Regal Investment Advisors

Regal Investment Advisors as of Dec. 31, 2017

Portfolio Holdings for Regal Investment Advisors

Regal Investment Advisors holds 286 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 3.3 $15M 55k 268.84
iShares S&P SmallCap 600 Index (IJR) 2.2 $10M 131k 76.81
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.2 $10M 82k 121.57
Spdr S&p 500 Etf (SPY) 2.1 $9.6M 36k 266.87
Abbvie (ABBV) 1.8 $7.8M 81k 96.71
Vanguard Europe Pacific ETF (VEA) 1.7 $7.7M 173k 44.86
iShares S&P US Pref Stock Idx Fnd (PFF) 1.7 $7.5M 196k 38.07
iShares MSCI Emerging Markets Indx (EEM) 1.6 $7.2M 152k 47.12
At&t (T) 1.5 $6.9M 176k 38.88
Microsoft Corporation (MSFT) 1.5 $6.8M 80k 85.54
Consolidated Edison (ED) 1.4 $6.4M 76k 84.94
McDonald's Corporation (MCD) 1.4 $6.0M 35k 172.13
Dowdupont 1.3 $6.0M 84k 71.23
Apple (AAPL) 1.3 $5.9M 35k 169.24
Johnson & Johnson (JNJ) 1.3 $5.7M 41k 139.71
iShares S&P MidCap 400 Index (IJH) 1.3 $5.7M 30k 189.76
Emerson Electric (EMR) 1.3 $5.7M 81k 69.69
Vanguard Dividend Appreciation ETF (VIG) 1.3 $5.6M 55k 102.02
Procter & Gamble Company (PG) 1.2 $5.5M 60k 91.88
Vanguard Growth ETF (VUG) 1.2 $5.4M 38k 140.66
Schwab Strategic Tr us dividend eq (SCHD) 1.2 $5.3M 104k 51.17
Vanguard Short-Term Bond ETF (BSV) 1.1 $5.0M 63k 79.10
Vanguard Emerging Markets ETF (VWO) 1.1 $4.8M 104k 45.91
Altria (MO) 1.1 $4.7M 66k 71.41
Vanguard REIT ETF (VNQ) 1.0 $4.5M 54k 82.98
Vanguard Value ETF (VTV) 1.0 $4.4M 41k 106.31
First Tr Exch Traded Fd Iii rivrfrnt dyn eur (RFEU) 0.9 $4.2M 65k 65.34
Rfdi etf (RFDI) 0.9 $4.0M 62k 64.07
First Tr Exch Traded Fd Iii rivr frnt dyn (RFEM) 0.8 $3.8M 54k 70.44
Walt Disney Company (DIS) 0.8 $3.7M 35k 107.52
La-Z-Boy Incorporated (LZB) 0.8 $3.6M 117k 31.20
Ishares Tr fltg rate nt (FLOT) 0.8 $3.5M 70k 50.81
iShares Russell 1000 Growth Index (IWF) 0.8 $3.5M 26k 134.67
First Trust Large Cap Value Opp Fnd (FTA) 0.8 $3.4M 62k 54.64
Exxon Mobil Corporation (XOM) 0.8 $3.4M 40k 83.65
First Tr Exch Traded Fd Iii rivrfrnt dy asia 0.8 $3.3M 55k 60.57
Pepsi (PEP) 0.7 $3.3M 27k 119.91
First Trust DJ Internet Index Fund (FDN) 0.7 $3.3M 30k 109.87
Duke Energy (DUK) 0.7 $3.3M 39k 84.11
General Electric Company 0.7 $3.2M 186k 17.45
American Electric Power Company (AEP) 0.7 $3.2M 43k 73.57
Berkshire Hathaway (BRK.B) 0.7 $2.9M 15k 198.19
Lowe's Companies (LOW) 0.6 $2.9M 31k 92.95
iShares Lehman Aggregate Bond (AGG) 0.6 $2.9M 26k 109.33
Pfizer (PFE) 0.6 $2.7M 76k 36.22
First Trust Small Cap Cr AlphaDEX (FYX) 0.6 $2.7M 44k 61.16
Alphabet Inc Class C cs (GOOG) 0.6 $2.7M 2.6k 1046.48
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.6 $2.6M 95k 27.57
ConocoPhillips (COP) 0.6 $2.5M 46k 54.88
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.6 $2.6M 23k 110.75
BlackRock (BLK) 0.6 $2.5M 4.9k 513.60
Union Pacific Corporation (UNP) 0.6 $2.4M 18k 134.10
Vanguard Mid-Cap Value ETF (VOE) 0.6 $2.5M 22k 111.55
Ishares High Dividend Equity F (HDV) 0.6 $2.5M 27k 90.13
Andeavor 0.6 $2.5M 22k 114.32
3M Company (MMM) 0.5 $2.4M 10k 235.33
