Sonora Investment Management

Sonora Investment Management as of June 30, 2016

Portfolio Holdings for Sonora Investment Management

Sonora Investment Management holds 910 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Isis Pharmaceuticals Inc Del note 1.000%11/1 4.8 $21M 29M 0.71
Cornerstone Ondemand Inc conv 2.8 $12M 12M 1.03
Nuance Communications Inc note 2.750%11/0 2.5 $11M 11M 1.00
Royal Gold Inc conv 2.5 $11M 10M 1.07
Rti Intl Metals Inc note 1.625%10/1 2.5 $11M 10M 1.07
Cepheid conv 2.5 $11M 12M 0.87
L Brands Inc note 7.00% 5/1/2020 2.3 $10M 8.9M 1.12
Verint Sys Inc note 1.5% 6/1 2.3 $9.9M 11M 0.91
Hologic Inc cnv 2.2 $9.6M 7.5M 1.28
Qualcomm (QCOM) 2.1 $9.0M 168k 53.57
Gap Inc Fixed Rt Nt fixed income 2.0 $8.9M 8.5M 1.04
Webmd Health Conv Sr Notes conv 2.0 $8.7M 7.9M 1.10
Quidel Corp note 3.250%12/1 1.9 $8.4M 9.0M 0.93
Atlas Air Worldwide Hldgs In note 2.250% 6/0 1.9 $8.3M 8.6M 0.97
Toll Brothers Inc note 4.00% 12/31/2018 1.9 $8.3M 8.0M 1.03
Meritage Homes Corp conv 1.7 $7.6M 7.6M 1.00
M/i Homes Inc note 3.000% 3/0 1.7 $7.6M 7.7M 0.98
Spectrum Pharmaceuticals Inc conv 1.7 $7.5M 8.3M 0.91
Vector Group Ltd note 1.75% 4/15 1.7 $7.2M 6.5M 1.10
Depomed Inc conv 1.6 $6.9M 5.7M 1.20
Apple (AAPL) 1.6 $6.8M 71k 95.60
Juniper Networks Inc convertible 1.5 $6.5M 6.2M 1.06
Biomarin Pharmaceutical Inc note 1.500%10/1 1.5 $6.4M 5.6M 1.15
Envestnet Inc note 1.750%12/1 1.5 $6.4M 7.1M 0.91
Valero Energy Corp note 6.13% 2/1/2020 1.3 $5.6M 5.0M 1.12
Wells Fargo & Company (WFC) 1.3 $5.5M 117k 47.33
CSX Corporation (CSX) 1.2 $5.4M 207k 26.08
Meritage Homes Corp note 4.50% 3/1/2018 1.2 $5.3M 5.2M 1.02
Verizon Communications (VZ) 1.2 $5.2M 93k 55.84
Corning Incorporated (GLW) 1.2 $5.1M 250k 20.48
Synchronoss Technologies conv 1.1 $4.9M 5.0M 0.99
Johnson & Johnson (JNJ) 1.1 $4.7M 39k 121.30
Republic Services (RSG) 1.0 $4.3M 84k 51.31
Stillwater Mng Co note 1.750%10/1 1.0 $4.2M 3.7M 1.12
Republic Services In note 5.00% 3/1/2020 1.0 $4.2M 3.8M 1.11
Live Nation Entertainmen conv 0.9 $3.9M 3.8M 1.01
Pepsi (PEP) 0.9 $3.7M 35k 105.94
Seaspan Corp 0.8 $3.7M 265k 13.96
Broadsoft Inc. 1.5% 07/01/2018 conv 0.8 $3.7M 3.2M 1.15
Exxon Mobil Corporation (XOM) 0.8 $3.3M 35k 93.74
Home Depot (HD) 0.7 $3.0M 24k 127.69
Pfizer (PFE) 0.7 $3.0M 86k 35.21
Alphabet Inc Class C cs (GOOG) 0.7 $2.9M 4.2k 692.10
Adobe Systems Incorporated (ADBE) 0.7 $2.9M 30k 95.79
Ionis Pharmaceuticals (IONS) 0.7 $2.9M 124k 23.29
Procter & Gamble Company (PG) 0.6 $2.7M 32k 84.67
Mosaic Company 0.6 $2.8M 105k 26.18
Echo Global Logistics Inc note 2.500% 5/0 0.6 $2.7M 2.9M 0.95
Lexmark Intl Inc Sr Note M/w Credit Sensitive sr note m/w credit sensitive 0.6 $2.7M 2.6M 1.05
Cognex Corporation (CGNX) 0.6 $2.6M 62k 43.10
Microsoft Corporation (MSFT) 0.6 $2.6M 50k 51.17
Arthur J. Gallagher & Co. (AJG) 0.6 $2.5M 52k 47.60
Bunge Limited 4.875% Cum. Cv. pfd cv 0.6 $2.5M 27k 92.51
Macquarie Infrastructure conv 0.5 $2.4M 2.0M 1.15
SELECT INCOME REIT COM SH BEN int 0.5 $2.3M 88k 25.99
Pnc Financial Services Group 0.5 $2.3M 76k 30.29
Wells Fargo 6.625% 0.5 $2.3M 77k 29.76
Schlumberger (SLB) 0.5 $2.1M 27k 79.08
Costco Wholesale Corporation (COST) 0.5 $2.1M 13k 157.03
3M Company (MMM) 0.5 $2.1M 12k 175.12
PNC Financial Services (PNC) 0.5 $1.9M 24k 81.39
CVS Caremark Corporation (CVS) 0.4 $1.9M 20k 95.74
Kimberly-Clark Corporation (KMB) 0.4 $1.9M 14k 137.48
MGM Resorts International. (MGM) 0.4 $1.7M 76k 22.63
Spectrum Pharmaceuticals 0.4 $1.7M 266k 6.57
Xerox Corporation 0.4 $1.7M 179k 9.49
Monotype Imaging Holdings 0.4 $1.7M 68k 24.63
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $1.7M 1.5M 1.11
Cisco Systems (CSCO) 0.4 $1.6M 57k 28.69
ConocoPhillips (COP) 0.4 $1.6M 37k 43.60
Chart Industries 2% conv 0.4 $1.6M 1.7M 0.94
Vantiv Inc Cl A 0.4 $1.6M 28k 56.60
Alphabet Inc Class A cs (GOOGL) 0.4 $1.6M 2.3k 703.53
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $1.5M 1.6M 0.96
Phillips 66 (PSX) 0.3 $1.5M 19k 79.34
RPM International (RPM) 0.3 $1.4M 28k 49.95
Cincinnati Financial Corporation (CINF) 0.3 $1.3M 18k 74.89
Raytheon Company 0.3 $1.3M 9.7k 135.95
Texas Roadhouse (TXRH) 0.3 $1.3M 28k 45.60
U.S. Bancorp (USB) 0.3 $1.2M 31k 40.33
Advanced Auto Parts convertible 0.3 $1.2M 1.1M 1.11
Equity Commonwealth (EQC) 0.3 $1.1M 39k 29.13
General Electric Company 0.2 $1.1M 35k 31.48
Government Properties Income Trust 0.2 $1.0M 45k 23.06
Advantage Energy 0.2 $997k 178k 5.59
Kla Tencor Co note 3.38% 11/1/2019 0.2 $995k 960k 1.04
Berkshire Hathaway (BRK.B) 0.2 $957k 6.6k 144.79
At&t (T) 0.2 $921k 21k 43.21
Valero Energy Corporation (VLO) 0.2 $911k 18k 51.00
Healthcare Realty Trust Incorporated 0.2 $874k 25k 34.99
Gilead Sciences (GILD) 0.2 $874k 11k 83.42
Dover Corporation (DOV) 0.2 $851k 12k 69.32
3m Co convertible 0.2 $860k 620k 1.39
Hospitality Properties Trust 0.2 $822k 29k 28.80
Huntsman Corporation (HUN) 0.2 $810k 60k 13.45
Wells Fargo 5.85% public 0.2 $843k 31k 27.59
Waste Management (WM) 0.2 $763k 12k 66.27
Chevron Corporation (CVX) 0.2 $780k 7.4k 104.84
Nike (NKE) 0.2 $766k 14k 55.20
Lockheed Martin Corporation (LMT) 0.2 $731k 2.9k 248.17
L Brands Inc note 6.90% 7/15/2017 0.2 $737k 695k 1.06
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.2 $711k 14k 50.46
Bristol Myers Squibb (BMY) 0.2 $694k 9.4k 73.55
Paychex (PAYX) 0.2 $682k 12k 59.50
Pimco Income Strategy Fund (PFL) 0.2 $685k 67k 10.27
Pimco Income Strategy Fund II (PFN) 0.1 $661k 72k 9.20
Invensense Inc note 1.750%11/0 0.1 $654k 700k 0.93
Altria (MO) 0.1 $596k 8.6k 68.96
Philip Morris International (PM) 0.1 $610k 6.0k 101.72
