Scotia Capital as of Dec. 31, 2012
Portfolio Holdings for Scotia Capital
Scotia Capital holds 375 positions in its portfolio as reported in the December 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Rbc Cad (RY) | 8.5 | $210M | 3.5M | 60.21 | |
| Bk Nova Cad (BNS) | 7.6 | $188M | 3.3M | 57.84 | |
| Tor Dom Bk Cad (TD) | 6.8 | $169M | 2.0M | 84.22 | |
| Transcanada Corp | 5.3 | $130M | 2.7M | 47.29 | |
| Enbridge (ENB) | 3.8 | $92M | 2.1M | 43.29 | |
| Bce (BCE) | 3.7 | $91M | 2.1M | 42.89 | |
| Bank Of Montreal Cadcom (BMO) | 3.3 | $82M | 1.3M | 61.22 | |
| Canadian Natl Ry (CNI) | 3.0 | $74M | 810k | 90.90 | |
| Suncor Energy (SU) | 2.9 | $71M | 2.2M | 32.92 | |
| Cibc Cad (CM) | 2.7 | $67M | 836k | 80.49 | |
| Rogers Communications -cl B (RCI) | 2.4 | $59M | 1.3M | 45.44 | |
| Barrick Gold Corp (GOLD) | 1.5 | $38M | 1.1M | 34.95 | |
| Potash Corp. Of Saskatchewan I | 1.5 | $38M | 925k | 40.58 | |
| Manulife Finl Corp (MFC) | 1.5 | $38M | 2.8M | 13.57 | |
| Canadian Natural Resources (CNQ) | 1.5 | $37M | 1.3M | 28.80 | |
| Teck Resources Ltd cl b (TECK) | 1.4 | $35M | 967k | 36.30 | |
| Cenovus Energy (CVE) | 1.4 | $35M | 1.0M | 33.51 | |
| Sun Life Financial (SLF) | 1.4 | $35M | 1.3M | 26.52 | |
| Brookfield Asset Management | 1.3 | $32M | 882k | 36.46 | |
| Shaw Communications Inc cl b conv | 1.2 | $29M | 1.3M | 22.96 | |
| McDonald's Corporation (MCD) | 1.1 | $27M | 300k | 88.25 | |
| Thomson Reuters Corp | 1.0 | $25M | 864k | 28.96 | |
| Johnson & Johnson (JNJ) | 1.0 | $25M | 351k | 70.14 | |
| Encana Corp | 1.0 | $24M | 1.2M | 19.74 | |
| General Electric Company | 1.0 | $24M | 1.1M | 20.98 | |
| Goldcorp | 1.0 | $24M | 648k | 36.63 | |
| United Technologies Corporation | 0.9 | $21M | 258k | 82.03 | |
| Apple (AAPL) | 0.8 | $21M | 39k | 531.99 | |
| Magna Intl Inc cl a (MGA) | 0.8 | $20M | 394k | 49.82 | |
| Agrium | 0.8 | $19M | 191k | 99.66 | |
| Canadian Pacific Railway | 0.7 | $18M | 175k | 101.49 | |
| Pembina Pipeline Corp (PBA) | 0.7 | $18M | 610k | 28.62 | |
| Imperial Oil (IMO) | 0.7 | $17M | 388k | 43.01 | |
| Intel Corporation (INTC) | 0.7 | $16M | 777k | 20.61 | |
| Tim Hortons Inc Com Stk | 0.6 | $16M | 324k | 49.12 | |
| Procter & Gamble Company (PG) | 0.5 | $13M | 193k | 67.87 | |
| Microsoft Corporation (MSFT) | 0.5 | $13M | 474k | 26.70 | |
| Pepsi (PEP) | 0.5 | $13M | 185k | 68.41 | |
| Silver Wheaton Corp | 0.5 | $12M | 342k | 36.02 | |
| Baytex Energy Corp (BTE) | 0.5 | $12M | 286k | 43.13 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.5 | $12M | 354k | 34.18 | |
| Valeant Pharmaceuticals Int | 0.5 | $11M | 186k | 59.63 | |
| Brookfield Infrastructure Part (BIP) | 0.4 | $11M | 308k | 34.91 | |
| PowerShares QQQ Trust, Series 1 | 0.4 | $10M | 156k | 65.13 | |