United Technologies Corporation 0.5 $2.4M 19k 127.60
O'reilly Automotive (ORLY) 0.5 $2.3M 9.7k 240.56
Vanguard Mid-Cap Growth ETF (VOT) 0.5 $2.3M 18k 127.70
MasterCard Incorporated (MA) 0.5 $2.3M 15k 151.33
Coca-Cola Company (KO) 0.5 $2.3M 50k 45.87
Amgen (AMGN) 0.5 $2.3M 13k 173.90
Visa (V) 0.5 $2.3M 20k 114.03
American Express Company (AXP) 0.5 $2.2M 23k 99.30
Wells Fargo & Company (WFC) 0.5 $2.2M 37k 60.66
Ubiquiti Networks 0.5 $2.2M 32k 71.03
Clorox Company (CLX) 0.5 $2.2M 15k 148.74
Vanguard High Dividend Yield ETF (VYM) 0.5 $2.2M 26k 85.61
Ishares Tr usa min vo (USMV) 0.5 $2.2M 41k 52.77
Analog Devices (ADI) 0.5 $2.1M 24k 89.02
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $2.1M 32k 66.08
Monsanto Company 0.5 $2.1M 18k 116.77
Cerner Corporation 0.5 $2.1M 31k 67.40
Stericycle (SRCL) 0.5 $2.1M 30k 68.00
Compass Minerals International (CMP) 0.5 $2.0M 28k 72.27
Oracle Corporation (ORCL) 0.5 $2.0M 42k 47.27
Dominion Resources (D) 0.4 $2.0M 24k 81.06
Bank of New York Mellon Corporation (BK) 0.4 $1.9M 36k 53.87
PowerShares QQQ Trust, Series 1 0.4 $1.9M 12k 155.73
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $1.9M 15k 126.83
SPDR Barclays Capital High Yield B 0.4 $1.9M 53k 36.71
Express Scripts Holding 0.4 $1.9M 26k 74.63
Ssga Active Etf Tr mult ass rlrtn (RLY) 0.4 $1.9M 73k 26.42
Wal-Mart Stores (WMT) 0.4 $1.8M 18k 98.77
Cincinnati Financial Corporation (CINF) 0.4 $1.8M 24k 74.97
McKesson Corporation (MCK) 0.4 $1.9M 12k 155.98
Bank of America Corporation (BAC) 0.4 $1.8M 61k 29.53
Mattel (MAT) 0.4 $1.8M 118k 15.38
Vanguard Mid-Cap ETF (VO) 0.4 $1.8M 12k 154.80
Intercept Pharmaceuticals In 0.4 $1.8M 30k 58.41
Vanguard Total Stock Market ETF (VTI) 0.4 $1.7M 12k 137.26
Vanguard Small-Cap ETF (VB) 0.4 $1.7M 12k 147.82
AFLAC Incorporated (AFL) 0.4 $1.6M 19k 87.78
Automatic Data Processing (ADP) 0.4 $1.7M 14k 117.20
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.3 $1.6M 20k 80.29
PNC Financial Services (PNC) 0.3 $1.5M 11k 144.32
iShares Russell 3000 Value Index (IUSV) 0.3 $1.5M 28k 55.38
Ishares Msci Japan (EWJ) 0.3 $1.5M 26k 59.92
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.5M 21k 70.30
NuStar Energy (NS) 0.3 $1.4M 46k 29.94
Verizon Communications (VZ) 0.3 $1.3M 26k 52.93
iShares Dow Jones Select Dividend (DVY) 0.3 $1.3M 14k 98.54
Steel Dynamics (STLD) 0.3 $1.3M 30k 43.14
iShares Russell Microcap Index (IWC) 0.3 $1.3M 14k 95.71
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.3 $1.3M 11k 119.26
Intel Corporation (INTC) 0.3 $1.2M 26k 46.15
Vanguard Extended Market ETF (VXF) 0.3 $1.2M 11k 111.78
Chevron Corporation (CVX) 0.3 $1.2M 9.2k 125.22
SPDR Gold Trust (GLD) 0.3 $1.2M 9.5k 123.61
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $1.2M 18k 64.50
JPMorgan Chase & Co. (JPM) 0.2 $1.1M 10k 106.93
Jp Morgan Alerian Mlp Index (AMJ) 0.2 $1.1M 41k 27.46
Vanguard Malvern Fds strm infproidx (VTIP) 0.2 $1.1M 23k 48.81
NVIDIA Corporation (NVDA) 0.2 $1.1M 5.5k 193.57
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $1.1M 22k 49.05
