Prospera Financial Services

Prospera Financial Services as of Sept. 30, 2015

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 289 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 19.8 $78M 3.6M 21.91
Powershares Etf Tr Ii s^p500 low vol 7.1 $28M 781k 35.96
PowerShares DWA Technical Ldrs Pf 6.6 $26M 653k 40.16
iShares Lehman 1-3 Year Treas.Bond (SHY) 5.5 $22M 257k 84.99
iShares Lehman Aggregate Bond (AGG) 3.1 $12M 111k 109.58
iShares Lehman Short Treasury Bond (SHV) 1.8 $7.2M 65k 110.30
SPDR Nuveen Barclays Capital Municpl Bnd 1.8 $7.1M 295k 24.11
SPDR Barclays Capital Inter Term (SPTI) 1.7 $6.9M 113k 60.63
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 1.7 $6.8M 221k 30.52
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 1.7 $6.7M 198k 33.95
Consumer Staples Select Sect. SPDR (XLP) 1.6 $6.4M 137k 47.19
At&t (T) 1.4 $5.6M 172k 32.31
Apple (AAPL) 1.3 $5.1M 49k 104.48
iShares S&P US Pref Stock Idx Fnd (PFF) 1.3 $5.1M 133k 38.60
Altria (MO) 1.1 $4.5M 83k 54.40
iShares S&P 500 Index (IVV) 0.9 $3.6M 18k 192.72
Vanguard Short-Term Bond ETF (BSV) 0.9 $3.5M 44k 80.38
Health Care SPDR (XLV) 0.9 $3.4M 52k 66.24
Guggenheim Bulletshs Etf equity 0.8 $3.0M 116k 25.88
Claymore Etf gug blt2016 hy 0.8 $3.0M 116k 25.87
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $2.9M 35k 83.30
PowerShares DWA Devld Markt Tech 0.7 $2.7M 120k 22.46
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.6M 31k 83.23
Alerian Mlp Etf 0.6 $2.5M 202k 12.48
Verizon Communications (VZ) 0.6 $2.5M 58k 43.14
Energy Transfer Partners 0.6 $2.5M 61k 40.80
PowerShares DWA Emerg Markts Tech 0.6 $2.4M 158k 15.36
Vanguard REIT ETF (VNQ) 0.6 $2.3M 31k 75.54
Claymore Etf gug blt2017 hy 0.6 $2.2M 88k 25.38
PowerShares Fin. Preferred Port. 0.5 $2.1M 116k 18.26
Exxon Mobil Corporation (XOM) 0.5 $2.0M 27k 72.74
Goldcorp 0.5 $1.9M 150k 12.52
NuStar Energy 0.5 $1.9M 43k 44.82
Plains All American Pipeline (PAA) 0.5 $1.9M 62k 30.38
Ford Motor Company (F) 0.4 $1.7M 126k 13.57
Vanguard Small-Cap Value ETF (VBR) 0.4 $1.7M 18k 96.86
SYSCO Corporation (SYY) 0.4 $1.6M 42k 38.98
Microsoft Corporation (MSFT) 0.4 $1.4M 33k 42.94
Prospect Capital Corporation (PSEC) 0.4 $1.4M 198k 7.13
Global X Etf equity 0.4 $1.4M 72k 19.65
Johnson & Johnson (JNJ) 0.3 $1.4M 15k 91.18
ProShares Ultra S&P500 (SSO) 0.3 $1.4M 25k 55.59
Nuveen Quality Pref. Inc. Fund II 0.3 $1.3M 143k 8.75
PowerShares QQQ Trust, Series 1 0.3 $1.2M 12k 101.77
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.2M 21k 57.33
Amazon (AMZN) 0.3 $1.2M 2.6k 468.08
First Trust Cnsumer Stapl Alpha (FXG) 0.3 $1.2M 29k 41.93
First Trust S&P REIT Index Fund (FRI) 0.3 $1.2M 57k 20.88
Vanguard Utilities ETF (VPU) 0.3 $1.1M 12k 93.04
First Tr Exchange Traded Fd dorsey wright (IFV) 0.3 $1.1M 66k 17.08
Spdr S&p 500 Etf (SPY) 0.3 $1.1M 5.6k 191.68
Gilead Sciences (GILD) 0.3 $1.1M 11k 93.02
Calamos Convertible & Hi Income Fund (CHY) 0.3 $1.1M 99k 10.87
iShares MSCI Belgium Investable Mkt (EWK) 0.3 $1.0M 62k 16.47
