Regal Investment Advisors

Regal Investment Advisors as of Sept. 30, 2017

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 279 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 3.7 $16M 63k 252.93
iShares S&P SmallCap 600 Index (IJR) 2.3 $9.8M 132k 74.22
Spdr S&p 500 Etf (SPY) 2.1 $9.1M 36k 251.23
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.1 $9.0M 74k 121.23
Abbvie (ABBV) 1.8 $7.5M 85k 88.86
Vanguard Europe Pacific ETF (VEA) 1.7 $7.4M 171k 43.41
iShares S&P US Pref Stock Idx Fnd (PFF) 1.6 $7.0M 181k 38.81
iShares MSCI Emerging Markets Indx (EEM) 1.6 $6.7M 149k 44.81
At&t (T) 1.5 $6.3M 161k 39.17
Ishares Tr s^p aggr all (AOA) 1.4 $6.1M 114k 53.58
Dowdupont 1.4 $5.8M 84k 69.23
Apple (AAPL) 1.3 $5.7M 37k 154.11
Consolidated Edison (ED) 1.3 $5.6M 70k 80.67
Microsoft Corporation (MSFT) 1.3 $5.4M 73k 74.49
iShares S&P MidCap 400 Index (IJH) 1.2 $5.3M 30k 178.91
McDonald's Corporation (MCD) 1.2 $5.2M 33k 156.68
Vanguard Growth ETF (VUG) 1.2 $5.2M 39k 132.76
Vanguard Emerging Markets ETF (VWO) 1.2 $5.1M 118k 43.57
Schwab Strategic Tr us dividend eq (SCHD) 1.2 $5.1M 109k 46.80
Procter & Gamble Company (PG) 1.1 $4.8M 53k 90.97
Johnson & Johnson (JNJ) 1.1 $4.8M 37k 130.01
Emerson Electric (EMR) 1.1 $4.7M 74k 62.84
Vanguard Dividend Appreciation ETF (VIG) 1.1 $4.7M 49k 94.78
General Electric Company 1.1 $4.6M 188k 24.18
Vanguard Short-Term Bond ETF (BSV) 1.1 $4.5M 57k 79.81
Altria (MO) 0.9 $4.1M 64k 63.42
Vanguard Value ETF (VTV) 0.9 $4.0M 40k 99.83
First Trust Large Cap Value Opp Fnd (FTA) 0.9 $4.0M 79k 51.11
iShares S&P Growth Allocation Fund (AOR) 0.9 $4.0M 89k 44.83
Vanguard REIT ETF (VNQ) 0.9 $3.7M 44k 83.10
Walt Disney Company (DIS) 0.8 $3.5M 35k 98.58
Ishares Tr fltg rate nt (FLOT) 0.8 $3.4M 67k 50.95
Duke Energy (DUK) 0.8 $3.3M 39k 83.93
First Tr Exch Traded Fd Iii rivrfrnt dyn eur (RFEU) 0.8 $3.3M 51k 64.59
PowerShares QQQ Trust, Series 1 0.7 $3.2M 22k 145.47
La-Z-Boy Incorporated (LZB) 0.7 $3.1M 117k 26.90
Pepsi (PEP) 0.7 $3.0M 27k 111.43
Berkshire Hathaway (BRK.B) 0.7 $3.0M 16k 183.32
First Trust DJ Internet Index Fund (FDN) 0.7 $3.0M 29k 102.38
Rfdi etf (RFDI) 0.7 $2.9M 47k 63.06
iShares Russell 1000 Growth Index (IWF) 0.7 $2.9M 23k 125.06
American Electric Power Company (AEP) 0.7 $2.8M 40k 70.23
Exxon Mobil Corporation (XOM) 0.7 $2.8M 34k 81.99
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.6 $2.7M 22k 124.74
Lowe's Companies (LOW) 0.6 $2.7M 33k 79.94
First Tr Exch Traded Fd Iii rivr frnt dyn (RFEM) 0.6 $2.7M 40k 67.11
First Trust Small Cap Cr AlphaDEX (FYX) 0.6 $2.6M 44k 58.98
Alphabet Inc Class C cs (GOOG) 0.6 $2.6M 2.7k 959.13
Amgen (AMGN) 0.6 $2.5M 13k 186.47
Visa (V) 0.6 $2.5M 23k 105.24
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.6 $2.5M 22k 110.89
First Tr Exch Traded Fd Iii rivrfrnt dy asia 0.6 $2.4M 41k 58.56
Andeavor 0.6 $2.4M 23k 103.16
ConocoPhillips (COP) 0.6 $2.4M 47k 50.05
Greenbrier Companies (GBX) 0.6 $2.4M 49k 48.14