American Capital Agency 0.1 $618k 31k 19.82
Starwood Property Trust (STWD) 0.1 $565k 27k 20.72
Blackstone 0.1 $550k 22k 24.54
Allianzgi Conv & Inc Fd taxable cef 0.1 $567k 92k 6.15
Two Harbors Investment 0.1 $507k 59k 8.56
Nicholas-applegate Conv. Incom 0.1 $520k 98k 5.31
Corning Inc convertible 0.1 $528k 515k 1.02
CMS Energy Corporation (CMS) 0.1 $497k 11k 45.86
Sonoco Products Company (SON) 0.1 $467k 9.4k 49.66
Magellan Midstream Partners 0.1 $479k 6.3k 76.00
Coca-Cola Company (KO) 0.1 $451k 9.9k 45.33
Cys Investments 0.1 $419k 50k 8.37
Us Bancorp 0.1 $426k 16k 26.11
Chimera Investment Corp etf 0.1 $415k 26k 15.70
Armour Residential Reit Inc Re 0.1 $453k 23k 20.00
Lowes Co Inc convertible 0.1 $448k 325k 1.38
Goldman Sachs (GS) 0.1 $388k 2.6k 148.58
Boeing Company (BA) 0.1 $411k 3.2k 129.88
Oracle Corporation (ORCL) 0.1 $399k 9.7k 40.93
Tesoro Corporation 0.1 $387k 5.2k 74.93
Enterprise Products Partners (EPD) 0.1 $376k 13k 29.26
Western Asset High Incm Fd I (HIX) 0.1 $413k 60k 6.94
JPMorgan Chase & Co. (JPM) 0.1 $347k 5.6k 62.15
Cardinal Health (CAH) 0.1 $296k 3.8k 78.01
Realty Income (O) 0.1 $291k 4.2k 69.36
Invesco Mortgage Capital 0.1 $316k 23k 13.69
Western Asset Hgh Yld Dfnd (HYI) 0.1 $285k 19k 15.02
Canoe Eit Income Fund mf (ENDTF) 0.1 $285k 35k 8.15
Kraft Heinz (KHC) 0.1 $306k 3.5k 88.48
Reynolds American 0.1 $270k 5.0k 53.93
Granite Construction (GVA) 0.1 $282k 6.2k 45.55
Intel Corporation (INTC) 0.1 $268k 8.2k 32.80
Johnson Controls 0.1 $270k 6.1k 44.26
Whirlpool Corp note 2.40% 3/1/2019 0.1 $256k 250k 1.02
Hatteras Finl Corp Xxx 0.1 $246k 15k 16.40
Honeywell International (HON) 0.1 $237k 2.0k 116.32
Cypress Semiconductor Corporation 0.1 $227k 22k 10.55
Southwest Airlines (LUV) 0.1 $239k 6.1k 39.21
Credit Suisse High Yield Bond Fund (DHY) 0.1 $217k 90k 2.41
Marathon Petroleum Corp (MPC) 0.1 $202k 5.3k 37.96
Cvr Refng 0.1 $236k 30k 7.75
New Residential Invt 0.1 $208k 15k 13.84
Wal-Mart Stores (WMT) 0.0 $179k 2.5k 73.05
Walt Disney Company (DIS) 0.0 $165k 1.7k 97.82
Starbucks Corporation (SBUX) 0.0 $186k 3.3k 57.12
West Pharmaceutical Services (WST) 0.0 $173k 2.3k 75.88
HCP 0.0 $192k 5.4k 35.38
Silver Wheaton Corp 0.0 $157k 6.7k 23.53
Enerplus Resources Fund 0.0 $168k 26k 6.57
Kinder Morgan (KMI) 0.0 $169k 9.0k 18.72
Prologis (PLD) 0.0 $189k 3.9k 49.04
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $168k 5.3k 31.69
Allianzgi Nfj Divid Int Prem S cefs 0.0 $185k 15k 12.33
Rpm International Inc convertible cor 0.0 $169k 145k 1.16
Walgreen Boots Alliance 0.0 $184k 2.2k 83.27
Verizon Communicatio convertible 0.0 $159k 136k 1.17
BP (BP) 0.0 $132k 3.7k 35.51
PennyMac Mortgage Investment Trust (PMT) 0.0 $130k 8.0k 16.23
Merck & Co 0.0 $149k 2.6k 57.61
AGL Resources 0.0 $112k 1.7k 65.97
Spdr S&p 500 Etf (SPY) 0.0 $122k 582.00 209.47
Emerson Electric (EMR) 0.0 $130k 2.5k 52.16
General Mills (GIS) 0.0 $140k 2.0k 71.32
Nextera Energy (NEE) 0.0 $133k 1.0k 130.40
AutoZone (AZO) 0.0 $111k 140.00 793.84
Amazon (AMZN) 0.0 $125k 175.00 715.62
Edison International (EIX) 0.0 $149k 1.9k 77.67
Medical Properties Trust (MPT) 0.0 $124k 8.1k 15.21
Omega Healthcare Investors (OHI) 0.0 $112k 3.3k 33.95
Sunoco Logistics Partners 0.0 $131k 4.6k 28.75
CurrencyShares Swiss Franc Trust 0.0 $128k 1.3k 98.29
Alexandria Real Estate Equitie conv prf 0.0 $143k 4.2k 34.10
Salt Verde Finl Corp Sr Gas Re Senior Ga long muni 0.0 $131k 100k 1.31
Aetna Inc note 3.95% 9/1/2020 0.0 $113k 105k 1.08
Pfizer Inc note 6.20% 3/15/2019 0.0 $130k 115k 1.13
Wyndham Worldwide Co note 2.95% 3/1/2017 0.0 $111k 110k 1.01
Kimberly-clark Corp convertible 0.0 $123k 92k 1.34
Raytheon Co convertible 0.0 $114k 80k 1.43
Waste Management Inc convertible 0.0 $114k 80k 1.43
Progressive Corporation (PGR) 0.0 $97k 2.9k 33.50
McDonald's Corporation (MCD) 0.0 $83k 688.00 120.40
Monsanto Company 0.0 $92k 887.00 103.41
Eli Lilly & Co. (LLY) 0.0 $95k 1.2k 78.79
American Intl Group 0.0 $106k 2.0k 52.89
Eaton Corporation 0.0 $66k 1.1k 59.73
Anheuser-busch Cos 0.0 $75k 569.00 131.68
CenturyLink 0.0 $92k 3.2k 29.01
Becton, Dickinson and (BDX) 0.0 $107k 631.00 169.59
American Electric Power Company (AEP) 0.0 $70k 1.0k 70.09
Buckeye Partners 0.0 $95k 1.4k 70.33
Visa (V) 0.0 $82k 1.1k 74.17
Qwest Communications International 0.0 $72k 1.1k 65.32
ConAgra Foods (CAG) 0.0 $68k 1.4k 47.81
Bce (BCE) 0.0 $85k 1.8k 47.31
Constellation Brands (STZ) 0.0 $99k 600.00 165.40
Estee Lauder Companies (EL) 0.0 $73k 800.00 91.02
Clean Energy Fuels (CLNE) 0.0 $82k 24k 3.47
Humana (HUM) 0.0 $94k 522.00 179.88
Ship Finance Intl 0.0 $88k 6.0k 14.74
Cinemark Holdings (CNK) 0.0 $73k 2.0k 36.46
IPG Photonics Corporation (IPGP) 0.0 $107k 1.3k 80.00
Plains All American Pipeline (PAA) 0.0 $71k 2.6k 27.49
Royal Gold (RGLD) 0.0 $107k 1.5k 72.02
SCANA Corporation 0.0 $76k 1.0k 75.66
UGI Corporation (UGI) 0.0 $85k 1.9k 45.25
Celgene Corporation 0.0 $98k 994.00 98.63
Corrections Corporation of America 0.0 $70k 2.0k 35.02
Extra Space Storage (EXR) 0.0 $68k 732.00 92.58
Financial Select Sector SPDR (XLF) 0.0 $76k 3.3k 22.85
Vanguard Large-Cap ETF (VV) 0.0 $89k 927.00 95.94
Vanguard Total Stock Market ETF (VTI) 0.0 $67k 626.00 107.18
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $72k 4.8k 14.86
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $96k 6.1k 15.64
Ega Emerging Global Shs Tr egs india infr 0.0 $69k 6.2k 11.16
Exd - Eaton Vance Tax-advant 0.0 $98k 8.0k 12.21
Tesoro Logistics Lp us equity 0.0 $74k 1.5k 49.53
Currencyshares Chinese Renmi chin renminbi 0.0 $87k 1.2k 73.65
