim Bulletshs Etf equity 1.1 $3.1M 116k 26.78
Alerian Mlp Etf 1.0 $3.0M 168k 17.79
First Trust Amex Biotech Index Fnd (FBT) 1.0 $3.0M 43k 69.19
Apple (AAPL) 1.0 $2.9M 5.2k 561.08
PowerShares QQQ Trust, Series 1 0.9 $2.8M 32k 87.96
At&t (T) 0.9 $2.7M 77k 35.16
Energy Transfer Partners 0.9 $2.6M 46k 57.26
Global X Etf equity 0.8 $2.3M 99k 23.46
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.0M 26k 79.78
Plains All American Pipeline (PAA) 0.7 $2.0M 39k 51.78
Claymore Etf gug blt2016 hy 0.7 $2.0M 75k 27.02
PowerShares Fin. Preferred Port. 0.6 $1.8M 106k 16.94
NuStar Energy 0.6 $1.8M 35k 50.99
Vanguard Small-Cap Value ETF (VBR) 0.6 $1.8M 18k 97.35
Verizon Communications (VZ) 0.6 $1.6M 34k 49.14
iShares Russell 3000 Index (IWV) 0.6 $1.6M 15k 110.64
Vanguard REIT ETF (VNQ) 0.5 $1.5M 24k 64.56
Prospect Capital Corporation (PSEC) 0.5 $1.5M 136k 11.22
Johnson & Johnson (JNJ) 0.5 $1.4M 16k 91.59
Exxon Mobil Corporation (XOM) 0.5 $1.4M 14k 101.18
PowerShares DWA Devld Markt Tech 0.4 $1.3M 50k 26.49
Spdr S&p 500 Etf (SPY) 0.4 $1.3M 7.0k 184.69
iShares Russell 2000 Index (IWM) 0.4 $1.3M 11k 115.36
SPDR Barclays Capital High Yield B 0.4 $1.3M 31k 40.55
Powershares Exchange 0.4 $1.3M 41k 31.52
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.4 $1.1M 11k 107.87
Microsoft Corporation (MSFT) 0.4 $1.1M 30k 37.41
SPDR Gold Trust (GLD) 0.4 $1.1M 9.6k 116.15
PowerShares DWA Emerg Markts Tech 0.4 $1.1M 62k 18.17
Starbucks Corporation (SBUX) 0.4 $1.1M 14k 78.38
iShares MSCI EAFE Index Fund (EFA) 0.3 $941k 14k 67.08
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $961k 5.8k 165.43
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $933k 20k 46.73
Powershares Etf Tr Ii em mrk low vol 0.3 $933k 34k 27.75
Vanguard Utilities ETF (VPU) 0.3 $902k 11k 83.29
Powershares Etf Trust Ii 0.3 $889k 22k 39.70
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $874k 7.7k 114.25
SPDR Barclays Capital Inter Term (SPTI) 0.3 $862k 15k 59.09
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.3 $840k 8.4k 100.20
Spdr Series Trust equity (IBND) 0.3 $774k 21k 36.65
Enterprise Products Partners (EPD) 0.2 $752k 11k 66.28
iShares Russell Microcap Index (IWC) 0.2 $744k 9.9k 75.17
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $754k 22k 33.61
Bank of America Corporation (BAC) 0.2 $720k 46k 15.56
General Electric Company 0.2 $726k 26k 28.03
Pepsi (PEP) 0.2 $699k 8.4k 82.89
Intel Corporation (INTC) 0.2 $687k 27k 25.96
Rydex S&P Equal Weight ETF 0.2 $670k 9.4k 71.26
Vanguard High Dividend Yield ETF (VYM) 0.2 $652k 11k 62.33
Newlink Genetics Corporation 0.2 $660k 30k 22.00
3M Company (MMM) 0.2 $625k 4.5k 140.26
Permian Basin Royalty Trust (PBT) 0.2 $627k 49k 12.87
Vanguard Emerging Markets ETF (VWO) 0.2 $620k 15k 41.16
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $613k 5.8k 105.44
Caterpillar (CAT) 0.2 $594k 6.5k 90.80
Chevron Corporation (CVX) 0.2 $582k 4.7k 125.00
