Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2017

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 288 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nexpoint Credit Strategies Fund (NXDT) 8.9 $20M 879k 23.05
Boulder Growth & Income Fund (STEW) 6.7 $15M 1.5M 10.20
Blackrock Science & (BST) 5.9 $14M 552k 24.43
Tekla Healthcare Opportunit (THQ) 4.7 $11M 572k 18.57
Central Securities (CET) 4.6 $11M 406k 25.85
Herzfeld Caribbean Basin (HERZ) 3.4 $7.6M 1.0M 7.25
Adams Express Company (ADX) 3.3 $7.5M 492k 15.21
Tekla World Healthcare Fd ben int (THW) 3.0 $6.7M 460k 14.56
Alpine Total Dyn Fd New cefs 2.9 $6.5M 717k 9.00
Liberty All-Star Equity Fund (USA) 2.8 $6.4M 1.1M 6.03
General American Investors (GAM) 2.4 $5.3M 148k 36.02
MasTec (MTZ) 2.1 $4.7M 102k 46.40
Tortoise Pipeline & Energy 1.7 $3.9M 204k 19.26
Royal Caribbean Cruises (RCL) 1.7 $3.9M 33k 118.55
Source Capital 1.5 $3.5M 87k 40.22
Copa Holdings Sa-class A (CPA) 1.4 $3.3M 26k 124.54
Alpine Global Dynamic 1.3 $3.0M 283k 10.61
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.2 $2.8M 280k 10.11
Seaboard Corporation (SEB) 1.2 $2.6M 585.00 4504.27
Lennar Corporation (LEN) 1.1 $2.6M 50k 52.81
New Germany Fund (GF) 1.1 $2.6M 139k 18.57
Japan Equity Fund ietf (JEQ) 1.1 $2.6M 294k 8.71
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.1 $2.5M 25k 101.80
Norwegian Cruise Line Hldgs (NCLH) 1.1 $2.5M 47k 54.04
Cemex SAB de CV (CX) 1.1 $2.5M 271k 9.08
Royce Value Trust (RVT) 1.1 $2.4M 153k 15.79
Petroleum & Res Corp Com cef (PEO) 1.0 $2.4M 120k 19.65
Japan Smaller Capitalizaion Fund (JOF) 1.0 $2.2M 174k 12.55
Popular (BPOP) 1.0 $2.2M 61k 35.94
Virtus Total Return Fund cf 0.9 $2.1M 161k 13.04
shares First Bancorp P R (FBP) 0.8 $1.9M 371k 5.12
Avianca Holdings Sa 0.8 $1.7M 222k 7.76
Watsco, Incorporated (WSO) 0.8 $1.7M 11k 161.04
Carnival Corporation (CCL) 0.7 $1.7M 26k 64.58
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.7M 130k 12.80
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.7 $1.6M 188k 8.49
Kayne Anderson Mdstm Energy 0.7 $1.6M 107k 14.70
Allianzgi Nfj Divid Int Prem S cefs 0.7 $1.5M 112k 13.40
Tri-Continental Corporation (TY) 0.7 $1.5M 58k 25.55
Fomento Economico Mexicano SAB (FMX) 0.6 $1.4M 15k 95.55
Fresh Del Monte Produce (FDP) 0.6 $1.4M 31k 45.45
Tortoise Pwr & Energy 0.6 $1.4M 64k 21.29
Salient Midstream & M 0.6 $1.4M 118k 11.57
BlackRock Credit All Inc Trust IV (BTZ) 0.6 $1.3M 97k 13.57
Nuveen Real (JRI) 0.6 $1.3M 71k 17.99
Neuberger Berman Mlp Income (NML) 0.6 $1.3M 134k 9.50
Mexico Equity and Income Fund (MXE) 0.6 $1.2M 107k 11.59
Nextera Energy (NEE) 0.5 $1.2M 8.1k 146.60
Cohen & Steers Mlp Fund 0.5 $1.1M 107k 10.43
First Tr Dynamic Europe Eqt 0.5 $1.1M 58k 19.22
Marriott Vacations Wrldwde Cp (VAC) 0.5 $1.1M 8.7k 124.53
Taiwan Fund (TWN) 0.5 $1.0M 51k 20.59
Special Opportunities Fund (SPE) 0.4 $971k 61k 15.86
Bancolombia 0.4 $906k 20k 45.80