Facebook Inc cl a (META) 0.0 $67k 590.00 114.28
Mondelez Int (MDLZ) 0.0 $100k 2.2k 45.51
Zoetis Inc Cl A (ZTS) 0.0 $95k 2.0k 47.46
Physicians Realty Trust 0.0 $74k 3.5k 21.01
Starwood Hotels & Resorts Worldwide note 7.15% 12/01/2019 0.0 $105k 90k 1.16
Summer Energy Hldg (SUME) 0.0 $82k 55k 1.50
Ford Hldg Llc note 9.30% 3/1/2030 0.0 $71k 50k 1.41
Meritage Homes Corp convertible 0.0 $107k 100k 1.07
Qualcomm Inc convertible 0.0 $89k 85k 1.05
Keycorp New pfd 7.75% sr a 0.0 $40k 300.00 134.00
China Mobile 0.0 $23k 400.00 57.90
Portland General Electric Company (POR) 0.0 $22k 500.00 44.12
MasterCard Incorporated (MA) 0.0 $56k 630.00 88.06
Charles Schwab Corporation (SCHW) 0.0 $30k 1.2k 25.31
FedEx Corporation (FDX) 0.0 $53k 351.00 151.78
Via 0.0 $30k 715.00 41.47
Seattle Genetics 0.0 $24k 600.00 40.41
Abbott Laboratories (ABT) 0.0 $25k 622.00 39.34
Baxter International (BAX) 0.0 $54k 1.2k 45.22
BioMarin Pharmaceutical (BMRN) 0.0 $51k 650.00 77.80
Health Care SPDR (XLV) 0.0 $24k 340.00 71.71
Norfolk Southern (NSC) 0.0 $64k 752.00 85.23
ResMed (RMD) 0.0 $25k 400.00 63.23
United Parcel Service (UPS) 0.0 $53k 490.00 107.72
Cameco Corporation (CCJ) 0.0 $64k 5.9k 10.97
Hologic (HOLX) 0.0 $53k 1.5k 34.60
NVIDIA Corporation (NVDA) 0.0 $47k 1.0k 47.01
Union Pacific Corporation (UNP) 0.0 $24k 275.00 87.25
Medtronic 0.0 $44k 501.00 86.77
Nordstrom 0.0 $46k 1.2k 38.05
Harley-Davidson (HOG) 0.0 $41k 900.00 45.30
Analog Devices (ADI) 0.0 $23k 400.00 56.64
Aetna 0.0 $30k 245.00 122.13
Yum! Brands (YUM) 0.0 $42k 500.00 82.92
Fairfax Financial Holdings Lim (FRFHF) 0.0 $54k 100.00 539.02
Diageo (DEO) 0.0 $23k 200.00 112.88
eBay (EBAY) 0.0 $24k 1.0k 23.41
Halliburton Company (HAL) 0.0 $33k 722.00 45.33
Parker-Hannifin Corporation (PH) 0.0 $32k 300.00 108.05
Sanofi-Aventis SA (SNY) 0.0 $42k 1.0k 41.85
Stryker Corporation (SYK) 0.0 $54k 450.00 119.83
Unilever 0.0 $24k 500.00 46.94
United Technologies Corporation 0.0 $34k 333.00 102.75
Vodafone 0.0 $25k 800.00 30.89
Weyerhaeuser Company (WY) 0.0 $64k 2.2k 29.77
Canadian Pacific Railway 0.0 $29k 227.00 128.79
Shire 0.0 $33k 177.00 184.08
Lowe's Companies (LOW) 0.0 $30k 373.00 79.17
Frontier Communications 0.0 $25k 5.0k 4.94
New York Community Ban 0.0 $27k 1.8k 14.99
Sempra Energy (SRE) 0.0 $23k 200.00 114.02
Zimmer Holdings (ZBH) 0.0 $39k 320.00 120.38
General Cable Corp Del New frnt 4.500% 11/1 0.0 $23k 40k 0.57
Juniper Networks (JNPR) 0.0 $61k 2.7k 22.49
salesforce (CRM) 0.0 $27k 334.00 79.41
Wyndham Worldwide Corporation 0.0 $32k 450.00 71.23
Western Alliance Bancorporation (WAL) 0.0 $29k 900.00 32.65
AllianceBernstein Holding (AB) 0.0 $33k 1.4k 23.30
Consolidated Communications Holdings 0.0 $40k 1.5k 27.24
Concho Resources 0.0 $48k 400.00 119.27
Energy Transfer Equity (ET) 0.0 $29k 2.0k 14.37
Exelixis (EXEL) 0.0 $43k 5.5k 7.81
Middleby Corporation (MIDD) 0.0 $35k 300.00 115.25
Moog (MOG.A) 0.0 $45k 837.00 53.92
Cepheid 0.0 $52k 1.7k 30.75
Energy Transfer Partners 0.0 $26k 670.00 38.07
Ferrellgas Partners 0.0 $28k 1.5k 18.48
General Moly Inc Com Stk 0.0 $62k 180k 0.34
McCormick & Company, Incorporated (MKC) 0.0 $22k 210.00 106.67
Corporate Office Properties Trust (CDP) 0.0 $59k 2.0k 29.57
St. Jude Medical 0.0 $23k 300.00 78.00
Australia and New Zealand Banking 0.0 $27k 1.5k 18.09
Apollo Commercial Real Est. Finance (ARI) 0.0 $23k 1.4k 16.07
Seabridge Gold (SA) 0.0 $22k 1.5k 14.68
Teck Resources Ltd cl b (TECK) 0.0 $45k 3.4k 13.17
B&G Foods (BGS) 0.0 $34k 700.00 48.20
Camden Property Trust (CPT) 0.0 $62k 700.00 88.42
iShares Silver Trust (SLV) 0.0 $23k 1.3k 17.87
DuPont Fabros Technology 0.0 $24k 500.00 47.54
Tesla Motors (TSLA) 0.0 $24k 115.00 212.28
Royal Bk Scotland Group Plc adr pref shs r 0.0 $37k 1.5k 25.12
Nxp Semiconductors N V (NXPI) 0.0 $27k 350.00 78.34
EXACT Sciences Corporation (EXAS) 0.0 $34k 2.8k 12.25
WisdomTree India Earnings Fund (EPI) 0.0 $50k 2.5k 20.19
Alerian Mlp Etf 0.0 $25k 2.0k 12.72
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $37k 700.00 52.84
Wells Fargo & Company 8% 0.0 $26k 945.00 27.77
Vermilion Energy (VET) 0.0 $26k 800.00 31.82
Merrill Lynch Trust prf 0.0 $28k 1.1k 26.50
Blackrock Build America Bond Trust (BBN) 0.0 $24k 1.0k 24.38
Raptor Pharmaceutical 0.0 $44k 8.2k 5.37
Canadian Apartment Properties REIT (CDPYF) 0.0 $26k 1.0k 25.61
Invesco Vk Dynamic Credit Oppo 0.0 $32k 2.9k 11.02
Stag Industrial (STAG) 0.0 $46k 2.0k 23.81
Hartford Jr Sub 7.875 P referred 0.0 $27k 850.00 31.51
General Electric Capital preferre 0.0 $27k 1.0k 26.82
Abbvie (ABBV) 0.0 $29k 463.00 61.91
Restoration Hardware Hldgs I 0.0 $34k 1.2k 28.68
Accelr8 Technology 0.0 $32k 2.2k 14.39
General Electric 4.875% public 0.0 $28k 1.0k 27.45
Cst Brands 0.0 $29k 680.00 43.08
Allstate 0.0 $25k 940.00 27.01
Mallinckrodt Pub 0.0 $49k 803.00 60.78
Market Vectors India S/c etfs 0.0 $48k 1.1k 42.38
Verizon Communications Gl bond 0.0 $41k 30k 1.35
Goldman Sachs C mtnf 0.0 $59k 50k 1.18
Altius Minerals (ATUSF) 0.0 $31k 3.7k 8.31
Gaslog Partners 0.0 $29k 1.5k 18.98
Republicbankaz N Acom equities 0.0 $44k 10k 4.35
Wells Fargo & Co New Depository Shs Preferred pfd stk 0.0 $27k 1.0k 26.92
Horizon Pharma 0.0 $25k 1.5k 16.47
Alcoa, Inc. note 0.0 $36k 34k 1.06
Crossamerica Partners (CAPL) 0.0 $37k 1.5k 24.52
Factorshares Tr ise cyber sec 0.0 $44k 1.8k 23.89
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $44k 40k 1.09
San Jose Calif Arpt Rev 6.60% municipal bond 0.0 $64k 55k 1.17
Donnelley R R & Sons Co high yield 0.0 $39k 38k 1.02
Hewlett Packard Co interm. bond 0.0 $27k 25k 1.07