Vanguard High Dividend Yield ETF (VYM) 0.6 $2.4M 29k 81.09
Vanguard Mid-Cap Value ETF (VOE) 0.5 $2.3M 22k 105.63
BlackRock (BLK) 0.5 $2.3M 5.1k 447.04
Vanguard Mid-Cap Growth ETF (VOT) 0.5 $2.3M 19k 121.77
3M Company (MMM) 0.5 $2.2M 11k 209.93
Cerner Corporation 0.5 $2.2M 31k 71.32
Monsanto Company 0.5 $2.2M 18k 119.83
Union Pacific Corporation (UNP) 0.5 $2.1M 19k 115.94
United Technologies Corporation 0.5 $2.2M 19k 116.10
Vanguard Total Stock Market ETF (VTI) 0.5 $2.1M 16k 129.52
O'reilly Automotive (ORLY) 0.5 $2.2M 10k 215.41
Ubiquiti Networks 0.5 $2.2M 39k 56.02
American Express Company (AXP) 0.5 $2.1M 23k 90.47
Pfizer (PFE) 0.5 $2.1M 59k 35.69
Wells Fargo & Company (WFC) 0.5 $2.1M 38k 55.16
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.5 $2.1M 80k 26.17
MasterCard Incorporated (MA) 0.5 $2.1M 15k 141.21
Analog Devices (ADI) 0.5 $2.0M 24k 86.19
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $2.0M 32k 64.17
Coca-Cola Company (KO) 0.5 $2.0M 45k 45.01
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.5 $2.0M 34k 59.16
Ishares Tr usa min vo (USMV) 0.5 $2.0M 40k 50.33
Bank of New York Mellon Corporation (BK) 0.5 $1.9M 36k 53.02
Dominion Resources (D) 0.4 $1.9M 25k 76.93
Clorox Company (CLX) 0.4 $1.9M 14k 131.92
NuStar Energy (NS) 0.4 $1.9M 46k 40.58
SPDR Barclays Capital High Yield B 0.4 $1.9M 50k 37.32
Compass Minerals International (CMP) 0.4 $1.8M 28k 64.89
McKesson Corporation (MCK) 0.4 $1.8M 12k 153.61
Cincinnati Financial Corporation (CINF) 0.4 $1.7M 22k 76.55
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.4 $1.7M 21k 84.44
Ishares High Dividend Equity F (HDV) 0.4 $1.6M 19k 85.97
Express Scripts Holding 0.4 $1.6M 26k 63.31
Vanguard Mid-Cap ETF (VO) 0.4 $1.6M 11k 147.02
Vanguard Small-Cap ETF (VB) 0.4 $1.6M 11k 141.30
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.4 $1.6M 64k 25.14
Bank of America Corporation (BAC) 0.4 $1.5M 61k 25.33
iShares Dow Jones Select Dividend (DVY) 0.4 $1.5M 17k 93.67
PNC Financial Services (PNC) 0.3 $1.5M 11k 134.73
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.5M 22k 68.49
iShares Lehman Aggregate Bond (AGG) 0.3 $1.5M 14k 109.59
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.3 $1.5M 19k 81.16
iShares Russell 3000 Value Index (IUSV) 0.3 $1.5M 28k 52.35
Vanguard European ETF (VGK) 0.3 $1.4M 24k 58.34
Insys Therapeutics 0.3 $1.4M 162k 8.88
Automatic Data Processing (ADP) 0.3 $1.4M 13k 109.33
SPDR Gold Trust (GLD) 0.3 $1.4M 11k 121.59
Wal-Mart Stores (WMT) 0.3 $1.3M 17k 78.12
AFLAC Incorporated (AFL) 0.3 $1.3M 17k 81.36
Verizon Communications (VZ) 0.3 $1.3M 26k 49.49
iShares Russell Microcap Index (IWC) 0.3 $1.3M 14k 94.45
Ishares Msci Japan (EWJ) 0.3 $1.3M 23k 55.71
Vanguard Extended Market ETF (VXF) 0.3 $1.2M 11k 107.18
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $1.2M 11k 114.94
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.3 $1.2M 42k 27.36
Vaneck Vectors Gold Miners mutual (GDX) 0.3 $1.2M 50k 22.96
Chevron Corporation (CVX) 0.3 $1.1M 9.3k 117.53
