RMB Capital Management

RMB Capital Management as of Sept. 30, 2015

Portfolio Holdings for RMB Capital Management

RMB Capital Management holds 459 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Danaher Corporation (DHR) 1.8 $27M 319k 85.21
Japan Smaller Capitalizaion Fund (JOF) 1.8 $27M 2.7M 10.17
Ansys (ANSS) 1.6 $23M 265k 88.14
Libbey 1.4 $22M 662k 32.61
TJX Companies (TJX) 1.4 $21M 295k 71.42
Advance Auto Parts (AAP) 1.4 $21M 110k 189.53
NeoGenomics (NEO) 1.4 $21M 3.6M 5.73
iShares MSCI Emerging Markets Indx (EEM) 1.4 $21M 631k 32.78
Discovery Communications 1.3 $20M 833k 24.29
Ihs 1.3 $20M 172k 116.00
EMC Corporation 1.3 $20M 812k 24.16
First Republic Bank/san F (FRCB) 1.3 $20M 313k 62.77
West Pharmaceutical Services (WST) 1.3 $19M 353k 54.12
Harley-Davidson (HOG) 1.2 $19M 342k 54.90
United Rentals (URI) 1.2 $19M 308k 60.05
Genesee & Wyoming 1.2 $18M 310k 59.08
Visa (V) 1.2 $18M 255k 69.66
Alphabet Inc Class C cs (GOOG) 1.2 $18M 29k 608.41
Casella Waste Systems (CWST) 1.1 $17M 2.9M 5.80
Google 1.1 $17M 26k 638.38
Cooper Companies 1.1 $17M 111k 148.86
Nordson Corporation (NDSN) 1.0 $16M 249k 62.94
Continental Resources 1.0 $15M 533k 28.97
WisdomTree Japan Total Dividend (DXJ) 1.0 $16M 320k 48.66
Virtus Investment Partners (VRTS) 1.0 $15M 152k 100.50
Apple (AAPL) 0.9 $14M 126k 110.30
Cme (CME) 0.9 $14M 148k 92.74
Accenture (ACN) 0.9 $14M 139k 98.26
American Tower Reit (AMT) 0.9 $14M 155k 87.98
NVR (NVR) 0.9 $13M 8.7k 1525.21
Becton, Dickinson and (BDX) 0.9 $13M 100k 132.66
Union Pacific Corporation (UNP) 0.9 $13M 148k 88.41
Mead Johnson Nutrition 0.9 $13M 186k 70.40
Lowe's Companies (LOW) 0.8 $13M 184k 68.92
Schlumberger (SLB) 0.8 $13M 181k 68.97
Airgas 0.8 $12M 139k 89.33
Yadkin Finl Corp 0.8 $12M 562k 21.49
CVS Caremark Corporation (CVS) 0.8 $12M 121k 96.48
Mosaic (MOS) 0.8 $12M 371k 31.11
Multi-Color Corporation 0.8 $11M 149k 76.49
Put Xlf 10/16/15 22 Sec put 0.7 $11M 492k 22.66
UniFirst Corporation (UNF) 0.7 $11M 101k 106.81
U.S. Bancorp (USB) 0.7 $10M 248k 41.01
Macy's (M) 0.7 $10M 196k 51.32
Marsh & McLennan Companies (MMC) 0.7 $9.8M 187k 52.22
Morgan Stanley (MS) 0.6 $9.6M 304k 31.50
Knowles (KN) 0.6 $9.6M 520k 18.43
Microchip Technology (MCHP) 0.6 $9.1M 210k 43.09
American Water Works (AWK) 0.6 $9.0M 163k 55.08
Chevron Corporation (CVX) 0.6 $8.9M 113k 78.88
Bristol Myers Squibb (BMY) 0.6 $8.9M 151k 59.20
Ishares Tr s^p gtfidx etf (WOOD) 0.6 $8.8M 199k 44.51
Boeing Company (BA) 0.6 $8.8M 67k 130.94
RPM International (RPM) 0.6 $8.6M 205k 41.89
Celgene Corporation 0.6 $8.5M 79k 108.17
Diageo (DEO) 0.6 $8.4M 78k 107.79
GenMark Diagnostics 0.6 $8.5M 1.1M 7.87
Nrg Yield Inc Cl A New cs 0.6 $8.4M 754k 11.15
Alerian Mlp Etf 0.6 $8.3M 663k 12.48