| SPDR S&P Dividend (SDY) | 0.4 | $9.8M | 168k | 58.22 | |
| Coca-Cola Company (KO) | 0.4 | $9.7M | 268k | 36.26 | |
| Cameco Corporation (CCJ) | 0.4 | $9.3M | 471k | 19.72 | |
| At&t (T) | 0.4 | $9.2M | 273k | 33.70 | |
| Pfizer (PFE) | 0.3 | $8.5M | 337k | 25.09 | |
| Talisman Energy Inc Com Stk | 0.3 | $8.5M | 749k | 11.29 | |
| Brookfield Ppty Corp Cad | 0.3 | $8.5M | 498k | 16.99 | |
| TELUS Corporation | 0.3 | $8.2M | 127k | 65.09 | |
| Diageo (DEO) | 0.3 | $7.6M | 65k | 116.60 | |
| iShares S&P 500 Index (IVV) | 0.3 | $7.6M | 53k | 143.15 | |
| Nexen | 0.3 | $7.5M | 282k | 26.75 | |
| Kinross Gold Corp (KGC) | 0.3 | $7.4M | 768k | 9.66 | |
| Yamana Gold | 0.3 | $7.0M | 409k | 17.15 | |
| Agnico (AEM) | 0.3 | $6.4M | 123k | 52.36 | |
| JPMorgan Chase & Co. (JPM) | 0.2 | $5.9M | 133k | 43.99 | |
| Group Cgi Cad Cl A | 0.2 | $5.9M | 255k | 23.07 | |
| Transalta Corp (TAC) | 0.2 | $5.9M | 388k | 15.19 | |
| Just Energy Group | 0.2 | $5.8M | 603k | 9.55 | |
| Eldorado Gold Corp | 0.2 | $5.4M | 417k | 12.86 | |
| Wal-Mart Stores (WMT) | 0.2 | $5.1M | 75k | 68.25 | |
| 0.2 | $5.1M | 7.3k | 707.17 | ||
| Berkshire Hathaway (BRK.B) | 0.2 | $5.0M | 56k | 89.75 | |
| Norfolk Southern (NSC) | 0.2 | $4.9M | 80k | 61.87 | |
| Ford Motor Company (F) | 0.2 | $4.9M | 375k | 12.95 | |
| iShares S&P Global Technology Sect. (IXN) | 0.2 | $4.8M | 72k | 67.36 | |
| SPDR Gold Trust (GLD) | 0.2 | $4.6M | 29k | 162.20 | |
| Cisco Systems (CSCO) | 0.2 | $4.3M | 220k | 19.66 | |
| Nike (NKE) | 0.2 | $4.3M | 84k | 51.59 | |
| Sigma-Aldrich Corporation | 0.2 | $4.6M | 62k | 73.58 | |
| Novo Nordisk A/S (NVO) | 0.2 | $4.4M | 27k | 163.19 | |
| Methanex Corp (MEOH) | 0.2 | $4.5M | 141k | 31.74 | |
| BHP Billiton (BHP) | 0.2 | $4.5M | 57k | 78.44 | |
| Penn West Energy Trust | 0.2 | $4.5M | 412k | 10.84 | |
| Caterpillar (CAT) | 0.2 | $4.1M | 46k | 89.64 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $3.9M | 88k | 44.35 | |
| Abbott Laboratories (ABT) | 0.2 | $4.0M | 62k | 64.63 | |
| Valero Energy Corporation (VLO) | 0.2 | $4.0M | 117k | 34.12 | |
| Emerson Electric (EMR) | 0.1 | $3.6M | 68k | 52.96 | |
| Deere & Company (DE) | 0.1 | $3.8M | 44k | 86.41 | |
| Vodafone | 0.1 | $3.7M | 147k | 25.20 | |
| Research In Motion | 0.1 | $3.7M | 316k | 11.86 | |
| Walt Disney Company (DIS) | 0.1 | $3.4M | 68k | 49.81 | |
| Verizon Communications (VZ) | 0.1 | $3.5M | 82k | 43.28 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.1 | $3.4M | 36k | 93.36 | |
| Safeway | 0.1 | $3.3M | 184k | 18.10 | |
| Qualcomm (QCOM) | 0.1 | $3.2M | 51k | 61.80 | |
| Chesapeake Energy Corporation | 0.1 | $3.1M | 186k | 16.61 | |
| National-Oilwell Var | 0.1 | $2.9M | 42k | 68.34 | |
| International Business Machines (IBM) | 0.1 | $3.0M | 16k | 191.47 | |