Allstate Corp Leopards Repstg p 0.0 $28k 1.0k 28.39
National General Ins 7.50% Ca 0.0 $26k 1.0k 25.46
Westrock (WRK) 0.0 $30k 780.00 38.87
Vareit, Inc reits 0.0 $51k 5.0k 10.14
New York Mtg Tr Inc pfd-c conv 0.0 $23k 1.0k 23.21
Greater Orlando Aviation Auth Rev Bds Callable rev bds callable 0.0 $28k 25k 1.12
Care Cap Properties 0.0 $26k 1.0k 26.21
Associated Ban Pfd preferred (ASB.PC) 0.0 $27k 1.0k 26.78
Rmr Group Inc cl a (RMR) 0.0 $51k 1.7k 30.97
Colony Starwood Homes 0.0 $61k 2.0k 30.42
United States Treas Nts 3.125%05/15/19 tb 0.0 $25k 23k 1.07
Amer Muni Power Oh note 6.00% 2/15/2027 0.0 $22k 20k 1.09
Anchorage Ak note 5.00% 10/1/2021 0.0 $25k 25k 1.01
Anheuser-busch Inc note 5.00% 3/1/2019 0.0 $30k 27k 1.09
Avondale Az Mdc note 5.00% 7/1/2022 0.0 $25k 25k 1.00
Az Hlth Fac Auth note 4.00% 1/1/2044 0.0 $33k 30k 1.11
Az St Trans Brd Hwy note 5.00% 7/1/2017 0.0 $50k 50k 1.00
Az Trans Excise Tax note 5.00% 7/1/2016 0.0 $25k 25k 1.00
Ca St Pub Wrks Bd Ls note 6.00% 4/1/2027 0.0 $57k 50k 1.15
Camarillo Ca Cdc Ta note 6.00% 9/1/2041 0.0 $58k 50k 1.15
Coconino Etc Az note 4.50% 7/1/2018 0.0 $38k 35k 1.07
Contra Costa Ca P note 6.90% 6/1/2035 0.0 $28k 25k 1.12
Douglas Co Sd #1 note 5.00% 1/15/2025 0.0 $22k 20k 1.11
El Paso Co Cop note 4.50% 12/1/2024 0.0 $53k 50k 1.05
Evansville Ind Redev note 6.05% 2/1/2023 0.0 $35k 30k 1.16
Fl Dep Of Child/fam note 5.00% 10/1/2018 0.0 $25k 25k 1.01
Fresno Ca Wtr Sy note 6.75% 6/1/2040 0.0 $53k 40k 1.32
General Electric Cap note 5.75% 8/15/2021 0.0 $22k 19k 1.18
Goldman Sachs Group note 5.50% 2/15/2031 0.0 $22k 20k 1.10
Goldman Sachs Group note 5.50% 6/15/2030 0.0 $28k 25k 1.11
Goldman Sachs Group note 4.20% 12/15/2016 0.0 $36k 35k 1.01
Goodyear Az Pub Imp note 5.00% 7/1/2032 0.0 $26k 25k 1.04
Gte Corp note 6.94% 4/15/2028 0.0 $58k 45k 1.29
Hilton Head Isl Sc note 3.50% 3/1/2027 0.0 $33k 30k 1.09
Independent C Ca note 4.20% 9/15/2036 0.0 $51k 50k 1.02
Irvine Ca Spl T note 5.38% 9/1/2033 0.0 $26k 25k 1.03
Ivy Tech Cclg I note 5.13% 7/1/2025 0.0 $50k 50k 1.00
Los Angeles Ca note 7.00% 7/1/2041 0.0 $59k 50k 1.17
Maricopa Az Ccd note 2.50% 7/1/2019 0.0 $26k 25k 1.05
Maricopa Az Usd #97 note 5.00% 7/1/2016 0.0 $25k 25k 1.00
Marion County Fl note 4.00% 6/1/2019 0.0 $26k 25k 1.03
Miami-dade Cnty Fl note 3.50% 7/1/2019 0.0 $38k 35k 1.08
Minnesota St note 5.00% 11/1/2016 0.0 $56k 55k 1.02
Morgan Stanley note 4.75% 3/22/2017 0.0 $26k 25k 1.02
Ms Dev Bk Spl Obg note 4.50% 11/1/2020 0.0 $25k 25k 1.01
Muurieta Vy Ca U note 4.75% 9/1/2036 0.0 $30k 30k 1.01
Novato Ca Rda note 4.50% 9/1/2034 0.0 $25k 25k 1.00
Peoria Az W/w note 4.00% 7/1/2019 0.0 $38k 35k 1.09
Philadelphia Pa note 5.00% 8/1/2016 0.0 $30k 30k 1.00
Phoenix Az Cvc Imp note 5.00% 7/1/2019 0.0 $26k 25k 1.04
Pima Cn Az Ida L note 4.25% 9/1/2023 0.0 $53k 50k 1.05
Safeway Inc note 7.25% 2/1/2031 0.0 $28k 29k 0.96
Salt River Prj Az note 5.00% 1/1/2025 0.0 $27k 25k 1.06
Time Warner Inc note 9.15% 2/1/2023 0.0 $27k 20k 1.34
Tucson Az Wtr note 4.00% 7/1/2018 0.0 $25k 25k 1.00
Uinv S Al note 5.00% 12/1/2024 0.0 $26k 25k 1.02
Union Carbide Corp note 7.88% 4/1/2023 0.0 $31k 25k 1.23
Univ Az Med Ctr note 5.50% 7/1/2033 0.0 $32k 25k 1.29
Univ Pl Wa note 5.92% 12/1/2019 0.0 $22k 20k 1.10
Univ Tx Univ note 5.25% 8/15/2018 0.0 $27k 25k 1.10
Washington St note 5.00% 2/1/2019 0.0 $22k 20k 1.11
Weslaco Tx note 5.00% 2/15/2023 0.0 $26k 25k 1.03
Yavapai Cn Az Ccd note 3.00% 7/1/2021 0.0 $27k 25k 1.09
Austin Tx Cmnty convertible 0.0 $27k 25k 1.10
Binghamton Ny Sd convertible 0.0 $25k 25k 1.01
Central Wa Univ Sys convertible 0.0 $27k 25k 1.06
Chemtrade Log Inc Fd equities (CGIFF) 0.0 $28k 2.0k 13.79
Chicago Il Trans convertible 0.0 $53k 50k 1.06
Clark Cnty Nev convertible 0.0 $27k 25k 1.07
Dallas Tx Ww/swr Sys convertible 0.0 $29k 25k 1.17
Dekalb Cn Il Cusd #4 convertible 0.0 $27k 25k 1.06
Dover Corp convertible 0.0 $59k 45k 1.31
Mesa Az convertible 0.0 $51k 50k 1.02
Metro Wa Dc Arpt convertible 0.0 $25k 25k 1.01
Ms St Univ Ed Bld convertible 0.0 $27k 25k 1.07
Pima Cn Az Usd #8 convertible 0.0 $50k 50k 1.00
Reno Etc Ind Clny N convertible 0.0 $50k 50k 1.00
Republic Services In convertible 0.0 $33k 30k 1.11
Us Treasury convertible 0.0 $23k 22k 1.03
Us Treasury convertible 0.0 $33k 24k 1.38
Us Treasury convertible 0.0 $26k 17k 1.50
First Tr Combined Ser unit trusts 0.0 $28k 30.00 918.97
Lockheed Martin Corp convertible 0.0 $31k 30k 1.03
Mcdonald Corp convertible 0.0 $31k 30k 1.04
Northrop Grumman convertible 0.0 $32k 30k 1.08
Chubb Corporation 0.0 $3.9k 30.00 130.70
Hasbro (HAS) 0.0 $2.5k 30.00 84.00
Valeant Pharmaceuticals Intl 0.0 $1.2k 60.00 20.13
America Movil Sab De Cv spon adr l 0.0 $2.5k 200.00 12.26
Barrick Gold Corp 0.0 $21k 1.0k 21.35
Cognizant Technology Solutions (CTSH) 0.0 $22k 380.00 57.24
Comcast Corporation (CMCSA) 0.0 $6.5k 100.00 65.19
Petroleo Brasileiro SA (PBR) 0.0 $11k 1.5k 7.16
iShares MSCI Emerging Markets Indx (EEM) 0.0 $2.1k 60.00 34.37
Cme (CME) 0.0 $4.9k 50.00 97.40
American Express Company (AXP) 0.0 $6.1k 100.00 60.76
Bank of America Corporation (BAC) 0.0 $15k 1.1k 13.27
Northern Trust Corporation (NTRS) 0.0 $20k 300.00 66.26
Cabot Oil & Gas Corporation (CTRA) 0.0 $618.000000 24.00 25.75
Canadian Natl Ry (CNI) 0.0 $4.4k 75.00 59.07
Ecolab (ECL) 0.0 $21k 175.00 118.60
Daimler Ag reg (MBGAF) 0.0 $1.8k 30.00 60.00
Peabody Energy Corporation 0.0 $264.004700 193.00 1.37
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $1.7k 20.00 86.00
Archer Daniels Midland Company (ADM) 0.0 $17k 400.00 42.89
IsoRay 0.0 $4.4k 5.0k 0.87
Bunge 0.0 $3.1k 52.00 59.15
