Tortoise Investment Management

Tortoise Investment Management as of Sept. 30, 2014

Portfolio Holdings for Tortoise Investment Management

Tortoise Investment Management holds 400 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 13.3 $34M 170k 198.26
Spdr S&p 500 Etf (SPY) 9.9 $25M 128k 197.02
Nuveen Build Amer Bd (NBB) 5.5 $14M 689k 20.39
Nuveen Build Amer Bd Opptny 4.3 $11M 515k 21.20
Nuveen Ny Div Advantg Mun 4.1 $10M 789k 13.17
Ishares Inc core msci emkt (IEMG) 3.4 $8.6M 172k 50.04
Aberdeen Asia-Pacific Income Fund (FAX) 3.1 $7.8M 1.3M 5.90
PowerShares Build America Bond Portfolio 2.8 $7.0M 237k 29.65
iShares Russell 1000 Index (IWB) 2.7 $6.8M 62k 109.86
Nuveen Ny Divid Advntg Mun F (NAN) 2.3 $5.9M 441k 13.33
Kinder Morgan Management 2.0 $5.2M 55k 94.15
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.9 $4.7M 81k 58.24
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $4.4M 91k 48.50
iShares MSCI EAFE Index Fund (EFA) 1.7 $4.4M 68k 64.13
Ishares Tr s^p gtfidx etf (WOOD) 1.7 $4.3M 88k 49.30
SPDR Dow Jones Industrial Average ETF (DIA) 1.7 $4.3M 25k 170.08
iShares S&P SmallCap 600 Index (IJR) 1.4 $3.7M 35k 104.31
iShares MSCI Emerging Markets Indx (EEM) 1.4 $3.6M 85k 41.56
SPDR Nuveen Barclays Capital Build Amer 1.4 $3.5M 57k 61.15
Market Vectors sht hg mun etf 1.4 $3.5M 138k 25.34
PowerShares Insured Nati Muni Bond 1.3 $3.3M 130k 25.12
Nuveen Maryland Premium Income Municipal 1.2 $3.0M 240k 12.51
iShares S&P SmallCap 600 Value Idx (IJS) 1.1 $2.8M 26k 107.28
Berkshire Hathaway (BRK.B) 1.1 $2.8M 20k 138.14
SPDR Nuveen Barclays Capital Municpl Bnd 1.1 $2.8M 115k 24.00
Vanguard Short Term Corporate Bond ETF (VCSH) 1.1 $2.7M 34k 79.88
PowerShares Insured NY Muni. Bond 1.0 $2.6M 106k 24.18
Vanguard FTSE All Wld Ex USSml Cap (VSS) 1.0 $2.5M 24k 102.13
Nuveen Select Tax-Free Incom Portfolio 3 0.7 $1.7M 122k 13.86
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.7 $1.6M 15k 109.64
Nuveen Dividend Advantage Municipal Fd 2 0.6 $1.5M 110k 13.93
Nuveen Energy Mlp Total Return etf 0.6 $1.5M 68k 22.10
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.6 $1.5M 30k 49.15
Schwab Strategic Tr us lrg cap etf (SCHX) 0.6 $1.4M 30k 47.00
Plum Creek Timber 0.5 $1.3M 35k 39.01
WisdomTree Intl. SmallCap Div (DLS) 0.5 $1.3M 22k 59.20
Nuveen Calif Municpal Valu F 0.5 $1.3M 80k 16.23
International Business Machines (IBM) 0.5 $1.3M 6.7k 189.88
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.4 $1.1M 36k 30.68
Vanguard Emerging Markets ETF (VWO) 0.4 $1.1M 26k 41.72
SPDR S&P Emerging Markets Small Cap (EWX) 0.4 $1.1M 22k 47.98
Ishares Core Intl Stock Etf core (IXUS) 0.4 $1.1M 19k 56.25
Apple (AAPL) 0.4 $1.0M 10k 100.71
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $987k 20k 49.23
Western Asset Intm Muni Fd I (SBI) 0.4 $993k 102k 9.71
Exxon Mobil Corporation (XOM) 0.4 $931k 9.9k 94.10
iShares Russell 2000 Index (IWM) 0.4 $918k 8.4k 109.31