Vanguard Extended Market ETF (VXF) 0.2 $580k 7.0k 82.74
PowerShares Dynamic Lg. Cap Value 0.2 $591k 21k 28.43
Berkshire Hathaway (BRK.B) 0.2 $574k 4.8k 118.47
V.F. Corporation (VFC) 0.2 $567k 9.1k 62.37
Boeing Company (BA) 0.2 $567k 4.2k 136.56
Lockheed Martin Corporation (LMT) 0.2 $553k 3.7k 148.58
SPDR S&P Dividend (SDY) 0.2 $569k 7.8k 72.65
SPDR S&P Oil & Gas Equipt & Servs. 0.2 $568k 13k 43.69
First Trust Morningstar Divid Ledr (FDL) 0.2 $579k 26k 21.91
Clorox Company (CLX) 0.2 $537k 5.8k 92.76
iShares S&P 500 Growth Index (IVW) 0.2 $530k 5.4k 98.75
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.2 $545k 7.5k 72.46
Powershares Senior Loan Portfo mf 0.2 $540k 22k 24.86
Kraft Foods 0.2 $541k 10k 53.88
Pitney Bowes (PBI) 0.2 $512k 22k 23.32
SYSCO Corporation (SYY) 0.2 $492k 14k 36.13
International Business Machines (IBM) 0.2 $515k 2.7k 187.61
Seagate Technology Com Stk 0.2 $498k 8.9k 56.12
Royal Gold (RGLD) 0.2 $503k 11k 46.06
McDonald's Corporation (MCD) 0.2 $478k 4.9k 97.04
Harris Corporation 0.2 $464k 6.6k 69.82
iShares Barclays TIPS Bond Fund (TIP) 0.2 $490k 4.5k 109.94
Essex Rental 0.2 $470k 144k 3.27
Hasbro (HAS) 0.1 $438k 8.0k 55.02
International Paper Company (IP) 0.1 $448k 9.1k 49.00
Merck & Co (MRK) 0.1 $452k 9.0k 50.10
New York Community Ban 0.1 $439k 26k 16.84
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $441k 5.4k 81.64
Pan American Silver Corp Can (PAAS) 0.1 $437k 37k 11.69
Seadrill 0.1 $435k 11k 41.05
First Trust IPOX-100 Index Fund (FPX) 0.1 $439k 9.7k 45.44
Guggenheim Bulletshar 0.1 $459k 21k 21.86
Wal-Mart Stores (WMT) 0.1 $422k 5.4k 78.69
Pfizer (PFE) 0.1 $405k 13k 30.62
Automatic Data Processing (ADP) 0.1 $408k 5.1k 80.74
ConocoPhillips (COP) 0.1 $424k 6.0k 70.57
Procter & Gamble Company (PG) 0.1 $412k 5.1k 81.47
Walgreen Company 0.1 $416k 7.2k 57.51
Kinder Morgan Energy Partners 0.1 $429k 5.3k 80.75
iShares S&P 500 Value Index (IVE) 0.1 $422k 4.9k 85.53
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $428k 5.7k 74.75
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $404k 4.8k 84.32
Claymore Exchange-traded Fd gugg crp bd 2014 0.1 $426k 20k 21.27
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $430k 8.7k 49.63
Eli Lilly & Co. (LLY) 0.1 $396k 7.8k 50.95
Cisco Systems (CSCO) 0.1 $382k 17k 22.41
Wells Fargo & Company (WFC) 0.1 $382k 8.4k 45.43
iShares S&P SmallCap 600 Index (IJR) 0.1 $387k 3.5k 109.04
Vanguard Total Stock Market ETF (VTI) 0.1 $401k 4.2k 95.86
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $395k 12k 32.38
iShares MSCI Germany Index Fund (EWG) 0.1 $389k 12k 31.73
First Trust ISE Revere Natural Gas 0.1 $374k 19k 19.48
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $383k 14k 28.38
Waste Management (WM) 0.1 $345k 7.7k 44.82
Bristol Myers Squibb (BMY) 0.1 $358k 6.7k 53.17
Omni (OMC) 0.1 $353k 4.8k 74.27
Chesapeake Energy Corporation 0.1 $346k 13k 27.13