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $1.1M 17k 61.98
NVIDIA Corporation (NVDA) 0.2 $1.0M 5.7k 178.73
Steel Dynamics (STLD) 0.2 $1.0M 30k 34.47
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $1.0M 9.0k 116.44
Vanguard Malvern Fds strm infproidx (VTIP) 0.2 $1.0M 21k 49.43
Financial Select Sector SPDR (XLF) 0.2 $968k 37k 25.87
Jp Morgan Alerian Mlp Index (AMJ) 0.2 $1.0M 36k 28.23
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $986k 22k 45.95
Spdr Short-term High Yield mf (SJNK) 0.2 $973k 35k 27.97
Mortgage Reit Index real (REM) 0.2 $996k 21k 46.84
JPMorgan Chase & Co. (JPM) 0.2 $942k 9.9k 95.50
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $946k 11k 88.73
First Trust Cnsumer Stapl Alpha (FXG) 0.2 $939k 21k 45.69
Facebook Inc cl a (META) 0.2 $914k 5.4k 170.78
Ford Motor Company (F) 0.2 $851k 71k 11.97
iShares Russell 2000 Index (IWM) 0.2 $862k 5.8k 148.21
CurrencyShares Euro Trust 0.2 $836k 7.3k 114.04
Ishares Tr cmn (GOVT) 0.2 $863k 34k 25.24
Ishares Inc msci frntr 100 (FM) 0.2 $858k 27k 31.35
Waste Management (WM) 0.2 $827k 11k 78.23
Kimberly-Clark Corporation (KMB) 0.2 $833k 7.1k 117.72
Intel Corporation (INTC) 0.2 $811k 21k 38.10
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.2 $832k 12k 68.13
iShares Dow Jones US Industrial (IYJ) 0.2 $824k 5.9k 138.51
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $821k 25k 32.39
Leggett & Platt (LEG) 0.2 $769k 16k 47.72
SYSCO Corporation (SYY) 0.2 $759k 14k 53.95
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.2 $781k 9.3k 83.93
Vaneck Vectors Russia Index Et 0.2 $758k 34k 22.29
Nucor Corporation (NUE) 0.2 $719k 13k 56.01
Exelon Corporation (EXC) 0.2 $742k 20k 37.65
iShares S&P 500 Growth Index (IVW) 0.2 $723k 5.0k 143.45
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $717k 27k 27.01
Powershares Kbw Etf equity 0.2 $715k 19k 37.51
Global X Etf equity 0.2 $748k 34k 22.01
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $742k 15k 48.58
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $685k 31k 22.24
iShares S&P Global Utilities Sector (JXI) 0.2 $667k 13k 50.70
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $693k 14k 49.05
United States Steel Corporation (X) 0.1 $635k 25k 25.66
First Trust Financials AlphaDEX (FXO) 0.1 $650k 22k 29.69
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $625k 13k 49.24
First Trust Energy AlphaDEX (FXN) 0.1 $658k 46k 14.35
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $632k 17k 37.12
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $644k 12k 52.77
Amazon (AMZN) 0.1 $607k 631.00 961.97
Entergy Corporation (ETR) 0.1 $599k 7.8k 76.33
Vanguard Small-Cap Value ETF (VBR) 0.1 $597k 4.7k 127.78
First Trust Morningstar Divid Ledr (FDL) 0.1 $592k 20k 29.00
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.1 $581k 13k 44.70
First Trust Health Care AlphaDEX (FXH) 0.1 $599k 8.9k 67.44
Home Depot (HD) 0.1 $556k 3.4k 163.48
Boeing Company (BA) 0.1 $575k 2.3k 254.42