L Brands 0.4 $918k 14k 67.01
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.3 $836k 18k 46.23
iShares Russell 1000 Value Index (IWD) 0.3 $808k 8.1k 100.14
Schwab Emerging Markets Equity ETF (SCHE) 0.3 $788k 31k 25.39
Boeing Company (BA) 0.3 $687k 5.4k 127.32
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.3 $655k 48k 13.68
Wal-Mart Stores (WMT) 0.2 $628k 8.2k 76.43
Berkshire Hathaway (BRK.A) 0.2 $621k 3.00 207000.00
Pepsi (PEP) 0.2 $602k 6.5k 93.13
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $608k 44k 13.78
Merck & Co (MRK) 0.2 $573k 9.7k 59.29
Johnson & Johnson (JNJ) 0.2 $567k 5.3k 106.58
UnitedHealth (UNH) 0.2 $549k 6.4k 86.25
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $507k 11k 45.47
Union Pacific Corporation (UNP) 0.2 $479k 4.4k 108.47
Procter & Gamble Company (PG) 0.2 $462k 5.5k 83.77
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.2 $463k 33k 13.94
Spdr Short-term High Yield mf (SJNK) 0.2 $432k 14k 29.95
Doubleline Income Solutions (DSL) 0.2 $426k 20k 21.64
Vanguard Large-Cap ETF (VV) 0.2 $399k 4.4k 90.52
Vanguard REIT ETF (VNQ) 0.2 $415k 5.8k 71.80
Nuveen Massachusetts Pre Income Mun (NMT) 0.2 $406k 31k 13.27
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.2 $418k 31k 13.43
Powershares Senior Loan Portfo mf 0.2 $413k 17k 24.29
J P Morgan Exchange Traded F div rtn glb eq 0.2 $401k 8.2k 49.20
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $392k 29k 13.44
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.1 $371k 29k 12.77
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $328k 3.0k 109.33
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.1 $333k 3.0k 111.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $338k 3.9k 85.90
WisdomTree Dreyfus NZ Dollar Fund 0.1 $321k 16k 19.54
Pimco Etf Tr 7-15 yr us trs 0.1 $326k 3.9k 83.38
T. Rowe Price (TROW) 0.1 $314k 4.0k 78.50
Gilead Sciences (GILD) 0.1 $300k 2.8k 106.57
iShares Lehman Aggregate Bond (AGG) 0.1 $300k 2.8k 108.97
iShares S&P MidCap 400 Index (IJH) 0.1 $315k 2.3k 136.90
Claymore Beacon Global Timber Index 0.1 $293k 12k 23.54
Nuveen Select Tax Free Incom Portfolio 2 0.1 $300k 23k 13.22
Ishares Inc msci frntr 100 (FM) 0.1 $316k 8.4k 37.79
Coca-Cola Company (KO) 0.1 $282k 6.6k 42.68
Chevron Corporation (CVX) 0.1 $285k 2.4k 119.20
General Electric Company 0.1 $279k 11k 25.62
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $291k 9.3k 31.37
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $250k 2.7k 92.01
WisdomTree Emerging Markets Eq (DEM) 0.1 $244k 5.1k 47.82
Walgreen Company 0.1 $231k 3.9k 59.17
iShares Dow Jones US Real Estate (IYR) 0.1 $216k 3.1k 69.34
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $238k 2.3k 103.66
Vanguard Dividend Appreciation ETF (VIG) 0.1 $237k 3.1k 76.80
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $233k 4.3k 54.54
Transcanada Corp 0.1 $215k 4.2k 51.60
Potlatch Corporation (PCH) 0.1 $203k 5.1k 40.20