Consolidated Edison (ED) 0.0 $8.0k 100.00 80.44
Dominion Resources (D) 0.0 $1.5k 19.00 77.95
Duke Energy Corporation 0.0 $15k 176.00 85.79
American Tower Corporation 0.0 $16k 140.00 113.61
Apache Corporation 0.0 $2.4k 43.00 55.67
Autodesk (ADSK) 0.0 $11k 200.00 54.14
Citrix Systems 0.0 $12k 150.00 80.09
Coach 0.0 $16k 400.00 40.74
Copart (CPRT) 0.0 $9.8k 200.00 49.01
Hawaiian Electric Industries (HE) 0.0 $16k 500.00 32.79
Kohl's Corporation (KSS) 0.0 $1.5k 40.00 37.92
NetApp (NTAP) 0.0 $7.4k 300.00 24.59
Newmont Mining Corporation (NEM) 0.0 $11k 275.00 39.12
Noble Energy 0.0 $18k 490.00 35.87
Nuance Communications 0.0 $4.3k 277.00 15.63
PPG Industries (PPG) 0.0 $4.2k 40.00 104.15
Spectra Energy 0.0 $18k 497.00 36.63
SYSCO Corporation (SYY) 0.0 $10k 204.00 50.74
T. Rowe Price (TROW) 0.0 $2.6k 35.00 72.97
V.F. Corporation (VFC) 0.0 $3.7k 60.00 61.48
Brown-Forman Corporation (BF.B) 0.0 $2.0k 20.00 99.75
AFLAC Incorporated (AFL) 0.0 $12k 158.00 72.48
Akamai Technologies (AKAM) 0.0 $17k 300.00 55.93
Cabot Corporation (CBT) 0.0 $19k 406.00 45.66
Gol Linhas Aereas Inteligentes SA 0.0 $42.000000 4.00 10.50
Hanesbrands (HBI) 0.0 $2.7k 108.00 25.13
Laboratory Corp. of America Holdings 0.0 $2.2k 17.00 130.29
Manitowoc Company 0.0 $1.1k 201.00 5.48
Conseco 0.0 $122.000200 7.00 17.43
Arch Coal 0.0 $60.000000 200.00 0.30
Weight Watchers International 0.0 $2.3k 200.00 11.63
Interpublic Group of Companies (IPG) 0.0 $69.000000 3.00 23.00
Kroger (KR) 0.0 $662.000400 18.00 36.78
Potash Corp. Of Saskatchewan I 0.0 $18k 1.1k 16.24
Thermo Fisher Scientific (TMO) 0.0 $4.1k 28.00 147.75
Novartis (NVS) 0.0 $8.3k 100.00 82.51
Goodyear Tire & Rubber Company (GT) 0.0 $20k 775.00 25.66
Anadarko Petroleum Corporation 0.0 $1.1k 21.00 53.24
Cenovus Energy (CVE) 0.0 $8.6k 622.00 13.82
Fluor Corporation (FLR) 0.0 $2.5k 50.00 49.28
Macy's (M) 0.0 $6.0k 180.00 33.61
Praxair 0.0 $3.4k 30.00 112.40
Royal Dutch Shell 0.0 $18k 334.00 55.22
Telefonica 0.0 $11k 1.2k 9.48
PT Telekomunikasi Indonesia (TLK) 0.0 $9.7k 158.00 61.46
Texas Instruments Incorporated (TXN) 0.0 $13k 200.00 62.65
UnitedHealth (UNH) 0.0 $5.9k 42.00 141.19
Biogen Idec (BIIB) 0.0 $4.4k 18.00 241.83
Ford Motor Company (F) 0.0 $6.9k 550.00 12.57
Danaher Corporation (DHR) 0.0 $2.5k 25.00 101.00
Stericycle (SRCL) 0.0 $3.5k 34.00 104.12
EMC Corporation 0.0 $11k 400.00 27.17
TJX Companies (TJX) 0.0 $5.0k 65.00 77.23
Southern Company (SO) 0.0 $11k 200.00 53.63
Whole Foods Market 0.0 $3.2k 100.00 32.02
Accenture (ACN) 0.0 $2.3k 20.00 113.30
Clorox Company (CLX) 0.0 $8.3k 60.00 138.38
Prestige Brands Holdings (PBH) 0.0 $11k 200.00 55.40
Luxottica Group S.p.A. 0.0 $20k 400.00 48.86
Live Nation Entertainment (LYV) 0.0 $141.000000 6.00 23.50
Empire District Electric Company 0.0 $10k 300.00 33.97
WABCO Holdings 0.0 $4.6k 50.00 91.58
C.H. Robinson Worldwide (CHRW) 0.0 $8.2k 111.00 74.25
ProShares Short S&P500 0.0 $2.0k 50.00 39.66
MercadoLibre (MELI) 0.0 $7.0k 50.00 140.68
Aaron's 0.0 $4.4k 200.00 21.89
Marathon Oil Corporation (MRO) 0.0 $1.5k 100.00 15.01
Netflix (NFLX) 0.0 $15k 161.00 91.48
Yahoo! 0.0 $3.8k 100.00 37.56
Amphenol Corporation (APH) 0.0 $12k 200.00 57.33
Goldcorp 0.0 $5.7k 300.00 19.13
Kopin Corporation (KOPN) 0.0 $13k 6.1k 2.22
Dolby Laboratories (DLB) 0.0 $622.000600 13.00 47.85
Express Scripts 0.0 $17k 220.00 75.80
IntercontinentalEx.. 0.0 $4.6k 18.00 255.94
Under Armour (UAA) 0.0 $7.2k 180.00 40.13
Baidu (BIDU) 0.0 $8.3k 50.00 165.16
Sirius Satellite Radio 0.0 $1.2k 300.00 3.95
ArcelorMittal 0.0 $1.5k 312.00 4.66
Eni S.p.A. (E) 0.0 $16k 500.00 32.35
Marvell Technology Group 0.0 $2.0k 210.00 9.53
Osiris Therapeutics 0.0 $3.6k 700.00 5.09
STMicroelectronics (STM) 0.0 $295.000000 50.00 5.90
Transcanada Corp 0.0 $9.0k 200.00 45.22
Ares Capital Corporation (ARCC) 0.0 $21k 1.5k 14.20
Calamos Asset Management 0.0 $657.999000 90.00 7.31
Telecomunicacoes de Sao Paulo SA 0.0 $41.000100 3.00 13.67
Universal Display Corporation (OLED) 0.0 $20k 300.00 67.80
BHP Billiton (BHP) 0.0 $3.7k 128.00 28.56
Bruker Corporation (BRKR) 0.0 $19k 855.00 22.74
Cabot Microelectronics Corporation 0.0 $6.3k 148.00 42.34
Chipotle Mexican Grill (CMG) 0.0 $5.6k 14.00 402.79
Quest Diagnostics Incorporated (DGX) 0.0 $916.999600 11.00 83.36
Enbridge Energy Partners 0.0 $9.3k 400.00 23.20
MetLife (MET) 0.0 $4.9k 122.00 39.83
Nordson Corporation (NDSN) 0.0 $13k 150.00 83.61
Oneok Partners 0.0 $4.2k 106.00 40.06
Boston Beer Company (SAM) 0.0 $13k 75.00 171.03
Sangamo Biosciences (SGMO) 0.0 $7.5k 1.3k 5.79
Skechers USA 0.0 $13k 450.00 29.72
Tata Motors 0.0 $14k 400.00 34.67
ARM Holdings 0.0 $18k 400.00 45.51
Lennox International (LII) 0.0 $7.1k 50.00 142.60
Pan American Silver Corp Can (PAAS) 0.0 $15k 900.00 16.45
Suncor Energy Inc Cad 0.0 $5.5k 200.00 27.73
Unilever 0.0 $8.6k 180.00 47.91
BancFirst Corporation (BANF) 0.0 $6.1k 101.00 60.32
Esterline Technologies Corporation 0.0 $12k 200.00 62.04
Gentex Corporation (GNTX) 0.0 $3.1k 200.00 15.45
National Fuel Gas (NFG) 0.0 $2.8k 50.00 56.88
Sequenom 0.0 $273.990000 300.00 0.91
Sasol (SSL) 0.0 $1.4k 50.00 27.12
FuelCell Energy 0.0 $311.000000 50.00 6.22
Southern Copper Corporation (SCCO) 0.0 $11k 400.00 26.98
Bank Of Montreal Cadcom (BMO) 0.0 $3.2k 50.00 63.40
iShares Gold Trust 0.0 $10k 792.00 12.76
WebMD Health 0.0 $8.7k 150.00 58.11
Technology SPDR (XLK) 0.0 $22k 502.00 43.37
A.F.P Provida SA 0.0 $3.6k 633.00 5.74
Colony Financial 0.0 $15k 1.0k 15.35
M.D.C. Holdings 0.0 $2.4k 99.00 24.44
Market Vectors Gold Miners ETF 0.0 $554.000000 20.00 27.70
ProShares UltraShort S&P500 0.0 $18k 1.0k 17.81