Under Armour (UAA) 0.1 $566k 34k 16.49
iShares Barclays TIPS Bond Fund (TIP) 0.1 $557k 4.9k 113.67
iShares Dow Jones US Technology (IYW) 0.1 $542k 3.6k 150.01
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $538k 6.7k 80.07
Alphabet Inc Class A cs (GOOGL) 0.1 $544k 559.00 973.17
Cisco Systems (CSCO) 0.1 $494k 15k 33.66
Target Corporation (TGT) 0.1 $526k 8.9k 59.01
HCP 0.1 $527k 19k 27.83
iShares S&P 500 Value Index (IVE) 0.1 $531k 4.9k 107.82
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $517k 9.4k 54.91
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $525k 14k 37.94
Health Care SPDR (XLV) 0.1 $485k 5.9k 81.68
iShares S&P SmallCap 600 Growth (IJT) 0.1 $474k 2.9k 164.58
PowerShares Fin. Preferred Port. 0.1 $475k 25k 18.95
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $490k 8.2k 59.44
Schwab Strategic Tr cmn (SCHV) 0.1 $466k 9.0k 51.86
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $486k 4.7k 103.87
Mainstay Definedterm Mn Opp (MMD) 0.1 $471k 23k 20.09
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $452k 8.3k 54.62
Philip Morris International (PM) 0.1 $409k 3.7k 111.14
Technology SPDR (XLK) 0.1 $447k 7.6k 59.03
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.1 $412k 11k 38.47
PowerShares Preferred Portfolio 0.1 $425k 28k 15.02
Spdr Series Trust cmn (HYMB) 0.1 $445k 7.8k 57.06
Cvr Refng 0.1 $410k 42k 9.85
FedEx Corporation (FDX) 0.1 $405k 1.8k 225.50
Merck & Co (MRK) 0.1 $381k 6.0k 64.01
Southern Company (SO) 0.1 $386k 7.9k 49.16
Magellan Midstream Partners 0.1 $395k 5.6k 71.12
iShares Dow Jones US Real Estate (IYR) 0.1 $369k 4.6k 79.82
Gs Fin Corp Etn Claymore37 (GCEC) 0.1 $403k 25k 16.14
Powershares S&p 500 0.1 $407k 9.9k 40.97
Welltower Inc Com reit (WELL) 0.1 $370k 5.3k 70.30
Vaneck Vectors Etf Tr mtg reit income (MORT) 0.1 $383k 15k 25.25
Huntington Bancshares Incorporated (HBAN) 0.1 $324k 23k 13.98
Raytheon Company 0.1 $356k 1.9k 186.49
Gra (GGG) 0.1 $356k 2.9k 123.70
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $348k 2.3k 148.40
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $345k 7.3k 47.35
WisdomTree Emerging Markets Eq (DEM) 0.1 $329k 7.6k 43.03
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $343k 6.9k 49.49
POWERSHARES ETF TRUST II KBW HG Yld Fin 0.1 $362k 15k 24.06
Kinder Morgan (KMI) 0.1 $338k 18k 19.16
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $323k 5.9k 54.72
Citigroup (C) 0.1 $355k 4.9k 72.75
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $341k 14k 24.82
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $324k 6.1k 53.26
BP (BP) 0.1 $317k 8.2k 38.48
Abbott Laboratories (ABT) 0.1 $312k 5.8k 53.42
Alerian Mlp Etf 0.1 $295k 26k 11.24
Main Street Capital Corporation (MAIN) 0.1 $298k 7.5k 39.81
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $303k 1.3k 227.48
PowerShares FTSE RAFI Emerging MarketETF 0.1 $288k 14k 21.35
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $315k 25k 12.77