First Tr Energy Infrastrctr 0.4 $858k 46k 18.76
America Movil Sab De Cv spon adr l 0.3 $793k 45k 17.74
Home BancShares (HOMB) 0.3 $717k 28k 25.23
Grupo Televisa (TV) 0.3 $701k 28k 24.68
Empire St Rlty Tr Inc cl a (ESRT) 0.3 $696k 34k 20.53
Atn Intl (ATNI) 0.3 $632k 12k 52.72
Martin Marietta Materials (MLM) 0.3 $619k 3.0k 206.33
Aberdeen Latin Amer Eqty 0.3 $605k 22k 27.36
Vulcan Materials Company (VMC) 0.3 $598k 5.0k 119.60
Livanova Plc Ord (LIVN) 0.3 $584k 8.3k 70.11
Nuveen Multi-mkt Inc Income (JMM) 0.2 $546k 72k 7.59
Vanguard Short-Term Bond ETF (BSV) 0.2 $503k 6.3k 79.84
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $503k 10k 50.30
Templeton Dragon Fund (TDF) 0.2 $481k 23k 20.79
Korea (KF) 0.2 $473k 12k 40.44
iShares Dow Jones US Medical Dev. (IHI) 0.2 $476k 2.9k 167.02
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $435k 37k 11.87
Tahoe Resources 0.2 $432k 82k 5.27
Grupo Aeroportuario del Sureste (ASR) 0.2 $401k 2.1k 190.95
Apollo Tactical Income Fd In (AIF) 0.2 $401k 25k 16.19
Macquarie Global Infr Total Rtrn Fnd 0.2 $392k 15k 26.30
Evertec (EVTC) 0.2 $375k 24k 15.86
Sprott Focus Tr (FUND) 0.2 $385k 50k 7.73
Gabelli Dividend & Income Trust (GDV) 0.2 $371k 17k 22.40
European Equity Fund (EEA) 0.1 $337k 35k 9.67
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $346k 31k 11.27
Eaton Vance California Mun. Income Trust (CEV) 0.1 $339k 27k 12.48
Nuveen Global High (JGH) 0.1 $315k 18k 17.37
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $298k 26k 11.55
Western Union Company (WU) 0.1 $269k 14k 19.21
China Fund (CHN) 0.1 $275k 14k 20.31
Liberty All-Star Growth Fund (ASG) 0.1 $269k 52k 5.23
Norfolk Southern (NSC) 0.1 $255k 1.9k 132.26
Aberdn Emring Mkts Telecomtions 0.1 $251k 18k 13.96
Putnam Municipal Opportunities Trust (PMO) 0.1 $250k 20k 12.63
Alliance California Municipal Income Fun 0.1 $246k 18k 13.83
Era 0.1 $241k 22k 11.20
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $216k 16k 13.97
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $234k 16k 14.95
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $232k 10k 22.68
Clearbridge Amern Energ M 0.1 $235k 27k 8.57
Royal Dutch Shell 0.1 $197k 86.00 2290.70
iShares NASDAQ Biotechnology Index (IBB) 0.1 $200k 600.00 333.33
Thai Fund 0.1 $202k 21k 9.72
First Tr High Income L/s (FSD) 0.1 $205k 12k 17.06
Cushing Renaissance 0.1 $195k 10k 18.68
Boeing Company (BA) 0.1 $182k 717.00 253.84
Merck & Co (MRK) 0.1 $174k 2.7k 64.16
Teekay Lng Partners 0.1 $171k 9.6k 17.83
Advent/Claymore Enhanced Growth & Income 0.1 $182k 21k 8.61
Pioneer Municipal High Income Trust (MHI) 0.1 $181k 15k 12.01
Putnam Managed Municipal Income Trust (PMM) 0.1 $175k 23k 7.58
DTF Tax Free Income (DTF) 0.1 $186k 13k 14.31
Eaton Vance N Y Mun Bd Fd Ii 0.1 $179k 15k 11.93
Ares Dynamic Cr Allocation (ARDC) 0.1 $175k 11k 16.36
Principal Real Estate Income shs ben int (PGZ) 0.1 $176k 9.8k 17.93
Goldman Sachs (GS) 0.1 $166k 700.00 237.14