Put Xlf 10/16/15 21.50 put 0.6 $8.2M 364k 22.66
News (NWSA) 0.5 $8.1M 645k 12.62
Liberty Media Corp Del Com Ser C 0.5 $8.2M 238k 34.46
Brown-Forman Corporation (BF.B) 0.5 $8.1M 83k 96.90
Linkedin Corp 0.5 $8.0M 42k 190.14
Seaworld Entertainment (PRKS) 0.5 $8.0M 450k 17.81
Illinois Tool Works (ITW) 0.5 $7.9M 96k 82.31
Boralex (BRLXF) 0.5 $7.9M 619k 12.75
AFLAC Incorporated (AFL) 0.5 $7.7M 133k 58.13
S&W Seed Company 0.5 $7.2M 1.6M 4.60
Uso 10/16/2015 P 13.5 put 0.5 $7.3M 494k 14.68
Asb Bancorp Inc Nc 0.5 $6.9M 277k 25.05
Franklin Resources (BEN) 0.4 $6.6M 178k 37.26
KapStone Paper and Packaging 0.4 $6.7M 404k 16.51
Southcoast Financial cmn 0.4 $6.7M 501k 13.33
NewBridge Ban 0.4 $6.3M 734k 8.53
Black Diamond 0.4 $6.3M 999k 6.28
First Sec Group 0.4 $6.3M 2.5M 2.49
Bank of the Ozarks 0.4 $6.2M 141k 43.76
Columbus McKinnon (CMCO) 0.4 $6.1M 335k 18.16
Farmer Brothers (FARM) 0.4 $5.9M 215k 27.25
BNC Ban 0.4 $5.6M 254k 22.23
Ameris Bancorp Restricted 0.4 $5.8M 200k 28.75
MaxLinear (MXL) 0.4 $5.6M 446k 12.44
Masonite International 0.4 $5.5M 90k 60.58
Lands' End (LE) 0.4 $5.5M 203k 27.01
Sun Bancorp Inc Com New Restri 0.4 $5.4M 283k 19.19
Put Kre 10/16/15 38 Spd put 0.4 $5.4M 131k 41.20
Centrue Financial Corp Restric 0.3 $5.3M 314k 17.00
Hometrust Bancshares (HTB) 0.3 $5.0M 270k 18.55
Triumph Ban (TFIN) 0.3 $5.0M 298k 16.80
Capstone Infrastructure Corp C 0.3 $4.8M 1.2M 4.14
Vale 0.3 $4.7M 1.4M 3.35
Southern First Bancshares (SFST) 0.3 $4.5M 220k 20.49
Atlantic Coast Financial Cor 0.3 $4.5M 813k 5.53
Orrstown Financial Services (ORRF) 0.3 $4.4M 261k 16.86
Advent Claymore Convertible Sec & Inc (AVK) 0.3 $3.9M 298k 13.17
Investors Ban 0.3 $3.9M 316k 12.34
C1 Financial 0.3 $3.9M 207k 19.05
Rand Logistics 0.2 $3.8M 1.8M 2.10
SPDR Nuveen Barclays Capital Municpl Bnd 0.2 $3.8M 159k 24.11
Avenue Financial Hldngs 0.2 $3.7M 284k 13.20
Put Schw Oct 27.00000 10/16/20 put 0.2 $3.8M 132k 28.56
Professionalholding Corp Class 0.2 $3.7M 339k 11.00
Discover Financial Services 0.2 $3.7M 71k 51.98
Bank Mutual Corporation 0.2 $3.5M 460k 7.68
Hampton Roads Bankshares Inc C 0.2 $3.5M 1.9M 1.90
Franklin Financial Networ 0.2 $3.4M 154k 22.35
New Residential Investment (RITM) 0.2 $3.5M 269k 13.10
Engility Hldgs 0.2 $3.5M 136k 25.78
Emergent BioSolutions (EBS) 0.2 $3.3M 116k 28.49
Southern National Banc. of Virginia 0.2 $3.3M 295k 11.29
United Cmnty Bks Ga Cap Stk (UCB) 0.2 $3.4M 165k 20.44
Put Wfc 10/16/15 50 Wel put 0.2 $3.4M 66k 51.35
LKQ Corporation (LKQ) 0.2 $3.2M 114k 28.36
Novartis (NVS) 0.2 $3.1M 34k 92.12
Iberdrola SA (IBDRY) 0.2 $3.1M 116k 26.97
Stonegate Bk Ft Lauderdale 0.2 $3.2M 100k 31.81
Icad (ICAD) 0.2 $3.2M 935k 3.40
Constellium Holdco B V cl a 0.2 $3.2M 527k 6.06
National Grid 0.2 $3.0M 43k 69.89
