Regal Investment Advisors

Regal Investment Advisors as of March 31, 2016

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 244 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman 1-3 Year Treas.Bond (SHY) 3.1 $12M 137k 85.03
Ishares Tr usa min vo (USMV) 2.4 $8.7M 198k 43.93
Spdr S&p 500 Etf (SPY) 2.0 $7.3M 36k 205.52
Vanguard REIT ETF (VNQ) 1.9 $7.0M 84k 83.80
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.6 $5.9M 50k 118.82
Vanguard Total Stock Market ETF (VTI) 1.6 $5.9M 56k 104.81
iShares Lehman Aggregate Bond (AGG) 1.6 $5.9M 53k 110.83
Vanguard Europe Pacific ETF (VEA) 1.6 $5.9M 164k 35.88
iShares S&P US Pref Stock Idx Fnd (PFF) 1.6 $5.8M 149k 39.03
Walt Disney Company (DIS) 1.5 $5.4M 55k 99.31
iShares MSCI EAFE Index Fund (EFA) 1.4 $5.3M 92k 57.16
At&t (T) 1.4 $5.0M 127k 39.17
iShares MSCI Emerging Markets Indx (EEM) 1.3 $5.0M 145k 34.25
Apple (AAPL) 1.2 $4.5M 41k 109.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.2 $4.5M 35k 130.59
La-Z-Boy Incorporated (LZB) 1.2 $4.4M 163k 26.74
Lowe's Companies (LOW) 1.2 $4.3M 57k 75.74
WESCO International (WCC) 1.1 $4.1M 74k 54.67
Berkshire Hathaway (BRK.B) 1.1 $4.0M 28k 142.01
Altria (MO) 1.1 $3.9M 62k 62.66
BorgWarner (BWA) 1.0 $3.8M 100k 38.40
Abbvie (ABBV) 1.0 $3.8M 67k 57.12
McDonald's Corporation (MCD) 1.0 $3.8M 30k 125.69
Consolidated Edison (ED) 1.0 $3.8M 49k 76.61
Ventas (VTR) 1.0 $3.8M 60k 62.96
iShares Russell 2000 Index (IWM) 1.0 $3.7M 34k 110.64
Vanguard Growth ETF (VUG) 1.0 $3.6M 34k 106.44
Schwab Strategic Tr us dividend eq (SCHD) 1.0 $3.6M 89k 40.09
Dow Chemical Company 1.0 $3.5M 69k 50.86
iShares S&P 500 Index (IVV) 0.9 $3.5M 17k 206.66
Baxalta Incorporated 0.9 $3.4M 84k 40.41
General Electric Company 0.9 $3.4M 106k 31.79
Twenty-first Century Fox 0.9 $3.3M 119k 27.88
Laboratory Corp. of America Holdings 0.9 $3.3M 28k 117.12
Gilead Sciences (GILD) 0.9 $3.2M 35k 91.86
Western Digital (WDC) 0.9 $3.2M 67k 47.23
Amgen (AMGN) 0.9 $3.2M 21k 149.91
Microsoft Corporation (MSFT) 0.8 $3.1M 56k 55.22
priceline.com Incorporated 0.8 $3.1M 2.4k 1288.87
Vanguard Emerging Markets ETF (VWO) 0.8 $3.1M 89k 34.58
Visa (V) 0.8 $3.1M 40k 76.48
Biogen Idec (BIIB) 0.8 $3.0M 12k 260.36
Varian Medical Systems 0.8 $3.0M 38k 80.02
Express Scripts Holding 0.8 $3.0M 44k 68.70
Anixter International 0.8 $3.0M 57k 52.12
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.8 $3.0M 27k 111.67
SPDR Gold Trust (GLD) 0.8 $2.9M 25k 117.65
Monsanto Company 0.8 $2.8M 32k 87.75
Gap (GAP) 0.8 $2.8M 94k 29.40
SPDR S&P MidCap 400 ETF (MDY) 0.8 $2.8M 11k 262.69
iShares S&P SmallCap 600 Index (IJR) 0.8 $2.8M 25k 112.57
First Trust Cnsumer Stapl Alpha (FXG) 0.8 $2.8M 60k 46.12
Ralph Lauren Corp (RL) 0.8 $2.8M 29k 96.26
iShares Barclays TIPS Bond Fund (TIP) 0.7 $2.7M 24k 114.65
Duke Energy (DUK) 0.7 $2.7M 33k 80.68
Vanguard High Dividend Yield ETF (VYM) 0.7 $2.7M 38k 69.04
Procter & Gamble Company (PG) 0.7 $2.6M 32k 82.30
Johnson & Johnson (JNJ) 0.7 $2.6M 24k 108.18
Polaris Industries (PII) 0.7 $2.6M 26k 98.49
ConocoPhillips (COP) 0.7 $2.6M 64k 40.27
Vanguard Short-Term Bond ETF (BSV) 0.7 $2.6M 32k 80.62
Vanguard Dividend Appreciation ETF (VIG) 0.7 $2.6M 32k 81.24
iShares Lehman MBS Bond Fund (MBB) 0.7 $2.4M 22k 109.50
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.7 $2.4M 68k 35.18