3M Company (MMM) 0.1 $160k 760.00 210.53
Gilead Sciences (GILD) 0.1 $162k 2.0k 81.00
Nuveen Select Tax Free Incom Portfolio 2 0.1 $165k 12k 14.08
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $158k 10k 15.22
Blackstone Gso Strategic (BGB) 0.1 $163k 10k 16.01
Blackrock Multi-sector Incom other (BIT) 0.1 $167k 8.9k 18.67
Home Depot (HD) 0.1 $125k 762.00 164.04
Morgan Stanley India Investment Fund (IIF) 0.1 $126k 3.7k 34.30
Amgen (AMGN) 0.1 $131k 700.00 187.14
UnitedHealth (UNH) 0.1 $146k 747.00 195.45
Morgan Stanley Asia Pacific Fund 0.1 $146k 8.5k 17.21
Equus Total Return (EQS) 0.1 $131k 54k 2.44
RMR Asia Pacific Real Estate Fund 0.1 $128k 6.6k 19.32
TCW Strategic Income Fund (TSI) 0.1 $128k 22k 5.82
Pioneer Municipal High Income Advantage (MAV) 0.1 $126k 11k 11.58
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.1 $132k 10k 13.20
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $136k 9.9k 13.68
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $126k 14k 8.90
Royce Global Value Tr (RGT) 0.1 $140k 14k 10.39
McDonald's Corporation (MCD) 0.1 $122k 781.00 156.21
Bristol Myers Squibb (BMY) 0.1 $108k 1.7k 63.53
Apple (AAPL) 0.1 $116k 753.00 154.05
International Business Machines (IBM) 0.1 $112k 774.00 144.70
TICC Capital 0.1 $105k 15k 6.86
Celgene Corporation 0.1 $117k 800.00 146.25
LMP Capital and Income Fund (SCD) 0.1 $114k 7.8k 14.55
Blackrock Muni Intermediate Drtn Fnd 0.1 $108k 7.6k 14.23
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $112k 7.9k 14.14
Eaton Vance Calif Mun Bd 0.1 $122k 10k 12.07
Aberdeen Indonesia Fund 0.1 $107k 14k 7.79
Cushing Mlp Total Return Fd Com New cef 0.1 $119k 9.9k 12.02
Brookfield Real Assets Incom shs ben int (RA) 0.1 $116k 4.9k 23.89
Altaba 0.1 $110k 1.7k 66.34
Seacor Holdings 0.0 $92k 2.0k 46.00
Caterpillar (CAT) 0.0 $89k 713.00 124.82
Johnson & Johnson (JNJ) 0.0 $100k 772.00 129.53
Chevron Corporation (CVX) 0.0 $85k 727.00 116.92
Travelers Companies (TRV) 0.0 $86k 705.00 121.99
United Technologies Corporation 0.0 $90k 773.00 116.43
Visa (V) 0.0 $81k 770.00 105.19
PriceSmart (PSMT) 0.0 $89k 1.0k 89.00
Central Fd Cda Ltd cl a 0.0 $101k 8.0k 12.62
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $91k 6.6k 13.89
Aberdeen Chile Fund (AEF) 0.0 $91k 11k 8.38
Pimco Dynamic Credit Income other 0.0 $86k 3.7k 23.04
Singapore Fund 0.0 $99k 8.5k 11.61
Inovio Pharmaceuticals 0.0 $95k 15k 6.33
Microsoft Corporation (MSFT) 0.0 $61k 816.00 74.75
JPMorgan Chase & Co. (JPM) 0.0 $79k 824.00 95.87
American Express Company (AXP) 0.0 $72k 796.00 90.45
Exxon Mobil Corporation (XOM) 0.0 $65k 789.00 82.38
Wal-Mart Stores (WMT) 0.0 $64k 822.00 77.86
Walt Disney Company (DIS) 0.0 $76k 769.00 98.83
Sony Corporation (SONY) 0.0 $58k 1.6k 37.23
Procter & Gamble Company (PG) 0.0 $72k 794.00 90.68
Asa (ASA) 0.0 $59k 5.0k 11.80
Cohen & Steers infrastucture Fund (UTF) 0.0 $60k 2.6k 23.06
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $64k 4.0k 15.81