| Schlumberger (SLB) | 0.1 | $2.9M | 42k | 69.30 | |
| Staples | 0.1 | $2.9M | 252k | 11.40 | |
| Pengrowth Energy Corp | 0.1 | $3.0M | 609k | 4.95 | |
| Kinder Morgan (KMI) | 0.1 | $3.0M | 84k | 35.38 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $2.7M | 19k | 142.47 | |
| 3M Company (MMM) | 0.1 | $2.7M | 29k | 92.84 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $2.8M | 50k | 56.84 | |
| Central Fd Cda Ltd cl a | 0.1 | $2.7M | 129k | 20.98 | |
| iShares S&P SmallCap 600 Growth (IJT) | 0.1 | $2.6M | 31k | 83.98 | |
| General Motors Company (GM) | 0.1 | $2.8M | 97k | 28.77 | |
| FedEx Corporation (FDX) | 0.1 | $2.5M | 27k | 91.73 | |
| Siemens (SIEGY) | 0.1 | $2.4M | 22k | 109.47 | |
| Aurizon Mines | 0.1 | $2.4M | 698k | 3.43 | |
| Iamgold Corp (IAG) | 0.1 | $2.5M | 218k | 11.44 | |
| PowerShares Emerging Markets Sovere | 0.1 | $2.4M | 77k | 31.46 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.1 | $2.4M | 72k | 33.71 | |
| HudBay Minerals (HBM) | 0.1 | $2.6M | 256k | 10.07 | |
| Progressive Waste Solutions | 0.1 | $2.4M | 112k | 21.58 | |
| Mondelez Int (MDLZ) | 0.1 | $2.6M | 101k | 25.43 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $2.3M | 27k | 84.45 | |
| E.I. du Pont de Nemours & Company | 0.1 | $2.2M | 50k | 45.00 | |
| Philip Morris International (PM) | 0.1 | $2.3M | 28k | 83.69 | |
| Kellogg Company (K) | 0.1 | $2.3M | 40k | 55.84 | |
| Gildan Activewear Inc Com Cad (GIL) | 0.1 | $2.2M | 59k | 36.49 | |
| McCormick & Company, Incorporated (MKC) | 0.1 | $2.1M | 33k | 63.53 | |
| Franco-Nevada Corporation (FNV) | 0.1 | $2.2M | 38k | 57.13 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.1 | $2.2M | 38k | 57.21 | |
| iShares S&P Global 100 Index (IOO) | 0.1 | $2.3M | 35k | 63.93 | |
| BP (BP) | 0.1 | $1.9M | 44k | 41.66 | |
| American Express Company (AXP) | 0.1 | $2.0M | 34k | 57.51 | |
| CSX Corporation (CSX) | 0.1 | $1.9M | 97k | 19.72 | |
| Becton, Dickinson and (BDX) | 0.1 | $1.9M | 24k | 78.17 | |
| Honeywell International (HON) | 0.1 | $1.9M | 30k | 63.51 | |
| Church & Dwight (CHD) | 0.1 | $1.9M | 36k | 53.56 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $2.0M | 46k | 44.52 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $1.7M | 90k | 19.45 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.7M | 20k | 86.52 | |
| Waste Management (WM) | 0.1 | $1.8M | 53k | 33.75 | |
| Home Depot (HD) | 0.1 | $1.6M | 27k | 61.82 | |
| Transocean (RIG) | 0.1 | $1.6M | 37k | 44.66 | |
| Best Buy (BBY) | 0.1 | $1.8M | 152k | 11.84 | |
| Novartis (NVS) | 0.1 | $1.8M | 29k | 63.30 | |
| General Mills (GIS) | 0.1 | $1.6M | 41k | 40.41 | |
| Merck & Co (MRK) | 0.1 | $1.8M | 44k | 40.99 | |
| Royal Dutch Shell | 0.1 | $1.8M | 27k | 68.99 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $1.6M | 27k | 59.57 | |