Jacksonville Bancorp Inc Fla 0.2 $2.9M 197k 14.94
Houlihan Lokey Inc cl a (HLI) 0.2 $3.0M 139k 21.80
Sanofi-Aventis SA (SNY) 0.2 $2.8M 59k 47.43
American Vanguard (AVD) 0.2 $2.8M 244k 11.56
Banc Of California (BANC) 0.2 $2.9M 235k 12.27
Koninklijke Ahold N V Sponsore 0.2 $2.9M 145k 19.82
Liberty Broadband Cl C (LBRDK) 0.2 $2.9M 56k 51.16
Anchor Bancorp Wisconsin 0.2 $2.9M 67k 42.59
Put Pnc 10/16/15 85 Pnc put 0.2 $2.9M 33k 89.20
Aercap Holdings Nv Ord Cmn (AER) 0.2 $2.7M 70k 38.25
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.2 $2.7M 36k 75.04
Abb (ABBNY) 0.2 $2.7M 154k 17.56
Full House Resorts (FLL) 0.2 $2.8M 1.9M 1.46
Craft Brewers Alliance 0.2 $2.7M 335k 7.97
Stedim Eur3.05 0.2 $2.8M 9.4k 296.97
Put Kre 10/16/15 35 Spd put 0.2 $2.7M 66k 41.21
Put Usb 10/16/15 41 Us put 0.2 $2.7M 66k 41.02
Put Usb Oct 40.50000 10/16/201 put 0.2 $2.7M 66k 41.02
Put Kre 10/16/15 39 Spd put 0.2 $2.7M 66k 41.21
GlaxoSmithKline 0.2 $2.6M 67k 38.76
Honda Motor (HMC) 0.2 $2.6M 88k 29.81
Unilever (UL) 0.2 $2.5M 62k 40.39
Calamos Strategic Total Return Fund (CSQ) 0.2 $2.6M 281k 9.29
Talmer Ban 0.2 $2.5M 152k 16.65
Put/aby@20 put 0.2 $2.5M 150k 16.65
Sap (SAP) 0.2 $2.4M 36k 64.94
Peapack-Gladstone Financial (PGC) 0.2 $2.4M 111k 21.17
Takeda Pharmaceutical (TAK) 0.2 $2.4M 106k 22.35
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.2 $2.4M 334k 7.20
Main Street Bank 0.2 $2.3M 202k 11.59
Select Ban 0.2 $2.4M 329k 7.32
First Fndtn (FFWM) 0.2 $2.4M 103k 22.77
Topbuild (BLD) 0.2 $2.3M 76k 30.97
BP (BP) 0.1 $2.3M 74k 30.56
Royal Caribbean Cruises (RCL) 0.1 $2.2M 25k 89.08
Deutsche Telekom (DTEGY) 0.1 $2.2M 128k 17.58
Tokio Marine Holdings (TKOMY) 0.1 $2.3M 62k 36.40
First Community Corporation (FCCO) 0.1 $2.3M 189k 12.38
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $2.3M 276k 8.30
First Bancshares (FBMS) 0.1 $2.3M 129k 17.47
Continental Bldg Prods 0.1 $2.3M 110k 20.54
Put Bbt 10/16/15 33 Bb& put 0.1 $2.3M 66k 35.60
Put Bbt 10/16/15 34 Bb& put 0.1 $2.3M 66k 35.60
Affiliated Managers (AMG) 0.1 $2.0M 12k 170.97
iShares MSCI EAFE Index Fund (EFA) 0.1 $2.1M 37k 57.31
Air Methods Corporation 0.1 $2.2M 64k 34.09
Teliasonera Ab-un (TLSNY) 0.1 $2.1M 201k 10.61
Performant Finl (PHLT) 0.1 $2.1M 854k 2.42
Destination Xl (DXLG) 0.1 $2.2M 374k 5.81
Textura 0.1 $2.1M 79k 25.84
Seacoast Bkg Corp Fla (SBCF) 0.1 $2.1M 141k 14.68
National Holdings 0.1 $2.1M 761k 2.75
Horizon Global Corporation 0.1 $2.1M 241k 8.82
Put Xlf 10/16/15 21 Sec put 0.1 $2.1M 91k 22.66
Put/uso@14 put 0.1 $2.1M 143k 14.68
Taiwan Semiconductor Mfg (TSM) 0.1 $2.0M 95k 20.97
Teva Pharmaceutical Industries (TEVA) 0.1 $1.9M 34k 56.15
Royal Dutch Shell 0.1 $2.0M 42k 47.48
Shore Bancshares (SHBI) 0.1 $1.9M 197k 9.72
United Overseas Bank (UOVEY) 0.1 $1.9M 71k 26.58