Pepsi (PEP) 0.2 $973k 11k 92.51
Southern Company (SO) 0.2 $986k 22k 44.71
General Electric Company 0.2 $948k 39k 24.51
iShares Dow Jones U.S. Index Fund (IYY) 0.2 $942k 9.8k 96.48
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $960k 22k 44.71
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.2 $942k 49k 19.19
Procter & Gamble Company (PG) 0.2 $925k 13k 68.97
Rydex S&P Equal Weight ETF 0.2 $926k 13k 73.56
Vanguard Europe Pacific ETF (VEA) 0.2 $929k 26k 35.63
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $926k 8.5k 109.52
iShares MSCI Switzerland Index Fund (EWL) 0.2 $893k 29k 30.58
First Trust Health Care AlphaDEX (FXH) 0.2 $903k 16k 56.37
Walt Disney Company (DIS) 0.2 $876k 9.9k 88.32
Chevron Corporation (CVX) 0.2 $884k 12k 76.19
Vanguard Sht Term Govt Bond ETF (VGSH) 0.2 $855k 14k 61.20
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.2 $870k 35k 24.65
Google Inc Class C 0.2 $863k 1.4k 609.03
Tier Reit 0.2 $864k 59k 14.72
Pfizer (PFE) 0.2 $821k 26k 31.41
Ishares Tr Phill Invstmrk (EPHE) 0.2 $833k 24k 34.40
Trovagene 0.2 $813k 143k 5.69
Bristol Myers Squibb (BMY) 0.2 $794k 14k 56.31
United Parcel Service (UPS) 0.2 $803k 8.1k 98.71
Consumer Discretionary SPDR (XLY) 0.2 $776k 10k 74.29
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $798k 23k 34.29
Fireeye 0.2 $805k 25k 31.80
Enterprise Products Partners (EPD) 0.2 $736k 30k 24.89
Gopro (GPRO) 0.2 $766k 25k 31.21
SPDR S&P Dividend (SDY) 0.2 $697k 9.7k 72.17
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $698k 13k 54.62
Abbvie (ABBV) 0.2 $698k 13k 52.76
Bank of America Corporation (BAC) 0.2 $688k 46k 14.94
SPDR Gold Trust (GLD) 0.2 $673k 6.4k 104.60
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $653k 6.1k 107.84
iShares S&P India Nifty 50 Index Fund (INDY) 0.2 $674k 24k 27.90
ConocoPhillips (COP) 0.2 $641k 14k 46.59
Philip Morris International (PM) 0.2 $652k 8.2k 79.28
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $646k 5.9k 108.66
V.F. Corporation (VFC) 0.1 $590k 8.7k 68.18
iShares S&P 500 Growth Index (IVW) 0.1 $585k 5.4k 107.79
iShares S&P MidCap 400 Index (IJH) 0.1 $584k 4.3k 136.54
Vanguard High Dividend Yield ETF (VYM) 0.1 $606k 9.7k 62.67
Kinder Morgan (KMI) 0.1 $585k 21k 27.70
First Trust Iv Enhanced Short (FTSM) 0.1 $587k 9.8k 59.93
Costco Wholesale Corporation (COST) 0.1 $569k 4.2k 135.90
Wells Fargo & Company (WFC) 0.1 $544k 11k 47.75
International Business Machines (IBM) 0.1 $537k 4.0k 134.15
Biogen Idec (BIIB) 0.1 $553k 1.9k 291.97
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $534k 4.6k 116.04
iShares S&P 500 Value Index (IVE) 0.1 $541k 6.4k 83.97
Vanguard Emerging Markets ETF (VWO) 0.1 $563k 17k 33.11
Vanguard Extended Market ETF (VXF) 0.1 $559k 6.9k 81.59
First Trust Morningstar Divid Ledr (FDL) 0.1 $562k 25k 22.12
Cisco Systems (CSCO) 0.1 $533k 22k 24.36
Starbucks Corporation (SBUX) 0.1 $531k 11k 46.55
Netflix (NFLX) 0.1 $532k 5.4k 97.97
iShares Russell 1000 Growth Index (IWF) 0.1 $523k 5.6k 92.99