Utilities SPDR (XLU) 0.1 $210k 5.0k 42.00
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $196k 5.5k 35.71
Schwab International Equity ETF (SCHF) 0.1 $194k 6.3k 30.96
Schwab U S Small Cap ETF (SCHA) 0.1 $193k 3.8k 51.41
Spdr Series Trust nuvn br ny muni 0.1 $207k 8.9k 23.26
Clorox Company (CLX) 0.1 $172k 1.8k 95.56
Vanguard Total Stock Market ETF (VTI) 0.1 $190k 1.9k 101.28
SPDR Barclays Capital High Yield B 0.1 $188k 4.7k 40.17
Nuveen New York Mun Value 0.1 $185k 13k 14.45
Schwab Strategic Tr us aggregate b (SCHZ) 0.1 $167k 3.2k 51.82
Microsoft Corporation (MSFT) 0.1 $146k 3.1k 46.47
Walt Disney Company (DIS) 0.1 $142k 1.6k 89.03
Consolidated Edison (ED) 0.1 $140k 2.5k 56.84
Becton, Dickinson and (BDX) 0.1 $159k 1.4k 113.57
Amgen (AMGN) 0.1 $155k 1.1k 140.91
United Technologies Corporation 0.1 $154k 1.5k 105.91
Weyerhaeuser Company (WY) 0.1 $162k 5.1k 31.76
PowerShares QQQ Trust, Series 1 0.1 $148k 1.5k 98.73
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $155k 1.5k 105.08
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.1 $164k 5.5k 30.06
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.1 $160k 3.0k 53.33
Vanguard Consumer Staples ETF (VDC) 0.1 $165k 1.4k 117.86
WisdomTree DEFA (DWM) 0.1 $157k 3.0k 52.33
Nuveen New York Perf. Plus Muni Fund 0.1 $162k 12k 13.97
D Ishares (EEMS) 0.1 $140k 2.8k 49.30
Facebook Inc cl a (META) 0.1 $156k 2.0k 78.91
U.S. Bancorp (USB) 0.1 $121k 2.9k 41.72
Home Depot (HD) 0.1 $134k 1.5k 91.47
Bristol Myers Squibb (BMY) 0.1 $132k 2.6k 51.32
3M Company (MMM) 0.1 $130k 915.00 142.08
Stanley Black & Decker (SWK) 0.1 $130k 1.5k 88.56
Western Digital (WDC) 0.1 $136k 1.4k 97.14
Gartner (IT) 0.1 $120k 1.6k 73.22
Colgate-Palmolive Company (CL) 0.1 $116k 1.8k 65.21
Amphenol Corporation (APH) 0.1 $116k 1.2k 100.17
Wyndham Worldwide Corporation 0.1 $115k 1.4k 81.44
iShares Russell Midcap Index Fund (IWR) 0.1 $135k 850.00 158.82
Rydex S&P Equal Weight ETF 0.1 $129k 1.7k 75.88
Vanguard Small-Cap Value ETF (VBR) 0.1 $129k 1.3k 99.77
iShares Russell Microcap Index (IWC) 0.1 $130k 1.9k 69.44
Comcast Corporation 0.0 $102k 1.9k 53.43
HSN 0.0 $93k 1.5k 61.43
Norfolk Southern (NSC) 0.0 $100k 900.00 111.11
Snap-on Incorporated (SNA) 0.0 $113k 936.00 120.73
Pall Corporation 0.0 $100k 1.2k 83.33
Yum! Brands (YUM) 0.0 $109k 1.5k 72.23
Honeywell International (HON) 0.0 $99k 1.1k 92.78
Praxair 0.0 $103k 800.00 128.75
Tyco International Ltd S hs 0.0 $111k 2.5k 44.56
Henry Schein (HSIC) 0.0 $108k 931.00 116.00
Illinois Tool Works (ITW) 0.0 $93k 1.1k 84.55
Flowserve Corporation (FLS) 0.0 $96k 1.4k 70.38
Ferrellgas Partners 0.0 $97k 3.6k 26.94
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $112k 950.00 117.89
iShares Russell 3000 Index (IWV) 0.0 $93k 800.00 116.25
Vanguard Small-Cap ETF (VB) 0.0 $89k 808.00 110.15
Alerian Mlp Etf 0.0 $102k 5.3k 19.25
Vanguard Utilities ETF (VPU) 0.0 $91k 1.0k 91.00
