Regal Investment Advisors

Regal Investment Advisors as of Sept. 30, 2016

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 259 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr usa min vo (USMV) 2.6 $9.0M 199k 45.43
Spdr S&p 500 Etf (SPY) 2.2 $7.7M 36k 216.29
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.0 $7.1M 57k 123.19
iShares S&P US Pref Stock Idx Fnd (PFF) 1.8 $6.4M 163k 39.50
Vanguard Europe Pacific ETF (VEA) 1.8 $6.3M 170k 37.41
Vanguard Total Stock Market ETF (VTI) 1.7 $6.0M 54k 111.32
At&t (T) 1.4 $5.1M 125k 40.61
iShares S&P 500 Index (IVV) 1.4 $4.8M 22k 217.55
Walt Disney Company (DIS) 1.3 $4.7M 50k 92.87
Apple (AAPL) 1.3 $4.6M 41k 113.05
Abbvie (ABBV) 1.3 $4.4M 71k 63.07
iShares S&P SmallCap 600 Index (IJR) 1.2 $4.2M 34k 124.15
Vanguard Growth ETF (VUG) 1.2 $4.1M 37k 112.28
Schwab Strategic Tr us dividend eq (SCHD) 1.2 $4.1M 98k 42.31
Vanguard Emerging Markets ETF (VWO) 1.2 $4.1M 108k 37.63
Altria (MO) 1.1 $4.1M 64k 63.23
iShares MSCI Emerging Markets Indx (EEM) 1.1 $4.0M 106k 37.45
Consolidated Edison (ED) 1.1 $3.9M 52k 75.29
McDonald's Corporation (MCD) 1.1 $3.8M 33k 115.37
WESCO International (WCC) 1.1 $3.8M 62k 61.49
Dow Chemical Company 1.1 $3.7M 71k 51.83
Microsoft Corporation (MSFT) 1.0 $3.6M 63k 57.60
Lowe's Companies (LOW) 1.0 $3.5M 49k 72.20
Laboratory Corp. of America Holdings (LH) 0.9 $3.3M 24k 137.50
Amgen (AMGN) 0.9 $3.3M 20k 166.80
Procter & Gamble Company (PG) 0.9 $3.3M 36k 89.76
Varian Medical Systems 0.9 $3.3M 33k 99.54
Vanguard REIT ETF (VNQ) 0.9 $3.3M 38k 86.73
State Street Corporation (STT) 0.9 $3.3M 47k 69.63
Berkshire Hathaway (BRK.B) 0.9 $3.2M 23k 144.46
Biogen Idec (BIIB) 0.9 $3.2M 10k 313.04
Anixter International 0.9 $3.2M 50k 64.50
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.9 $3.2M 29k 112.76
Capital One Financial (COF) 0.9 $3.1M 43k 71.83
priceline.com Incorporated 0.9 $3.1M 2.1k 1471.37
BorgWarner (BWA) 0.9 $3.1M 88k 35.17
General Electric Company 0.8 $3.0M 101k 29.62
McKesson Corporation (MCK) 0.8 $3.0M 18k 166.75
Visa (V) 0.8 $3.0M 36k 82.70
La-Z-Boy Incorporated (LZB) 0.8 $2.9M 120k 24.56
Vanguard Dividend Appreciation ETF (VIG) 0.8 $2.9M 35k 83.93
Monsanto Company 0.8 $2.9M 28k 102.20
Vanguard Short-Term Bond ETF (BSV) 0.8 $2.9M 36k 80.84
First Trust Cnsumer Stapl Alpha (FXG) 0.8 $2.9M 61k 46.44
Express Scripts Holding 0.8 $2.8M 40k 70.52
Williams-Sonoma (WSM) 0.8 $2.7M 53k 51.08
Alexion Pharmaceuticals 0.8 $2.7M 22k 122.53
Hanesbrands (HBI) 0.8 $2.7M 106k 25.25
Hollyfrontier Corp 0.8 $2.7M 110k 24.50
ConocoPhillips (COP) 0.8 $2.6M 61k 43.47
Gilead Sciences (GILD) 0.8 $2.6M 34k 79.13
First Trust DJ Internet Index Fund (FDN) 0.8 $2.6M 32k 81.56
iShares S&P Growth Allocation Fund (AOR) 0.8 $2.6M 64k 41.15
Ralph Lauren Corp (RL) 0.8 $2.6M 26k 101.14
Emerson Electric (EMR) 0.7 $2.6M 48k 54.52
Twenty-first Century Fox 0.7 $2.5M 104k 24.22
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.7 $2.5M 70k 35.24
Johnson & Johnson (JNJ) 0.7 $2.4M 21k 118.14
Vanguard Value ETF (VTV) 0.7 $2.3M 27k 87.00
Duke Energy (DUK) 0.7 $2.3M 29k 80.03
iShares Lehman MBS Bond Fund (MBB) 0.6 $2.2M 20k 110.11
Ishares Tr fltg rate nt (FLOT) 0.6 $2.2M 43k 50.75
iShares Russell 1000 Growth Index (IWF) 0.6 $2.1M 20k 104.15
NuStar Energy (NS) 0.6 $2.1M 42k 49.57
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.6 $2.0M 88k 22.90
iShares Lehman Aggregate Bond (AGG) 0.6 $1.9M 17k 112.42
Vanguard Mid-Cap Value ETF (VOE) 0.5 $1.8M 20k 93.59
Polaris Industries (PII) 0.5 $1.8M 23k 77.43