Amazon (AMZN) 0.1 $363k 910.00 398.90
Energy Transfer Equity (ET) 0.1 $369k 4.5k 81.82
Icahn Enterprises (IEP) 0.1 $366k 3.3k 109.29
SPDR S&P MidCap 400 ETF (MDY) 0.1 $366k 1.5k 244.49
First Trust Financials AlphaDEX (FXO) 0.1 $369k 17k 21.75
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $359k 12k 29.82
First Trust Energy AlphaDEX (FXN) 0.1 $347k 14k 25.28
Mitek Systems (MITK) 0.1 $342k 58k 5.94
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $349k 13k 27.09
Prospect Capital Corp note 0.1 $364k 350k 1.04
Sonoco Products Company (SON) 0.1 $320k 7.7k 41.74
Staples 0.1 $334k 21k 15.88
Gannett 0.1 $342k 12k 29.54
Vanguard Europe Pacific ETF (VEA) 0.1 $329k 7.9k 41.72
iShares S&P SmallCap 600 Growth (IJT) 0.1 $313k 2.6k 118.70
Wisdomtree Trust futre strat (WTMF) 0.1 $326k 7.9k 41.53
Phillips 66 (PSX) 0.1 $337k 4.4k 77.12
Western Union Company (WU) 0.1 $284k 17k 17.22
Blackstone 0.1 $306k 9.7k 31.49
Kimberly-Clark Corporation (KMB) 0.1 $283k 2.7k 104.51
Helmerich & Payne (HP) 0.1 $293k 3.5k 84.22
Aegon 0.1 $302k 32k 9.48
Danaher Corporation (DHR) 0.1 $309k 4.0k 77.25
Gilead Sciences (GILD) 0.1 $297k 4.0k 75.19
Whole Foods Market 0.1 $305k 5.3k 57.92
Lowe's Companies (LOW) 0.1 $291k 5.9k 49.61
El Paso Pipeline Partners 0.1 $308k 8.6k 36.02
Chicago Bridge & Iron Company 0.1 $293k 3.5k 83.21
HCP 0.1 $293k 8.1k 36.26
Silver Wheaton Corp 0.1 $312k 16k 20.19
Jp Morgan Alerian Mlp Index 0.1 $303k 6.5k 46.42
First Trust S&P REIT Index Fund (FRI) 0.1 $308k 18k 17.51
Vanguard Scottsdale Fds vng rus2000idx (VTWO) 0.1 $305k 3.3k 92.06
Hollyfrontier Corp 0.1 $291k 5.9k 49.69
Atlas Resource Partners 0.1 $312k 15k 20.46
Vanguard S&p 500 Etf idx (VOO) 0.1 $292k 1.7k 169.28
United Parcel Service (UPS) 0.1 $276k 2.6k 105.18
Capital One Financial (COF) 0.1 $272k 3.5k 76.71
Deere & Company (DE) 0.1 $256k 2.8k 91.36
General Mills (GIS) 0.1 $266k 5.3k 49.92
GlaxoSmithKline 0.1 $282k 5.3k 53.35
Philip Morris International (PM) 0.1 $269k 3.1k 87.00
Vodafone 0.1 $271k 6.9k 39.32
Qualcomm (QCOM) 0.1 $279k 3.8k 74.20
Ford Motor Company (F) 0.1 $273k 18k 15.45
Oneok (OKE) 0.1 $262k 4.2k 62.25
iShares Dow Jones Select Dividend (DVY) 0.1 $277k 3.9k 71.41
Vanguard Dividend Appreciation ETF (VIG) 0.1 $256k 3.4k 75.14
Huntington Bancshares Inc pfd conv ser a 0.1 $266k 209.00 1272.73
Astrotech 0.1 $275k 97k 2.83
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $266k 5.0k 53.20
United Technol conv prf 0.1 $262k 4.0k 65.50
Columbia Ppty Tr 0.1 $256k 10k 24.99
iShares MSCI Emerging Markets Indx (EEM) 0.1 $251k 6.0k 41.79
JPMorgan Chase & Co. (JPM) 0.1 $250k 4.3k 58.49
Walt Disney Company (DIS) 0.1 $237k 3.1k 76.38
Brookfield Asset Management 0.1 $252k 6.5k 38.77
CenturyLink 0.1 $247k 7.8k 31.81
Allergan 0.1 $233k 2.1k 110.95
Target Corporation (TGT) 0.1 $230k 3.6k 63.36
Buckeye Partners 0.1 $229k 3.2k 71.14
Constellation Brands (STZ) 0.1 $225k 3.2k 70.31
Energy Select Sector SPDR (XLE) 0.1 $226k 2.5k 88.66