| Annaly Capital Management | 0.1 | $1.4M | 103k | 14.06 | |
| Bank of America Corporation (BAC) | 0.1 | $1.5M | 125k | 11.62 | |
| Chevron Corporation (CVX) | 0.1 | $1.4M | 13k | 108.15 | |
| United Parcel Service (UPS) | 0.1 | $1.5M | 20k | 73.77 | |
| Wells Fargo & Company (WFC) | 0.1 | $1.5M | 45k | 34.17 | |
| Fluor Corporation (FLR) | 0.1 | $1.4M | 24k | 58.72 | |
| Rio Tinto (RIO) | 0.1 | $1.4M | 24k | 58.08 | |
| Danaher Corporation (DHR) | 0.1 | $1.5M | 27k | 55.95 | |
| Total (TTE) | 0.1 | $1.4M | 26k | 51.99 | |
| Allied Nevada Gold | 0.1 | $1.4M | 47k | 29.70 | |
| Market Vectors Agribusiness | 0.1 | $1.5M | 28k | 52.81 | |
| Enerplus Corp | 0.1 | $1.5M | 114k | 12.89 | |
| Diamond Offshore Drilling | 0.1 | $1.3M | 19k | 67.92 | |
| Bristol Myers Squibb (BMY) | 0.1 | $1.3M | 41k | 32.60 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $1.2M | 28k | 42.79 | |
| AFLAC Incorporated (AFL) | 0.1 | $1.3M | 25k | 53.10 | |
| Medtronic | 0.1 | $1.2M | 29k | 41.01 | |
| Raytheon Company | 0.1 | $1.3M | 22k | 57.54 | |
| Honda Motor (HMC) | 0.1 | $1.3M | 36k | 36.94 | |
| Walgreen Company | 0.1 | $1.3M | 35k | 37.03 | |
| Visa (V) | 0.1 | $1.3M | 8.8k | 151.49 | |
| J.M. Smucker Company (SJM) | 0.1 | $1.2M | 14k | 86.25 | |
| Baidu (BIDU) | 0.1 | $1.1M | 11k | 100.30 | |
| Citigroup (C) | 0.1 | $1.2M | 31k | 39.53 | |
| Granite Real Estate | 0.1 | $1.3M | 34k | 37.96 | |
| Catamaran | 0.1 | $1.3M | 27k | 46.80 | |
| Sandstorm Gold (SAND) | 0.1 | $1.2M | 106k | 11.74 | |
| Companhia de Bebidas das Americas | 0.0 | $921k | 22k | 41.97 | |
| Vale (VALE) | 0.0 | $1.1M | 52k | 20.97 | |
| Costco Wholesale Corporation (COST) | 0.0 | $1.1M | 11k | 98.66 | |
| Mattel (MAT) | 0.0 | $1.0M | 28k | 36.65 | |
| Stanley Black & Decker (SWK) | 0.0 | $1.0M | 14k | 73.97 | |
| SYSCO Corporation (SYY) | 0.0 | $970k | 31k | 31.70 | |
| CVS Caremark Corporation (CVS) | 0.0 | $1.1M | 22k | 48.34 | |
| Campbell Soup Company (CPB) | 0.0 | $884k | 25k | 34.87 | |
| Altria (MO) | 0.0 | $876k | 28k | 31.42 | |
| Colgate-Palmolive Company (CL) | 0.0 | $925k | 8.8k | 104.54 | |
| GlaxoSmithKline | 0.0 | $929k | 21k | 43.52 | |
| Parker-Hannifin Corporation (PH) | 0.0 | $894k | 11k | 85.10 | |
| Williams Companies (WMB) | 0.0 | $1.1M | 34k | 32.72 | |
| TJX Companies (TJX) | 0.0 | $956k | 23k | 42.46 | |
| Oracle Corporation (ORCL) | 0.0 | $1000k | 30k | 33.31 | |
| Marathon Oil Corporation (MRO) | 0.0 | $1.0M | 33k | 30.66 | |
| CONSOL Energy | 0.0 | $1.1M | 33k | 32.09 | |
| Seagate Technology Com Stk | 0.0 | $1.1M | 35k | 30.45 | |
| Associated Estates Realty Corporation | 0.0 | $1.0M | 63k | 16.15 | |
| Cliffs Natural Resources | 0.0 | $940k | 24k | 38.60 | |
| MetLife (MET) | 0.0 | $864k | 26k | 32.93 | |