Rayonier (RYN) 0.0 $8.3k 315.00 26.24
iShares Russell 1000 Growth Index (IWF) 0.0 $21k 208.00 100.36
American Water Works (AWK) 0.0 $17k 200.00 84.51
Ball Corporation (BALL) 0.0 $15k 200.00 72.29
iShares Russell 2000 Value Index (IWN) 0.0 $5.5k 48.00 114.98
Yamana Gold 0.0 $2.6k 500.00 5.20
DigitalGlobe 0.0 $8.6k 400.00 21.39
Oclaro 0.0 $67.999400 14.00 4.86
BRF Brasil Foods SA 0.0 $14k 1.0k 13.93
Ebix (EBIXQ) 0.0 $4.8k 100.00 47.90
Market Vectors Agribusiness 0.0 $4.8k 100.00 48.01
Diamonds Trust Series I 0.0 $1.8k 10.00 179.00
3D Systems Corporation (DDD) 0.0 $274.000000 20.00 13.70
Columbia/hca 0.0 $8.5k 100.00 85.14
Charles & Colvard 0.0 $816.000000 800.00 1.02
Oasis Petroleum 0.0 $3.7k 400.00 9.34
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $12k 109.00 113.93
Terra Nitrogen Company 0.0 $11k 100.00 104.57
Dassault Systemes (DASTY) 0.0 $11k 150.00 75.95
Barclays Bk Plc Ipsp croil etn 0.0 $6.3k 1.0k 6.25
Vanguard Emerging Markets ETF (VWO) 0.0 $3.7k 104.00 35.23
iShares Russell Midcap Growth Idx. (IWP) 0.0 $2.2k 24.00 93.58
Aberdeen Asia-Pacific Income Fund 0.0 $5.0k 1.0k 5.01
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $4.4k 420.00 10.41
Embraer S A (EMBJ) 0.0 $11k 500.00 21.72
Opko Health (OPK) 0.0 $19k 2.0k 9.34
Antares Pharma 0.0 $3.2k 3.0k 1.05
Kayne Anderson Energy Development 0.0 $2.1k 109.00 19.41
GenMark Diagnostics 0.0 $3.5k 400.00 8.70
PowerShares Intl. Dividend Achiev. 0.0 $1.2k 82.00 14.22
iShares Morningstar Mid Core Index (IMCB) 0.0 $18k 120.00 150.12
Navios Maritime Acquis Corp 0.0 $3.3k 2.1k 1.57
Thornburg Mortgage 0.0 $0 15.00 0.00
Calamos Global Dynamic Income Fund (CHW) 0.0 $11k 1.6k 7.02
Nuveen Core Equity Alpha Fund (JCE) 0.0 $9.7k 700.00 13.79
PowerShares DB Oil Fund 0.0 $311.001400 34.00 9.15
Vanguard Mega Cap 300 Index (MGC) 0.0 $3.9k 55.00 71.51
Arkema (ARKAY) 0.0 $381.000000 5.00 76.20
Walker & Dunlop (WD) 0.0 $14k 600.00 22.78
Rydex S&P 500 Pure Growth ETF 0.0 $139.000000 1.00 139.00
Schwab Strategic Tr intrm trm (SCHR) 0.0 $3.8k 68.00 55.97
Inventure Foods 0.0 $7.8k 1.0k 7.81
ProShares Short Dow30 0.0 $4.3k 200.00 21.37
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $5.5k 260.00 21.29
Schwab International Equity ETF (SCHF) 0.0 $7.5k 276.00 27.11
ProShares Ultra Silver 0.0 $19k 400.00 47.67
Contango Ore (CTGO) 0.0 $105.000000 10.00 10.50
Tel Offshore Trust 0.0 $1.000300 7.00 0.14
Schwab U S Small Cap ETF (SCHA) 0.0 $9.2k 171.00 54.03
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $13k 242.00 53.85
Mirant Corp 0.0 $0 374.00 0.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $12k 248.00 49.77
Schwab Strategic Tr 0 (SCHP) 0.0 $1.9k 34.00 56.47
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.0 $5.6k 161.00 34.89
Sprott Resource 0.0 $450.000000 1.0k 0.45
Unity One Capital 0.0 $0 1.00 0.00
Mesa Royalty Trust (MTR) 0.0 $2.3k 215.00 10.83
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $5.0k 173.00 28.80
Proshares Tr shrt rl est 0.0 $3.4k 200.00 16.97
Security National Financial (SNFCA) 0.0 $1.9k 392.00 4.89
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $3.5k 64.00 54.06
Schwab Strategic Tr cmn (SCHV) 0.0 $896.000000 20.00 44.80
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $7.7k 146.00 52.55
e.Digital Corporation 0.0 $12.990000 300.00 0.04
Gabelli Nat Res Gld & Inc Tr shs ben int 0.0 $13k 1.7k 7.64
D Fluidigm Corp Del (LAB) 0.0 $4.5k 500.00 9.03
Schwab Strategic Tr us reit etf (SCHH) 0.0 $6.9k 159.00 43.44
A Classified Ad (AQFD) 0.0 $0 156.00 0.00
A Super Deal 0.0 $0 153.00 0.00
Core Med Group 0.0 $0 146.00 0.00
Esecuresoft (ESQF) 0.0 $0 148.00 0.00
General Electric Co Note corp bond 0.0 $16k 15k 1.06
Green Energy Group (GRYG) 0.0 $0 165.00 0.00
Usa Performance Prods (UPRM) 0.0 $0 40.00 0.00
Usas Digital 0.0 $0 162.00 0.00
Sanofi Aventis Wi Conval Rt 0.0 $300.019200 1.2k 0.24
Abakan 0.0 $256.620000 99k 0.00
Linkedin Corp 0.0 $16k 85.00 189.25
Arcos Dorados Holdings (ARCO) 0.0 $477.000000 100.00 4.77
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 57.00 18.42
General Mtrs Co *w exp 07/10/201 0.0 $597.000900 57.00 10.47
Pandora Media 0.0 $1.2k 100.00 12.45
Vitrotech Corp 0.0 $0 500.00 0.00
Sandridge Permian Tr 0.0 $3.1k 1.2k 2.60
Alkermes (ALKS) 0.0 $22k 500.00 43.22
Xpo Logistics Inc equity (XPO) 0.0 $3.9k 150.00 26.26
Dividend Capital Realty mut 0.0 $7.9k 1.1k 7.37
GBX28.935185 Diamond Equities Inc Com cmn 0.0 $0 3.0k 0.00
Invensense 0.0 $4.7k 761.00 6.13
Memorial Prodtn Partners 0.0 $15k 7.7k 1.90
Health Care Reit 0.0 $9.2k 350.00 26.17
Proto Labs (PRLB) 0.0 $13k 220.00 57.56
Patriot Gold (PGOL) 0.0 $115.000000 500.00 0.23
Dps Lehman Brth Hld Pfd preferred 0.0 $0 20k 0.00
Guinness Exploration 0.0 $0 100.00 0.00
Kinder Morgan Inc/delaware Wts 0.0 $0.997500 57.00 0.02
Mphase Technologies 0.0 $0 400.00 0.00
Proshares Tr Ultrashort Dow30 Newetf 0.0 $18k 1.0k 17.90
Supernus Pharmaceuticals (SUPN) 0.0 $712.999000 35.00 20.37
Gm Liq Co Guc Tr Derivat motors liq 0.0 $168.000000 15.00 11.20
General Motors Corp Xxx prf 0.0 $0 400.00 0.00
Pnc 5.375% Preferred preferred 0.0 $3.1k 120.00 25.86
Palo Alto Networks (PANW) 0.0 $12k 100.00 122.64
Orbit Brands 0.0 $0 100k 0.00
Ps Business Parks 0.0 $2.9k 114.00 25.77
Ambarella (AMBA) 0.0 $13k 250.00 50.81
Whitewave Foods 0.0 $19k 400.00 46.94
Silver Bay Rlty Tr 0.0 $4.2k 244.00 17.03
Regulus Therapeutics 0.0 $578.000000 200.00 2.89
Digerati Technologies (DTGI) 0.0 $27.000000 100.00 0.27
L Brands 0.0 $6.2k 92.00 67.13
Prudential Financial 5.70% public 0.0 $11k 400.00 26.66