Vanguard Consumer Discretionary ETF (VCR) 0.1 $516k 4.4k 117.86
Phillips 66 (PSX) 0.1 $524k 7.0k 74.63
Facebook Inc cl a (META) 0.1 $511k 6.4k 80.35
Exchange Traded Concepts Tr york hiinc m 0.1 $505k 73k 6.91
Powershares Etf Trust Ii 0.1 $525k 14k 37.23
BlackRock (BLK) 0.1 $467k 1.6k 297.45
JPMorgan Chase & Co. (JPM) 0.1 $457k 8.3k 55.13
Berkshire Hathaway (BRK.B) 0.1 $476k 3.7k 130.38
Eli Lilly & Co. (LLY) 0.1 $460k 6.1k 75.46
Cracker Barrel Old Country Store (CBRL) 0.1 $486k 3.3k 147.41
Intel Corporation (INTC) 0.1 $474k 18k 25.82
Williams Companies (WMB) 0.1 $478k 13k 36.87
iShares S&P SmallCap 600 Index (IJR) 0.1 $455k 4.3k 106.63
PowerShares Dynamic Lg. Cap Value 0.1 $467k 17k 28.00
Powershares Senior Loan Portfo mf 0.1 $478k 21k 23.03
Powershares Exchange 0.1 $483k 18k 27.52
Silver Bay Rlty Tr 0.1 $456k 29k 16.00
Tiptree Finl Inc cl a (TIPT) 0.1 $476k 74k 6.40
Home Depot (HD) 0.1 $417k 4.1k 101.24
3M Company (MMM) 0.1 $416k 3.2k 128.51
Lockheed Martin Corporation (LMT) 0.1 $432k 2.2k 196.54
BB&T Corporation 0.1 $454k 13k 35.56
GlaxoSmithKline 0.1 $431k 11k 38.45
Target Corporation (TGT) 0.1 $443k 6.0k 73.53
Under Armour (UAA) 0.1 $423k 4.4k 96.77
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $422k 5.3k 79.79
First Trust Mult Cap Val Alpha Fnd (FAB) 0.1 $420k 10k 40.66
Market Vectors Junior Gold Min 0.1 $432k 22k 19.60
BP (BP) 0.1 $382k 13k 30.57
Coca-Cola Company (KO) 0.1 $408k 11k 38.28
Digital Realty Trust (DLR) 0.1 $386k 5.9k 65.31
PPL Corporation (PPL) 0.1 $393k 12k 32.87
SPDR Barclays Capital High Yield B 0.1 $398k 11k 35.67
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $384k 3.1k 124.59
ACADIA Pharmaceuticals (ACAD) 0.1 $400k 12k 33.06
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.1 $405k 8.6k 47.37
Proshares Tr pshs sh msci emr (EUM) 0.1 $400k 13k 29.90
Powershares Etf Tr Ii em mrk low vol 0.1 $379k 18k 21.00
Ipath S&p 500 Vix S/t Fu Etn 0.1 $384k 15k 25.60
Kraft Heinz (KHC) 0.1 $380k 5.6k 68.03
Abbott Laboratories (ABT) 0.1 $336k 8.4k 40.19
United Technologies Corporation 0.1 $362k 4.1k 88.99
iShares Russell 1000 Value Index (IWD) 0.1 $347k 3.7k 93.15
Danaher Corporation (DHR) 0.1 $349k 4.1k 85.29
Lowe's Companies (LOW) 0.1 $358k 5.8k 61.80
Seagate Technology Com Stk 0.1 $365k 8.2k 44.75
Energy Transfer Equity (ET) 0.1 $352k 17k 20.80
iShares S&P MidCap 400 Growth (IJK) 0.1 $338k 2.2k 157.14
Financial Select Sector SPDR (XLF) 0.1 $371k 16k 22.66
iShares S&P SmallCap 600 Growth (IJT) 0.1 $353k 2.9k 120.23
Huntington Bancshares Inc pfd conv ser a 0.1 $372k 279.00 1333.33
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $341k 4.4k 77.77
Guggenheim Bulletshar 0.1 $374k 17k 21.62
Newlink Genetics Corporation 0.1 $351k 9.8k 35.82
Market Vectors Oil Service Etf 0.1 $364k 13k 27.48
Ishares Tr usa min vo (USMV) 0.1 $348k 8.8k 39.63
Mondelez Int (MDLZ) 0.1 $352k 9.0k 39.09
Vanguard S&p 500 Etf idx (VOO) 0.1 $353k 2.0k 175.53
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $350k 7.0k 50.14