Hudson Technologies (HDSN) 0.1 $2.0M 661k 2.97
Evans Bancorp (EVBN) 0.1 $1.9M 77k 24.80
Put Schw 10/16/15 26 Cha put 0.1 $1.9M 66k 28.56
Aby Us 10/16/15 P 17.50 put 0.1 $1.9M 114k 16.65
Northern Trust Corporation (NTRS) 0.1 $1.8M 27k 68.17
Telefonica (TEF) 0.1 $1.9M 155k 12.17
Canon (CAJPY) 0.1 $1.8M 61k 29.07
Beacon Roofing Supply (BECN) 0.1 $1.8M 56k 32.49
Verisk Analytics (VRSK) 0.1 $1.8M 24k 73.91
HEICO Corporation (HEI.A) 0.1 $1.8M 41k 45.40
Manning & Napier Inc cl a 0.1 $1.8M 238k 7.36
Live Oak Bancshares (LOB) 0.1 $1.9M 96k 19.64
Madison Square Garden Cl A (MSGS) 0.1 $1.8M 25k 72.14
Comcast Corporation (CMCSA) 0.1 $1.6M 29k 56.87
Cincinnati Financial Corporation (CINF) 0.1 $1.7M 32k 53.79
American Equity Investment Life Holding 0.1 $1.7M 72k 23.31
Cavco Industries (CVCO) 0.1 $1.7M 25k 68.08
PGT 0.1 $1.6M 131k 12.28
Tes 0.1 $1.7M 207k 8.05
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $1.6M 127k 12.66
Heritage Commerce (HTBK) 0.1 $1.6M 142k 11.34
State Street Bank Financial 0.1 $1.6M 78k 20.68
Carter Bank & Trust Martinsvil 0.1 $1.7M 133k 12.60
American Airls (AAL) 0.1 $1.7M 43k 38.84
Sunshine Ban 0.1 $1.7M 123k 13.80
Community Healthcare Tr (CHCT) 0.1 $1.6M 102k 15.90
Syngenta 0.1 $1.6M 24k 65.12
USG Corporation 0.1 $1.5M 58k 26.61
Financial Institutions (FISI) 0.1 $1.5M 60k 24.78
Eni S.p.A. (E) 0.1 $1.5M 49k 31.25
iShares S&P 500 Growth Index (IVW) 0.1 $1.4M 13k 107.83
Vanguard Europe Pacific ETF (VEA) 0.1 $1.6M 44k 35.63
Heritage Oaks Ban 0.1 $1.4M 182k 7.96
Singapore Telecom Ltd New 2006 (SGAPY) 0.1 $1.6M 63k 24.62
Calamos Global Dynamic Income Fund (CHW) 0.1 $1.4M 208k 6.96
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $1.5M 133k 11.35
Cohen & Steers Slt Pfd Incm (PSF) 0.1 $1.5M 63k 23.30
Malvern Ban 0.1 $1.4M 93k 15.65
Kcg Holdings Inc Cl A 0.1 $1.6M 144k 10.97
Performance Sports 0.1 $1.5M 115k 13.42
Put Pfg 10/16/15 47 Pri put 0.1 $1.5M 33k 47.32
China Mobile 0.1 $1.4M 24k 59.88
DeVry 0.1 $1.3M 47k 27.21
Royal Dutch Shell 0.1 $1.3M 28k 47.50
Cognex Corporation (CGNX) 0.1 $1.4M 41k 34.37
Astec Industries (ASTE) 0.1 $1.4M 41k 33.51
Kao Corporation 0.1 $1.4M 32k 44.78
Seven & I Hldg Co Adr F Un (SVNDY) 0.1 $1.3M 60k 21.83
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $1.3M 101k 12.68
Fidelity Southern Corporation 0.1 $1.3M 61k 21.14
Zurich Insurance (ZURVY) 0.1 $1.4M 56k 25.37
Silvercrest Asset Mgmt Groupcl (SAMG) 0.1 $1.4M 132k 10.81
Sun Bancorp Inc New Jers 0.1 $1.3M 68k 19.19
San Diego Private Bank 0.1 $1.4M 93k 14.88
Put Cma 10/16/15 40 Com put 0.1 $1.3M 33k 41.11
Anglo Pacific 0.1 $1.4M 1.2M 1.15
Clean Harbors (CLH) 0.1 $1.3M 29k 43.96
Renasant (RNST) 0.1 $1.1M 34k 32.84
Banco Santander (SAN) 0.1 $1.2M 228k 5.35