Vanguard Mid-Cap Growth ETF (VOT) 0.5 $1.8M 17k 106.42
PowerShares QQQ Trust, Series 1 0.5 $1.8M 15k 118.75
Spdr Short-term High Yield mf (SJNK) 0.5 $1.7M 62k 27.69
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.5 $1.7M 59k 29.33
SPDR Gold Trust (GLD) 0.5 $1.7M 14k 125.62
Coca-Cola Company (KO) 0.4 $1.5M 37k 42.32
Exxon Mobil Corporation (XOM) 0.4 $1.6M 18k 87.26
3M Company (MMM) 0.4 $1.6M 8.8k 176.25
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.6M 26k 59.13
Ishares Tr s^p aggr all (AOA) 0.4 $1.5M 32k 47.47
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.4 $1.5M 33k 45.47
American Electric Power Company (AEP) 0.4 $1.4M 23k 64.19
Netflix (NFLX) 0.4 $1.4M 14k 98.55
iShares S&P MidCap 400 Index (IJH) 0.4 $1.4M 8.9k 154.72
SPDR Barclays Capital High Yield B 0.4 $1.4M 37k 36.72
First Trust Energy AlphaDEX (FXN) 0.4 $1.4M 88k 15.43
First Tr Exchange Traded Fd dorsey wright (IFV) 0.4 $1.4M 79k 17.47
Cincinnati Financial Corporation (CINF) 0.4 $1.3M 17k 75.40
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.4 $1.3M 16k 81.62
Verizon Communications (VZ) 0.4 $1.3M 24k 52.00
Clorox Company (CLX) 0.4 $1.3M 10k 125.17
First Tr Exchange-traded Fd no amer energy (EMLP) 0.3 $1.2M 49k 25.32
Jp Morgan Alerian Mlp Index (AMJ) 0.3 $1.2M 38k 31.50
First Trust Utilities AlphaDEX Fnd (FXU) 0.3 $1.2M 47k 25.93
Pfizer (PFE) 0.3 $1.2M 34k 33.86
iShares Russell 2000 Index (IWM) 0.3 $1.2M 9.4k 124.19
Vanguard Mid-Cap ETF (VO) 0.3 $1.2M 9.1k 129.39
Ishares Inc em mkt min vol (EEMV) 0.3 $1.1M 21k 54.07
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.3 $1.1M 47k 24.59
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $1.1M 22k 49.65
Pepsi (PEP) 0.3 $1.0M 9.6k 108.76
Chevron Corporation (CVX) 0.3 $1.0M 10k 102.89
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.0M 9.2k 111.90
Ishares High Dividend Equity F (HDV) 0.3 $1.0M 13k 81.29
iShares Russell Microcap Index (IWC) 0.3 $986k 13k 78.04
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.3 $985k 12k 83.12
Wal-Mart Stores (WMT) 0.3 $962k 13k 72.15
AFLAC Incorporated (AFL) 0.3 $935k 13k 71.85
Vanguard Small-Cap ETF (VB) 0.3 $969k 7.9k 122.16
PNC Financial Services (PNC) 0.3 $922k 10k 90.05
Ford Motor Company (F) 0.3 $910k 75k 12.07
Steel Dynamics (STLD) 0.3 $914k 37k 25.00
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $909k 9.1k 99.49
HCP 0.2 $863k 23k 37.96
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $860k 22k 39.14
Nucor Corporation (NUE) 0.2 $796k 16k 49.43
iShares S&P 500 Growth Index (IVW) 0.2 $810k 6.7k 121.66
iShares S&P MidCap 400 Growth (IJK) 0.2 $823k 4.7k 174.81
Piedmont Office Realty Trust (PDM) 0.2 $802k 37k 21.77
Ishares Tr eafe min volat (EFAV) 0.2 $815k 12k 67.61
Bank of America Corporation (BAC) 0.2 $758k 48k 15.66
iShares Dow Jones Select Dividend (DVY) 0.2 $769k 9.0k 85.73
PowerShares Fin. Preferred Port. 0.2 $772k 41k 19.05
JPMorgan Chase & Co. (JPM) 0.2 $736k 11k 66.59
Health Care SPDR (XLV) 0.2 $731k 10k 72.10
Automatic Data Processing (ADP) 0.2 $734k 8.3k 88.17
PowerShares DB Com Indx Trckng Fund 0.2 $728k 49k 15.01
Financial Select Sector SPDR (XLF) 0.2 $732k 38k 19.30
Kimberly-Clark Corporation (KMB) 0.2 $696k 5.5k 126.06
Intel Corporation (INTC) 0.2 $697k 19k 37.76
First Trust Health Care AlphaDEX (FXH) 0.2 $691k 11k 60.89
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.2 $698k 14k 49.23
Ishares Inc msci frntr 100 (FM) 0.2 $695k 27k 25.69
Total System Services 0.2 $661k 14k 47.14
SYSCO Corporation (SYY) 0.2 $683k 14k 49.01