| Virgin Media | 0.0 | $993k | 27k | 36.78 | |
| Enersis | 0.0 | $963k | 53k | 18.21 | |
| iShares Gold Trust | 0.0 | $1.0M | 64k | 16.19 | |
| New Gold Inc Cda (NGD) | 0.0 | $1.1M | 101k | 11.01 | |
| American International (AIG) | 0.0 | $1.1M | 30k | 35.29 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $943k | 11k | 84.46 | |
| iShares Lehman Short Treasury Bond (SHV) | 0.0 | $985k | 8.9k | 110.46 | |
| Ishares High Dividend Equity F (HDV) | 0.0 | $953k | 16k | 58.81 | |
| Duke Energy (DUK) | 0.0 | $924k | 15k | 63.87 | |
| Kraft Foods | 0.0 | $890k | 20k | 45.48 | |
| ICICI Bank (IBN) | 0.0 | $728k | 17k | 43.59 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $823k | 20k | 40.45 | |
| Joy Global | 0.0 | $769k | 12k | 63.75 | |
| Goldman Sachs (GS) | 0.0 | $808k | 6.3k | 127.65 | |
| Peabody Energy Corporation | 0.0 | $621k | 23k | 26.58 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $863k | 23k | 37.34 | |
| Apache Corporation | 0.0 | $849k | 11k | 78.47 | |
| H&R Block (HRB) | 0.0 | $639k | 34k | 18.59 | |
| International Flavors & Fragrances (IFF) | 0.0 | $752k | 11k | 66.55 | |
| McKesson Corporation (MCK) | 0.0 | $810k | 8.4k | 96.98 | |
| Telefonica (TEF) | 0.0 | $784k | 58k | 13.50 | |
| Exelon Corporation (EXC) | 0.0 | $810k | 27k | 29.76 | |
| EMC Corporation | 0.0 | $712k | 28k | 25.29 | |
| Murphy Oil Corporation (MUR) | 0.0 | $720k | 12k | 59.50 | |
| Accenture (ACN) | 0.0 | $822k | 12k | 66.45 | |
| Sap (SAP) | 0.0 | $798k | 9.9k | 80.38 | |
| Humana (HUM) | 0.0 | $693k | 10k | 68.67 | |
| Market Vectors Gold Miners ETF | 0.0 | $784k | 17k | 46.39 | |
| Cae (CAE) | 0.0 | $861k | 85k | 10.13 | |
| Pimco Total Return Etf totl (BOND) | 0.0 | $749k | 6.9k | 109.06 | |
| Phillips 66 (PSX) | 0.0 | $718k | 14k | 53.18 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.0 | $829k | 15k | 54.14 | |
| Covanta Holding Corporation | 0.0 | $392k | 21k | 18.41 | |
| China Mobile | 0.0 | $390k | 6.6k | 58.73 | |
| HSBC Holdings (HSBC) | 0.0 | $529k | 10k | 53.01 | |
| Blackstone | 0.0 | $591k | 38k | 15.59 | |
| Dick's Sporting Goods (DKS) | 0.0 | $418k | 9.2k | 45.43 | |
| Consolidated Edison (ED) | 0.0 | $454k | 8.2k | 55.50 | |
| Lumber Liquidators Holdings (LLFLQ) | 0.0 | $376k | 7.1k | 52.86 | |
| NetApp (NTAP) | 0.0 | $503k | 15k | 33.53 | |
| Sonoco Products Company (SON) | 0.0 | $529k | 18k | 29.72 | |
| Union Pacific Corporation (UNP) | 0.0 | $410k | 3.3k | 125.57 | |
| W.W. Grainger (GWW) | 0.0 | $597k | 3.0k | 202.24 | |
| Ross Stores (ROST) | 0.0 | $514k | 9.5k | 54.11 | |
| Morgan Stanley (MS) | 0.0 | $384k | 20k | 19.10 | |
| Celestica | 0.0 | $382k | 47k | 8.12 | |
| CenturyLink | 0.0 | $425k | 11k | 39.16 | |
| Yum! Brands (YUM) | 0.0 | $434k | 6.5k | 66.38 | |