Vanguard Value ETF (VTV) 0.6 $2.4M 29k 82.39
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.6 $2.4M 88k 26.91
iShares S&P Growth Allocation Fund (AOR) 0.6 $2.3M 59k 39.45
Ishares Tr fltg rate nt (FLOT) 0.6 $2.2M 44k 50.42
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.6 $2.2M 48k 45.07
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.6 $2.2M 40k 54.62
Emerson Electric (EMR) 0.6 $2.1M 39k 54.39
iShares Russell 1000 Growth Index (IWF) 0.6 $2.1M 21k 99.79
First Trust DJ Internet Index Fund (FDN) 0.6 $2.0M 30k 68.30
Spdr Short-term High Yield mf (SJNK) 0.5 $1.8M 71k 25.81
NuStar Energy 0.5 $1.7M 42k 40.41
Exxon Mobil Corporation (XOM) 0.4 $1.5M 18k 83.59
SPDR Barclays Capital High Yield B 0.4 $1.5M 45k 34.25
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.4 $1.5M 70k 21.61
Vanguard Mid-Cap Value ETF (VOE) 0.4 $1.5M 17k 87.10
First Tr Exchange Traded Fd dorsey wright (IFV) 0.4 $1.5M 87k 17.14
Vanguard Mid-Cap Growth ETF (VOT) 0.4 $1.4M 14k 100.25
Coca-Cola Company (KO) 0.4 $1.4M 30k 46.39
Verizon Communications (VZ) 0.3 $1.3M 24k 54.10
3M Company (MMM) 0.3 $1.3M 7.6k 166.60
Vanguard Mid-Cap ETF (VO) 0.3 $1.2M 10k 121.27
Ishares Tr s^p aggr all (AOA) 0.3 $1.2M 27k 45.33
PowerShares QQQ Trust, Series 1 0.3 $1.2M 11k 109.20
Clorox Company (CLX) 0.3 $1.2M 9.4k 126.04
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $1.2M 54k 21.87
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $1.2M 24k 49.12
Pepsi (PEP) 0.3 $1.1M 11k 102.50
American Electric Power Company (AEP) 0.3 $1.1M 17k 66.42
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.3 $1.2M 15k 76.94
Vanguard Small-Cap ETF (VB) 0.3 $1.1M 9.9k 111.49
PowerShares Fin. Preferred Port. 0.3 $1.1M 59k 18.80
Jp Morgan Alerian Mlp Index 0.3 $1.1M 41k 27.09
iShares Dow Jones US Healthcare (IYH) 0.3 $1.1M 8.0k 140.50
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.3 $1.1M 48k 23.20
Financial Select Sector SPDR (XLF) 0.3 $1.1M 47k 22.50
Cincinnati Financial Corporation (CINF) 0.3 $1.0M 16k 65.35
Ford Motor Company (F) 0.3 $1.1M 78k 13.50
iShares S&P MidCap 400 Index (IJH) 0.3 $1.0M 7.2k 144.17
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.3 $1.0M 13k 81.97
First Trust Energy AlphaDEX (FXN) 0.3 $1.0M 73k 14.12
First Trust Health Care AlphaDEX (FXH) 0.3 $980k 18k 55.73
Pfizer (PFE) 0.3 $971k 33k 29.63
Nucor Corporation (NUE) 0.2 $938k 20k 47.29
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $916k 45k 20.24
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $883k 8.0k 110.28
Claymore/Zacks Multi-Asset Inc Idx 0.2 $874k 47k 18.49
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $890k 34k 25.97
AFLAC Incorporated (AFL) 0.2 $846k 13k 63.14
PNC Financial Services (PNC) 0.2 $820k 9.7k 84.55
Chevron Corporation (CVX) 0.2 $797k 8.4k 95.38
SYSCO Corporation (SYY) 0.2 $795k 17k 46.72
Steel Dynamics (STLD) 0.2 $823k 37k 22.51
iShares S&P 500 Growth Index (IVW) 0.2 $828k 7.1k 115.95
iShares Russell Microcap Index (IWC) 0.2 $824k 12k 67.93
Phillips 66 (PSX) 0.2 $796k 9.2k 86.55
Piedmont Office Realty Trust (PDM) 0.2 $768k 38k 20.30
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $781k 8.4k 93.38
Wal-Mart Stores (WMT) 0.2 $753k 11k 68.45
Automatic Data Processing (ADP) 0.2 $751k 8.4k 89.73