Fidelity msci hlth care i (FHLC) 0.1 $344k 11k 31.80
McDonald's Corporation (MCD) 0.1 $303k 3.1k 98.57
Brookfield Asset Management 0.1 $308k 9.8k 31.44
Dominion Resources (D) 0.1 $310k 4.4k 70.41
Automatic Data Processing (ADP) 0.1 $309k 3.8k 80.49
Merck & Co (MRK) 0.1 $300k 6.8k 44.37
Sanofi-Aventis SA (SNY) 0.1 $328k 7.5k 43.63
Westar Energy 0.1 $308k 8.0k 38.38
Permian Basin Royalty Trust (PBT) 0.1 $310k 51k 6.10
Vanguard Total Stock Market ETF (VTI) 0.1 $315k 3.2k 98.65
First Trust DJ Internet Index Fund (FDN) 0.1 $314k 4.7k 66.15
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $306k 2.9k 105.01
First Trust Amex Biotech Index Fnd (FBT) 0.1 $325k 3.2k 101.28
Mountain Province Diamonds (MPVDF) 0.1 $314k 121k 2.60
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $321k 15k 21.56
American Tower Reit (AMT) 0.1 $320k 3.6k 87.94
Duke Energy (DUK) 0.1 $317k 4.4k 71.90
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $320k 17k 18.37
Pimco Dynamic Credit Income other 0.1 $329k 18k 18.28
Comcast Corporation (CMCSA) 0.1 $262k 4.6k 56.80
Boeing Company (BA) 0.1 $268k 2.7k 99.52
General Mills (GIS) 0.1 $285k 5.1k 56.17
UnitedHealth (UNH) 0.1 $289k 2.5k 115.88
Accenture (ACN) 0.1 $257k 2.6k 98.32
ConAgra Foods (CAG) 0.1 $281k 6.9k 40.49
Ryanair Holdings 0.1 $271k 3.5k 78.44
Constellation Brands (STZ) 0.1 $289k 2.3k 125.22
HCP 0.1 $293k 7.9k 37.30
Vanguard Total Bond Market ETF (BND) 0.1 $276k 3.4k 81.92
Invesco Insured Municipal Income Trust (IIM) 0.1 $293k 19k 15.42
First Trust Large Cap GO Alpha Fnd (FTC) 0.1 $294k 6.4k 45.72
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $287k 13k 22.16
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $271k 12k 22.68
Prospect Capital Corp note 0.1 $267k 262k 1.02
Hd Supply 0.1 $287k 10k 28.63
Columbia Ppty Tr 0.1 $277k 12k 23.22
Chubb Corporation 0.1 $229k 1.9k 122.92
Packaging Corporation of America (PKG) 0.1 $249k 4.1k 60.19
FedEx Corporation (FDX) 0.1 $225k 1.6k 143.95
AGL Resources 0.1 $236k 3.9k 60.98
FirstEnergy (FE) 0.1 $239k 7.6k 31.37
Shaw Communications Inc cl b conv 0.1 $240k 12k 19.38
Kimberly-Clark Corporation (KMB) 0.1 $230k 2.3k 102.04
Reynolds American 0.1 $251k 5.7k 44.28
Spectra Energy 0.1 $226k 8.6k 26.25
United Rentals (URI) 0.1 $228k 3.8k 60.00
CVS Caremark Corporation (CVS) 0.1 $237k 3.3k 70.83
Nextera Energy (NEE) 0.1 $247k 2.5k 97.44
Royal Dutch Shell 0.1 $234k 4.9k 47.50
Canon (CAJPY) 0.1 $223k 7.7k 28.92
Anheuser-Busch InBev NV (BUD) 0.1 $226k 2.1k 106.10
FactSet Research Systems (FDS) 0.1 $219k 1.4k 159.50
Visa (V) 0.1 $255k 3.7k 69.69
iShares Russell 2000 Index (IWM) 0.1 $222k 2.0k 109.04
MGM Resorts International. (MGM) 0.1 $244k 13k 18.48
Federal Realty Inv. Trust 0.1 $219k 1.6k 136.53
Technology SPDR (XLK) 0.1 $223k 5.7k 39.42
Iamgold Corp (IAG) 0.1 $232k 142k 1.63
iShares S&P 100 Index (OEF) 0.1 $250k 2.9k 84.80
iShares Russell 3000 Index (IWV) 0.1 $231k 2.0k 113.85
Barclays Bk Plc Ipsp croil etn 0.1 $237k 28k 8.45