Wisdomtree Tr em lcl debt (ELD) 0.0 $97k 2.2k 44.39
Nuveen New Jersey Premium Income Mun 0.0 $102k 7.5k 13.60
Express Scripts Holding 0.0 $89k 1.3k 70.75
Directv 0.0 $107k 1.2k 86.71
Ultragenyx Pharmaceutical (RARE) 0.0 $98k 1.7k 56.71
Chubb Corporation 0.0 $72k 790.00 91.14
Northeast Utilities System 0.0 $70k 1.6k 44.47
Costco Wholesale Corporation (COST) 0.0 $67k 535.00 125.23
Pfizer (PFE) 0.0 $82k 2.8k 29.62
At&t (T) 0.0 $86k 2.4k 35.35
DENTSPLY International 0.0 $68k 1.5k 45.33
Harsco Corporation (NVRI) 0.0 $66k 3.1k 21.29
Ross Stores (ROST) 0.0 $83k 1.1k 75.73
ACI Worldwide (ACIW) 0.0 $74k 3.9k 18.89
Altria (MO) 0.0 $69k 1.5k 46.00
Anadarko Petroleum Corporation 0.0 $71k 700.00 101.43
BB&T Corporation 0.0 $74k 2.0k 37.00
ConocoPhillips (COP) 0.0 $77k 1.0k 77.00
Hess (HES) 0.0 $75k 800.00 93.75
Danaher Corporation (DHR) 0.0 $76k 1.0k 76.00
Washington Real Estate Investment Trust (ELME) 0.0 $82k 3.3k 25.23
Celgene Corporation 0.0 $85k 900.00 94.44
Church & Dwight (CHD) 0.0 $81k 1.2k 70.25
PNM Resources (TXNM) 0.0 $73k 2.9k 24.88
Vanguard Extended Market ETF (VXF) 0.0 $74k 885.00 83.62
SPDR DJ Wilshire Mid Cap (SPMD) 0.0 $74k 900.00 82.22
Nuveen NJ Invmt Quality Municipal Fund. 0.0 $67k 5.0k 13.40
Schwab U S Broad Market ETF (SCHB) 0.0 $85k 1.8k 47.67
Global X Fds glbl x mlp etf 0.0 $80k 4.6k 17.39
Fidelity msci matls index (FMAT) 0.0 $83k 3.0k 28.02
JPMorgan Chase & Co. (JPM) 0.0 $42k 700.00 60.00
Bank of America Corporation (BAC) 0.0 $63k 3.7k 17.03
Monsanto Company 0.0 $56k 498.00 112.45
Abbott Laboratories (ABT) 0.0 $59k 1.4k 41.37
Lennar Corporation (LEN) 0.0 $51k 1.3k 38.96
Cardinal Health (CAH) 0.0 $61k 818.00 74.57
Dow Chemical Company 0.0 $45k 859.00 52.39
Verizon Communications (VZ) 0.0 $40k 797.00 50.19
E.I. du Pont de Nemours & Company 0.0 $47k 657.00 71.54
AmerisourceBergen (COR) 0.0 $46k 600.00 76.67
Crane 0.0 $63k 1.0k 63.00
CVS Caremark Corporation (CVS) 0.0 $48k 600.00 80.00
Philip Morris International (PM) 0.0 $42k 500.00 84.00
Starbucks Corporation (SBUX) 0.0 $39k 516.00 75.58
Enterprise Products Partners (EPD) 0.0 $44k 1.1k 40.00
athenahealth 0.0 $53k 400.00 132.50
Chicago Bridge & Iron Company 0.0 $48k 825.00 58.18
Kinder Morgan Energy Partners 0.0 $56k 600.00 93.33
iShares Russell 1000 Growth Index (IWF) 0.0 $46k 500.00 92.00
Industries N shs - a - (LYB) 0.0 $62k 575.00 107.83
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $51k 516.00 98.84
iShares MSCI ACWI Index Fund (ACWI) 0.0 $62k 1.1k 58.77
iShares S&P 1500 Index Fund (ITOT) 0.0 $43k 479.00 89.77
Nuveen California Municipal Value Fund (NCA) 0.0 $62k 6.0k 10.33
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $59k 3.0k 19.67
Blackrock New Jersey Municipal Income Tr 0.0 $44k 3.0k 14.67
Vanguard Total World Stock Idx (VT) 0.0 $62k 1.0k 60.19
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.0 $61k 1.8k 33.89
Guggenheim Bld Amr Bds Mng D (GBAB) 0.0 $48k 2.3k 21.33