Technology SPDR (XLK) 0.1 $249k 7.0k 35.77
iShares S&P 100 Index (OEF) 0.1 $241k 2.9k 82.25
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $234k 2.4k 99.15
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $239k 2.6k 93.18
iShares MSCI ACWI Index Fund (ACWI) 0.1 $232k 4.0k 57.65
Targa Res Corp (TRGP) 0.1 $247k 2.8k 88.09
Qr Energy 0.1 $229k 13k 17.09
American Tower Reit (AMT) 0.1 $244k 3.1k 79.74
Retail Properties Of America 0.1 $223k 18k 12.75
Facebook Inc cl a (META) 0.1 $234k 4.3k 54.60
Duke Energy (DUK) 0.1 $243k 3.5k 68.98
Abbvie (ABBV) 0.1 $236k 4.5k 52.91
Costco Wholesale Corporation (COST) 0.1 $203k 1.7k 118.78
Abbott Laboratories (ABT) 0.1 $213k 5.5k 38.39
Baxter International (BAX) 0.1 $220k 3.2k 69.69
Norfolk Southern (NSC) 0.1 $210k 2.3k 92.76
Dominion Resources (D) 0.1 $203k 3.1k 64.79
Royal Dutch Shell 0.1 $223k 3.1k 71.36
EMC Corporation 0.1 $201k 8.0k 25.16
Linn Energy 0.1 $208k 6.7k 30.84
Oracle Corporation (ORCL) 0.1 $222k 5.8k 38.28
Trinity Industries (TRN) 0.1 $210k 3.9k 54.50
Universal Insurance Holdings (UVE) 0.1 $221k 15k 14.48
Federal Realty Inv. Trust 0.1 $203k 2.0k 101.50
iShares S&P MidCap 400 Growth (IJK) 0.1 $212k 1.4k 150.04
Bank Of America Corporation preferred (BAC.PL) 0.1 $212k 200.00 1060.00
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $208k 1.8k 116.07
iShares MSCI Sweden Index (EWD) 0.1 $220k 6.1k 35.85
iShares MSCI Switzerland Index Fund (EWL) 0.1 $217k 6.6k 32.92
iShares MSCI Netherlands Investable (EWN) 0.1 $221k 8.5k 25.97
BlackRock Global Energy & Resources Trus (BGR) 0.1 $221k 9.1k 24.29
iShares 2014 S&P AMT-Free Mun Ser ETF 0.1 $205k 4.0k 51.25
Powershares Etf Trust dyna buybk ach 0.1 $213k 4.9k 43.13
Mondelez Int (MDLZ) 0.1 $202k 5.7k 35.22
Global X Fds glbx suprinc e (SPFF) 0.1 $218k 15k 14.58
Plains Gp Hldgs L P shs a rep ltpn 0.1 $216k 8.1k 26.73
Corning Incorporated (GLW) 0.1 $182k 10k 17.83
American Realty Capital Prop 0.1 $164k 13k 12.83
Smith & Wesson Holding Corporation 0.1 $142k 11k 13.52
iShares Gold Trust 0.1 $137k 12k 11.70
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $163k 20k 8.15
Synovus Financial 0.0 $116k 32k 3.60
Ez (EZPW) 0.0 $117k 10k 11.70
CenterState Banks 0.0 $133k 13k 10.13
New York Mortgage Trust 0.0 $109k 16k 6.98
Callaway Golf Company (MODG) 0.0 $93k 11k 8.45
Harte-Hanks 0.0 $101k 13k 7.85
Star Gas Partners (SGU) 0.0 $82k 16k 5.28
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $92k 13k 7.27
RadioShack Corporation 0.0 $51k 20k 2.62
Liberty All-Star Equity Fund (USA) 0.0 $66k 11k 6.00
Sirius Xm Holdings (SIRI) 0.0 $50k 15k 3.46
Genco Shipping & Trading 0.0 $26k 10k 2.50
Dryships Inc. note 5.000%12/0 0.0 $20k 20k 1.00
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $17k 30k 0.57
Global Geophysical Svcs 0.0 $16k 10k 1.60
Managed High Yield Plus Fund 0.0 $36k 18k 2.06
Ares Capital Corp 5.125 2016 conv 0.0 $32k 30k 1.07