Allianz SE 0.1 $1.2M 78k 15.06
Belden (BDC) 0.1 $1.1M 24k 46.68
Ameris Ban (ABCB) 0.1 $1.2M 42k 28.74
Porter Ban 0.1 $1.2M 886k 1.41
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $1.2M 90k 13.32
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.1 $1.2M 94k 12.26
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $1.2M 114k 10.70
Park Sterling Bk Charlott 0.1 $1.3M 188k 6.80
I.D. Systems 0.1 $1.3M 393k 3.21
First Capital Ban 0.1 $1.2M 251k 4.78
Daimler 0.1 $1.2M 16k 74.63
Allianzgi Nfj Divid Int Prem S cefs 0.1 $1.2M 91k 12.78
Pimco Dynamic Credit Income other 0.1 $1.3M 69k 18.27
Put/exlp@15 put 0.1 $1.2M 75k 16.43
Exxon Mobil Corporation (XOM) 0.1 $1.1M 15k 74.33
Las Vegas Sands (LVS) 0.1 $991k 26k 37.96
Whiting Petroleum Corporation 0.1 $1.0M 66k 15.28
NBT Ban (NBTB) 0.1 $991k 37k 26.94
First Ban (FBNC) 0.1 $1.1M 65k 17.00
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $1.0M 139k 7.57
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $1.1M 91k 12.17
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $1.1M 178k 5.91
Endocyte 0.1 $996k 218k 4.58
Avenue Income Cr Strat 0.1 $1.1M 83k 12.84
Apollo Sr Floating Rate Fd I (AFT) 0.1 $988k 63k 15.68
Oak View National 0.1 $1.0M 208k 4.98
Blackrock Multi-sector Incom other (BIT) 0.1 $1.1M 70k 15.71
Vodafone Group New Adr F (VOD) 0.1 $1.1M 33k 32.37
Bankwell Financial (BWFG) 0.1 $1.1M 58k 18.28
Total (TTE) 0.1 $839k 20k 42.42
BG 0.1 $947k 65k 14.55
Titan International (TWI) 0.1 $910k 138k 6.61
NTT DoCoMo 0.1 $837k 53k 15.84
Cowen 0.1 $953k 209k 4.56
iShares Russell 3000 Index (IWV) 0.1 $941k 8.3k 113.92
Rwe (RWEOY) 0.1 $947k 88k 10.71
John Hancock Preferred Income Fund III (HPS) 0.1 $892k 54k 16.65
Western Asset Global High Income Fnd (EHI) 0.1 $948k 106k 8.97
Dividend & Income Fund (BXSY) 0.1 $885k 82k 10.85
Seaspan Corp Pfd D 7.95% p 0.1 $976k 42k 23.00
Ladder Capital Corp Class A (LADR) 0.1 $957k 67k 14.32
Put/evep@7e put 0.1 $918k 153k 6.00
Berkshire Hathaway (BRK.B) 0.1 $703k 5.4k 130.47
iShares Russell 2000 Index (IWM) 0.1 $724k 6.6k 109.27
BlackRock Enhanced Capital and Income (CII) 0.1 $694k 53k 13.13
PIMCO Corporate Opportunity Fund (PTY) 0.1 $741k 56k 13.30
John Hancock Pref. Income Fund II (HPF) 0.1 $728k 38k 19.11
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.1 $826k 153k 5.41
Pure Technologies 0.1 $803k 209k 3.85
Bank Of America Corp 6.625% preferred 0.1 $801k 31k 25.56
Kinder Morgan (KMI) 0.1 $695k 25k 27.69
Tokyo Electronic (TOELY) 0.1 $812k 73k 11.16
Jp Morgan 5.5% Series D public 0.1 $810k 34k 24.15
Ps Business Parks 0.1 $679k 29k 23.84
Ivy High Income Opportunities 0.1 $826k 64k 12.97
Vnr 10/16/2015 P 9 put 0.1 $760k 100k 7.60
CBS Corporation 0.0 $632k 16k 39.91
Wells Fargo & Company (WFC) 0.0 $594k 12k 51.37