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $51k 1.0k 51.00
Citigroup (C) 0.0 $54k 1.0k 51.67
Tesoro Logistics Lp us equity 0.0 $45k 640.00 70.31
Ishares Tr msci emkt latn 0.0 $51k 1.2k 42.50
Phillips 66 (PSX) 0.0 $42k 511.00 82.19
Mondelez Int (MDLZ) 0.0 $43k 1.2k 34.65
Abbvie (ABBV) 0.0 $56k 961.00 58.27
Valero Energy Partners 0.0 $45k 1.0k 45.00
Compass Minerals International (CMP) 0.0 $27k 325.00 83.08
Comcast Corporation (CMCSA) 0.0 $21k 393.00 53.44
Leucadia National 0.0 $14k 600.00 23.33
American Express Company (AXP) 0.0 $15k 167.00 89.82
Caterpillar (CAT) 0.0 $13k 130.00 100.00
McDonald's Corporation (MCD) 0.0 $30k 316.00 94.94
Eli Lilly & Co. (LLY) 0.0 $38k 590.00 64.41
AES Corporation (AES) 0.0 $31k 2.2k 14.09
Coach 0.0 $20k 560.00 35.71
Kimberly-Clark Corporation (KMB) 0.0 $29k 265.00 109.43
Reynolds American 0.0 $30k 500.00 60.00
Medtronic 0.0 $31k 500.00 62.00
Valero Energy Corporation (VLO) 0.0 $23k 500.00 46.00
Air Products & Chemicals (APD) 0.0 $13k 100.00 130.00
Allergan 0.0 $14k 80.00 175.00
Nextera Energy (NEE) 0.0 $19k 200.00 95.00
Sanofi-Aventis SA (SNY) 0.0 $28k 500.00 56.00
Ca 0.0 $15k 528.00 28.41
Qualcomm (QCOM) 0.0 $13k 175.00 74.29
Ford Motor Company (F) 0.0 $24k 1.6k 14.95
Total (TTE) 0.0 $32k 500.00 64.00
Syngenta 0.0 $32k 500.00 64.00
Google 0.0 $16k 27.00 592.59
Zimmer Holdings (ZBH) 0.0 $38k 376.00 101.06
Energy Select Sector SPDR (XLE) 0.0 $15k 166.00 90.36
Energy Transfer Equity (ET) 0.0 $27k 430.00 62.79
Targa Resources Partners 0.0 $18k 250.00 72.00
Plains All American Pipeline (PAA) 0.0 $35k 600.00 58.33
Regency Energy Partners 0.0 $33k 1.0k 32.35
Bob Evans Farms 0.0 $22k 475.00 46.32
Duke Realty Corporation 0.0 $21k 1.2k 17.50
National Fuel Gas (NFG) 0.0 $35k 500.00 70.00
Magellan Midstream Partners 0.0 $15k 180.00 83.33
HEICO Corporation (HEI.A) 0.0 $13k 312.00 41.67
iShares S&P 500 Growth Index (IVW) 0.0 $13k 120.00 108.33
iShares S&P MidCap 400 Growth (IJK) 0.0 $19k 124.00 153.23
Consumer Staples Select Sect. SPDR (XLP) 0.0 $23k 510.00 45.10
SPDR S&P MidCap 400 ETF (MDY) 0.0 $34k 137.00 248.18
Market Vectors Indonesia Index 0.0 $30k 1.2k 25.00
Vanguard Value ETF (VTV) 0.0 $22k 265.00 83.02
SPDR S&P Dividend (SDY) 0.0 $37k 498.00 74.30
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $15k 468.00 32.05
Vanguard Total Bond Market ETF (BND) 0.0 $26k 321.00 81.00
Vanguard Pacific ETF (VPL) 0.0 $33k 559.00 59.03
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $18k 150.00 120.00
SPDR DJ International Real Estate ETF (RWX) 0.0 $29k 700.00 41.43
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $36k 300.00 120.00
SPDR S&P International Small Cap (GWX) 0.0 $16k 500.00 32.00
SPDR Dow Jones Global Real Estate (RWO) 0.0 $13k 285.00 45.61
SPDR S&P International Dividend (DWX) 0.0 $14k 300.00 46.67
Nuveen Ga Div Adv Mun Fd 2 0.0 $38k 3.0k 12.67
First Trust Health Care AlphaDEX (FXH) 0.0 $19k 342.00 55.56