iShares Dow Jones Select Dividend (DVY) 0.1 $255k 3.5k 72.86
Liberty All-Star Equity Fund (USA) 0.1 $250k 49k 5.07
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $233k 2.0k 115.18
BlackRock Global Energy & Resources Trus (BGR) 0.1 $250k 18k 13.77
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $243k 40k 6.07
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $254k 2.5k 100.79
Ishares Tr 2017 s^p amtfr 0.1 $220k 8.0k 27.50
Wisdomtree Trust futre strat (WTMF) 0.1 $251k 6.1k 41.45
Atlas Resource Partners 0.1 $232k 83k 2.80
Claymore Exchange Trd Fd Tr gug bull2018 e 0.1 $254k 12k 21.26
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $246k 5.1k 48.36
Vodafone Group New Adr F (VOD) 0.1 $218k 7.5k 29.01
Walgreen Boots Alliance (WBA) 0.1 $233k 2.8k 83.07
Caterpillar (CAT) 0.1 $209k 3.9k 53.56
Wal-Mart Stores (WMT) 0.1 $215k 3.6k 59.56
Transocean (RIG) 0.1 $178k 14k 12.95
Best Buy (BBY) 0.1 $208k 5.6k 37.08
Harris Corporation 0.1 $206k 2.8k 73.15
Staples 0.1 $199k 19k 10.78
Freeport-McMoRan Copper & Gold (FCX) 0.1 $215k 23k 9.37
Pioneer Natural Resources 0.1 $201k 1.7k 121.38
Gladstone Capital Corporation 0.1 $179k 22k 8.14
CenterState Banks 0.1 $193k 13k 14.70
Magellan Midstream Partners 0.1 $201k 3.3k 60.18
American Capital Agency 0.1 $187k 10k 18.70
Bank Of America Corporation preferred (BAC.PL) 0.1 $210k 195.00 1076.92
Vanguard Dividend Appreciation ETF (VIG) 0.1 $212k 2.9k 73.61
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $216k 17k 12.70
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.1 $201k 6.4k 31.41
iShares 2016 S&P AMT-Free Mun Ser ETF 0.1 $212k 8.0k 26.50
Ishares S&p Amt-free Municipal 0.1 $205k 8.0k 25.62
I Shares 2019 Etf 0.1 $204k 8.0k 25.50
Contravir Pharma 0.1 $181k 87k 2.09
Ishares 2020 Amt-free Muni Bond Etf 0.1 $204k 8.0k 25.50
Global Net Lease 0.1 $196k 21k 9.21
Ishares Tr ibonds dec 21 0.1 $203k 8.0k 25.38
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $163k 14k 12.07
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $163k 15k 10.57
Astrotech 0.0 $169k 82k 2.07
Voya Prime Rate Trust sh ben int 0.0 $140k 28k 5.07
Navient Corporation equity (NAVI) 0.0 $160k 14k 11.24
Vanguard Natural Resources 0.0 $117k 15k 7.62
MFS Charter Income Trust (MCR) 0.0 $110k 14k 7.75
BlackRock Debt Strategies Fund 0.0 $107k 32k 3.34
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $109k 26k 4.18
Hugoton Royalty Trust (HGTXU) 0.0 $91k 31k 2.94
OraSure Technologies (OSUR) 0.0 $66k 15k 4.44
Research Frontiers (REFR) 0.0 $71k 14k 5.04
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $92k 20k 4.68
New York Mortgage Trust 0.0 $87k 16k 5.48
John Hancock Tax Adva Glbl Share. Yld 0.0 $98k 11k 9.33
Mitek Systems (MITK) 0.0 $83k 26k 3.17
Sunedison 0.0 $72k 10k 7.20
Towerstream Corporation 0.0 $22k 21k 1.07
Ares Capital Corp 5.125 2016 conv 0.0 $20k 20k 1.00
Sirius Xm Holdings (SIRI) 0.0 $50k 14k 3.50
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $17k 30k 0.57
Gold Std Ventures 0.0 $4.0k 10k 0.40