Pharmagen (PHRX) 0.0 $0 630.00 0.00
Lasersight Inc equity 0.0 $0 2.00 0.00
Hannon Armstrong (HASI) 0.0 $22k 1.0k 21.60
Cambria Etf Tr shshld yield etf (SYLD) 0.0 $5.7k 200.00 28.25
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $7.7k 138.00 55.70
Outerwall 0.0 $1.2k 28.00 42.00
Sprint 0.0 $8.3k 1.8k 4.53
Fireeye 0.0 $1.4k 88.00 16.47
Sch Fnd Intl Lg Etf (FNDF) 0.0 $13k 556.00 23.74
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.0 $7.8k 366.00 21.34
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $9.3k 317.00 29.35
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.0 $18k 577.00 30.31
Nexprise (NXPS) 0.0 $0 1.00 0.00
Cel-sci 0.0 $3.3k 7.2k 0.46
Wells Fargo Company 0.0 $11k 10k 1.06
Schwab Strategic Tr schwb fdt int sc (FNDC) 0.0 $7.0k 260.00 26.99
Wirecard (WRCDF) 0.0 $4.4k 100.00 43.83
American Airls (AAL) 0.0 $14k 500.00 28.35
Twitter 0.0 $1.3k 75.00 16.91
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $14k 300.00 46.34
A M R Corporation Xxx res 0.0 $0 1.0k 0.00
Trans Global (TGGI) 0.0 $0 5.00 0.00
Western Refng Logistics 0.0 $11k 400.00 26.19
Clenegen 0.0 $6.000000 10k 0.00
New Media Inv Grp 0.0 $13k 721.00 18.07
Tesla Motors Inc bond 0.0 $13k 15k 0.89
Wells Fargo And Company Ser bond 0.0 $5.2k 5.0k 1.05
Egalet 0.0 $15k 3.0k 4.96
Oncologix Tech 0.0 $1.000000 1.3k 0.00
Now (DNOW) 0.0 $1.4k 75.00 18.15
Arista Networks 0.0 $17k 270.00 64.38
Nordic Amern Offshore 0.0 $19.000000 4.00 4.75
Gopro (GPRO) 0.0 $865.000000 80.00 10.81
Papa Murphys Hldgs 0.0 $2.3k 350.00 6.63
Alibaba Group Holding (BABA) 0.0 $8.0k 100.00 79.53
Cyberark Software (CYBR) 0.0 $4.9k 100.00 48.59
Expedia 0.0 $7.8k 7.0k 1.11
Tekla Healthcare Opportunit (THQ) 0.0 $17k 1.0k 16.63
California Resources 0.0 $24.000000 2.00 12.00
New Senior Inv Grp 0.0 $18k 1.7k 10.68
Hortonworks 0.0 $11k 1.0k 10.69
Habit Restaurants Inc/the-a 0.0 $3.3k 200.00 16.38
Aptose Biosciences 0.0 $20.000000 8.00 2.50
Golden Arch Resources 0.0 $0 4.0k 0.00
General Motors 8.25xxxescrow P 0.0 $0 15k 0.00
Spectral Medical (EDTXF) 0.0 $9.4k 13k 0.72
At&t Inc lg cap val 0.0 $4.3k 4.0k 1.07
American Intl Group Inc Mtn Be short bond 0.0 $5.3k 5.0k 1.07
Clark Cnty Nev Bond Bk B long muni 0.0 $5.0k 5.0k 1.00
Ford Motor Credit Co Llc interm. bond 0.0 $16k 13k 1.19
North Carolina Eastn Mun Pwr A Pwr Sys R interm. muni 0.0 $6.3k 5.0k 1.27
Pepsico Inc interm. bond 0.0 $1.8k 1.7k 1.08
Chs/community Health Sys 0.0 $1.0k 1.0k 1.01
Zillow Group Inc Cl A (ZG) 0.0 $3.7k 100.00 36.65
Mylan Nv 0.0 $865.000000 20.00 43.25
Dawson Geophysical (DWSN) 0.0 $139.000500 17.00 8.18
Knightsbridge Tankers 0.0 $664.000000 1.0k 0.66
Cisco Systems Inc global 0.0 $1.8k 1.7k 1.10
Souththirtytwo Ads (SOUHY) 0.0 $65.000100 11.00 5.91
Communications Sales&leas Incom us equities / etf's 0.0 $15k 500.00 28.90
Omda Oil & Gas (OOAG) 0.0 $0 1.00 0.00
Bojangles 0.0 $848.000000 50.00 16.96
Fitbit 0.0 $3.7k 300.00 12.22
Htg Molecular Diagnostics 0.0 $9.5k 3.5k 2.72
Columbia Pipeline 0.0 $13k 500.00 25.49
Alamos Gold Inc New Class A (AGI) 0.0 $10k 1.2k 8.60
Viavi Solutions Inc equities (VIAV) 0.0 $45.999800 7.00 6.57
Paypal Holdings (PYPL) 0.0 $5.3k 144.00 36.51
Methanex Corp Senior Note M/w senior note m/w 0.0 $3.1k 3.0k 1.02
Arbutus Biopharma (ABUS) 0.0 $70.000000 20.00 3.50
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $7.3k 200.00 36.28
Lumentum Hldgs (LITE) 0.0 $24.000000 1.00 24.00
Pjt Partners (PJT) 0.0 $575.000000 25.00 23.00
Yellow Pages Limited Warrant 12/20/2022 war (YLWWF) 0.0 $2.3k 827.00 2.74
Aurico Metals 0.0 $406.016000 520.00 0.78
Aab National (AQBN) 0.0 $0 181.00 0.00
American Capital Holdings 0.0 $0 200.00 0.00
Bighub 0.0 $0 500.00 0.00
Britannia Mining 0.0 $3.024000 945.00 0.00
Cougar Oil & Gas Canada 0.0 $0 2.0k 0.00
Cuidao Hldg 0.0 $0 150.00 0.00
Earthworks Entertainment 0.0 $0 44.00 0.00
Fairfax Finance preferred (FRFZF) 0.0 $7.0k 500.00 13.95
Gener8 Martime Inc 17wt w exp 05/17/2017 0.0 $0 5.00 0.00
General Motors Corp 9.25 reit, m 0.0 $0 15k 0.00
Green For Energy 0.0 $0 1.0k 0.00
Ingersoll-rand 0.0 $13k 200.00 63.68
Janel 0.0 $171.000000 40.00 4.28
Laidlaw Energy 0.0 $0 700k 0.00
Leadis Tech 0.0 $8.000000 2.5k 0.00
Lowell Copper 0.0 $1.8k 10k 0.18
Miracor Diagnostics 0.0 $0 1.2k 0.00
Myzipsoft (MZPS) 0.0 $0 311.00 0.00
Na Palladium 0.0 $4.000000 1.00 4.00
Occidental Petro 0.0 $4.5k 59.00 75.56
Pacific Blue Energy 0.0 $1.000000 1.0k 0.00
Southmark 0.0 $0 124.00 0.00
Spectra7 Microsystems 0.0 $391.000000 1.0k 0.39
Cpi Card 0.0 $2.0k 400.00 5.01
Square Inc cl a (XYZ) 0.0 $498.003000 55.00 9.05
Oncocyte 0.0 $178.000000 50.00 3.56
Advisors Disciplined 0.0 $1.3k 2.00 642.50
Aetna Inc note 2.75% 11/15/2022 0.0 $6.1k 6.0k 1.02
Alltel Corporation note 6.75% 4/1/2028 0.0 $1.5k 2.0k 0.74
Arizona Mining 0.0 $13k 10k 1.31
Austin Tx Isd note 5.00% 8/1/2022 0.0 $18k 15k 1.22
Austin Tx Wtr & Wst note 5.00% 11/15/2023 0.0 $13k 10k 1.25
Az Bd Regents Univ note 5.00% 7/1/2024 0.0 $13k 10k 1.27
Az St Lottery note 5.00% 7/1/2023 0.0 $11k 10k 1.14
Az St Trans Brd Hwy note 5.00% 7/1/2022 0.0 $12k 10k 1.20
Az St Trans Brd Hwy note 5.00% 7/1/2021 0.0 $12k 10k 1.19
Az St Transn Brd note 5.00% 7/1/2022 0.0 $12k 10k 1.16
Az Trans Brd Hwy note 5.00% 7/1/2022 0.0 $12k 10k 1.22
Az Trans Excise Tax note 5.00% 7/1/2021 0.0 $12k 10k 1.17
Az Wtr Infra Fa Rev note 5.00% 10/1/2021 0.0 $12k 10k 1.20
Bank Of America note 5.63% 7/1/2020 0.0 $7.9k 7.0k 1.13
Bank Of America note 5.70% 1/24/2022 0.0 $8.1k 7.0k 1.15
Banning Ca Fin Agy note 5.00% 6/1/2021 0.0 $21k 20k 1.04
Benton Cnty Wa Sd#1 note 5.00% 12/1/2021 0.0 $18k 15k 1.21