Nuveen Tax-Advantaged Dividend Growth 0.0 $67k 4.0k 16.96
Nuveen Core Equity Alpha Fund (JCE) 0.0 $61k 3.9k 15.50
Aberdeen Israel Fund 0.0 $73k 3.6k 20.56
Asia Pacific Fund 0.0 $71k 5.2k 13.79
Dreyfus Mun Bd Infrastructure 0.0 $77k 5.8k 13.33
Eagle Pt Cr (ECC) 0.0 $64k 3.1k 20.59
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $69k 3.0k 23.00
Dowdupont 0.0 $70k 1.0k 68.76
ICICI Bank (IBN) 0.0 $36k 4.2k 8.52
Coca-Cola Company (KO) 0.0 $42k 940.00 44.68
BioMarin Pharmaceutical (BMRN) 0.0 $37k 400.00 92.50
Eli Lilly & Co. (LLY) 0.0 $51k 600.00 85.00
Pfizer (PFE) 0.0 $35k 990.00 35.35
Verizon Communications (VZ) 0.0 $44k 890.00 49.44
Novartis (NVS) 0.0 $43k 500.00 86.00
Diageo (DEO) 0.0 $45k 338.00 133.14
Nike (NKE) 0.0 $36k 696.00 51.72
Statoil ASA 0.0 $41k 2.1k 19.94
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $36k 4.1k 8.80
BT 0.0 $35k 1.8k 18.99
AllianceBernstein Global Hgh Incm (AWF) 0.0 $41k 3.1k 13.06
iShares Barclays TIPS Bond Fund (TIP) 0.0 $47k 410.00 114.63
Royce Micro Capital Trust (RMT) 0.0 $45k 4.8k 9.41
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $47k 7.5k 6.25
Central Europe and Russia Fund (CEE) 0.0 $44k 1.8k 24.73
Lehman Brothers First Trust IOF (NHS) 0.0 $56k 4.6k 12.23
Pioneer High Income Trust 0.0 $51k 5.1k 10.00
Bancroft Fund (BCV) 0.0 $38k 1.7k 21.76
First Trust/Aberdeen Global Opportunity 0.0 $40k 3.4k 11.78
RENN Global Entrepreneurs Fund (RCG) 0.0 $40k 28k 1.41
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $36k 2.5k 14.20
Latin American Discovery Fund 0.0 $46k 3.8k 12.08
THE GDL FUND Closed-End fund (GDL) 0.0 $51k 5.0k 10.20
LEGG MASON BW GLOBAL Income 0.0 $52k 3.9k 13.46
Allianzgi Equity & Conv In 0.0 $41k 2.0k 20.50
Doubleline Income Solutions (DSL) 0.0 $52k 2.5k 21.12
Karyopharm Therapeutics 0.0 $53k 4.9k 10.89
Deutsche Multi-mkt Income Tr Shs cef 0.0 $43k 4.8k 9.05
Vale (VALE) 0.0 $30k 3.0k 10.01
MasterCard Incorporated (MA) 0.0 $13k 92.00 141.30
Incyte Corporation (INCY) 0.0 $28k 242.00 115.70
India Fund (IFN) 0.0 $27k 1.0k 27.00
General Electric Company 0.0 $22k 905.00 24.31
Cisco Systems (CSCO) 0.0 $24k 716.00 33.52
Intel Corporation (INTC) 0.0 $33k 854.00 38.64
Koninklijke Philips Electronics NV (PHG) 0.0 $17k 407.00 41.77
Schlumberger (SLB) 0.0 $26k 370.00 70.27
NetEase (NTES) 0.0 $24k 90.00 266.67
Baidu (BIDU) 0.0 $12k 47.00 255.32
Banco Itau Holding Financeira (ITUB) 0.0 $21k 1.5k 14.02
MVC Capital 0.0 $13k 1.3k 10.00
Alexion Pharmaceuticals 0.0 $12k 88.00 136.36
Ladenburg Thalmann Financial Services 0.0 $29k 10k 2.90
Gabelli Equity Trust (GAB) 0.0 $28k 4.4k 6.36
Morgan Stanley Emerging Markets Fund 0.0 $12k 716.00 16.76
MFS Charter Income Trust (MCR) 0.0 $27k 3.1k 8.83
Putnam High Income Securities Fund 0.0 $21k 2.4k 8.91
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $13k 1.4k 9.36
Guggenheim Enhanced Equity Income Fund. 0.0 $27k 3.2k 8.46
Swiss Helvetia Fund (SWZ) 0.0 $25k 2.0k 12.82