| Sprint Nextel Corporation | 0.0 | $594k | 105k | 5.67 | |
| Alcoa | 0.0 | $563k | 65k | 8.69 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $446k | 9.4k | 47.45 | |
| Canon (CAJPY) | 0.0 | $402k | 10k | 39.22 | |
| Southern Company (SO) | 0.0 | $573k | 13k | 42.76 | |
| Starbucks Corporation (SBUX) | 0.0 | $376k | 7.0k | 53.52 | |
| Lowe's Companies (LOW) | 0.0 | $468k | 13k | 35.53 | |
| Sina Corporation | 0.0 | $449k | 8.9k | 50.20 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.0 | $373k | 4.6k | 80.89 | |
| Toyota Motor Corporation (TM) | 0.0 | $445k | 4.8k | 93.29 | |
| H.J. Heinz Company | 0.0 | $373k | 6.5k | 57.65 | |
| Tesoro Corporation | 0.0 | $458k | 10k | 44.04 | |
| ArcelorMittal | 0.0 | $393k | 23k | 17.45 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $490k | 5.8k | 84.25 | |
| Noble Corporation Com Stk | 0.0 | $405k | 12k | 34.79 | |
| Royal Gold (RGLD) | 0.0 | $392k | 4.8k | 81.33 | |
| Abb (ABBNY) | 0.0 | $390k | 19k | 20.78 | |
| Lululemon Athletica (LULU) | 0.0 | $458k | 6.0k | 76.03 | |
| Unilever (UL) | 0.0 | $601k | 16k | 38.69 | |
| Open Text Corp (OTEX) | 0.0 | $527k | 9.5k | 55.74 | |
| Kinder Morgan Energy Partners | 0.0 | $407k | 5.1k | 79.93 | |
| Northstar Realty Finance | 0.0 | $474k | 67k | 7.04 | |
| iShares MSCI Brazil Index (EWZ) | 0.0 | $569k | 10k | 55.99 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.0 | $485k | 4.0k | 121.04 | |
| iShares Russell 2000 Value Index (IWN) | 0.0 | $479k | 6.3k | 75.55 | |
| Stantec (STN) | 0.0 | $540k | 14k | 39.84 | |
| Sensata Technologies Hldg Bv | 0.0 | $390k | 12k | 32.50 | |
| Templeton Global Income Fund | 0.0 | $503k | 53k | 9.43 | |
| iShares Dow Jones Select Dividend (DVY) | 0.0 | $450k | 7.9k | 57.24 | |
| iShares MSCI Turkey Index Fund (TUR) | 0.0 | $447k | 6.7k | 66.73 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $527k | 68k | 7.75 | |
| PowerShares Fin. Preferred Port. | 0.0 | $484k | 27k | 18.28 | |
| iShares MSCI United Kingdom Index | 0.0 | $410k | 23k | 17.95 | |
| iShares S&P Global Mat. Sector Inde (MXI) | 0.0 | $530k | 8.5k | 62.46 | |
| Mosaic (MOS) | 0.0 | $597k | 11k | 56.72 | |
| Student Transn | 0.0 | $506k | 82k | 6.15 | |
| Hasbro (HAS) | 0.0 | $357k | 9.9k | 35.95 | |
| Comcast Corporation (CMCSA) | 0.0 | $282k | 7.6k | 37.34 | |
| Infosys Technologies (INFY) | 0.0 | $257k | 6.1k | 42.24 | |
| Corning Incorporated (GLW) | 0.0 | $236k | 19k | 12.64 | |
| Cme (CME) | 0.0 | $299k | 5.9k | 50.68 | |
| MasterCard Incorporated (MA) | 0.0 | $272k | 555.00 | 490.09 | |
| Two Harbors Investment | 0.0 | $329k | 30k | 11.10 | |
| Devon Energy Corporation (DVN) | 0.0 | $332k | 6.4k | 52.00 | |
| Baxter International (BAX) | 0.0 | $220k | 3.3k | 66.57 | |
