Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2014

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 176 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 3.9 $49M 249k 195.72
BlackRock Credit All Inc Trust IV (BTZ) 3.6 $44M 3.2M 13.75
Pimco Dynamic Credit Income other 3.5 $44M 1.8M 23.82
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.4 $30M 3.2M 9.36
Adams Express Company (ADX) 1.9 $24M 1.7M 13.75
Royce Value Trust (RVT) 1.9 $24M 1.5M 16.00
Tri-Continental Corporation (TY) 1.8 $23M 1.1M 20.98
iShares S&P 100 Index (OEF) 1.7 $22M 250k 86.53
Templeton Global Income Fund 1.7 $22M 2.6M 8.26
Vanguard Emerging Markets ETF (VWO) 1.7 $22M 501k 43.13
PowerShares FTSE RAFI US 1000 1.7 $21M 241k 88.44
Liberty All-Star Equity Fund (USA) 1.7 $21M 3.5M 6.01
Invesco Van Kampen Muni Opp Trust (VMO) 1.7 $21M 1.7M 12.60
Nuveen Premium Income Muni Fund 2 1.7 $21M 1.5M 13.84
Vanguard Europe Pacific ETF (VEA) 1.6 $20M 474k 42.59
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.6 $20M 1.6M 13.00
Blackrock Multi-sector Incom other (BIT) 1.5 $19M 1.0M 18.50
Morgan Stanley Emerging Markets Domestic (EDD) 1.4 $18M 1.3M 13.32
Nexpoint Credit Strategies 1.4 $18M 1.5M 12.07
Nuveen Intermediate 1.4 $18M 1.4M 12.59
BlackRock Global Opportunities Equity Tr (BOE) 1.4 $17M 1.1M 15.05
Alpine Total Dynamic Dividend Fund 1.4 $17M 1.9M 8.92
Nuveen Municipal Advantage Fund 1.4 $17M 1.3M 13.44
BlackRock Debt Strategies Fund 1.4 $17M 4.1M 4.10
Nuveen Mult Curr St Gv Incm 1.3 $16M 1.4M 11.23
Allianzgi Equity & Conv In 1.2 $15M 761k 20.20
Pimco Income Strategy Fund II (PFN) 1.2 $15M 1.3M 11.06
Putnam Premier Income Trust (PPT) 1.1 $14M 2.5M 5.55
Invesco Van Kampen Municipal Trust (VKQ) 1.1 $14M 1.1M 12.52
General American Investors (GAM) 1.1 $13M 365k 36.82
Rydex Russell Top 50 ETF 1.0 $13M 95k 134.76
Nuveen Long/short Commodity 1.0 $13M 791k 16.16
Nuveen Mtg opportunity term (JLS) 0.9 $12M 475k 24.60
LEGG MASON BW GLOBAL Income 0.9 $12M 632k 18.35
Nuveen Div. Advantage Muni. Fund (NAD) 0.9 $11M 803k 14.14
BlackRock Corporate High Yield Fund VI (HYT) 0.9 $11M 887k 12.29
First Tr High Income L/s (FSD) 0.9 $11M 599k 18.15
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.8 $11M 712k 14.90
Zweig Total Return 0.8 $10M 710k 14.39
Nuveen Munpl Markt Opp Fund 0.8 $10M 750k 13.35
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.8 $9.5M 470k 20.31
Nuveen Premium Income Municipal Fund 0.8 $9.5M 698k 13.59
Boulder Total Return Fund 0.8 $9.3M 363k 25.66
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.7 $9.0M 657k 13.65
Wstrn Asst Emrgng Mrkts Incm Fnd 0.7 $8.9M 685k 12.93
Neuberger Berman Mlp Income (NML) 0.7 $8.9M 440k 20.19
Blackstone Gso Strategic (BGB) 0.7 $8.8M 493k 17.77
AllianceBernstein Income Fund 0.7 $8.6M 1.1M 7.52
MFS Charter Income Trust (MCR) 0.7 $8.6M 932k 9.24
Ivy High Income Opportunities 0.7 $8.6M 467k 18.50
Central Fd Cda Ltd cl a 0.7 $8.3M 572k 14.54
Brookfield Mortg. Opportunity bond etf 0.7 $8.3M 473k 17.60
Nuveen Insured Municipal Opp. Fund 0.6 $8.0M 564k 14.11
Western Asset Global Cp Defi (GDO) 0.6 $8.0M 426k 18.69
Clough Global Equity Fund closed-end fund (GLQ) 0.6 $7.8M 503k 15.48
Virtus Total Return Fund Cef 0.6 $7.9M 1.6M 4.80