Kroger (KR) 0.0 $540k 15k 36.06
Amgen (AMGN) 0.0 $595k 4.3k 138.28
iShares S&P 500 Index (IVV) 0.0 $607k 3.1k 192.76
Boston Private Financial Holdings 0.0 $549k 47k 11.69
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $620k 63k 9.88
Cohen & Steers REIT/P (RNP) 0.0 $647k 37k 17.34
Flaherty & Crumrine Pref. Income (PFD) 0.0 $580k 46k 12.54
Pure Cycle Corporation (PCYO) 0.0 $530k 107k 4.95
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $651k 49k 13.29
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $585k 55k 10.57
Lehman Brothers First Trust IOF (NHS) 0.0 $586k 58k 10.19
Gabelli Convertible & Income Securities (GCV) 0.0 $657k 135k 4.86
Nuveen Municipal Income Fund (NMI) 0.0 $603k 56k 10.72
First Trust Strategic 0.0 $531k 46k 11.51
Fiesta Restaurant 0.0 $551k 12k 45.41
Abbvie (ABBV) 0.0 $529k 9.7k 54.36
Babson Cap Glb Sht Durhgh Yl 0.0 $583k 34k 17.35
Ps Business Parks 5.7 0.0 $541k 23k 23.81
Digital Realty Trust P 0.0 $571k 24k 23.47
Brookfield High Income Fd In 0.0 $550k 75k 7.29
Put/exh@17. put 0.0 $630k 35k 18.00
Petroleo Brasileiro SA (PBR.A) 0.0 $386k 105k 3.68
Home Depot (HD) 0.0 $411k 3.6k 115.45
Johnson & Johnson (JNJ) 0.0 $419k 4.5k 93.39
Pfizer (PFE) 0.0 $454k 14k 31.42
Norfolk Southern (NSC) 0.0 $447k 5.8k 76.45
McKesson Corporation (MCK) 0.0 $406k 2.2k 184.97
Pepsi (PEP) 0.0 $410k 4.3k 94.39
Procter & Gamble Company (PG) 0.0 $455k 6.3k 71.89
Starbucks Corporation (SBUX) 0.0 $521k 9.2k 56.88
Oracle Corporation (ORCL) 0.0 $433k 12k 36.15
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $405k 34k 11.90
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $510k 84k 6.07
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $452k 24k 18.63
PIMCO Corporate Income Fund (PCN) 0.0 $477k 36k 13.13
Macquarie Global Infr Total Rtrn Fnd 0.0 $394k 21k 19.26
Ramirent Oyj fe 0.0 $483k 15k 32.45
Guggenheim Enhanced Equity Strategy 0.0 $476k 32k 14.89
First Republic Bank Pfd pref. 0.0 $516k 20k 25.74
Facebook Inc cl a (META) 0.0 $399k 4.4k 90.04
Madison Covered Call Eq Strat (MCN) 0.0 $485k 69k 7.08
Vornado Realty Trust 5.4% Seri p (VNO.PL) 0.0 $475k 21k 22.47
Apollo Tactical Income Fd In (AIF) 0.0 $454k 31k 14.48
Nuveen Flexible Invt Income 0.0 $393k 27k 14.85
Medtronic (MDT) 0.0 $419k 6.3k 66.90
Time Warner Cable 0.0 $298k 1.7k 179.63
Microsoft Corporation (MSFT) 0.0 $346k 7.8k 44.29
State Street Corporation (STT) 0.0 $281k 4.2k 67.13
Canadian Natl Ry (CNI) 0.0 $293k 5.1k 56.89
Via 0.0 $292k 6.8k 43.18
Abbott Laboratories (ABT) 0.0 $270k 6.7k 40.17
Regeneron Pharmaceuticals (REGN) 0.0 $241k 518.00 465.25
Walt Disney Company (DIS) 0.0 $342k 3.3k 102.24
Brookfield Asset Management 0.0 $349k 9.8k 35.71
Spdr S&p 500 Etf (SPY) 0.0 $255k 1.3k 191.44