Broward Cnty Fl Arp note 5.00% 10/1/2021 0.0 $12k 10k 1.19
Ca Inc note 5.38% 12/1/2019 0.0 $17k 15k 1.10
Capital One Finl note 6.15% 9/1/2016 0.0 $8.1k 8.0k 1.01
Caterpillar Finl Svc note 7.05% 10/1/2018 0.0 $9.0k 8.0k 1.13
Centurylink Inc note 6.45% 6/15/2021 0.0 $2.0k 2.0k 1.02
Citigroup Inc note 6.00% 8/15/2017 0.0 $3.2k 3.0k 1.05
City Of San Antonio note 5.00% 2/1/2023 0.0 $19k 15k 1.24
Cnt Puget Snd Wa note 5.25% 2/1/2018 0.0 $11k 10k 1.07
Corpus Christi Tx note 5.00% 3/1/2022 0.0 $18k 15k 1.20
Dripping Spring Tx note 5.00% 2/15/2021 0.0 $12k 10k 1.18
Eaton Corp note 2.75% 11/2/2022 0.0 $6.1k 6.0k 1.02
Energy Nw Wa Elec R note 5.00% 7/1/2018 0.0 $11k 10k 1.09
Expedia Inc note 5.95% 8/15/2020 0.0 $7.8k 7.0k 1.12
Gen Motors Finl note 6.75% 6/1/2018 0.0 $15k 14k 1.08
General Electric Cap note 3.35% 10/17/2016 0.0 $20k 20k 1.01
Gilbert Az Mpc note 4.75% 10/1/2032 0.0 $10k 10k 1.01
Greater Az Dev Auth note 6.85% 8/1/2019 0.0 $11k 10k 1.08
Harris Cnty Tx note 5.00% 8/15/2026 0.0 $18k 15k 1.21
Hertz Corp note 7.00% 1/15/2028 0.0 $7.8k 8.0k 0.98
Hewlett-packard Co note 4.65% 12/9/2021 0.0 $16k 15k 1.08
Husky Energy Inc note 7.25% 12/15/2019 0.0 $7.9k 7.0k 1.12
Ibm Corp note 5.70% 9/14/2017 0.0 $1.8k 1.7k 1.06
In St Fa Rev note 5.00% 2/1/2019 0.0 $11k 10k 1.11
Irving Tx Wwks/swr note 4.00% 8/15/2019 0.0 $11k 10k 1.10
Jea Fl Elec Sys Rev note 5.00% 10/1/2022 0.0 $12k 10k 1.23
Jefferies Group note 5.13% 4/13/2018 0.0 $8.4k 8.0k 1.05
Jefferson County Mo note 4.75% 3/1/2029 0.0 $5.3k 5.0k 1.07
King Etc Wa Sd #408 note 3.00% 12/1/2017 0.0 $10k 10k 1.03
Klein Tx Isd note 5.00% 8/1/2023 0.0 $13k 10k 1.25
Lehman Bros Hldgs note 0.00% 2/27/2015 0.0 $1.3k 20k 0.06
Lifeapps Brands 0.0 $1.003200 66.00 0.02
M B I A Inc note 7.15% 7/15/2027 0.0 $2.1k 2.0k 1.05
Ma St note 5.50% 10/1/2019 0.0 $12k 10k 1.15
Ma St Wtr Res Auth note 5.00% 8/1/2018 0.0 $11k 10k 1.09
Maricopa Az Sd #4 note 5.00% 7/1/2021 0.0 $18k 15k 1.19
Medco Hlth Solutions note 7.13% 3/15/2018 0.0 $7.6k 7.0k 1.09
Mi St Bldg Auth note 5.00% 4/15/2021 0.0 $12k 10k 1.18
Mo St Hlth/ed note 5.70% 10/1/2022 0.0 $11k 10k 1.06
Mo St Hwy/trans note 5.00% 2/1/2019 0.0 $11k 10k 1.11
Morgan Stanley note 4.63% 1/16/2034 0.0 $13k 13k 1.00
Mp Wstrn St Univ note 5.00% 10/1/2020 0.0 $10k 10k 1.04
Nc Mun Pwr Ca Elec note 5.00% 1/1/2025 0.0 $13k 10k 1.27
New York N Y note 5.00% 8/1/2023 0.0 $13k 10k 1.25
Ny St Dorm Auth Per note 5.00% 2/15/2025 0.0 $13k 10k 1.29
Ny St Dorm Auth S/t note 5.00% 3/15/2022 0.0 $12k 10k 1.22
Oh St Wtr Poll Rev note 5.00% 12/1/2021 0.0 $12k 10k 1.21
Pa St Tpk Commn Tpk note 5.00% 12/1/2024 0.0 $12k 10k 1.24
Pactiv Llc note 8.38% 4/15/2027 0.0 $5.1k 5.0k 1.03
Peabody Energy note 7.88% 11/1/2026 0.0 $480.000000 4.0k 0.12
Phoenix Az Cvc Imp note 5.00% 7/1/2020 0.0 $12k 10k 1.16
Phoenix Az Wst Wtr note 5.00% 7/1/2024 0.0 $13k 10k 1.27
Phoenix Az Wtr note 5.00% 7/1/2022 0.0 $11k 10k 1.13
Phoenix Az Wtr note 5.00% 7/1/2027 0.0 $13k 10k 1.26
Pima Cn Az Swr note 5.00% 7/1/2025 0.0 $12k 10k 1.19
Prospect Cap Corp note 5.88% 3/15/2023 0.0 $1.9k 2.0k 0.97
Redmond Wa note 5.00% 12/1/2016 0.0 $10k 10k 1.02
Regl Tran Dst Co Co note 5.00% 6/1/2022 0.0 $12k 10k 1.15
Rosemont Il note 5.25% 12/1/2022 0.0 $11k 10k 1.11
San Mateo Ca note 4.13% 12/15/2023 0.0 $16k 15k 1.05
Servicemaster Co Ltd note 7.45% 8/15/2027 0.0 $5.2k 5.0k 1.03
Simon Property Group note 5.25% 12/1/2016 0.0 $15k 15k 1.01
St Louis Mo Pkg note 6.00% 12/15/2018 0.0 $5.3k 5.0k 1.05
Tampa Bay Fl Wtr note 5.00% 10/1/2016 0.0 $10k 10k 1.01
Tennessee St note 5.00% 5/1/2021 0.0 $11k 10k 1.08
Tucson Az Wtr note 5.00% 7/1/2025 0.0 $13k 10k 1.30
Tx Trans St Hwy Fd note 5.00% 10/1/2024 0.0 $13k 10k 1.28
Manitowoc Foodservice 0.0 $3.5k 201.00 17.62
Under Armour Inc Cl C (UA) 0.0 $6.6k 180.00 36.40
Avondale Az convertible 0.0 $5.8k 5.0k 1.17
Devon Energy Cor convertible 0.0 $2.2k 2.0k 1.10
First Horizon Nat convertible 0.0 $3.0k 3.0k 1.01
Hillsboro Cn Fl W convertible 0.0 $10k 10k 1.00
Homeaway Inc convertible 0.0 $9.0k 10k 0.90
Nj St Trans Tr convertible 0.0 $5.4k 5.0k 1.08
Sc St Pub Svc Aut convertible 0.0 $12k 10k 1.20
S Vy Swr Dst Ut convertible 0.0 $5.3k 5.0k 1.07
Jpm Em Local Currency Bond Etf 0.0 $7.4k 391.00 18.87
Mgm Growth Properties 0.0 $6.7k 250.00 26.68
Notis Global Inc equities 0.0 $0 100.00 0.00
Kla Tencor Corp Xxx equities 0.0 $8.4k 115.00 73.25
Bank Of America convertible 0.0 $5.3k 5.0k 1.06
Jp Morgan Chase & convertible 0.0 $5.1k 5.0k 1.02
Cvs Health Corp convertible 0.0 $5.5k 5.0k 1.10
Ca St Pub Wks B convertible 0.0 $5.5k 5.0k 1.09
Fau Fin Corp Fl convertible 0.0 $6.0k 5.0k 1.20
Miami-dade Cn Fl convertible 0.0 $5.6k 5.0k 1.12
Nasdaq Inc convertible 0.0 $5.3k 5.0k 1.06
American Tower Co convertible 0.0 $6.3k 6.0k 1.04
Roper Technologies convertible 0.0 $6.2k 6.0k 1.03
Aflac Inc convertible 0.0 $10k 10k 1.03
Louisville Etc Ky M convertible 0.0 $12k 10k 1.19
Lower Co Riv Auth T convertible 0.0 $13k 10k 1.26
Nyc Ny Hdc Mfh convertible 0.0 $10k 10k 1.04
Regl Tran Dst Co Co convertible 0.0 $12k 10k 1.21
Tn Hsg Dev Agcy convertible 0.0 $10k 10k 1.02
Us Treasury convertible 0.0 $11k 10k 1.05
Az Bd Regents Univ convertible 0.0 $17k 15k 1.12
Industry Ca Pfa Tax convertible 0.0 $16k 15k 1.04
Lone Star Clg Sys T convertible 0.0 $17k 15k 1.12
Pa Ecodev Fa Ws convertible 0.0 $15k 15k 1.01
Pr Hfa convertible 0.0 $16k 15k 1.08
Univ Ca convertible 0.0 $18k 15k 1.18
Waukegan Ii convertible 0.0 $16k 15k 1.05
Wi S Hlth Ed Fa convertible 0.0 $18k 15k 1.19
Prism Inc Fd unit trusts 0.0 $0 50k 0.00