Asia Tigers Fund 0.0 $25k 2.0k 12.50
Delaware Investments Dividend And Income 0.0 $14k 1.3k 10.95
Morgan Stanley income sec 0.0 $28k 1.6k 18.01
Manning & Napier Inc cl a 0.0 $24k 6.0k 4.00
Asml Holding (ASML) 0.0 $27k 159.00 169.81
Aberdeen Gtr China 0.0 $23k 2.0k 11.50
Goldman Sachs Mlp Inc Opp 0.0 $14k 1.5k 9.65
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $33k 1.5k 21.97
Cornerstone Strategic Value (CLM) 0.0 $22k 1.5k 14.61
Technipfmc (FTI) 0.0 $19k 669.00 28.40
Seacor Marine Hldgs (SMHI) 0.0 $31k 2.0k 15.42
China Petroleum & Chemical 0.0 $8.0k 110.00 72.73
Melco Crown Entertainment (MLCO) 0.0 $6.0k 269.00 22.30
SK Tele 0.0 $5.0k 218.00 22.94
U.S. Bancorp (USB) 0.0 $5.0k 97.00 51.55
Dominion Resources (D) 0.0 $7.0k 95.00 73.68
Raytheon Company 0.0 $9.0k 46.00 195.65
Credit Suisse Group 0.0 $9.0k 563.00 15.99
Occidental Petroleum Corporation (OXY) 0.0 $5.0k 83.00 60.24
Philip Morris International (PM) 0.0 $10k 89.00 112.36
Sanofi-Aventis SA (SNY) 0.0 $10k 192.00 52.08
American Electric Power Company (AEP) 0.0 $7.0k 99.00 70.71
Mitsubishi UFJ Financial (MUFG) 0.0 $10k 1.6k 6.42
Canadian Natural Resources (CNQ) 0.0 $10k 286.00 34.97
Shire 0.0 $7.0k 43.00 162.79
Sap (SAP) 0.0 $9.0k 83.00 108.43
United States Oil Fund 0.0 $10k 1.0k 10.00
Pampa Energia (PAM) 0.0 $10k 159.00 62.89
Ctrip.com International 0.0 $6.0k 108.00 55.56
BHP Billiton (BHP) 0.0 $10k 248.00 40.32
Ingersoll-rand Co Ltd-cl A 0.0 $8.0k 91.00 87.91
MetLife (MET) 0.0 $5.0k 105.00 47.62
Prudential Public Limited Company (PUK) 0.0 $8.0k 163.00 49.08
Abb (ABBNY) 0.0 $8.0k 340.00 23.53
British American Tobac (BTI) 0.0 $10k 156.00 64.10
Gildan Activewear Inc Com Cad (GIL) 0.0 $6.0k 193.00 31.09
ING Groep (ING) 0.0 $8.0k 442.00 18.10
Bk Nova Cad (BNS) 0.0 $5.0k 81.00 61.73
Tor Dom Bk Cad (TD) 0.0 $11k 190.00 57.89
Manulife Finl Corp (MFC) 0.0 $8.0k 399.00 20.05
Simon Property (SPG) 0.0 $8.0k 47.00 170.21
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $4.0k 250.00 16.00
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $4.0k 250.00 16.00
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $6.0k 384.00 15.62
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $3.0k 200.00 15.00
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $3.0k 300.00 10.00
New Ireland Fund 0.0 $5.0k 340.00 14.71
Wendy's/arby's Group (WEN) 0.0 $1.0k 42.00 23.81
Gw Pharmaceuticals Plc ads 0.0 $6.0k 63.00 95.24
Allegion Plc equity (ALLE) 0.0 $11k 126.00 87.30
Gabelli mutual funds - (GGZ) 0.0 $9.0k 700.00 12.86
Dws Strategic Income Trust 0.0 $5.0k 400.00 12.50
H & Q Healthcare Fund equities (HQH) 0.0 $10k 404.00 24.75
Tekla Life Sciences sh ben int (HQL) 0.0 $999.810000 69.00 14.49
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $1.0k 10.00 100.00
Kraft Heinz (KHC) 0.0 $6.0k 82.00 73.17
Chubb (CB) 0.0 $10k 68.00 147.06
Coca Cola European Partners (CCEP) 0.0 $9.0k 207.00 43.48
Veon 0.0 $7.0k 1.6k 4.41