General Electric Company 0.0 $348k 14k 25.19
At&t (T) 0.0 $296k 9.1k 32.55
International Flavors & Fragrances (IFF) 0.0 $333k 3.2k 103.26
Whirlpool Corporation (WHR) 0.0 $351k 2.4k 147.13
Tyson Foods (TSN) 0.0 $284k 6.6k 43.12
International Business Machines (IBM) 0.0 $238k 1.6k 145.21
Stryker Corporation (SYK) 0.0 $344k 3.7k 94.22
Biogen Idec (BIIB) 0.0 $235k 805.00 291.93
Stericycle (SRCL) 0.0 $291k 2.1k 139.43
Amazon (AMZN) 0.0 $232k 453.00 512.14
SPDR Gold Trust (GLD) 0.0 $357k 3.3k 106.95
Dime Community Bancshares 0.0 $274k 16k 16.89
Siemens (SIEGY) 0.0 $337k 2.9k 117.65
Templeton Global Income Fund 0.0 $357k 59k 6.09
Vanguard Emerging Markets ETF (VWO) 0.0 $274k 8.3k 33.14
Vanguard Dividend Appreciation ETF (VIG) 0.0 $360k 4.9k 73.66
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $226k 12k 19.63
Howard Hughes 0.0 $238k 2.1k 114.86
Boulder Growth & Income Fund (STEW) 0.0 $299k 40k 7.45
RMR Asia Pacific Real Estate Fund 0.0 $353k 20k 18.05
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $295k 20k 14.43
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $239k 18k 13.55
Nuveen Tax-Advantaged Dividend Growth 0.0 $273k 20k 13.52
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $287k 28k 10.40
First Trust Enhanced Equity Income Fund (FFA) 0.0 $243k 20k 12.45
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $328k 32k 10.27
Xenith Bankshares 0.0 $339k 53k 6.39
Qbe Insurance Group-spn (QBIEY) 0.0 $360k 45k 8.04
First Tr Energy Infrastrctr 0.0 $232k 15k 15.99
Public Storage 0.0 $307k 12k 24.96
VIRTUS GLOBAL Multi-sec (VGI) 0.0 $308k 22k 14.31
Allianzgi Equity & Conv In 0.0 $232k 14k 17.19
Corporate Capital Trust 0.0 $255k 24k 10.47
H & Q Healthcare Fund equities (HQH) 0.0 $372k 14k 27.61
Anthem (ELV) 0.0 $228k 1.6k 139.79
Walgreen Boots Alliance 0.0 $257k 3.1k 83.04
Newtek Business Svcs (NEWT) 0.0 $234k 14k 16.46
Wlt 01/15/16 P 2 put 0.0 $348k 4.4M 0.08
Wec Energy Group (WEC) 0.0 $275k 5.3k 52.25
Porter Bank Series E p 0.0 $235k 885.00 265.54
Porter Bank Series F p 0.0 $368k 1.4k 261.92
Great-west Lifec 5.15% New Mon p 0.0 $252k 8.2k 30.73
Evep 10/16/15 P 7 put 0.0 $240k 40k 6.00
Caterpillar (CAT) 0.0 $215k 3.3k 65.35
CSX Corporation (CSX) 0.0 $202k 7.5k 26.93
Stanley Black & Decker (SWK) 0.0 $208k 2.1k 96.86
Emerson Electric (EMR) 0.0 $225k 5.1k 44.24
UnitedHealth (UNH) 0.0 $211k 1.8k 116.21
Mitsubishi UFJ Financial (MUFG) 0.0 $90k 15k 6.10
Toyota Motor Corporation (TM) 0.0 $166k 1.7k 95.24
Crawford & Company (CRD.B) 0.0 $214k 38k 5.62
Petroleum Geo-Services ASA 0.0 $192k 50k 3.84
Pilgrim's Pride Corporation (PPC) 0.0 $215k 10k 20.75
Fiduciary/Claymore MLP Opportunity Fund 0.0 $214k 14k 15.65
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $219k 4.6k 47.85