Facebook Inc cl a (META) 0.2 $1.0M 5.8k 176.43
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.2 $1.0M 14k 71.95
First Trust Cnsumer Stapl Alpha (FXG) 0.2 $975k 20k 48.65
Spdr Short-term High Yield mf (SJNK) 0.2 $971k 35k 27.56
Waste Management (WM) 0.2 $944k 11k 86.27
SYSCO Corporation (SYY) 0.2 $955k 16k 60.76
iShares Russell 2000 Index (IWM) 0.2 $943k 6.2k 152.47
Financial Select Sector SPDR (XLF) 0.2 $962k 35k 27.91
Vanguard European ETF (VGK) 0.2 $960k 16k 59.17
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $953k 8.2k 116.11
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $926k 26k 35.21
Kimberly-Clark Corporation (KMB) 0.2 $890k 7.4k 120.68
Ishares Inc msci frntr 100 (FM) 0.2 $886k 27k 33.13
Nucor Corporation (NUE) 0.2 $839k 13k 63.61
Exelon Corporation (EXC) 0.2 $840k 21k 39.41
PowerShares DB Com Indx Trckng Fund 0.2 $865k 52k 16.60
United States Steel Corporation (X) 0.2 $871k 25k 35.20
CurrencyShares Euro Trust 0.2 $843k 7.3k 115.61
iShares Barclays TIPS Bond Fund (TIP) 0.2 $860k 7.5k 114.01
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.2 $860k 10k 84.17
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.2 $864k 14k 62.36
Ishares Tr cmn (GOVT) 0.2 $873k 35k 25.07
iShares S&P Latin America 40 Index (ILF) 0.2 $791k 23k 34.18
Global X Etf equity 0.2 $787k 36k 21.77
Leggett & Platt (LEG) 0.2 $783k 16k 47.70
iShares S&P 500 Growth Index (IVW) 0.2 $759k 5.0k 152.81
iShares Dow Jones US Industrial (IYJ) 0.2 $784k 5.3k 147.42
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $779k 16k 47.89
Home Depot (HD) 0.2 $700k 3.7k 189.45
Boeing Company (BA) 0.2 $723k 2.5k 294.98
Ford Motor Company (F) 0.2 $697k 56k 12.50
Amazon (AMZN) 0.2 $711k 608.00 1169.41
First Trust Financials AlphaDEX (FXO) 0.2 $700k 22k 31.30
PowerShares S&P 500 BuyWrite Portfol ETF 0.2 $710k 33k 21.44
First Trust Ind/Prod AlphaDEX (FXR) 0.2 $722k 18k 40.61
Powershares Kbw Etf equity 0.2 $732k 21k 35.40
Target Corporation (TGT) 0.1 $661k 10k 65.28
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.1 $675k 14k 49.62
iShares S&P Global Utilities Sector (JXI) 0.1 $690k 14k 49.52
Cvr Refng 0.1 $694k 42k 16.55
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $664k 14k 48.55
Entergy Corporation (ETR) 0.1 $636k 7.8k 81.33
iShares S&P 500 Value Index (IVE) 0.1 $606k 5.3k 114.17
Vanguard Small-Cap Value ETF (VBR) 0.1 $606k 4.6k 132.78
First Trust Health Care AlphaDEX (FXH) 0.1 $620k 8.9k 69.80
Ishares Tr cmn (STIP) 0.1 $628k 6.3k 99.92
FedEx Corporation (FDX) 0.1 $568k 2.3k 249.56
Cisco Systems (CSCO) 0.1 $572k 15k 38.31
Energy Select Sector SPDR (XLE) 0.1 $584k 8.1k 72.30
First Trust Morningstar Divid Ledr (FDL) 0.1 $600k 20k 30.11
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $562k 7.1k 79.33
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.1 $596k 14k 44.04
iShares Dow Jones US Technology (IYW) 0.1 $523k 3.2k 162.83
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $554k 11k 52.45
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $526k 4.8k 109.93