iShares MSCI Japan Index 0.2 $664k 53k 12.54
iShares S&P SmallCap 600 Growth (IJT) 0.2 $682k 5.0k 137.22
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.2 $670k 11k 60.49
Claymore/Zacks Multi-Asset Inc Idx 0.2 $687k 35k 19.40
Leggett & Platt (LEG) 0.2 $624k 14k 45.55
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $623k 7.3k 85.02
Vanguard High Dividend Yield ETF (VYM) 0.2 $645k 8.9k 72.09
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $644k 31k 21.03
First Trust Morningstar Divid Ledr (FDL) 0.2 $631k 23k 27.26
Pimco Total Return Etf totl (BOND) 0.2 $640k 5.9k 107.96
Phillips 66 (PSX) 0.2 $651k 8.1k 80.60
Ishares Tr cmn (GOVT) 0.2 $621k 24k 26.10
Helmerich & Payne (HP) 0.2 $595k 8.8k 67.35
Vanguard Extended Market ETF (VXF) 0.2 $593k 6.5k 91.26
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $610k 12k 52.42
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $605k 20k 29.96
iShares Dow Jones US Healthcare (IYH) 0.2 $610k 4.1k 150.21
Welltower Inc Com reit (WELL) 0.2 $585k 7.8k 74.76
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $588k 12k 48.89
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $613k 23k 26.45
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $580k 4.4k 133.06
Facebook Inc cl a (META) 0.2 $547k 4.3k 128.19
Exelon Corporation (EXC) 0.1 $517k 16k 33.31
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $539k 5.1k 105.83
Southern Company (SO) 0.1 $486k 9.5k 51.25
Entergy Corporation (ETR) 0.1 $477k 6.2k 76.70
Kinder Morgan (KMI) 0.1 $508k 22k 23.14
Energy Select Sector SPDR (XLE) 0.1 $457k 6.5k 70.54
Technology SPDR (XLK) 0.1 $447k 9.3k 47.82
iShares S&P 500 Value Index (IVE) 0.1 $474k 5.0k 94.91
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $452k 3.3k 137.51
iShares Barclays TIPS Bond Fund (TIP) 0.1 $449k 3.9k 116.53
iShares Dow Jones US Technology (IYW) 0.1 $445k 3.7k 118.92
Gs Fin Corp Etn Claymore37 (GCEC) 0.1 $464k 29k 16.01
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $458k 20k 23.50
Waste Management (WM) 0.1 $430k 6.8k 63.70
SPDR S&P MidCap 400 ETF (MDY) 0.1 $431k 1.5k 282.07
Utilities SPDR (XLU) 0.1 $422k 8.6k 49.04
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $438k 9.4k 46.78
iShares FTSE NAREIT Mort. Plus Capp 0.1 $424k 40k 10.50
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $439k 8.1k 53.98
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $413k 7.4k 56.14
International Business Machines (IBM) 0.1 $383k 2.4k 158.79
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $398k 4.6k 87.26
PowerShares Emerging Markets Sovere 0.1 $380k 12k 30.59
iShares S&P Global Utilities Sector (JXI) 0.1 $397k 8.4k 47.48
Spdr Series Trust cmn (HYMB) 0.1 $384k 6.5k 59.27
Home Depot (HD) 0.1 $352k 2.7k 128.65
Qualcomm (QCOM) 0.1 $353k 5.2k 68.53
Goldcorp 0.1 $346k 21k 16.50
United States Steel Corporation (X) 0.1 $348k 19k 18.84
iShares Russell Midcap Value Index (IWS) 0.1 $367k 4.8k 76.87
iShares Russell 2000 Value Index (IWN) 0.1 $354k 3.4k 104.67
SPDR S&P Dividend (SDY) 0.1 $343k 4.1k 84.44
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $359k 2.9k 124.70
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $369k 7.3k 50.75
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $350k 9.7k 36.12
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $351k 7.2k 48.61
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $337k 6.0k 55.97
Costco Wholesale Corporation (COST) 0.1 $331k 2.2k 152.39
FedEx Corporation (FDX) 0.1 $314k 1.8k 174.83
Boeing Company (BA) 0.1 $309k 2.3k 131.94