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $309k 2.4k 126.48
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $291k 9.4k 31.06
Alibaba Group Holding (BABA) 0.1 $293k 1.7k 172.76
Eli Lilly & Co. (LLY) 0.1 $249k 2.9k 85.63
Bristol Myers Squibb (BMY) 0.1 $252k 4.0k 63.73
Novartis (NVS) 0.1 $257k 3.0k 85.78
Deere & Company (DE) 0.1 $243k 1.9k 125.52
Sanofi-Aventis SA (SNY) 0.1 $241k 4.8k 49.80
UnitedHealth (UNH) 0.1 $255k 1.3k 196.00
iShares Russell 1000 Value Index (IWD) 0.1 $245k 2.1k 118.76
Qualcomm (QCOM) 0.1 $262k 5.1k 51.81
Gilead Sciences (GILD) 0.1 $239k 2.9k 81.15
Energy Select Sector SPDR (XLE) 0.1 $263k 3.8k 68.40
iShares S&P 100 Index (OEF) 0.1 $265k 2.4k 111.30
iShares S&P MidCap 400 Growth (IJK) 0.1 $240k 1.2k 202.70
SPDR S&P MidCap 400 ETF (MDY) 0.1 $237k 725.00 326.90
SPDR S&P Dividend (SDY) 0.1 $278k 3.0k 91.36
General Motors Company (GM) 0.1 $277k 6.9k 40.41
iShares Dow Jones US Healthcare (IYH) 0.1 $272k 1.6k 171.93
Nuveen Insd Dividend Advantage (NVG) 0.1 $277k 18k 15.38
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.1 $237k 6.9k 34.52
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $240k 3.6k 65.99
Proshares Ultrashort Qqq Etf 0.1 $273k 18k 15.43
Fiat Chrysler Auto 0.1 $243k 14k 17.94
Goldmansachsbdc (GSBD) 0.1 $275k 12k 22.82
Caterpillar (CAT) 0.1 $225k 1.8k 124.65
Costco Wholesale Corporation (COST) 0.1 $208k 1.3k 164.56
Morgan Stanley (MS) 0.1 $218k 4.5k 48.08
Diageo (DEO) 0.1 $212k 1.6k 132.09
International Business Machines (IBM) 0.1 $216k 1.5k 144.77
Nike (NKE) 0.1 $226k 4.4k 51.82
MercadoLibre (MELI) 0.1 $214k 828.00 258.45
Micron Technology (MU) 0.1 $216k 5.5k 39.27
Baidu (BIDU) 0.1 $220k 890.00 247.19
DTE Energy Company (DTE) 0.1 $226k 2.1k 107.36
Unilever (UL) 0.1 $210k 3.6k 58.06
iShares Russell 2000 Growth Index (IWO) 0.1 $219k 1.2k 178.63
iShares S&P Latin America 40 Index (ILF) 0.1 $209k 5.9k 35.14
iShares Dow Jones US Financial (IYF) 0.1 $234k 2.1k 112.23
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $204k 17k 11.83
Vanguard Sht Term Govt Bond ETF (VGSH) 0.1 $235k 3.9k 60.71
MBT Financial 0.1 $234k 21k 10.96
Ubs Ag Jersey Brh exch sec lkd41 0.1 $206k 9.4k 21.96
Eaton (ETN) 0.1 $218k 2.8k 76.71
Medtronic (MDT) 0.1 $222k 2.9k 77.68
Fqf Tr 0.1 $229k 7.6k 30.24
First Tr Exchng Traded Fd Vi mun cef in opt (MFLX) 0.1 $197k 10k 18.94
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $151k 26k 5.75
Mitsubishi UFJ Financial (MUFG) 0.0 $163k 25k 6.42
Goldcorp 0.0 $175k 14k 12.99
Net 1 UEPS Technologies (LSAK) 0.0 $156k 16k 9.72
Ambev Sa- (ABEV) 0.0 $176k 27k 6.57
Advanced Micro Devices (AMD) 0.0 $140k 11k 12.73
Prospect Capital Corporation (PSEC) 0.0 $120k 18k 6.73
Sirius Xm Holdings (SIRI) 0.0 $108k 20k 5.50
Fs Investment Corporation 0.0 $130k 15k 8.48
Dws Municipal Income Trust 0.0 $144k 11k 12.67
Navios Maritime Partners 0.0 $22k 11k 2.09
Pacific Coast Oil Tr unit ben int (ROYTL) 0.0 $35k 22k 1.59
Barclays Bank Plc Ipathdow Jones Aig etf 0.0 $14k 47k 0.30