| Eli Lilly & Co. (LLY) | 0.0 | $326k | 6.6k | 49.39 | |
| Coach | 0.0 | $200k | 3.6k | 55.76 | |
| Forest Oil Corporation | 0.0 | $201k | 30k | 6.70 | |
| Ultra Petroleum | 0.0 | $285k | 16k | 18.15 | |
| Dow Chemical Company | 0.0 | $207k | 6.4k | 32.32 | |
| Exterran Holdings | 0.0 | $272k | 12k | 21.93 | |
| Johnson Controls | 0.0 | $344k | 11k | 30.71 | |
| Newell Rubbermaid (NWL) | 0.0 | $345k | 16k | 22.26 | |
| Western Digital (WDC) | 0.0 | $206k | 4.9k | 42.41 | |
| DaVita (DVA) | 0.0 | $221k | 2.0k | 110.50 | |
| Helen Of Troy (HELE) | 0.0 | $269k | 8.1k | 33.38 | |
| Arch Coal | 0.0 | $220k | 30k | 7.33 | |
| Air Products & Chemicals (APD) | 0.0 | $243k | 2.9k | 83.97 | |
| Allstate Corporation (ALL) | 0.0 | $208k | 5.2k | 40.19 | |
| Aol | 0.0 | $232k | 7.8k | 29.67 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $268k | 2.00 | 134000.00 | |
| ConocoPhillips (COP) | 0.0 | $317k | 5.5k | 57.95 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $200k | 2.6k | 76.48 | |
| Praxair | 0.0 | $331k | 3.0k | 109.60 | |
| Target Corporation (TGT) | 0.0 | $207k | 3.5k | 59.40 | |
| Marriott International (MAR) | 0.0 | $252k | 6.8k | 37.33 | |
| Abercrombie & Fitch (ANF) | 0.0 | $288k | 6.0k | 48.03 | |
| Clorox Company (CLX) | 0.0 | $272k | 3.7k | 73.20 | |
| Dover Corporation (DOV) | 0.0 | $329k | 5.0k | 65.80 | |
| New York Community Ban | 0.0 | $162k | 12k | 13.13 | |
| Fastenal Company (FAST) | 0.0 | $242k | 5.2k | 46.63 | |
| Whiting Petroleum Corporation | 0.0 | $260k | 6.0k | 43.41 | |
| Trex Company (TREX) | 0.0 | $214k | 5.8k | 37.18 | |
| New York Times Company (NYT) | 0.0 | $141k | 17k | 8.53 | |
| Alpha Natural Resources | 0.0 | $293k | 30k | 9.73 | |
| Under Armour (UAA) | 0.0 | $255k | 5.3k | 48.57 | |
| CF Industries Holdings (CF) | 0.0 | $253k | 1.2k | 203.54 | |
| Community Health Systems (CYH) | 0.0 | $267k | 8.7k | 30.71 | |
| iShares Russell 1000 Index (IWB) | 0.0 | $264k | 3.3k | 79.26 | |
| Western Refining | 0.0 | $235k | 8.3k | 28.20 | |
| Cooper Tire & Rubber Company | 0.0 | $257k | 10k | 25.34 | |
| CVR Energy (CVI) | 0.0 | $338k | 6.9k | 48.84 | |
| France Telecom SA | 0.0 | $297k | 27k | 11.04 | |
| Iconix Brand | 0.0 | $335k | 15k | 22.33 | |
| Ashland | 0.0 | $241k | 3.0k | 80.41 | |
| National Grid | 0.0 | $291k | 5.1k | 57.51 | |
| CommVault Systems (CVLT) | 0.0 | $250k | 3.6k | 69.64 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $196k | 18k | 10.87 | |
| First American Financial (FAF) | 0.0 | $208k | 8.6k | 24.14 | |
| Precision Drilling Corporation | 0.0 | $241k | 29k | 8.26 | |
| Thompson Creek Metals | 0.0 | $239k | 58k | 4.14 | |
| Virtus Investment Partners (VRTS) | 0.0 | $243k | 2.0k | 121.20 | |
| iShares S&P 100 Index (OEF) | 0.0 | $221k | 3.4k | 64.71 | |