First Trust Cnsumer Stapl Alpha (FXG) 0.0 $15k 394.00 38.07
Ints Intl 0.0 $23k 1.3k 17.69
Tripadvisor (TRIP) 0.0 $27k 300.00 90.00
Access Midstream Partners, L.p 0.0 $16k 250.00 64.00
Kraft Foods 0.0 $25k 436.00 57.34
Proshs Ultrashrt S&p500 Prosha etf 0.0 $30k 1.3k 23.33
Seadrill Partners 0.0 $31k 1.0k 31.00
Foundation Medicine 0.0 $33k 1.8k 18.86
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.0 $32k 2.2k 14.88
Google Inc Class C 0.0 $13k 22.00 590.91
Ishares Tr core msci euro (IEUR) 0.0 $23k 500.00 46.00
Alibaba Group Holding (BABA) 0.0 $14k 160.00 87.50
BP (BP) 0.0 $0 2.00 0.00
Fomento Economico Mexicano SAB (FMX) 0.0 $2.0k 18.00 111.11
Time Warner 0.0 $4.0k 50.00 80.00
State Street Corporation (STT) 0.0 $7.0k 90.00 77.78
Via 0.0 $1.0k 11.00 90.91
Health Care SPDR (XLV) 0.0 $10k 150.00 66.67
Archer Daniels Midland Company (ADM) 0.0 $0 2.00 0.00
CBS Corporation 0.0 $1.0k 11.00 90.91
United Parcel Service (UPS) 0.0 $3.0k 26.00 115.38
Apache Corporation 0.0 $2.0k 22.00 90.91
Carnival Corporation (CCL) 0.0 $4.0k 100.00 40.00
Cisco Systems (CSCO) 0.0 $1.0k 40.00 25.00
Edwards Lifesciences (EW) 0.0 $0 2.00 0.00
Forest Oil Corporation 0.0 $0 31.00 0.00
J.C. Penney Company 0.0 $4.0k 375.00 10.67
Travelers Companies (TRV) 0.0 $3.0k 33.00 90.91
Wells Fargo & Company (WFC) 0.0 $10k 200.00 50.00
Redwood Trust (RWT) 0.0 $3.0k 200.00 15.00
Intel Corporation (INTC) 0.0 $8.0k 224.00 35.71
Tiffany & Co. 0.0 $9.0k 95.00 94.74
Cooper Companies 0.0 $11k 68.00 161.76
Manitowoc Company 0.0 $999.900000 45.00 22.22
Masco Corporation (MAS) 0.0 $8.0k 344.00 23.26
Eastman Chemical Company (EMN) 0.0 $8.0k 98.00 81.63
Raytheon Company 0.0 $10k 100.00 100.00
Rockwell Collins 0.0 $8.0k 100.00 80.00
Campbell Soup Company (CPB) 0.0 $9.0k 200.00 45.00
Newfield Exploration 0.0 $4.0k 100.00 40.00
Cemex SAB de CV (CX) 0.0 $0 6.00 0.00
Deere & Company (DE) 0.0 $8.0k 95.00 84.21
GlaxoSmithKline 0.0 $8.0k 182.00 43.96
NCR Corporation (VYX) 0.0 $999.900000 22.00 45.45
Williams Companies (WMB) 0.0 $12k 220.00 54.55
Freeport-McMoRan Copper & Gold (FCX) 0.0 $7.0k 200.00 35.00
Lowe's Companies (LOW) 0.0 $3.0k 50.00 60.00
Prudential Financial (PRU) 0.0 $5.0k 53.00 94.34
Kellogg Company (K) 0.0 $2.0k 39.00 51.28
Frontier Communications 0.0 $3.0k 400.00 7.50
New York Community Ban 0.0 $5.0k 300.00 16.67
PPL Corporation (PPL) 0.0 $10k 298.00 33.56
Amazon (AMZN) 0.0 $7.0k 21.00 333.33
Netflix (NFLX) 0.0 $2.0k 4.00 500.00
Walter Energy 0.0 $0 39.00 0.00
CONSOL Energy 0.0 $9.0k 250.00 36.00
Equinix 0.0 $11k 50.00 220.00
iShares MSCI Japan Index 0.0 $12k 1.0k 12.00
Gigamedia 0.0 $0 200.00 0.00
MetLife (MET) 0.0 $7.0k 123.00 56.91
Stone Energy Corporation 0.0 $999.900000 30.00 33.33
Terex Corporation (TEX) 0.0 $10k 300.00 33.33
Walter Investment Management 0.0 $0 14.00 0.00
Cheniere Energy (LNG) 0.0 $4.0k 52.00 76.92
Rockwood Holdings 0.0 $11k 150.00 73.33
Texas Roadhouse (TXRH) 0.0 $6.0k 200.00 30.00