Alphabet Inc Class A cs (GOOGL) 0.1 $553k 525.00 1053.33
HCP 0.1 $493k 19k 26.07
iShares S&P Europe 350 Index (IEV) 0.1 $474k 10k 47.28
iShares S&P SmallCap 600 Growth (IJT) 0.1 $505k 3.0k 170.32
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $491k 8.4k 58.59
PowerShares Fin. Preferred Port. 0.1 $499k 27k 18.86
First Trust Energy AlphaDEX (FXN) 0.1 $480k 31k 15.49
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $505k 8.3k 60.50
Schwab Strategic Tr cmn (SCHV) 0.1 $513k 9.4k 54.66
Fqf Tr 0.1 $486k 15k 31.91
Southern Company (SO) 0.1 $469k 9.7k 48.13
iShares Dow Jones US Real Estate (IYR) 0.1 $443k 5.5k 80.97
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.1 $451k 11k 42.11
PowerShares Preferred Portfolio 0.1 $467k 31k 14.86
First Trust Utilities AlphaDEX Fnd (FXU) 0.1 $469k 18k 26.03
Spdr Series Trust cmn (HYMB) 0.1 $459k 8.3k 55.60
Ishares Inc core msci emkt (IEMG) 0.1 $454k 8.0k 56.91
Powershares S&p 500 0.1 $444k 11k 42.40
Alibaba Group Holding (BABA) 0.1 $463k 2.7k 172.38
Medtronic (MDT) 0.1 $442k 5.5k 80.75
Health Care SPDR (XLV) 0.1 $423k 5.1k 82.70
Raytheon Company 0.1 $416k 2.2k 187.81
Merck & Co (MRK) 0.1 $419k 7.5k 56.22
Philip Morris International (PM) 0.1 $410k 3.9k 105.56
United States Oil Fund 0.1 $387k 32k 12.00
Gra (GGG) 0.1 $390k 8.6k 45.17
Technology SPDR (XLK) 0.1 $387k 6.1k 63.92
Gs Fin Corp Etn Claymore37 (GCEC) 0.1 $426k 26k 16.66
POWERSHARES ETF TRUST II KBW HG Yld Fin 0.1 $385k 16k 23.63
Citigroup (C) 0.1 $395k 5.3k 74.43
Vaneck Vectors Etf Tr mtg reit income (MORT) 0.1 $393k 16k 24.06
Mortgage Reit Index real (REM) 0.1 $388k 8.6k 45.24
BP (BP) 0.1 $341k 8.1k 42.04
Huntington Bancshares Incorporated (HBAN) 0.1 $338k 23k 14.57
Magellan Midstream Partners 0.1 $348k 4.9k 70.96
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $361k 2.4k 153.62
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $379k 7.4k 50.98
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $356k 6.9k 51.93
Kinder Morgan (KMI) 0.1 $360k 20k 18.08
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $339k 6.0k 56.89
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.1 $356k 13k 27.90
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $372k 6.8k 54.43
Fidelity msci rl est etf (FREL) 0.1 $380k 15k 24.72
Abbott Laboratories (ABT) 0.1 $314k 5.5k 57.02
UnitedHealth (UNH) 0.1 $298k 1.4k 220.41
Qualcomm (QCOM) 0.1 $299k 4.7k 63.97
MercadoLibre (MELI) 0.1 $301k 956.00 314.85
iShares S&P 100 Index (OEF) 0.1 $305k 2.6k 118.49
Main Street Capital Corporation (MAIN) 0.1 $299k 7.5k 39.79
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $315k 1.4k 227.27
WisdomTree Emerging Markets Eq (DEM) 0.1 $336k 7.4k 45.32
SPDR DJ Wilshire Small Cap Value (SLYV) 0.1 $321k 2.6k 125.88
First Tr Exch Trd Alpha Fd I (FLN) 0.1 $306k 15k 20.44
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $328k 13k 24.57
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.1 $316k 5.9k 53.48
Goldmansachsbdc (GSBD) 0.1 $298k 14k 22.16