| Jaguar Mng | 0.0 | $256k | 400k | 0.64 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $261k | 2.0k | 130.70 | |
| iShares Silver Trust (SLV) | 0.0 | $261k | 8.9k | 29.37 | |
| iShares MSCI Taiwan Index | 0.0 | $347k | 26k | 13.63 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.0 | $336k | 7.1k | 47.16 | |
| AllianceBernstein Income Fund | 0.0 | $209k | 26k | 8.09 | |
| iShares MSCI ACWI Index Fund (ACWI) | 0.0 | $300k | 6.2k | 48.07 | |
| Invesco Mortgage Capital | 0.0 | $307k | 16k | 19.75 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.0 | $309k | 6.3k | 49.44 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.0 | $295k | 7.4k | 39.68 | |
| iShares Dow Jones US Financial (IYF) | 0.0 | $217k | 3.6k | 60.78 | |
| iShares Dow Jones US Financial Svc. (IYG) | 0.0 | $279k | 4.7k | 59.34 | |
| Sprott Physical Gold Trust (PHYS) | 0.0 | $143k | 10k | 14.18 | |
| Crawford & Company (CRD.A) | 0.0 | $177k | 31k | 5.65 | |
| Central Gold-Trust | 0.0 | $202k | 3.2k | 62.64 | |
| Sprott Physical Silver Tr tr unit (PSLV) | 0.0 | $335k | 28k | 12.03 | |
| Ishares Tr s^p gtfidx etf (WOOD) | 0.0 | $366k | 8.1k | 45.30 | |
| Hollyfrontier Corp | 0.0 | $207k | 4.5k | 46.46 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $216k | 3.4k | 62.97 | |
| American Capital Mortgage In | 0.0 | $355k | 15k | 23.60 | |
| Flagstar Ban | 0.0 | $289k | 15k | 19.41 | |
| Stratasys (SSYS) | 0.0 | $270k | 3.4k | 80.05 | |
| Kinross Gold Corp note 1.750% 3/1 | 0.0 | $100k | 100k | 1.00 | |
| Dryships/drys | 0.0 | $26k | 16k | 1.62 | |
| Hovnanian Enterprises | 0.0 | $104k | 15k | 6.99 | |
| Quicksilver Resources | 0.0 | $46k | 16k | 2.88 | |
| United Online | 0.0 | $75k | 13k | 5.60 | |
| iShares MSCI Japan Index | 0.0 | $122k | 13k | 9.76 | |
| Sirius XM Radio | 0.0 | $86k | 30k | 2.90 | |
| Golden Star Cad | 0.0 | $17k | 10k | 1.70 | |
| Great Basin Gold Ltdcom Stk | 0.0 | $0 | 1.9M | 0.00 | |
| Denison Mines Corp (DNN) | 0.0 | $26k | 22k | 1.21 | |
| Gran Tierra Energy | 0.0 | $68k | 12k | 5.53 | |
| North Amern Palladium | 0.0 | $17k | 13k | 1.29 | |
| Uranium Resources | 0.0 | $6.0k | 20k | 0.30 | |
| Gabelli Equity Trust (GAB) | 0.0 | $92k | 17k | 5.58 | |
| Nuveen Quality Preferred Income Fund | 0.0 | $120k | 14k | 8.70 | |
| Kobex Minerals | 0.0 | $14k | 28k | 0.50 | |
| Uranerz Energy Corporation Cmn | 0.0 | $14k | 10k | 1.35 | |
| Firstservice Corp sdcv 6.500%12/3 | 0.0 | $41k | 37k | 1.11 | |
| Equal Energy | 0.0 | $37k | 12k | 3.08 | |
| Lake Shore Gold | 0.0 | $85k | 114k | 0.75 | |
| Wi-lan | 0.0 | $73k | 16k | 4.57 | |
| Fortuna Silver Mines | 0.0 | $43k | 10k | 4.15 | |
| Timmins Gold Corp | 0.0 | $43k | 14k | 3.01 | |
| Crosshair Energy | 0.0 | $980.000000 | 14k | 0.07 | |
| Midstates Pete | 0.0 | $110k | 16k | 6.88 |