Merck & Co (MRK) 0.1 $326k 5.2k 62.50
Philip Morris International (PM) 0.1 $320k 3.3k 97.35
Vanguard Small-Cap Value ETF (VBR) 0.1 $312k 2.8k 110.48
iShares Dow Jones US Real Estate (IYR) 0.1 $316k 3.9k 80.51
General Motors Company (GM) 0.1 $306k 9.6k 31.78
Main Street Capital Corporation (MAIN) 0.1 $321k 9.3k 34.38
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $311k 7.7k 40.17
WisdomTree Emerging Markets Eq (DEM) 0.1 $316k 8.4k 37.61
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $309k 7.2k 43.17
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $305k 2.8k 107.39
Schwab Strategic Tr cmn (SCHV) 0.1 $332k 7.3k 45.52
Mainstay Definedterm Mn Opp (MMD) 0.1 $300k 15k 20.36
Abbott Laboratories (ABT) 0.1 $299k 7.1k 42.30
NVIDIA Corporation (NVDA) 0.1 $277k 4.0k 68.53
E.I. du Pont de Nemours & Company 0.1 $273k 4.1k 67.04
Colgate-Palmolive Company (CL) 0.1 $269k 3.6k 74.19
Target Corporation (TGT) 0.1 $295k 4.3k 68.60
United Technologies Corporation 0.1 $275k 2.7k 101.63
iShares Russell 1000 Value Index (IWD) 0.1 $283k 2.7k 105.64
Ventas (VTR) 0.1 $288k 4.1k 70.74
iShares Russell Midcap Growth Idx. (IWP) 0.1 $295k 3.0k 97.23
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $295k 2.7k 111.32
Vanguard European ETF (VGK) 0.1 $272k 5.6k 48.69
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $292k 1.5k 190.97
iShares 10+ Year Credit Bond Fund ETF (IGLB) 0.1 $273k 4.3k 63.17
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $271k 5.7k 47.19
BP (BP) 0.1 $233k 6.6k 35.12
Caterpillar (CAT) 0.1 $248k 2.8k 88.63
Cisco Systems (CSCO) 0.1 $260k 8.2k 31.70
General Mills (GIS) 0.1 $264k 4.1k 63.98
Freeport-McMoRan Copper & Gold (FCX) 0.1 $260k 24k 10.87
DTE Energy Company (DTE) 0.1 $231k 2.5k 93.48
iShares Russell 2000 Growth Index (IWO) 0.1 $250k 1.7k 149.16
Alerian Mlp Etf 0.1 $234k 18k 12.71
First Trust Financials AlphaDEX (FXO) 0.1 $260k 11k 24.30
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $238k 2.0k 117.30
Vanguard Health Care ETF (VHT) 0.1 $234k 1.8k 132.65
iShares Dow Jones US Medical Dev. (IHI) 0.1 $235k 1.6k 145.51
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $240k 5.2k 46.31
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $245k 4.4k 55.39
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $261k 9.9k 26.33
Powershares S&p 500 0.1 $254k 6.5k 38.89
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $248k 4.6k 53.90
Huntington Bancshares Incorporated (HBAN) 0.1 $222k 23k 9.87
Bristol Myers Squibb (BMY) 0.1 $224k 4.1k 54.03
GlaxoSmithKline 0.1 $213k 4.9k 43.11
Enterprise Products Partners (EPD) 0.1 $203k 7.4k 27.57
Magellan Midstream Partners 0.1 $226k 3.2k 70.65
Prospect Capital Corporation (PSEC) 0.1 $219k 27k 8.10
Alphabet Inc Class C cs (GOOG) 0.1 $219k 282.00 776.60
Real Estate Select Sect Spdr (XLRE) 0.1 $215k 6.6k 32.78
Vaneck Vectors Russia Index Et 0.1 $203k 11k 18.78
CBL & Associates Properties 0.1 $163k 13k 12.16
Western Asset Managed Municipals Fnd (MMU) 0.1 $181k 12k 15.18
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $182k 13k 13.81
Fs Investment Corporation 0.1 $184k 19k 9.48
Cohen & Steers Total Return Real (RFI) 0.0 $149k 11k 13.19
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $124k 11k 11.02
Dws Municipal Income Trust 0.0 $142k 10k 14.11
Regions Financial Corporation (RF) 0.0 $104k 11k 9.86
ArcelorMittal 0.0 $100k 17k 6.05
Sirius Xm Holdings (SIRI) 0.0 $100k 24k 4.15
Monogram Residential Trust 0.0 $118k 11k 10.62
Global Net Lease 0.0 $82k 10k 8.14