DWS Dreman Value Income Edge Fund 0.6 $7.4M 499k 14.77
Market Vectors Gold Miners ETF 0.6 $7.2M 274k 26.45
Franklin Templeton (FTF) 0.6 $6.9M 529k 13.08
Nuveen Multi-Strategy Income & Growth (JPC) 0.6 $6.9M 709k 9.70
Blackstone Gso Lng Shrt Cr I (BGX) 0.5 $6.7M 379k 17.73
Eaton Vance Risk Managed Diversified (ETJ) 0.5 $6.6M 569k 11.54
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.5 $6.7M 541k 12.31
Aberdeen Asia-Pacific Income Fund 0.5 $6.5M 1.0M 6.28
Boulder Growth & Income Fund (STEW) 0.5 $6.5M 764k 8.52
PowerShares FTSE RAFI Emerging MarketETF 0.5 $6.5M 305k 21.32
Nuveen Build Amer Bd (NBB) 0.5 $6.4M 313k 20.50
Cornerstone Progressive Rtn 0.5 $6.1M 1.3M 4.59
American Capital 0.5 $6.0M 391k 15.29
Apollo Tactical Income Fd In (AIF) 0.5 $6.0M 327k 18.34
VIRTUS GLOBAL Multi-sec (VGI) 0.5 $5.7M 321k 17.86
MFS Multimarket Income Trust (MMT) 0.5 $5.6M 835k 6.65
Cohen & Steers REIT/P (RNP) 0.4 $5.4M 301k 18.03
Nuveen Insd Dividend Advantage (NVG) 0.4 $5.4M 383k 14.16
Pimco Income Strategy Fund (PFL) 0.4 $5.3M 432k 12.34
Firsthand Tech Value (SVVC) 0.4 $5.4M 255k 21.25
Royce Focus Tr 0.4 $5.3M 617k 8.55
Stone Hbr Emerg Mkts Tl 0.4 $5.3M 261k 20.16
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $5.1M 391k 12.95
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.4 $5.1M 610k 8.39
Western Asset Worldwide Income Fund 0.4 $5.1M 385k 13.15
Central Europe and Russia Fund (CEE) 0.4 $4.6M 159k 29.29
Strategic Global Income Fund 0.4 $4.5M 486k 9.35
Eaton Vance Limited Duration Income Fund (EVV) 0.4 $4.5M 286k 15.58
Pimco Municipal Income Fund II (PML) 0.4 $4.5M 377k 11.95
Nuveen Build Amer Bd Opptny 0.4 $4.5M 211k 21.53
American Strategic Income Portf. Inc II 0.3 $4.4M 502k 8.78
Eaton Vance Short Duration Diversified I (EVG) 0.3 $4.2M 276k 15.34
Neuberger Berman Real Estate Sec (NRO) 0.3 $4.3M 851k 5.00
Advent/Claymore Enhanced Growth & Income 0.3 $4.2M 407k 10.30
Western Asset Hgh Yld Dfnd (HYI) 0.3 $4.2M 235k 17.91
Nuveen Int Dur Qual Mun Trm 0.3 $4.2M 331k 12.83
Putnam Master Int. Income (PIM) 0.3 $3.8M 736k 5.15
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $3.7M 204k 18.38
Avenue Income Cr Strat 0.3 $3.7M 208k 17.98
Cbre Clarion Global Real Estat re (IGR) 0.3 $3.7M 404k 9.11
Brookfield Total Return Fd I 0.3 $3.7M 146k 25.18
New America High Income Fund I 0.3 $3.6M 358k 10.04
Clough Global Allocation Fun (GLV) 0.3 $3.6M 230k 15.50
Nuveen Global Govt. Enhanced Income Fund 0.3 $3.5M 277k 12.75
Aberdn Emring Mkts Telecomtions 0.3 $3.3M 230k 14.36
American Select Portfolio 0.3 $3.2M 304k 10.70
Invesco Quality Municipal Inc Trust (IQI) 0.3 $3.2M 263k 12.28
Federated Enhanced Treasury 0.3 $3.3M 242k 13.49
Nuveen Select Quality Municipal Fund 0.3 $3.3M 236k 13.86
Putnam Municipal Opportunities Trust (PMO) 0.2 $3.1M 265k 11.75
Pimco Dynamic Incm Fund (PDI) 0.2 $3.1M 90k 34.10
Global High Income Fund 0.2 $3.0M 287k 10.37
Swiss Helvetia Fund (SWZ) 0.2 $2.8M 195k 14.57
Macquarie Global Infr Total Rtrn Fnd 0.2 $2.8M 110k 25.73
Morgan Stanley Emerging Markets Debt (MSD) 0.2 $2.8M 279k 10.16
Nuveen Premier Mun Income 0.2 $2.7M 202k 13.63
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.2 $2.6M 199k 13.03
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.2 $2.6M 335k 7.66