HCP 0.2 $754k 23k 32.60
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $726k 25k 28.99
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $752k 22k 34.95
Kimberly-Clark Corporation (KMB) 0.2 $692k 5.1k 134.45
Leggett & Platt (LEG) 0.2 $702k 15k 48.41
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $689k 6.5k 105.45
iShares Dow Jones US Technology (IYW) 0.2 $654k 6.0k 108.48
Health Care SPDR (XLV) 0.2 $638k 9.4k 67.76
iShares Dow Jones Select Dividend (DVY) 0.2 $639k 7.8k 81.67
Ishares Inc msci frntr 100 (FM) 0.2 $622k 25k 24.57
JPMorgan Chase & Co. (JPM) 0.2 $607k 10k 59.24
Intel Corporation (INTC) 0.2 $585k 18k 32.35
First Trust Morningstar Divid Ledr (FDL) 0.2 $607k 24k 25.67
Gs Fin Corp Etn Claymore37 (GCEC) 0.2 $583k 40k 14.62
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.2 $597k 11k 54.50
PowerShares Emerging Markets Sovere 0.1 $560k 20k 28.28
iShares S&P Global Utilities Sector (JXI) 0.1 $558k 12k 48.05
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.1 $568k 12k 48.81
Bank of America Corporation (BAC) 0.1 $530k 39k 13.51
Helmerich & Payne (HP) 0.1 $525k 8.9k 58.70
iShares S&P 500 Value Index (IVE) 0.1 $516k 5.7k 89.86
iShares S&P MidCap 400 Growth (IJK) 0.1 $515k 3.2k 162.77
Utilities SPDR (XLU) 0.1 $499k 10k 49.58
Alerian Mlp Etf 0.1 $503k 46k 10.93
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $516k 11k 48.96
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $506k 22k 22.55
Ishares Tr cmn (GOVT) 0.1 $502k 20k 25.80
Exelon Corporation (EXC) 0.1 $463k 13k 35.89
Southern Company (SO) 0.1 $465k 9.0k 51.71
Fiserv (FI) 0.1 $486k 4.7k 102.64
Entergy Corporation (ETR) 0.1 $476k 6.0k 79.29
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $483k 5.9k 81.67
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $476k 8.9k 53.51
Bristol Myers Squibb (BMY) 0.1 $447k 7.0k 63.93
iShares S&P SmallCap 600 Growth (IJT) 0.1 $441k 3.6k 124.23
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $433k 9.7k 44.65
Main Street Capital Corporation (MAIN) 0.1 $429k 14k 31.36
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $456k 9.2k 49.80
WisdomTree Emerging Markets Eq (DEM) 0.1 $445k 13k 34.83
Facebook Inc cl a (META) 0.1 $428k 3.7k 114.19
Waste Management (WM) 0.1 $398k 6.8k 58.96
iShares Russell Midcap Growth Idx. (IWP) 0.1 $408k 4.4k 92.22
Vanguard Total Bond Market ETF (BND) 0.1 $416k 5.0k 82.85
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $405k 4.1k 97.61
Pimco Total Return Etf totl (BOND) 0.1 $390k 3.7k 105.61
Target Corporation (TGT) 0.1 $354k 4.3k 82.33
United States Steel Corporation 0.1 $353k 22k 16.03
iShares Russell 2000 Growth Index (IWO) 0.1 $363k 2.7k 132.68
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $370k 3.4k 109.56
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $384k 3.1k 124.19
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $378k 2.2k 173.00
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $356k 13k 27.80
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $367k 6.9k 53.58
Kinder Morgan (KMI) 0.1 $370k 21k 17.86
Ishares High Dividend Equity F (HDV) 0.1 $378k 4.8k 77.99
Spdr Series Trust cmn (HYMB) 0.1 $365k 6.3k 57.70
Ishares Tr eafe min volat (EFAV) 0.1 $374k 5.6k 66.48
Global Net Lease 0.1 $358k 42k 8.55