Welltower Inc Com reit (WELL) 0.1 $311k 4.9k 63.74
Caterpillar (CAT) 0.1 $290k 1.8k 157.78
Novartis (NVS) 0.1 $278k 3.3k 83.91
Deere & Company (DE) 0.1 $287k 1.8k 156.23
Diageo (DEO) 0.1 $262k 1.8k 146.12
Nike (NKE) 0.1 $273k 4.4k 62.64
iShares S&P MidCap 400 Growth (IJK) 0.1 $261k 1.2k 215.70
SPDR S&P Dividend (SDY) 0.1 $250k 2.6k 94.59
iShares Dow Jones US Financial (IYF) 0.1 $248k 2.1k 119.58
iShares Dow Jones US Healthcare (IYH) 0.1 $276k 1.6k 174.46
PowerShares Listed Private Eq. 0.1 $257k 21k 12.45
MBT Financial 0.1 $287k 27k 10.61
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $258k 3.6k 70.74
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $253k 8.0k 31.72
Eaton (ETN) 0.1 $265k 3.4k 79.10
Fiat Chrysler Auto 0.1 $263k 15k 17.82
First Tr Exchange Traded Fd nasdaq bk etf (FTXO) 0.1 $282k 9.6k 29.39
Costco Wholesale Corporation (COST) 0.1 $238k 1.3k 185.94
Eli Lilly & Co. (LLY) 0.1 $224k 2.7k 84.40
Bristol Myers Squibb (BMY) 0.1 $220k 3.6k 61.16
Cameco Corporation (CCJ) 0.1 $209k 23k 9.24
Core Laboratories 0.1 $205k 1.9k 109.45
Stanley Black & Decker (SWK) 0.1 $218k 1.3k 169.65
Sherwin-Williams Company (SHW) 0.1 $220k 537.00 409.68
Morgan Stanley (MS) 0.1 $235k 4.5k 52.48
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $203k 30k 6.67
Honeywell International (HON) 0.1 $222k 1.4k 153.53
Sanofi-Aventis SA (SNY) 0.1 $233k 5.4k 43.02
iShares Russell 1000 Value Index (IWD) 0.1 $246k 2.0k 124.12
Mitsubishi UFJ Financial (MUFG) 0.1 $213k 29k 7.26
Shire 0.1 $209k 1.3k 154.93
Lazard Ltd-cl A shs a 0.1 $230k 4.4k 52.48
Baidu (BIDU) 0.1 $232k 990.00 234.34
iShares Russell 1000 Index (IWB) 0.1 $243k 1.6k 148.53
Southwest Airlines (LUV) 0.1 $213k 3.2k 65.58
Unilever (UL) 0.1 $226k 4.1k 55.35
Tor Dom Bk Cad (TD) 0.1 $227k 3.9k 58.64
Prospect Capital Corporation (PSEC) 0.1 $241k 36k 6.74
iShares Russell 3000 Index (IWV) 0.1 $219k 1.4k 157.78
SPDR S&P MidCap 400 ETF (MDY) 0.1 $229k 662.00 345.92
Vanguard Large-Cap ETF (VV) 0.1 $219k 1.8k 122.76
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $207k 2.4k 87.30
Alerian Mlp Etf 0.1 $218k 20k 10.79
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $213k 4.2k 51.21
General Motors Company (GM) 0.1 $245k 6.0k 41.02
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $206k 17k 11.94
Vanguard Sht Term Govt Bond ETF (VGSH) 0.1 $223k 3.7k 60.17
Ubs Ag Jersey Brh exch sec lkd41 0.1 $215k 10k 20.78
Fqf Tr o shares asia 0.1 $203k 6.8k 30.02
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $225k 4.6k 48.91
First Tr Exchng Traded Fd Vi cef incm oppty (FCEF) 0.1 $234k 11k 22.02
Lincoln National Corporation (LNC) 0.0 $200k 2.6k 76.92
Under Armour (UAA) 0.0 $185k 13k 14.43
Enbridge (ENB) 0.0 $201k 5.1k 39.10
America Movil SAB de CV 0.0 $193k 11k 16.97
Ambev Sa- (ABEV) 0.0 $199k 31k 6.45
First Tr Exchng Traded Fd Vi mun cef in opt (MFLX) 0.0 $195k 10k 18.75
Sirius Xm Holdings (SIRI) 0.0 $105k 20k 5.34
Navios Maritime Partners 0.0 $26k 11k 2.35
Pacific Coast Oil Tr unit ben int (ROYTL) 0.0 $26k 13k 1.94