Nuveen Mortgage opportunity trm fd2 0.2 $2.6M 108k 23.80
Eaton Vance Fltg Rate In 0.2 $2.6M 146k 18.01
Affiliated Managers (AMG) 0.2 $2.5M 12k 205.37
American Strategic Income Portfolio III 0.2 $2.5M 346k 7.32
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $2.6M 174k 14.65
iShares Russell 2000 Index (IWM) 0.2 $2.4M 20k 118.80
Dreyfus Mun Bd Infrastructure 0.2 $2.4M 203k 11.84
Van Kampen Advantage Muni Incm Tr II (VKI) 0.2 $2.2M 196k 11.35
Nuveen Qual Preferred Inc. Fund III 0.2 $2.1M 247k 8.68
Lehman Brothers First Trust IOF (NHS) 0.2 $2.2M 156k 13.85
Nuveen Performance Plus Municipal Fund 0.2 $2.2M 147k 14.66
Nuveen Diversified Commodty 0.2 $2.1M 132k 16.26
Special Opportunities Fund (SPE) 0.2 $2.0M 119k 16.70
Central Securities (CET) 0.1 $1.9M 80k 23.45
Nuveen Senior Income Fund 0.1 $1.9M 266k 7.05
iShares Russell 1000 Value Index (IWD) 0.1 $1.8M 17k 101.29
DWS Global High Income Fund 0.1 $1.7M 206k 8.41
DWS High Income Trust 0.1 $1.6M 173k 9.41
Tortoise Energy Infrastructure 0.1 $1.6M 32k 49.44
THE GDL FUND Closed-End fund (GDL) 0.1 $1.6M 144k 10.86
Gsv Cap Corp 0.1 $1.7M 156k 10.57
Eaton Vance Senior Income Trust (EVF) 0.1 $1.5M 214k 6.81
Western Asset Managed High Incm Fnd 0.1 $1.5M 264k 5.80
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.5M 88k 16.85
Thai Fund 0.1 $1.4M 126k 11.22
Calamos Global Dynamic Income Fund (CHW) 0.1 $1.3M 135k 9.80
Clearbridge Amern Energ M 0.1 $1.2M 67k 18.58
TCW Strategic Income Fund (TSI) 0.1 $992k 180k 5.52
Cornerstone Strategic Value 0.1 $1.0M 164k 6.09
Nuveen Quality Income Municipal Fund 0.1 $853k 62k 13.72
Bancroft Fund (BCV) 0.1 $835k 41k 20.17
RMK Strategic Income Fund 0.1 $908k 132k 6.89
Nuveen Flexible Invt Income 0.1 $839k 45k 18.81
Ares Multi Strategy Cr Fd In 0.1 $857k 39k 21.86
Salient Midstream & M 0.1 $780k 26k 29.61
Royce Global Value Tr (RGT) 0.1 $686k 73k 9.41
American Cap Sr Floating 0.1 $807k 58k 13.99
Voya Emerging Markets High I etf (IHD) 0.1 $711k 56k 12.76
Financial Select Sector SPDR (XLF) 0.1 $634k 28k 22.72
Blackstone Gso Flting Rte Fu (BSL) 0.1 $659k 37k 17.91
Nuveen Floating Rate Income Fund (JFR) 0.1 $675k 56k 12.10
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $652k 53k 12.37
Denali Fund 0.1 $609k 28k 21.44
Rio Tinto (RIO) 0.0 $543k 10k 54.30
Blackrock Muniyield Quality Fund II (MQT) 0.0 $455k 36k 12.78
Eaton Vance Municipal Bond Fund (EIM) 0.0 $534k 43k 12.44
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $454k 33k 13.68
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $485k 42k 11.59
Yahoo! 0.0 $313k 8.9k 35.17
American Strategic Income Portfolio 0.0 $314k 31k 10.26
Gabelli Dividend & Income Trust (GDV) 0.0 $416k 19k 21.91
Nuveen Preferred And equity 0.0 $393k 17k 23.46
Goldman Sachs Mlp Inc Opp 0.0 $322k 16k 20.81
Putnam High Income Securities Fund 0.0 $208k 24k 8.73
Madison Strategic Sector Premium Fund 0.0 $190k 15k 12.78
Taiwan Fund (TWN) 0.0 $277k 14k 20.50
Nuveen Sht Dur Cr Opp 0.0 $194k 11k 18.41
First Trust Strategic 0.0 $222k 14k 16.36
Principal Real Estate Income shs ben int (PGZ) 0.0 $242k 13k 19.11
Ipath S&p 500 Vix S/t Fu Etn 0.0 $239k 8.3k 28.67
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $179k 13k 13.95
Arch Coal 0.0 $55k 15k 3.64