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $185k 15k 12.56
Pimco Income Strategy Fund II (PFN) 0.0 $214k 24k 8.83
MFS Multimarket Income Trust (MMT) 0.0 $124k 22k 5.58
Guggenheim Enhanced Equity Income Fund. 0.0 $190k 26k 7.21
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $143k 11k 12.60
Invesco Municipal Income Opp Trust (OIA) 0.0 $144k 21k 6.76
MFS Municipal Income Trust (MFM) 0.0 $99k 16k 6.40
Nuveen Select Tax Free Incom Portfolio 2 0.0 $211k 16k 13.10
Nuveen Senior Income Fund 0.0 $87k 15k 5.93
Nuveen Real Estate Income Fund (JRS) 0.0 $218k 22k 10.04
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $155k 11k 14.78
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $166k 23k 7.23
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $209k 16k 13.11
Calamos Global Total Return Fund (CGO) 0.0 $197k 18k 11.15
Ellsworth Fund (ECF) 0.0 $112k 14k 7.80
Madison Strategic Sector Premium Fund 0.0 $150k 14k 10.69
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $205k 15k 13.55
Clough Global Allocation Fun (GLV) 0.0 $201k 15k 13.10
Cohen and Steers Global Income Builder 0.0 $144k 15k 9.51
Eaton Vance Nj Muni Income T sh ben int 0.0 $170k 14k 11.94
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $194k 15k 12.80
Western Asset Municipal Partners Fnd 0.0 $203k 14k 14.93
Delaware Inv Mn Mun Inc Fd I 0.0 $154k 12k 13.17
Lazard World Dividend & Income Fund 0.0 $95k 10k 9.11
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $211k 15k 14.22
Wendy's/arby's Group (WEN) 0.0 $124k 14k 8.82
Ashford Hospitality Tr Inc cv pfd ser e 0.0 $211k 8.2k 25.73
John Hancock Hdg Eq & Inc (HEQ) 0.0 $214k 15k 14.41
Cnl Lifestyle Properties 0.0 $90k 17k 5.17
Allianzgi Conv & Inc Fd taxable cef 0.0 $85k 15k 5.84
Ares Dynamic Cr Allocation (ARDC) 0.0 $183k 13k 13.93
Blackrock Massachusetts Tax other 0.0 $189k 15k 12.98
Voya Global Eq Div & Pr Opp (IGD) 0.0 $129k 19k 6.96
Voya International Div Equity Income 0.0 $79k 12k 6.36
Fc Holdings Inc Cl E Conv Pfd p 0.0 $94k 20k 4.70
Edgewater Ban 0.0 $118k 10k 11.80
Deutsche Bk Ag Londonbrh Trigg p 0.0 $121k 13k 9.31
Vale (VALE) 0.0 $57k 14k 4.19
Gerdau SA (GGB) 0.0 $16k 11k 1.47
Nokia Corporation (NOK) 0.0 $75k 11k 6.79
First Horizon Nat Corp 100,000 0.0 $0 443k 0.00
Lloyds TSB (LYG) 0.0 $75k 17k 4.33
Credit Suisse High Yield Bond Fund (DHY) 0.0 $41k 18k 2.29
MFS Intermediate High Income Fund (CIF) 0.0 $40k 17k 2.30
Carolina Trust Bank 0.0 $57k 10k 5.60
Americ Int Gr Frac Warrant 0.0 $0 208k 0.00
Navidea Bio 0.0 $0 3.7M 0.00
Hearusa 0.0 $0 324k 0.00
Fc Holdings Inc Contra Cusip 0.0 $47k 100k 0.47
Fibrogen Inc Series Fconv Pfd p 0.0 $0 25k 0.00
Put Amtd 10/16/15 31 Td put 0.0 $40k 66k 0.61
Rts Cef Dividend & Income Cont rt 0.0 $0 16k 0.00