Costco Wholesale Corporation (COST) 0.1 $334k 2.1k 157.40
Home Depot (HD) 0.1 $345k 2.6k 133.36
International Business Machines (IBM) 0.1 $319k 2.1k 151.54
Goldcorp 0.1 $336k 21k 16.23
Energy Select Sector SPDR (XLE) 0.1 $338k 5.5k 61.96
Under Armour (UAA) 0.1 $345k 4.1k 84.77
Consumer Staples Select Sect. SPDR (XLP) 0.1 $334k 6.3k 53.00
SPDR S&P Dividend (SDY) 0.1 $341k 4.3k 80.01
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $325k 7.5k 43.22
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $338k 9.7k 34.76
Ishares Inc em mkt min vol (EEMV) 0.1 $319k 6.2k 51.35
Caterpillar (CAT) 0.1 $289k 3.8k 76.66
FedEx Corporation (FDX) 0.1 $295k 1.8k 162.89
Abbott Laboratories (ABT) 0.1 $293k 7.0k 41.82
Ritchie Bros. Auctioneers Inco 0.1 $282k 10k 27.06
Merck & Co (MRK) 0.1 $281k 5.3k 52.90
Philip Morris International (PM) 0.1 $305k 3.1k 98.26
iShares Russell 1000 Value Index (IWD) 0.1 $282k 2.8k 98.98
Qualcomm (QCOM) 0.1 $297k 5.8k 51.11
Danaher Corporation (DHR) 0.1 $296k 3.1k 94.90
DTE Energy Company (DTE) 0.1 $301k 3.3k 90.66
Magellan Midstream Partners 0.1 $313k 4.5k 68.82
Vanguard Health Care ETF (VHT) 0.1 $284k 2.3k 123.42
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.1 $303k 5.1k 59.27
Schwab Strategic Tr cmn (SCHV) 0.1 $308k 7.1k 43.25
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $305k 5.8k 52.43
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $308k 6.5k 47.38
Corning Incorporated (GLW) 0.1 $247k 12k 20.92
Wells Fargo & Company (WFC) 0.1 $273k 5.6k 48.40
CenturyLink 0.1 $245k 7.7k 32.01
Colgate-Palmolive Company (CL) 0.1 $256k 3.6k 70.60
PowerShares DB Com Indx Trckng Fund 0.1 $271k 20k 13.29
Technology SPDR (XLK) 0.1 $271k 6.1k 44.38
iShares Russell 2000 Value Index (IWN) 0.1 $271k 2.9k 93.32
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $268k 6.9k 38.94
Rydex S&P 500 Pure Growth ETF 0.1 $252k 3.2k 79.37
Rydex Etf Trust s^p500 pur val 0.1 $253k 5.0k 50.63
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $253k 5.6k 44.85
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $251k 9.8k 25.51
Huntington Bancshares Incorporated (HBAN) 0.1 $214k 22k 9.53
E.I. du Pont de Nemours & Company 0.1 $226k 3.6k 63.27
General Mills (GIS) 0.1 $237k 3.7k 63.28
Macy's (M) 0.1 $237k 5.4k 44.17
Nike (NKE) 0.1 $228k 3.7k 61.49
United Technologies Corporation 0.1 $233k 2.3k 100.04
Freeport-McMoRan Copper & Gold (FCX) 0.1 $237k 23k 10.34
Oracle Corporation (ORCL) 0.1 $204k 5.0k 40.92
iShares Russell Midcap Value Index (IWS) 0.1 $228k 3.2k 71.03
WisdomTree India Earnings Fund (EPI) 0.1 $238k 12k 19.48
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $237k 7.7k 30.89
MSCI Europe Financials Sector Index Fund (EUFN) 0.1 $208k 12k 17.90
Retail Properties Of America 0.1 $215k 14k 15.84
Prospect Capital Corporation (PSEC) 0.1 $191k 26k 7.26
Fs Investment Corporation 0.1 $179k 20k 9.16
Walgreen Boots Alliance 0.1 $201k 2.4k 84.21
Tier Reit 0.1 $170k 13k 13.40
Stage Stores 0.0 $161k 20k 8.04
iShares MSCI Singapore Index Fund 0.0 $164k 15k 10.88
Sirius Xm Holdings 0.0 $96k 24k 3.93
Monogram Residential Trust 0.0 $110k 11k 9.90
United Development Funding closely held st 0.0 $82k 26k 3.19
Usd Partners (USDP) 0.0 $83k 10k 8.30
Rediff.com India (REDFY) 0.0 $16k 20k 0.80