United States Steel Corporation (X) 0.0 $0 7.00 0.00
Lions Gate Entertainment 0.0 $3.0k 100.00 30.00
PDF Solutions (PDFS) 0.0 $3.0k 250.00 12.00
Alcatel-Lucent 0.0 $0 141.00 0.00
Healthsouth 0.0 $1.0k 25.00 40.00
Trina Solar 0.0 $2.0k 200.00 10.00
Rayonier (RYN) 0.0 $6.0k 201.00 29.85
Nabors Industries 0.0 $999.880000 28.00 35.71
American International (AIG) 0.0 $6.0k 105.00 57.14
Chimera Investment Corporation 0.0 $2.0k 500.00 4.00
iShares S&P 500 Value Index (IVE) 0.0 $2.0k 25.00 80.00
Vanguard Europe Pacific ETF (VEA) 0.0 $7.0k 169.00 41.42
Weingarten Realty Investors 0.0 $7.0k 225.00 31.11
iShares Dow Jones US Utilities (IDU) 0.0 $8.0k 77.00 103.90
Magellan Petroleum Corporation 0.0 $0 100.00 0.00
DNP Select Income Fund (DNP) 0.0 $10k 1.0k 10.00
First Trust DJ Internet Index Fund (FDN) 0.0 $9.0k 150.00 60.00
First Trust Financials AlphaDEX (FXO) 0.0 $7.0k 306.00 22.88
Huntington Bancshares Inc pfd conv ser a 0.0 $7.0k 5.00 1400.00
Financial Engines 0.0 $3.0k 101.00 29.70
UQM Technologies 0.0 $0 200.00 0.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $3.0k 25.00 120.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $0 14.00 0.00
First Trust Amex Biotech Index Fnd (FBT) 0.0 $9.0k 103.00 87.38
Threshold Pharmaceuticals 0.0 $4.0k 1.0k 4.00
BlackRock MuniHoldings New York Insured (MHN) 0.0 $9.0k 709.00 12.69
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $6.0k 248.00 24.19
First Trust FTSE EPRA G R E Idx (DTRE) 0.0 $5.0k 124.00 40.32
First Trust ISE Water Index Fund (FIW) 0.0 $6.0k 198.00 30.30
First Trust Ind/Prod AlphaDEX (FXR) 0.0 $7.0k 246.00 28.46
First Trust NASDAQ-100 Ex-Tech Sec (QQXT) 0.0 $7.0k 190.00 36.84
First Trust S&P REIT Index Fund (FRI) 0.0 $11k 581.00 18.93
Spar (SGRP) 0.0 $2.0k 1.2k 1.67
Lightbridge Corporation 0.0 $10k 4.2k 2.36
American Intl Group 0.0 $0 2.00 0.00
Kinder Morgan (KMI) 0.0 $1.0k 14.00 71.43
Schwab Strategic Tr us reit etf (SCHH) 0.0 $3.0k 89.00 33.71
Dunkin' Brands Group 0.0 $5.0k 104.00 48.08
Level 3 Communications 0.0 $0 4.00 0.00
Wpx Energy 0.0 $999.960000 26.00 38.46
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.0 $8.0k 100.00 80.00
CLEANTECH SOLUTIONS Intl 0.0 $4.0k 1.0k 4.00
Ensco Plc Shs Class A 0.0 $1.0k 27.00 37.04
Organovo Holdings 0.0 $2.0k 360.00 5.56
Taylor Morrison Hom (TMHC) 0.0 $2.0k 100.00 20.00
Baxano Surgical I 0.0 $0 2.0k 0.00
Market Vectors Egypt Index Etf exchange traded product 0.0 $7.0k 100.00 70.00
Murphy Usa (MUSA) 0.0 $0 7.00 0.00
Vanguard S&p 500 Etf idx (VOO) 0.0 $8.0k 44.00 181.82
American Airls (AAL) 0.0 $999.900000 30.00 33.33
Twitter 0.0 $9.0k 165.00 54.55
Provectus Biopharmaceuticals I (PVCT) 0.0 $2.0k 2.0k 1.00
Voya Global Eq Div & Pr Opp (IGD) 0.0 $0 12.00 0.00
Spdr Ser Tr cmn 0.0 $2.0k 79.00 25.32
Now (DNOW) 0.0 $6.0k 200.00 30.00
Weatherford Intl Plc ord 0.0 $10k 500.00 20.00
Rayonier Advanced Matls (RYAM) 0.0 $2.0k 67.00 29.85
Time 0.0 $0 6.00 0.00